-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StgONDRxghwBUWK2F11KXLN3DD9jmjd0E7G4H+gCrMwncB3FQ08qRvP1/od9e2x2 b8Rk9wegE4qFyJK82xe7xA== 0001040153-09-000033.txt : 20091116 0001040153-09-000033.hdr.sgml : 20091116 20091116092000 ACCESSION NUMBER: 0001040153-09-000033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 091183950 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 fcm13fhr2009q3.txt ................................ . OMB Approval . ................................ .OMB Number: 3235-0006 . .Expires: December 31, 2009 . .Estimated average burden hours. .per response 22.6. ................................ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 2100 San Francisco, California 94111 Form 13F File Number: 028-03896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California November 16, 2009 Explanatory Note: In prior Forms 13F filed by this Manager, including the Form 13F filed on August 14, 2009, the List of Other Managers Reporting for this Manager included ChinaRock Capital Management Limited ("ChinaRock"). ChinaRock no longer reports any securities with respect to which this Manager has investment discretion and therefore is no longer included in such List. Report Type: 13F Combination Report List of Other Managers Reporting for this Manager: Noonday Asset Management, L.P. Form 13F File Number: 028-11402 Form 13F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 46 Form 13 F Information Table Value Total: $1,483,226 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 028-06372 Name: Farallon Partners, L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------- ---------------- --------- -------- ------------ --- ---- ------- -------- ------------ ------- ----- AETNA INC NEW COM 00817Y108 139,150 5,000,000 SH CALL OTHER 01 5,000,000 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 27,481 627,000 SH OTHER 01 627,000 APOLLO GROUP INC CL A 037604105 56,063 761,004 SH OTHER 01 761,004 BEACON ROOFING SUPPLY INC COM 073685109 15,101 945,000 SH OTHER 01 945,000 BMC SOFTWARE INC COM 055921100 27,022 720,000 SH OTHER 01 720,000 BURLINGTON NORTHN SANTA FE C COM 12189T104 53,646 672,000 SH OTHER 01 672,000 CAPITALSOURCE INC COM 14055X102 80,271 18,495,721 SH OTHER 01 18,495,721 CAPITALSOURCE INC NOTE 7.250% 7/1 14055XAG7 30,443 36,000,000 PRN OTHER 01 36,000,000 CAPITALSOURCE INC DBCV 4.000% 7/1 14055XAE2 8,588 10,000,000 PRN OTHER 01 10,000,000 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 33,143 41,155,000 PRN OTHER 01 41,155,000 CHINA HOUSING & LAND DEV INC COM 16939V103 418 108,466 SH OTHER 01 108,466 CROWN CASTLE INTL CORP COM 228227104 28,851 920,000 SH OTHER 01 920,000 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 51,732 1,790,654 SH OTHER 01 1,790,654 EASTMAN KODAK CO NOTE 3.375%10/1 277461BE8 22,454 22,500,000 PRN OTHER 01 22,500,000 EXPRESS SCRIPTS INC COM 302182100 30,256 390,000 SH OTHER 01 390,000 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 45,816 4,150,000 SH OTHER 01 4,150,000 FREIGHTCAR AMER INC COM 357023100 28,674 1,180,000 SH OTHER 01 1,180,000 GEOEYE INC COM 37250W108 15,237 568,549 SH OTHER 01 568,549 GOOGLE INC CL A 38259P508 8,925 18,000 SH OTHER 01 18,000 HUNT J B TRANS SVCS INC COM 445658107 22,973 715,000 SH OTHER 01 715,000 HURRAY HLDGS CO LTD SPONSORED ADR 447773102 1,108 295,482 SH OTHER 01 295,482 INTERVAL LEISURE GROUP INC COM 46113M108 8,401 674,245 SH OTHER 01 674,245 ISHARES TR RUSSELL 2000 464287655 46,084 765,000 SH PUT OTHER 01 765,000 JONES LANG LASALLE INC COM 48020Q107 37,270 786,778 SH OTHER 01 786,778 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 14,514 16,400,000 PRN OTHER 01 16,400,000 KNOLOGY INC COM 499183804 38,261 3,924,177 SH OTHER 01 3,924,177 LINKTONE LTD ADR 535925101 2,699 1,279,000 SH OTHER 01 1,279,000 MARVEL ENTERTAINMENT INC COM 57383T103 15,382 310,000 SH OTHER 01 310,000 MASTERCARD INC CL A 57636Q104 35,174 174,000 SH OTHER 01 174,000 MI DEVS INC CL A SUB VTG 55304X104 32,634 2,419,116 SH OTHER 01 2,419,116 MONSANTO CO NEW COM 61166W101 28,870 373,000 SH OTHER 01 373,000 MSCI INC CL A 55354G100 64,834 2,188,862 SH OTHER 01 2,188,862 NEKTAR THERAPEUTICS NOTE 3.250% 9/2 640268AH1 4,970 5,460,000 PRN OTHER 01 5,460,000 OLD DOMINION FGHT LINES INC COM 679580100 7,830 257,300 SH OTHER 01 257,300 ORACLE CORP COM 68389X105 41,722 2,002,000 SH OTHER 01 2,002,000 PRICELINE COM INC COM NEW 741503403 20,230 122,000 SH OTHER 01 122,000 RAM ENERGY RESOURCES INC COM 75130P109 515 425,416 SH OTHER 01 425,416 ROCKWELL COLLINS INC COM 774341101 25,908 510,000 SH OTHER 01 510,000 SANDRIDGE ENERGY INC COM 80007P307 28,205 2,176,298 SH OTHER 01 2,176,298 SBA COMMUNICATIONS CORP COM 78388J106 16,759 620,000 SH OTHER 01 620,000 SCHWAB CHARLES CORP NEW COM 808513105 14,363 750,000 SH OTHER 01 750,000 SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 36,140 42,888,000 PRN OTHER 01 42,888,000 TOWN SPORTS INTL HLDGS INC COM 89214A102 12,353 4,921,384 SH OTHER 01 4,921,384 TRANSDIGM GROUP INC COM 893641100 36,013 723,000 SH OTHER 01 723,000 VISA INC COM CL A 92826C839 136,976 1,982,000 SH OTHER 01 1,982,000 YINGLI GREEN ENERGY HLDG CO NOTE 12/1 98584BAA1 49,767 47,350,000 PRN OTHER 01 47,350,000
-----END PRIVACY-ENHANCED MESSAGE-----