-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2Ld22Y2sKdcVSJY5J5XLXeVvtTZMSoTVoUTsZTH1ir4FFDHTVTisMcLPwiJgaF5 hYs+i3JXmcJP0VXpFFSprg== 0000935836-09-001410.txt : 20091116 0000935836-09-001410.hdr.sgml : 20091116 20091116140100 ACCESSION NUMBER: 0000935836-09-001410 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSLINK CAPITAL INC CENTRAL INDEX KEY: 0001104329 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05263 FILM NUMBER: 091185502 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4156933355 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 crosslink13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Crosslink Capital, Inc. Address: Two Embarcadero Center, Suite 2200 San Francisco, CA 94111 Form 13F File Number: 28-05263 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Stark Title: President Phone: 415-617-1800 Signature, Place and Date of Signing: Michael J. Stark San Francisco, CA November 16, 2009 Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 95 Form 13F Information Table Value Total: 682,017 x 1,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE NAME OF ISSUER TITLE OF VALUE SH/ PUT/ INV. OTHER CLASS CUSIP X1000 SHARES PRN CALL DISC. MGR VOTING AUTH SOLE SHR NONE 3PAR INC COMMON 88580F109 529 48000 SH SOLE 48000 STOCKS ABOVENET INC COMMON 00374N107 22040 452000 SH SOLE 452000 STOCKS ADEPT TECHNOLOGY INC COMMON 006854202 1984 616219 SH SOLE 616219 STOCKS AKAMAI TECHNOLOGIES INC COMMON 00971T101 123 6257 SH SOLE 6257 STOCKS AMKOR TECHNOLOGY INC CONVERTIBLE 031652AX8 4208 4500000 PRN SOLE 4500000 BONDS ANADARKO PETROLEUM COMMON 032511107 17797 283700 SH SOLE 283700 STOCKS APPLE COMMON 037833100 30379 163900 SH SOLE 163900 STOCKS ATHEROS COMMUNICATIONS INC COMMON 04743P108 16045 604800 SH SOLE 604800 STOCKS AUTHENTEC INC COMMON 052660107 5431 1939600 SH SOLE 1939600 STOCKS AVAGO TECHNOLOGIES LTD SHS Y0486S104 23138 1355500 SH SOLE 1355500 BHP Billiton Ltd SPONSORED 05545E209 607 9200 SH SOLE 9200 ADR BMC SOFTWARE COMMON 055921100 1314 35000 SH SOLE 35000 STOCKS BAIDU INC SPONSORED 056752108 313 800 SH SOLE 800 ADR BLUE NILE INC COMMON 09578R103 6200 99801 SH SOLE 99801 STOCKS BROADCOM CORP CL A CL A 111320107 10831 352900 SH SOLE 352900 CALPINE CORPORATION COMMON 131347304 5546 481400 SH SOLE 481400 STOCKS CASCADE MICROTECH INC NASDAQ OTC 147322101 2534 498900 SH SOLE 498900 ISSUES CADENCE DESIGN CONVERTIBLE 127387AD0 3278 3563000 PRN SOLE 3563000 BONDS CAVIUM NETWORKS INC COMMON 14965A101 6256 291400 SH SOLE 291400 STOCKS CHECK POINT SOFTWARE ORD M22465104 17489 616900 SH SOLE 616900 TECHNOLOGIES CHINA MOBILE LTD SPONSORED 16941M109 1473 30000 SH SOLE 30000 ADR CISCO SYSTEMS INC COMMON 17275R102 1328 56400 SH SOLE 56400 STOCKS COMSTOCK RESOURCES INC COMMON 205768203 5880 146700 SH SOLE 146700 STOCKS COVANTA HOLDINGS CORP COMMON 22282E102 5952 350100 SH SOLE 350100 STOCKS CTRIP COM INTL LTD ADR SPONSORED 22943F100 15891 270300 SH SOLE 270300 ADR DEVON ENERGY COMMON 25179M103 653 9700 SH SOLE 9700 STOCKS DIODES INC CONVERTIBLE 254543AA9 4606 4215000 PRN SOLE 4215000 BONDS DUOYUAN GLOBAL WATER INC SPONSORED 266043108 2891 87600 SH SOLE 87600 ADR ADR ENERGY RECOVERY COMMON 29270J100 2457 420800 SH SOLE 420800 STOCKS EQUINIX INC COMMON 29444U502 62724 682278 SH SOLE 682278 STOCKS FIBERTOWER CORP CONVERTIBLE 31567RAC4 4665 7524260 PRN SOLE 7524260 BONDS FINISAR CORPORATION COMMON 31787A101 2044 211200 SH SOLE 211200 STOCKS FIRST SOLAR INC COMMON 336433107 9095 59502 SH SOLE 59502 STOCKS FORMFACTOR INC COMMON 346375108 5523 230900 SH SOLE 230900 STOCKS GSI Commerce COMMON 36238G102 9757 505300 SH SOLE 505300 STOCKS GLOBAL TRAFFIC NETWORK INC COMMON 37947B103 1682 360083 SH SOLE 360083 STOCKS GOOGLE INC COMMON 38259P508 20032 40400 SH SOLE 40400 STOCKS HARRIS STRATEX NETWORKS CL A 41457P106 8158 1165360 SH SOLE 1165360 INC IKANOS COMMUNICATIONS INC COMMON 45173E105 1921 824600 SH SOLE 824600 STOCKS INFOGROUP INC COMMON 45670G108 4577 652897 SH SOLE 652897 STOCKS INTERNATIONAL RECTIFIER COMMON 460254105 8975 460500 SH SOLE 460500 STOCKS INTERNET BRANDS COMMON 460608102 4616 578500 SH SOLE 578500 STOCKS INTERNAP NETWORK SERVICES COMMON 45885A300 1500 467220 SH SOLE 467220 STOCKS KLA-TENCOR CORPORATION COMMON 482480100 15925 444100 SH SOLE 444100 STOCKS MAGMA DESIGN AUTOMATION COMMON 559181102 1836 878500 SH SOLE 878500 INC STOCKS MASTERCARD INC CLASS A CL A 57636Q104 5600 27700 SH SOLE 27700 MERCADOLIBRE INC COMMON 58733R102 331 8600 SH SOLE 8600 STOCKS MICROCHIP TECHNOLOGY INC COMMON 595017104 5875 221700 SH SOLE 221700 STOCKS MICROTUNE INC COMMON 59514P109 309 170000 SH SOLE 170000 STOCKS MONOLITHIC POWER SYS INC COMMON 609839105 17184 732800 SH SOLE 732800 STOCKS MYR GROUP COMMON 55405W104 8694 412200 SH SOLE 412200 STOCKS NETEASE COM INC SPONSORED 64110W102 3125 68400 SH SOLE 68400 ADR OMNITURE INC COMMON 68212S109 22405 1044999 SH SOLE 1044999 STOCKS ON SEMICONDUCTOR CORP CONVERTIBLE 682189AE5 284 279000 PRN SOLE 279000 BONDS OPENWAVE SYSTEMS INC COMMON 683718308 2337 898900 SH SOLE 898900 STOCKS OPNEXT INC COMMON 68375V105 12368 4306908 SH SOLE 4306908 STOCKS ORTHOVITA INC COMMON 68750U102 6682 1522037 SH SOLE 1522037 STOCKS PDF SOLUTIONS COMMON 693282105 244 70000 SH SOLE 70000 INC STOCKS PETROLEO BRASILEIRO S A SPONSORED 71654V408 312 6800 SH SOLE 6800 ADR ADR PRICELINE.COM COMMON 741503403 14443 87100 SH SOLE 87100 STOCKS QUALCOMM INC COMMON 747525103 10071 223900 SH SOLE 223900 STOCKS RADVISION LTD COMMON M81869105 350 39500 SH SOLE 39500 STOCKS RACKSPACE HOSTING INC COMMON 750086100 14834 869498 SH SOLE 869498 STOCKS RED HAT INC COMMON 756577102 829 30000 SH SOLE 30000 STOCKS RESEARCH IN MOTION LTD COMMON 760975102 14852 219600 SH SOLE 219600 STOCKS RIVERBED TECHNOLOGY INC COMMON 768573107 14563 663157 SH SOLE 663157 STOCKS ROSETTA STONE INC COMMON 777780107 4447 193700 SH SOLE 193700 STOCKS STEC COMMON 784774101 4832 164400 SH SOLE 164400 STOCKS SALESFORCE COM INC COMMON 79466L302 8073 141800 SH SOLE 141800 STOCKS SAVVIS INC COMMON 805423308 5426 343000 SH SOLE 343000 STOCKS SAVVIS INC CONVERTIBLE 805423AA8 2153 2489000 PRN SOLE 2489000 BONDS SCHLUMBERGER LTD COMMON 806857108 5972 100200 SH SOLE 100200 STOCKS SEAGATE TECHNOLOGY CONVERTIBLE 577729AC0 5181 5079000 SH SOLE 5079000 BONDS SEACHANGE INTERNATIONAL COMMON G7945J104 2652 353600 PRN SOLE 353600 INC STOCKS SHORETEL INC COMMON 825211105 6482 829907 SH SOLE 829907 STOCKS SILICON LABORATORIES INC COMMON 826919102 7306 157600 SH SOLE 157600 STOCKS STARENT NETWORKS CORP COMMON 85528P108 10570 415800 SH SOLE 415800 STOCKS SUCCESSFACTORS INC COMMON 864596101 8265 587398 SH SOLE 587398 STOCKS SUNCOR ENERGY INC NEW COMMON 867224107 346 10000 SH SOLE 10000 STOCKS SUNTECH POWER HOLDINGS CONVERTIBLE 86800CAE4 2905 3700000 PRN SOLE 3700000 BONDS SUPPORTSOFT INC COMMON 868587106 2891 1204400 SH SOLE 1204400 STOCKS SWITCH & DATA FACILITIES COMMON 871043105 1856 136400 SH SOLE 136400 COMPANY STOCKS TAIWAN SEMICONDUCTOR MFG SPONSORED 874039100 1800 164191 SH SOLE 164191 LTD ADR TEXTAINER GRP HLDGS LTD SHS G8766E109 1028 64200 SH SOLE 64200 THOMAS WEISEL PARTNERS COMMON 884481102 1738 325400 SH SOLE 325400 STOCKS TRINA SOLAR LTD SPONSORED 89628E104 18482 574500 SH SOLE 574500 ADR VERISIGN INC COMMON 92343E102 14195 599200 SH SOLE 599200 STOCKS VIRAGE LOGIC CORP NASDAQ OTC 92763R104 10404 1997056 SH SOLE 1997056 ISSUES VISA INC CLASS A SHARES COMMON 92826C839 691 10000 SH SOLE 10000 STOCKS VISTAPRINT LIMITED NASDAQ OTC G93762204 761 15000 SH SOLE 15000 ISSUES VOLTAIRE LTD ORD SHARES M97613109 390 83100 SH SOLE 83100 WAVE SYSTEMS CORPORATION COMMON 943526301 468 543478 SH SOLE 543478 CLASS A STOCKS WEATHERFORD INTL LTD REG SHARES H27013103 6455 311400 SH SOLE 311400 WRIGHT EXPRESS CORP NASDAQ OTC 98233Q105 4200 142321 SH SOLE 142321 ISSUES XTO ENERGY CORP COMMON 98385X106 6153 148900 SH SOLE 148900 STOCKS
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