-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VwskepycjDzFDLwN35PObX74wAGDGFr7dMBujIhdFHpW9rW2kygbNdRdApwogKGY 1g16FBw3agzKo+E7Id5YoQ== 0001164691-09-000273.txt : 20091116 0001164691-09-000273.hdr.sgml : 20091116 20091116162133 ACCESSION NUMBER: 0001164691-09-000273 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PECONIC PARTNERS LLC CENTRAL INDEX KEY: 0001050464 IRS NUMBER: 133942422 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06618 FILM NUMBER: 091187162 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129040440 MAIL ADDRESS: STREET 1: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: FLA ADVISERS L L C DATE OF NAME CHANGE: 19990325 13F-HR 1 ppform13f09302009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Peconic Partners LLC Address: 506 Montauk Highway PO Box 3002 East Quogue, NY 11942 Form 13F File Number: 28-06618 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wook Lee Title: Chief Operating Officer Phone: (212) 904-0445 Signature, Place, and Date of Signing: /s/ Wook Lee New York, NY 11/16/2009 [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 List of 13(f) Securities used for this report: Third quarter 2009 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: $877,716 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 - ------------------- --------------- --------- ------- ---------------------------- ------ ------ -------------- NAME TITLE SHS OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG AUTHRTY ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGRS SOLE SHRD NONE - ------------------- --------------- --------- ------- ------ ---- ---- ------ ------ ---- ---- ---- ADA ES INC COM 005208103 $220 62,810 SH SOLE NONE 62,810 A D C TELECOMMUNICTNS COM NEW 000886309 $3,753 450,000 SH SOLE NONE 450,000 ADOBE SYS INC COM 00724F101 $18,103 547,900 SH SOLE NONE 547,900 ADVANCED MICRO DEVICES COM 007903107 $2,264 400,000 SH SOLE NONE 400,000 AK STL HLDG CORP COM 001547108 $19,537 990,200 SH SOLE NONE 990,200 ALPHA NATURAL RESOURCES COM 02076X102 $33,317 949,200 SH SOLE NONE 949,200 AMERICAN TOWER CORP CL A 029912201 $22,146 608,400 SH SOLE NONE 608,400 APPLE INC COM 037833100 $33,252 179,400 SH SOLE NONE 179,400 ARCELORMITTAL SA LUXEM NY REGISTRY SH 03938L104 $33,419 899,800 SH SOLE NONE 899,800 ARCELORMITTAL SA LUXEM NOTE 5.000% 5/1 03938LAK0 $361 250,000 PRN SOLE NONE 250,000 BP PLC SPONSORED ADR 055622104 $16,725 314,200 SH SOLE NONE 314,200 BPZ RESOURCES INC COM 055639108 $8,550 1,137,000 SH SOLE NONE 1,137,000 BOYD GAMING CORP COM 103304101 $4,906 448,900 SH SOLE NONE 448,900 CHEESECAKE FACTORY INC COM 163072101 $2,778 150,000 SH SOLE NONE 150,000 CONTINENTAL AIRLS INC CL B 210795308 $7,982 485,500 SH SOLE NONE 485,500 CALGON CARBON CORP COM 129603106 $890 60,000 SH SOLE NONE 60,000 CALPINE CORP COM NEW 131347304 $1,094 95,000 SH SOLE NONE 95,000 CERAGON NETWORKS LTD ORD M22013102 $390 46,100 SH SOLE NONE 46,100 CF INDS HLDGS INC COM 125269100 $862 10,000 SH SOLE NONE 10,000 CROWN CASTLE INTL CORP COM 228227104 $39,962 1,274,300 SH SOLE NONE 1,274,300 CONOCOPHILLIPS COM 20825C104 $33,129 733,600 SH SOLE NONE 733,600 DELTA AIR LINES INC DEL COM NEW 247361702 $5,929 661,700 SH SOLE NONE 661,700 DEVON ENERGY CORP NEW COM 25179M103 $20,105 298,600 SH SOLE NONE 298,600 ENTERPRISE PRODS PRTNRS COM 293792107 $566 20,000 SH SOLE NONE 20,000 EQUINIX INC COM NEW 29444U502 $2,806 30,500 SH SOLE NONE 30,500 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 $1,049 1,000,000 PRN SOLE NONE 1,000,000 EQUINIX INC NOTE 3.000%10/1 29444UAG1 $524 500,000 PRN SOLE NONE 500,000 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 $9,284 7,000,000 PRN SOLE NONE 7,000,000 EQT CORP COM 26884L109 $426 10,000 SH SOLE NONE 10,000 FORD MTR CO DEL COM PAR $0.01 345370860 $35,948 4,985,800 PRN SOLE NONE 4,985,800 FINISAR NOTE 2.500%10/1 31787A507 $6,456 666,901 PRN SOLE NONE 666,901 FINISAR NOTE 2.500%10/1 31787AAF8 $1,788 2,000,000 SH SOLE NONE 2,000,000 FLOTEK INDS INC DEL COM 343389102 $371 180,000 SH SOLE NONE 180,000 FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 $1,114 2,250,000 SH SOLE NONE 2,250,000 GERDAU AMERISTEEL CORP COM 37373P105 $97 12,300 SH SOLE NONE 12,300 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 $26,665 674,900 SH SOLE NONE 674,900 GOOGLE INC CL A 38259P508 $38,875 78,400 SH SOLE NONE 78,400 GOODYEAR TIRE & RUBR CO COM 382550101 $40,482 2,377,100 SH SOLE NONE 2,377,100 HOLOGIC INC FRNT 2.000%12/1 436440AA9 $13,512 16,528,000 PRN SOLE NONE 16,528,000 INTL BUSINESS MACHS COM 459200101 $6,160 51,500 SH SOLE NONE 51,500 INTEL CORP COM 458140100 $9,762 498,800 SH SOLE NONE 498,800 JUNIPER NETWORKS INC COM 48203R104 $2,702 100,000 SH SOLE NONE 100,000 JOY GLOBAL INC COM 481165108 $979 20,000 SH SOLE NONE 20,000 JPMORGAN CHASE & CO COM 46625H100 $4,364 99,600 SH SOLE NONE 99,600 KINROSS GOLD CORP COM NO PAR 496902404 $21,939 1,011,000 SH SOLE NONE 1,011,000 MASTERCARD INC CL A 57636Q104 $30,161 149,200 SH SOLE NONE 149,200 MIDCAP SPDR TR UNIT SER 1 595635103 $213 1,700 SH SOLE NONE 1,700 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $9,031 199,400 SH SOLE NONE 199,400 MASSEY ENERGY CORP COM 576206106 $6,200 222,300 SH SOLE NONE 222,300 MERCK & CO INC COM 58933Y105 $21,730 687,000 SH SOLE NONE 687,000 MICROSOFT CORP COM 594918104 $28,145 1,094,300 SH SOLE NONE 1,094,300 MICRON TECHNOLOGY INC COM 595112103 $4,100 500,000 SH SOLE NONE 500,000 NOBLE ENERGY INC COM 655044105 $660 10,000 SH SOLE NONE 10,000 NUANCE COMMUNICATIONS COM 67020Y100 $39,637 2,649,500 SH SOLE NONE 2,649,500 NVIDIA CORP COM 67066G104 $46,129 3,069,100 SH SOLE NONE 3,069,100 NEW YORK TIMES CO CL A 650111107 $1,624 200,000 SH SOLE NONE 200,000 PENN NATL GAMING INC COM 707569109 $2,766 100,000 SH SOLE NONE 100,000 PETROHAWK ENERGY CORP COM 716495106 $726 30,000 SH SOLE NONE 30,000 P F CHANGS CHINA BISTRO COM 69333Y108 $2,718 80,000 SH SOLE NONE 80,000 POTASH CORP SASK INC COM 73755L107 $903 10,000 SH SOLE NONE 10,000 RESEARCH IN MOTION LTD COM 760975102 $30,758 454,800 SH SOLE NONE 454,800 RANGE RES CORP COM 75281A109 $494 10,000 SH SOLE NONE 10,000 SBA COMMUNICATIONS CORP COM 78388J106 $39,422 1,458,471 SH SOLE NONE 1,458,471 SHERWIN WILLIAMS CO COM 824348106 $1,504 25,000 SH SOLE NONE 25,000 SOUTHERN COPPER CORP COM 84265V105 $460 15,000 SH SOLE NONE 15,000 TESCO CORP COM 88157K101 $538 67,416 SH SOLE NONE 67,416 TEVA PHARMACEUTICAL IND ADR 881624209 $18,234 360,634 SH SOLE NONE 360,634 TRANSGLOBE ENERGY CORP COM 893662106 $71 20,000 SH SOLE NONE 20,000 TRANSOCEAN INC NOTE 1.625%12/1 893830AU3 $8,904 104,100 PRN SOLE NONE 104,100 UAL CORP COM NEW 902549807 $5,241 568,400 SH SOLE NONE 568,400 UNITED STATES STL CORP COM 912909108 $17,659 398,000 SH SOLE NONE 398,000 WALTER ENERGY INC COM 93317Q105 $23,768 395,741 SH SOLE NONE 395,741 WESTPORT INNOVATIONS COM NEW 960908309 $381 30,000 SH SOLE NONE 30,000
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