-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjTKpIDNZadBglnAkFEvEOKg30kgvEVWqhWQQog7gbv5tKObuIq7RKSMkLvDePAp +Sr9u651QLJGJpeokFmPXg== 0001216945-09-000044.txt : 20091113 0001216945-09-000044.hdr.sgml : 20091113 20091113121656 ACCESSION NUMBER: 0001216945-09-000044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PILOT ADVISORS LP CENTRAL INDEX KEY: 0001216945 IRS NUMBER: 043600510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1213 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10334 FILM NUMBER: 091180100 BUSINESS ADDRESS: STREET 1: 220 EAST 42ND ST STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124769062 13F-HR 1 pilot.txt 9.30.2009 PILOT ADV 13F UNITED STATES SECURITES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended. September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Pilot Advisors LP Address: 1633 Broadway 9th Floor New York, NY 10019 13F File Number: 28-10334 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Frank Bisk Title: Counsel Phone: 212 660 5364 Signature, Place, and Date of Signing: Frank E. Bisk New York, NY November 13, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F SUMMARY PAGE Report Summary; Number of other Included Managers: 0 Form 13F Information Table Entry Total: 85 Form 13F Table Value Total: 506,013(in thousands) List of Other Included Managers: No. 13F File Number VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- X$1000 PRN AMT PRN CALL DSCRETN -MANAGERS-- SOLE SHARED NONE Advanced Analogic Technologies COM 00752j108 1030 259500 SH Sole 0 259500 AFC Enterprises COM 00104q107 421 50000 SH Sole 0 50000 Alpha Pro Tech Ltd COM 020772109 74 13300 SH Sole 0 13300 American Electric Power Inc COM 025537101 18665 602286 SH Sole 0 602286 American Water Works Co Inc COM 030420103 2696 135200 SH Sole 0 135200 Aspen Insurance Holdings Ltd COM g05384105 6037 228052 SH Sole 0 228052 Baker Hughes Inc COM 057224107 2021 47386 SH Sole 0 47386 Becton Dickinson & Co COM 075887109 13746 197077 SH Sole 0 197077 Burger King Holdings Inc COM 121208201 4489 255225 SH Sole 0 255225 Cabot Corp COM 127055101 855 37000 SH Sole 0 37000 Cephalon Inc COM 156708109 19075 327525 SH Sole 0 327525 China Advanced Constr Matls GP COM 169365103 127 18000 SH Sole 0 18000 Chiquita Brands Intl Inc COM 170032809 28991 1794000 SH Sole 0 1794000 Cogeco Cable Inc COM 19238v105 2636 93050 SH Sole 0 93050 Comcast Corp Cl A Spl COM 20030n200 11472 713437 SH Sole 0 713437 Corning Inc COM 219350105 20453 1335985 SH Sole 0 1335985 Crown Holdings Inc COM 228368106 14320 526475 SH Sole 0 526475 CVS Caremark Corporation COM 126650100 8096 226533 SH Sole 0 226533 Delta Air Lines Inc COM 247361702 8892 992413 SH Sole 0 992413 Dennys Corp COM 24869p104 692 260200 SH Sole 0 260200 Endo Pharmaceuticals Holdings COM 29264f205 19486 861050 SH Sole 0 861050 Everest RE Group Ltd COM g3223r108 15392 175507 SH Sole 0 175507 Exxon Mobil Corp COM 30231g102 213 3100 SH Sole 0 3100 Flextronics Intl Ltd COM y2573f102 14203 1901289 SH Sole 0 1901289 FMC Corp COM 302491303 15853 281839 SH Sole 0 281839 Foot Locker Inc COM 344849104 490 41000 SH Sole 0 41000 Force Protection COM 345203202 1092 200000 SH Sole 0 200000 Forest Oil Corp COM 346091705 3017 154150 SH Sole 0 154150 Fresh Del Monte Produce Inc COM g36738105 5147 227650 SH Sole 0 227650 Globe Specialty Metals Inc COM 37954n206 5841 647579 SH Sole 0 647579 Hercules Tech Growth Cap Inc COM 427096508 3799 386914 SH Sole 0 386914 Hewlett Packard Co COM 428236103 10959 232143 SH Sole 0 232143 InfoUSA Ince New COM 45670g108 701 100000 SH Sole 0 100000 Ingram Micro Inc Cl A COM 457153104 1763 104650 SH Sole 0 104650 Intel Corp COM 458140100 577 29469 SH Sole 0 29469 International Business Machine COM 459200101 225 1883 SH Sole 0 1883 JetBlue Airways Corp COM 477143101 11037 1845776 SH Sole 0 1845776 JPMorgan Chase & Co COM 46625h100 291 6632 SH Sole 0 6632 Kinetic Concepts Inc COM 49460w208 847 22900 SH Sole 0 22900 Kroger Co COM 501044101 24537 1188805 SH Sole 0 1188805 L-3 Communications Holdings In COM 502424104 14536 180976 SH Sole 0 180976 Lockheed Martin Corp COM 539830109 1628 20850 SH Sole 0 20850 Marshall & Ilsley Corp COM 571837103 2437 301950 SH Sole 0 301950 Mattson Technology COM 577223100 596 211207 SH Sole 0 211207 McGraw Hill Cos Inc COM 580645109 2144 85259 SH Sole 0 85259 Merck & Co Inc COM 589331107 2787 88101 SH Sole 0 88101 MIPS Technologies Inc COM 604567107 4839 1283700 SH Sole 0 1283700 Miscor Group Ltd COM 60477p201 11 10572 SH Sole 0 10572 Morgan Stanley COM 617446448 21442 694362 SH Sole 0 694362 Noble Corporation Baar Namen A COM h5833n103 20237 533100 SH Sole 0 533100 Procter & Gamble Co COM 742718109 212 3660 SH Sole 0 3660 Proshares Tr COM 74347r297 984 22368 SH Sole 0 22368 Protective Life Corp COM 743674103 724 33800 SH Sole 0 33800 Richardson Electronics Ltd COM 763165107 3335 653948 SH Sole 0 653948 Sanmina SCI Corporation COM 800907206 1075 125000 SH Sole 0 125000 Seagate Technology COM g7945j104 3125 205450 SH Sole 0 205450 Silgan Holdings Inc COM 827048109 4840 91783.29 SH Sole 0 91783.29 Skyworks Solutions Inc COM 83088m102 2546 192275 SH Sole 0 192275 Steel Dynamics Inc COM 858119100 7665 499625 SH Sole 0 499625 TAL International Group Inc COM 874083108 3905 274625 SH Sole 0 274625 Telular Corp COM 87970t208 80 24870 SH Sole 0 24870 Textainer Group Holdings Ltd COM g8766e109 5600 349800 SH Sole 0 349800 Thermo Fisher Scientific Inc COM 883556102 6932 158750 SH Sole 0 158750 TII Network Technologies Inc COM 872479209 56 49500 SH Sole 0 49500 Triquint Seminconductor COM 89674k103 1158 150000 SH Sole 0 150000 Tutor Perini Corp COM 901109108 1834 86100 SH Sole 0 86100 Tyco International Ltd COM h89128104 9365 271611 SH Sole 0 271611 Tyson Foods Inc Cl A COM 902494103 7457 590400 SH Sole 0 590400 Wal Mart Stores Inc COM 931142103 8093 164852 SH Sole 0 164852 Western Union Co COM 959802109 4668 246732 SH Sole 0 246732 Whiting Petroleum Corp COM 966387102 10529 182850 SH Sole 0 182850 World Acceptance Corp COM 981419104 4639 184033 SH Sole 0 184033 Gravity Co Ltd Sp ADR COM 38911n107 57 29500 SH Sole 0 29500 Teva Pharmaceutical Industries COM 881624209 5946 117607 SH Sole 0 117607 Government Properties Income T COM 38376a103 5767 240175 SH Sole 0 240175 Invesco Mortgage Capital Inc COM 46131b100 2887 132150 SH Sole 0 132150 Whiting Petroleum Corp Perp Co COM 966387201 5508 36665 SH Sole 0 36665 China Fund Inc COM 169373107 1187 49150 SH Sole 0 49150 Neuberger Berman Equity Funds COM 641224100 729 28450 SH Sole 0 28450 PowerShares DB Multi Sect Comm COM 73936b408 4527 177825 SH Sole 0 177825 SPDR Gold Shares COM 78463v107 17125 173240 SH Sole 0 173240 Teekay LNG Partners LP COM y8564m105 1536 61900 SH Sole 0 61900 S&P 500 Index Put Option 6/10 Put 12483b9rt 450 107 SH Put Sole 0 107 S&P 500 Index Put Option 6/10 Put 12483b9rj 557 102 SH Put Sole 0 102 REPORT SUMMARY 85 DATA RECORDS 506013 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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