-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GSCBcwGCDpr8qFeEWulUZ2QOtw3P5CYog78qMds/tgcNmpun6xzR72KBfI1GbpWA LrfgLIJUhp1KP93uNbVAJQ== 0001040198-09-000052.txt : 20091116 0001040198-09-000052.hdr.sgml : 20091116 20091116111049 ACCESSION NUMBER: 0001040198-09-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LP/NY CENTRAL INDEX KEY: 0001040198 IRS NUMBER: 133891126 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06394 FILM NUMBER: 091184509 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126499511 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: P SCHOENFELD ASSET MANAGEMENT LLC/NY DATE OF NAME CHANGE: 19990326 13F-HR 1 psamlp13f09302009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P. SCHOENFELD ASSET MANAGEMENT Address: 1350 Avenue of the Americas, 21st Floor New York, NY 10019 13 File Number: 28-6394 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: DHANANJAY PAI Title: CFO Phone: Signature, Place and Date of Signing: DHANANJAY PAI October 29, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: 620112 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AFFILIATED COMPUTER SERVICES CL A 008190100 2709 50000 SH SOLE 50000 0 0 D BJ SVCS CO COM 055482103 63250 3255300 SH SOLE 3255300 0 0 D BRINKS HOME SEC HLDGS INC COM 109699108 1539 50000 SH SOLE 50000 0 0 D CADBURY PLC SPONS ADR 12721E102 16387 320000 SH SOLE 320000 0 0 D CF INDS HLDGS INC COM 125269100 21043 244029 SH SOLE 244029 0 0 D CHOICE HOTELS INTL INC COM 169905106 590 19000 SH SOLE 19000 0 0 D CITIGROUP INC CALL 172967901 1888 2017600 SH CALL SOLE 2017600 0 0 D DANA HOLDING CORP COM 235825205 6315 927330 SH SOLE 927330 0 0 D EASTMAN KODAK CO NOTE 3.375%10/1 277461BE8 6983 7000000 PRN SOLE 7000000 0 0 D ENTERTAINMENT PPTYS TR PFD C CNV 5.75% 29380T402 1129 73050 SH SOLE 73050 0 0 D EQUITY LIFESTYLE PPTYS INC COM 29472R108 2328 54400 SH SOLE 54400 0 0 D FELCOR LODGING TR INC PFD CV A $1.95 31430F200 1277 104400 SH SOLE 104400 0 0 D HOME PROPERTIES INC COM 437306103 1138 26400 SH SOLE 26400 0 0 D HOSPITALITY PPTYS TR NOTE 3.800% 3/1 44106MAK8 1430 1500000 PRN SOLE 1500000 0 0 D INTUITIVE SURGICAL INC COM NEW 46120E602 649 110000 SH PUT SOLE 110000 0 0 D ISHARES TR INDEX DJ US REAL EST 464287739 30 50000 SH PUT SOLE 50000 0 0 D KRAFT FOODS INC CL A 50075N104 102 204200 SH CALL SOLE 204200 0 0 D LENNAR CORP CL B 526057302 933 82560 SH SOLE 82560 0 0 D LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 77231 2482500 SH SOLE 2482500 0 0 D MACERICH CO COM 554382101 5 25000 SH PUT SOLE 25000 0 0 D MACK CALI RLTY CORP COM 554489104 194 6000 SH SOLE 6000 0 0 D MARVEL ENTERTAINMENT INC COM 57383T103 49620 1000000 SH SOLE 1000000 0 0 D MERITAGE HOMES CORP COM 59001A102 436 21500 SH SOLE 21500 0 0 D METAVANTE TECHNOLOGIES INC COM 591407101 6896 200000 SH SOLE 200000 0 0 D MSC SOFTWARE CORP COM 553531104 837 99522 SH SOLE 99522 0 0 D NRDC ACQUISITION CORP COM 62941R102 3 300 SH SOLE 300 0 0 D ODYSSEY RE HLDGS CORP COM 67612W108 6481 100000 SH SOLE 100000 0 0 D PEPSI BOTTLING GROUP INc COM 713409100 81688 2241700 SH SOLE 2241700 0 0 D PEPSIAMERICAS INC COM 71343P200 1428 50000 SH SOLE 50000 0 0 D PEROT SYS CORP CL A 714265105 49005 1650000 SH SOLE 1650000 0 0 D RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 178 20000 SH SOLE 20000 0 0 D SAKS INC COM 79377W108 14052 2060365 SH SOLE 2060365 0 0 D SAKS INC PUT 79377W958 51 41500 SH PUT SOLE 41500 0 0 D SANDISK CORP COM 80004C101 3 225000 SH PUT SOLE 225000 0 0 D SAVIENT PHARMACEUTICALS INC COM 80517Q100 24398 1605105 SH SOLE 1605105 0 0 D SAVIENT PHARMACEUTICALS INC PUT 80517Q950 78 779600 SH PUT SOLE 779600 0 0 D SCHERING PLOUGH CORP COM 806605101 6526 231028 SH SOLE 231028 0 0 D SCHERING PLOUGH CORP PFD CONV MAN07 806605705 31551 130000 SH SOLE 130000 0 0 D sELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 750 1500000 SH PUT SOLE 1500000 0 0 D SEPRACOR INC COM 817315104 9268 404700 SH SOLE 404700 0 0 D SPDR SERIES TRUST S&P HOMEBUILD 78464A888 12 10000 SH PUT SOLE 10000 0 0 D SPSS INC COM 78462K102 7494 150000 SH SOLE 150000 0 0 D STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1044 31600 SH SOLE 31600 0 0 D STARWOOD PPTY TR INC COM 85571B105 304 15000 SH SOLE 15000 0 0 D STREAM GLOBAL SVCS INC *W EXP 10/17/201 86323M118 291 1163100 SH SOLE 1163100 0 0 D SUNSTONE HOTEL INVS INC NEW COM 867892101 355 50000 SH SOLE 50000 0 0 D WYETH COM 983024100 120212 2474524 SH SOLE 2474524 0 0 S REPORT SUMMARY 47 DATA RECORDS 620112 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----