-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dry1Sav3A0yUAFi8QMjg4bthWWdp8Z/NcaNOd+ksbP3GL3fXcypT5hPPcGDbc+lT L/KGb/EmuwkJKz5yraFRFg== 0000884314-09-000016.txt : 20091116 0000884314-09-000016.hdr.sgml : 20091116 20091113174719 ACCESSION NUMBER: 0000884314-09-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLUESTEIN R H & CO CENTRAL INDEX KEY: 0000884314 IRS NUMBER: 382953545 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03073 FILM NUMBER: 091182945 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 2486464000 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 13F-HR 1 filing093009.txt 13F-HR FILING FOR SEPTEMBER 30, 2009 Main Page (1) TYPE 13F-HR PERIOD 09/30/09 FILER CIK 0000884314 CCC oswv@o8w SUBMISSION-CONTACT NAME Michele Payment PHONE 248-646-4000 The text of the document to be attached on the Documents Page includes the following information in an ASCII text file: UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: R.H. Bluestein & Company Address: 260 East Brown Street, Suite 100 Birmingham, MI 48009 13-F File Number: 28-3073 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michele M. Payment Title: Vice President & Controller Phone: 248-646-4000 Signature, Place, and Date of Signing: Robert H. Bluestein Birmingham, Michigan November 13, 2009 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 244 Form 13F Information Table Value Total: $1,083,910 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co COM 88579y101 760 10304 SH SOLE 9804 500 ABB Ltd ADR COM 000375204 1149 57325 SH SOLE 57325 AES Corp COM 00130h105 4446 300000 SH SOLE 300000 AT&T Inc COM 00206R102 521 19305 SH SOLE 19305 Abbott Laboratories COM 002824100 437 8835 SH SOLE 8835 Agrium Inc COM 008916108 274 5500 SH SOLE 5500 Air Products & Chem COM 009158106 9203 118625 SH SOLE 118325 300 Alcoa Inc COM 013817101 241 18400 SH SOLE 18400 Alcon Inc COM H01301102 17418 125608 SH SOLE 125468 140 Allergan Inc COM 018490102 227 4000 SH SOLE 4000 Allscripts Healthcare Solution COM 01988p108 304 15000 SH SOLE 15000 Alumina Ltd ADR COM 022205108 254 40000 SH SOLE 40000 Amazon.com Inc COM 023135106 10956 117357 SH SOLE 117112 245 Amer Intl Grp COM 026874784 1103 25000 SH SOLE 25000 America Movil SAB de CV ADR COM 02364w105 438 10000 SH SOLE 10000 American Express Co COM 025816109 739 21800 SH SOLE 21500 300 American Water Works COM 030420103 199 10000 SH SOLE 10000 Anadarko Petroleum COM 032511107 17935 285905 SH SOLE 285465 440 Anglo American PLC Unsp ADR COM 03485p201 503 31549 SH SOLE 31549 AngloGold Ashanti ADR COM 035128206 245 6004 SH SOLE 6004 Apache Corp COM 037411105 6778 73813 SH SOLE 73813 Apple Inc COM 037833100 37055 199917 SH SOLE 199467 450 Applied Materials Inc COM 038222105 16057 1200050 SH SOLE 1199500 550 Aqua America Inc COM 03836w103 177 10050 SH SOLE 10050 ArcelorMittal NY Reg COM 03938L104 1151 31000 SH SOLE 31000 Archer Daniels Mid COM 039483102 15964 546340 SH SOLE 546140 200 AstraZeneca PLC ADR COM 046353108 1124 25000 SH SOLE 25000 Athenahealth Inc COM 04685w103 288 7500 SH SOLE 7500 Autoliv Inc COM 052800109 336 10000 SH SOLE 10000 BHP Billiton Ltd ADR COM 088606108 4601 69700 SH SOLE 69350 350 BP PLC ADR COM 055622104 1351 25375 SH SOLE 25275 100 BT Group PLC ADR COM 05577e101 312 15000 SH SOLE 15000 Baidu Inc ADR COM 056752108 1261 3225 SH SOLE 3225 Ballard Power Systems COM 058586108 158 60000 SH SOLE 60000 Barclays PLC ADR COM 06738e204 827 35000 SH SOLE 35000 Barrick Gold Corp COM 067901108 1537 40550 SH SOLE 40550 Becton Dickinson COM 075887109 373 5350 SH SOLE 5100 250 Berkshire Hath Cl A COM 084670108 1818 18 SH SOLE 18 Berkshire Hath Cl B COM 084670207 7002 2107 SH SOLE 2107 BlackRock Inc COM 09247x101 392 1810 SH SOLE 1810 Boeing Co COM 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SOLE 44425 Chevron Corp COM 166764100 405 5750 SH SOLE 5750 China Life Ins Co ADR COM 16939p106 657 10001 SH SOLE 10001 China Mobile Ltd ADR COM 16941m109 982 20000 SH SOLE 20000 China Petro & Chem Corp ADR COM 16941r108 596 7000 SH SOLE 7000 China Telecom Corp ADR COM 169426103 946 20000 SH SOLE 20000 Cia de Bebidas das Americas AD COM 20441w203 823 10000 SH SOLE 10000 Cisco Systems Inc COM 17275r102 29096 1236024 SH SOLE 1233924 2100 Citigroup Inc COM 172967101 791 163500 SH SOLE 163500 Citrix Systems Inc COM 177376100 314 8000 SH SOLE 8000 Clorox Co COM 189054109 14486 246270 SH SOLE 245985 285 Coca Cola Co COM 191216100 13864 258175 SH SOLE 257460 715 Coca Cola Femsa ADR COM 191241108 722 15000 SH SOLE 15000 ConocoPhillips COM 20825C104 493 10925 SH SOLE 10925 Consolidated Edison COM 209115104 442 10800 SH SOLE 10800 Corning Inc COM 219350105 15452 1009265 SH SOLE 1007915 1350 Cosan Ltd Cl A COM G25343107 205 26000 SH SOLE 26000 Costco Wholesale COM 22160k105 11742 208263 SH SOLE 207813 450 Cummins Inc COM 231021106 20530 458150 SH SOLE 457750 400 Danaher Corp COM 235851102 276 4100 SH SOLE 4100 Delta Air Lines Inc COM 247361702 1165 130000 SH SOLE 130000 Deutsche Telekom AG ADR COM 251566105 697 51000 SH SOLE 51000 Devon Energy Corp COM 25179m103 439 6525 SH SOLE 6125 400 Diageo PLC ADR COM 25243q205 1125 18300 SH SOLE 18300 Diamond Offshore COM 25271c102 869 9100 SH SOLE 9100 Diana Shipping Inc COM y2066g104 650 50000 SH SOLE 50000 Dow Chemical Co COM 260543103 313 12000 SH SOLE 12000 Dr Reddy's Lab ADR COM 256135203 644 33000 SH SOLE 33000 DryShips Inc COM Y2109q101 832 125550 SH SOLE 125550 Duke Energy Corp COM 26441c105 163 10350 SH SOLE 10350 Duoyuan Global Water ADR COM 266043108 330 10000 SH SOLE 10000 E I DuPont COM 263534109 352 10950 SH SOLE 10950 Embraer ADR COM 29081m102 1078 47000 SH SOLE 47000 Encana Corp COM 292505104 883 15325 SH SOLE 15325 Energy Recovery Inc COM 29270j100 117 20000 SH SOLE 20000 Eni SPA ADR COM 26874r108 499 10000 SH SOLE 10000 Exelon Corp COM 30161n101 251 5050 SH SOLE 5050 Exxon Mobil Corp COM 30231g102 31158 454138 SH SOLE 453663 475 FMC Technologies COM 30249u101 27607 528474 SH SOLE 527884 590 FPL Group Inc COM 302571104 835 15125 SH SOLE 14675 450 Factset Research Sys COM 303075105 265 4000 SH SOLE 4000 FedEx Corp COM 31428x106 25068 333257 SH SOLE 332707 550 First Solar Inc COM 336433107 382 2500 SH SOLE 2500 Flowserve Corp COM 34354p105 296 3000 SH SOLE 3000 Ford 6.5% Pfd Conv COM 345395206 620 20600 SH SOLE 20600 Ford Motor Company COM 345370860 41017 5688873 SH SOLE 5688773 100 Freeport-McMoRan COM 35671d857 37360 546520 SH SOLE 546130 390 FuelCell Energy Inc COM 35952h106 85 20000 SH SOLE 20000 General Electric Co COM 369604103 26461 1611511 SH SOLE 1608461 3050 General Mills Inc COM 370334104 6514 101170 SH SOLE 101170 Gilead Sciences Inc COM 375558103 16839 362131 SH SOLE 361606 525 Given Imaging Ltd COM M52020100 611 41000 SH SOLE 41000 GlaxoSmithKline PLC ADR COM 37733w105 988 25000 SH SOLE 25000 Goldcorp Inc COM 380956409 283 7000 SH SOLE 7000 Goldman Sachs Grp COM 38141g104 422 2289 SH SOLE 2289 Goodyear Tire & Rub COM 382550101 12943 760040 SH SOLE 758540 1500 Google Inc Cl A COM 38259p508 28183 56838 SH SOLE 56751 87 HJ Heinz Co COM 423074103 2294 57717 SH SOLE 57717 HSBC Hldgs PLC ADR COM 404280406 15589 271830 SH SOLE 271490 340 Harris Corp COM 413875105 244 6500 SH SOLE 6500 Heico Corp COM 422806109 217 5000 SH SOLE 5000 Hess Corp COM 42809h107 23949 447978 SH SOLE 447478 500 Home Depot Inc COM 437076102 357 13407 SH SOLE 13407 Honda Motor Co ADR COM 438128308 758 25000 SH SOLE 25000 Honeywell Intl COM 438516106 410 11046 SH SOLE 11046 Hornbeck Offshore Srv COM 440543106 303 11000 SH SOLE 11000 IBM Corp COM 459200101 21027 175800 SH SOLE 175475 325 ICICI Bank Ltd ADR COM 45104g104 964 25000 SH SOLE 25000 ITC Holdings Corp COM 465685105 464 10210 SH SOLE 10210 ITT Corp COM 450911102 236 4525 SH SOLE 4525 Illumina Inc COM 452327109 255 6000 SH SOLE 6000 Imperial Oil Ltd COM 453038408 1244 32710 SH SOLE 32710 Intel Corp COM 458140100 770 39350 SH SOLE 39350 Intercontl Hotels Grp ADR COM 45857p301 129 10000 SH SOLE 10000 Intuitive Surgical Inc COM 46120e602 461 1758 SH SOLE 1758 Itron Inc COM 465741106 289 4500 SH SOLE 4500 Ivanhoe Mines Ltd COM 46579n103 959 75000 SH SOLE 75000 J Crew Group Inc COM 46612h402 1175 32800 SH SOLE 32800 JPMorgan Chase COM 46625h100 481 10978 SH SOLE 10978 Jacobs Engineering COM 469814107 620 13500 SH SOLE 13500 JetBlue Airways Corp COM 477143101 179 30000 SH SOLE 30000 Johnson & Johnson COM 478160104 13320 218754 SH SOLE 218329 425 Joy Global Inc COM 481165108 294 6000 SH SOLE 6000 Kimberly Clark COM 494368103 17786 301560 SH SOLE 301170 390 Koninklijke Philips Elec NV COM 500472303 974 40000 SH SOLE 40000 Kyocera Corp ADR COM 501556203 918 10000 SH SOLE 10000 L-1 Identity Solutions COM 50212a106 112 16000 SH SOLE 16000 L-3 Comm Hldgs COM 502424104 241 3000 SH SOLE 3000 LG Display Co Ltd COM 50186v102 573 40000 SH SOLE 40000 Leucadia Natl Corp COM 527288104 754 30500 SH SOLE 30500 Life Tech Corp COM 53217v109 233 5000 SH SOLE 5000 Lowe's Companies COM 548661107 268 12800 SH SOLE 12800 MEMC Electronic Mat COM 552715104 183 11000 SH SOLE 11000 Marathon Oil Corp COM 565849106 1818 56985 SH SOLE 56985 Martin Marietta Mtls COM 573284106 276 3000 SH SOLE 3000 Masco Corp COM 574599106 1078 83430 SH SOLE 83430 McDonalds Corp COM 580135101 16872 295636 SH SOLE 295186 450 Medco Health Solutions COM 58405u102 221 4000 SH SOLE 4000 Microsoft Corp COM 594918104 4706 182989 SH SOLE 182989 Monsanto Co COM 61166w101 22588 291830 SH SOLE 291345 485 Mosaic Co COM 61945a107 790 16435 SH SOLE 16435 Mueller Water Prod Cl A COM 624758108 55 10000 SH SOLE 10000 NTT DoCoMo Inc ADR COM 62942m201 317 20000 SH SOLE 20000 Nestle SA ADR COM 641069406 9337 219383 SH SOLE 218908 475 Newmont Mining COM 651639106 222 5050 SH SOLE 5050 Nissan Motor Co ADR COM 654744408 136 10000 SH SOLE 10000 Nokia Corp ADR COM 654902204 1170 80000 SH SOLE 80000 Northrop Grumman COM 666807102 686 13250 SH SOLE 13250 Novartis AG ADR COM 66987v109 884 17550 SH SOLE 17350 200 Novo Nordisk A/S ADR COM 670100205 944 15000 SH SOLE 15000 NuVasive Inc COM 670704105 238 5700 SH SOLE 5700 Nucor Corp COM 670346105 27754 590385 SH SOLE 589910 475 Occidental Petroleum COM 674599105 1291 16471 SH SOLE 16371 100 Oracle Corp COM 68389x105 2605 125000 SH SOLE 125000 Oshkosh Corp COM 688239201 680 22000 SH SOLE 22000 Owens Corning Inc COM 690742101 739 32900 SH SOLE 32900 Palm Inc COM 696643105 1205 69000 SH SOLE 69000 Panasonic Corp COM 69832a205 803 55000 SH SOLE 55000 Peabody Energy Corp COM 704549104 9891 265749 SH SOLE 265199 550 PetSmart Inc COM 716768106 239 11000 SH SOLE 11000 PetroChina Co Ltd ADR COM 71646e100 1166 10250 SH SOLE 10250 Petroleo Brasileiro ADR COM 71654v408 4386 95550 SH SOLE 95550 Pfizer Inc COM 717081103 360 21755 SH SOLE 21555 200 Plum Creek Timber Co COM 729251108 221 7200 SH SOLE 7200 Polypore Intl Inc COM 73179v103 129 10000 SH SOLE 10000 Posco ADR COM 693483109 1042 10025 SH SOLE 10025 Potash Corp COM 73755L107 2631 29125 SH SOLE 29125 Procter & Gamble Co COM 742718109 17021 293867 SH SOLE 293067 800 Proshares Ultrashort S&P 500 COM 74347r883 606 15000 SH SOLE 15000 Qiagen NV COM N72482107 660 31000 SH SOLE 31000 Quanta Services Inc COM 74762e102 752 34000 SH SOLE 34000 RC2 Corp COM 749388104 827 58000 SH SOLE 58000 Rayonier Inc COM 754907103 207 5050 SH SOLE 5050 Research In Motion COM 760975102 10182 150561 SH SOLE 150421 140 Rio Tinto PLC ADR COM 767204100 1092 6410 SH SOLE 6410 Rockwood Hldgs Inc COM 774415103 206 10000 SH SOLE 10000 Roper Industries Inc COM 776696106 231 4525 SH SOLE 4525 Royal Bank of Canada COM 780087102 850 15875 SH SOLE 15875 Ryl Dutch Shell ADR A COM 780259206 1497 26184 SH SOLE 26184 S&P 500 Dep Receipt COM 78462f103 451 4275 SH SOLE 4275 SAP AG ADR COM 803054204 1246 25500 SH SOLE 25500 SPDR Gold Trust COM 78463v107 2344 23710 SH SOLE 23710 STMicroelectronics NV COM 861012102 519 55000 SH SOLE 55000 Saks Inc COM 79377w108 1466 214954 SH SOLE 214954 Sanofi-Aventis ADR COM 80105n105 554 15000 SH SOLE 15000 Sasol Ltd ADR COM 803866300 625 16400 SH SOLE 16400 Schlumberger Ltd COM 806857108 34563 579911 SH SOLE 579076 835 Siemens AG ADR COM 826197501 1208 13000 SH SOLE 13000 Sinopec Shanghai Petrochem ADR COM 82935m109 332 8000 SH SOLE 8000 Smith & Nephew PLC ADR COM 83175m205 450 10000 SH SOLE 10000 Smith & Wesson Hldg COM 831756101 73 14000 SH SOLE 14000 Sociedad Quimica y Minera de C COM 833635105 783 20000 SH SOLE 20000 Sony Corp ADR COM 835699307 879 30100 SH SOLE 30100 Sothebys Hldgs Cl A COM 835898107 276 16000 SH SOLE 16000 Southern Co COM 842587107 380 12000 SH SOLE 12000 Southwest Airlines COM 844741108 211 22000 SH SOLE 22000 St Joe Co COM 790148100 248 8500 SH SOLE 8500 St Mary Land & Expl COM 792228108 1139 35100 SH SOLE 35100 Statoil ASA ADR COM 85771p102 648 28753 SH SOLE 28753 Steel Dynamics Inc COM 858119100 160 10400 SH SOLE 10400 SunTrust Banks Inc COM 867914103 383 17000 SH SOLE 17000 Suncor Energy Inc COM 867224107 1966 56900 SH SOLE 56900 Suntech Power Hldg ADR COM 86800c104 228 15000 SH SOLE 15000 Syngenta AG ADR COM 87160a100 551 12000 SH SOLE 12000 T Rowe Price Grp COM 74144t108 1999 43750 SH SOLE 43750 Taiwan Semicon Mfg Co ADR COM 874039100 603 55053 SH SOLE 55053 Tata Motors Ltd ADR COM 876568502 1581 122000 SH SOLE 122000 Telecom Corp of NZ Ltd ADR COM 879278208 120 12555 SH SOLE 12555 Teva Pharm Ind ADR COM 881624209 18414 364205 SH SOLE 363515 690 Textron Inc COM 883203101 3730 196500 SH SOLE 196500 Thomson Reuters Corp COM 884903105 772 23000 SH SOLE 23000 Toyota Motor ADR COM 892331307 1237 15750 SH SOLE 15750 Transocean Ltd COM h8817h100 1099 12850 SH SOLE 12850 UBS AG COM H89231338 751 41000 SH SOLE 41000 Unilever NV (NY Shs) COM 904784709 722 25000 SH SOLE 25000 United Parcel Service COM 911312106 449 7950 SH SOLE 7950 Vale SA ADR COM 91912e105 21619 934670 SH SOLE 933570 1100 Valero Energy Corp COM 91913y100 7304 376660 SH SOLE 375985 675 Valmont Industries COM 920253101 298 3500 SH SOLE 3500 Verizon Comm COM 92343V104 549 18150 SH SOLE 18150 Vimpel Comm ADR COM 68370r109 224 12000 SH SOLE 12000 Visa Inc Cl A COM 92826c839 20920 302699 SH SOLE 302324 375 Vodafone Grp ADR COM 92857w209 1125 50000 SH SOLE 50000 Weyerhaeuser Co COM 962166104 14559 397255 SH SOLE 396580 675 Whole Foods Mkt Inc COM 966837106 214 7005 SH SOLE 7005 iShares Barclays US Treas Infl COM 464287176 475 4621 SH SOLE 4621 iShares MSCI EAFE Index COM 464287465 13725 251003 SH SOLE 251003
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