-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R6nm2+9BNJpFNTGJ62DxK7FEhMGSApVw3he0Sof0caRBNzUZcF2PiBkcW+RxJ2gV L6jgj8fS1C5yORAeLC0IRA== 0000910472-09-000948.txt : 20091113 0000910472-09-000948.hdr.sgml : 20091113 20091113101930 ACCESSION NUMBER: 0000910472-09-000948 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLS Investments, LLC CENTRAL INDEX KEY: 0001360533 IRS NUMBER: 000000000 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11877 FILM NUMBER: 091179535 BUSINESS ADDRESS: STREET 1: 4020 SOUTH 147TH STREET CITY: OMAHA STATE: NE ZIP: 68137 BUSINESS PHONE: 402-493-3313 MAIL ADDRESS: STREET 1: 4020 SOUTH 147TH STREET CITY: OMAHA STATE: NE ZIP: 68137 FORMER COMPANY: FORMER CONFORMED NAME: CLS INVESTMENT FIRM, LLC DATE OF NAME CHANGE: 20060425 13F-HR 1 form13f.txt CLS INVESTMENTS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CLS Investments, LLC Address: 4020 South 147th Street Omaha, NE 68137 Form 13F File Number: 28-11877 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas McCash Title: Chief Compliance Officer Phone: (402) 493-3313 Signature, Place, and Date of Signing: Douglas McCash Omaha, Nebraska November 11, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-05947 PADCO Advisors II, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 250 Form 13F Information Table Value Total: $1,240,876 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- NONE [Repeat as necessary.]
Run Date: 11/9/2009 11:40:18 AM NameOfIssuer TitleOfClass Cusip MarketValue SHRS_OR_PRN_AMT SH_PRN InvestmentDiscretion OtherManagers Sole Shared None ABBOTT LABS COM 002824100 79 1587 SH SOLE 0 0 1587 ADVANCE AUTO PARTS COM 00751Y106 170 4339 SH SOLE 0 0 4339 INC AFLAC INC COM 001055102 104 2427 SH SOLE 0 0 2427 ALLERGAN INC COM 018490102 234 4118 SH SOLE 0 0 4118 ALLIANCEBERNSTEIN COM 01879R106 8 636 SH SOLE 0 0 636 GBL HGH IN ALLSTATE CORP COM 020002101 14 459 SH SOLE 0 0 459 ALPHA NATURAL COM 02076X102 4 100 SH SOLE 0 0 100 RESOURCES INC ALTRIA GROUP INC COM 02209S103 17 930 SH SOLE 0 0 930 AMERICA MOVIL SAB SPON ADR L SHS 02364W105 13 300 SH SOLE 0 0 300 DE CV AMERICAN STRATEGIC COM 03009T101 14 1517 SH SOLE 0 0 1517 INCOME II AMGEN INC COM 031162100 30 493 SH SOLE 0 0 493 APPLE INC COM 037833100 36 193 SH SOLE 0 0 193 AT&T INC COM 00206R102 1 32 SH SOLE 0 0 32 ATWOOD OCEANICS COM 050095108 7 200 SH SOLE 0 0 200 INC AUTOMATIC DATA COM 053015103 47 1196 SH SOLE 0 0 1196 PROCESSING IN BALL CORP COM 058498106 157 3199 SH SOLE 0 0 3199 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 250 5000 SH SOLE 5000 0 0 BARCLAYS BK PLC DJUBS CMDT 06738C778 1255 32542 SH SOLE 16000 0 16542 ETN36 BAXTER INTL INC COM 071813109 6 100 SH SOLE 0 0 100 BERKSHIRE HATHAWAY CL B 084670207 7686 2313 SH SOLE 2288 0 25 INC DEL BERKSHIRE HATHAWAY CL A 084670108 17574 174 SH SOLE 169 0 5 INC DEL BLACKROCK CORPOR COM 09255L106 7 1081 SH SOLE 0 0 1081 HIGH YLD FD BLACKROCK INC COM 09247X101 162 747 SH SOLE 0 0 747 BLACKROCK SR HIGH COM 09255T109 5 1582 SH SOLE 0 0 1582 INCOME FD BLUE COAT SYSTEMS COM NEW 09534T508 1 46 SH SOLE 0 0 46 INC BP PLC SPONSORED ADR 055622104 42 794 SH SOLE 0 0 794 CELGENE CORP COM 151020104 116 2073 SH SOLE 0 0 2073 CHECK POINT ORD M22465104 219 7728 SH SOLE 0 0 7728 SOFTWARE TECH LT CHESAPEAKE ENERGY COM 165167107 24 838 SH SOLE 0 0 838 CORP CHEVRON CORP NEW COM 166764100 87 1242 SH SOLE 0 0 1242 CHUBB CORP COM 171232101 56 1112 SH SOLE 0 0 1112 CISCO SYS INC COM 17275R102 152 6458 SH SOLE 0 0 6458 CITIGROUP INC COM 172967101 7 1532 SH SOLE 0 0 1532 CLOROX CO DEL COM 189054109 48 811 SH SOLE 0 0 811 COCA COLA CO COM 191216100 53 991 SH SOLE 0 0 991 COGNIZANT CL A 192446102 263 6814 SH SOLE 0 0 6814 TECHNOLOGY SOLUTIO COLGATE PALMOLIVE COM 194162103 81 1059 SH SOLE 0 0 1059 CO CONOCOPHILLIPS COM 20825C104 91 2024 SH SOLE 0 0 2024 CVS CAREMARK COM 126650100 102 2852 SH SOLE 0 0 2852 CORPORATION DEERE & CO COM 244199105 31 722 SH SOLE 0 0 722 DEVELOPERS COM 251591103 0 1 SH SOLE 0 0 1 DIVERSIFIED RLTY DIAMONDS TR UNIT SER 1 252787106 16792 172950 SH SOLE 168000 0 4950 DISNEY WALT CO COM DISNEY 254687106 10 373 SH SOLE 0 0 373 E M C CORP MASS COM 268648102 32 1899 SH SOLE 0 0 1899 EASTMAN KODAK CO COM 277461109 0 10 SH SOLE 0 0 10 EDISON INTL COM 281020107 29 850 SH SOLE 0 0 850 ENERGY CONVERSION COM 292659109 1 100 SH SOLE 0 0 100 DEVICES IN EXPRESS SCRIPTS COM 302182100 126 1630 SH SOLE 0 0 1630 INC EXXON MOBIL CORP COM 30231G102 115 1675 SH SOLE 0 0 1675 FISERV INC COM 337738108 173 3588 SH SOLE 0 0 3588 FOCUS MEDIA HLDG SPONSORED ADR 34415V109 1 100 SH SOLE 0 0 100 LTD FORD MTR CO DEL COM PAR $0.01 345370860 38 5284 SH SOLE 0 0 5284 FOSTER WHEELER AG COM H27178104 53 1653 SH SOLE 0 0 1653 FREEPORT-MCMORAN COM 35671D857 134 1957 SH SOLE 0 0 1957 COPPER & GO FUEL TECH INC COM 359523107 1 100 SH SOLE 0 0 100 GENERAL DYNAMICS COM 369550108 33 518 SH SOLE 0 0 518 CORP GENERAL ELECTRIC COM 369604103 88 5335 SH SOLE 0 0 5335 CO GILEAD SCIENCES COM 375558103 186 4000 SH SOLE 0 0 4000 INC GOLDMAN SACHS COM 38141G104 176 955 SH SOLE 0 0 955 GROUP INC GOOGLE INC CL A 38259P508 307 620 SH SOLE 0 0 620 GRANITE CONSTR INC COM 387328107 62 1996 SH SOLE 0 0 1996 HALLIBURTON CO COM 406216101 109 4034 SH SOLE 0 0 4034 HARLEY DAVIDSON COM 412822108 102 4436 SH SOLE 0 0 4436 INC HOLOGIC INC COM 436440101 17 1065 SH SOLE 0 0 1065 HORMEL FOODS CORP COM 440452100 9 252 SH SOLE 0 0 252 INTEL CORP COM 458140100 87 4467 SH SOLE 0 0 4467 ISHARES INC MSCI HONG KONG 464286871 17008 1095868 SH SOLE 600000 0 495868 ISHARES INC MSCI JAPAN 464286848 567 57000 SH SOLE 57000 0 0 ISHARES INC MSCI EMU INDEX 464286608 0 2 SH SOLE 0 0 2 ISHARES INC MSCI PAC J IDX 464286665 10070 248469 SH SOLE 247000 0 1469 ISHARES INC MSCI AUSTRALIA 464286103 1130 50000 SH SOLE 50000 0 0 ISHARES INC MSCI GERMAN 464286806 1331 60000 SH SOLE 60000 0 0 ISHARES INC MSCI CDA INDEX 464286509 15868 622749 SH SOLE 622500 0 249 ISHARES INC MSCI SINGAPORE 464286673 796 74000 SH SOLE 74000 0 0 ISHARES INC MSCI TAIWAN 464286731 6452 523697 SH SOLE 523000 0 697 ISHARES INC MSCI BRAZIL 464286400 21485 317644 SH SOLE 317000 0 644 ISHARES INC JAPAN SML CAP 464286582 742 17000 SH SOLE 17000 0 0 ISHARES S&P GSCI UNIT BEN INT 46428R107 4897 165000 SH SOLE 165000 0 0 COMMODITY I ISHARES TR MSCI ACJPN IDX 464288182 1829 34500 SH SOLE 34500 0 0 ISHARES TR MID CORE INDEX 464288208 3516 54553 SH SOLE 53000 0 1553 ISHARES TR MID GRWTH INDX 464288307 1343 19000 SH SOLE 19000 0 0 ISHARES TR SMLL GRWTH IDX 464288604 748 12000 SH SOLE 12000 0 0 ISHARES TR MSCI GRW IDX 464288885 2490 46669 SH SOLE 0 0 46669 ISHARES TR DJ BROKER-DEAL 464288794 1031 35000 SH SOLE 35000 0 0 ISHARES TR DJ INS INDX FD 464288786 2238 83000 SH SOLE 83000 0 0 ISHARES TR BARCLYS SH 464288679 200 1813 SH SOLE 0 0 1813 TREA ISHARES TR HIGH YLD CORP 464288513 25785 298615 SH SOLE 244000 0 54615 ISHARES TR BARCLYS CR BD 464288620 29398 286557 SH SOLE 237500 0 49057 ISHARES TR BARCLYS 1-3YR 464288646 2487 23827 SH SOLE 13000 0 10827 CR ISHARES TR S&P GLB MTRLS 464288695 7920 142070 SH SOLE 139000 0 3070 ISHARES TR S&P GL INDUSTR 464288729 3628 84000 SH SOLE 84000 0 0 ISHARES TR US PFD STK IDX 464288687 2323 64049 SH SOLE 63000 0 1049 ISHARES TR BARCLYS 3-7 YR 464288661 900 8000 SH SOLE 8000 0 0 ISHARES TR S&P NTL 464288414 1155 10920 SH SOLE 0 0 10920 AMTFREE ISHARES TR BARCLYS INTER 464288638 69 664 SH SOLE 0 0 664 CR ISHARES TR S&P ASIA 50 IN 464288430 3736 97000 SH SOLE 97000 0 0 ISHARES TR S&P EMRG INFRS 464288216 112 4000 SH SOLE 4000 0 0 ISHARES TR INDEX S&P MIDCP VALU 464287705 116 1838 SH SOLE 0 0 1838 ISHARES TR INDEX S&P MC 400 GRW 464287606 241 3272 SH SOLE 0 0 3272 ISHARES TR INDEX S&P 500 VALUE 464287408 3113 60814 SH SOLE 46200 0 14614 ISHARES TR INDEX S&P 500 INDEX 464287200 66039 622955 SH SOLE 620600 0 2355 ISHARES TR INDEX S&P500 GRW 464287309 1067 19763 SH SOLE 15200 0 4563 ISHARES TR INDEX RUSSELL 1000 464287622 167 2868 SH SOLE 0 0 2868 ISHARES TR INDEX RUSSELL1000VAL 464287598 27110 488549 SH SOLE 121500 0 367049 ISHARES TR INDEX RUSSELL1000GRW 464287614 93353 2015822 SH SOLE 1628800 0 387022 ISHARES TR INDEX RUSSELL 2000 464287655 25030 415504 SH SOLE 415000 0 504 ISHARES TR INDEX RUSL 3000 GROW 464287671 2980 79000 SH SOLE 79000 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 9 209 SH SOLE 0 0 209 ISHARES TR INDEX RUSL 2000 GROW 464287648 5332 81500 SH SOLE 81500 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 4895 89512 SH SOLE 2000 0 87512 ISHARES TR INDEX S&P LTN AM 40 464287390 74028 1725203 SH SOLE 1571500 0 153703 ISHARES TR INDEX RUSSELL MIDCAP 464287499 29361 375316 SH SOLE 356000 0 19316 ISHARES TR INDEX RUSSELL MCP GR 464287481 48778 1146897 SH SOLE 886000 0 260897 ISHARES TR INDEX RUSSELL MCP VL 464287473 202 5717 SH SOLE 0 0 5717 ISHARES TR INDEX S&P GLB100INDX 464287572 0 1 SH SOLE 0 0 1 ISHARES TR INDEX S&P GBL ENER 464287341 11771 345192 SH SOLE 342500 0 2692 ISHARES TR INDEX S&P GBL HLTHCR 464287325 159 3288 SH SOLE 0 0 3288 ISHARES TR INDEX S&P GBL INF 464287291 8972 172000 SH SOLE 172000 0 0 ISHARES TR INDEX DJ US BAS MATL 464287838 4576 83500 SH SOLE 83500 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 34 405 SH SOLE 0 0 405 ISHARES TR INDEX BARCLYS 7-10 464287440 185 2000 SH SOLE 2000 0 0 YR ISHARES TR INDEX IBOXX INV CPBD 464287242 33932 318073 SH SOLE 259300 0 58773 ISHARES TR INDEX MSCI EMERG MKT 464287234 64194 1649813 SH SOLE 1612000 0 37813 ISHARES TR INDEX S&P NA SOFTWR 464287515 3658 84000 SH SOLE 84000 0 0 ISHARES TR INDEX S&P 100 IDX FD 464287101 77 1581 SH SOLE 0 0 1581 ISHARES TR INDEX BARCLY USAGG B 464287226 10379 98926 SH SOLE 66000 0 32926 ISHARES TR INDEX DJ SEL DIV INX 464287168 34 812 SH SOLE 0 0 812 ISHARES TR INDEX BARCLYS TIPS 464287176 195 1894 SH SOLE 0 0 1894 BD ISHARES TR INDEX LRGE CORE INDX 464287127 3408 56000 SH SOLE 56000 0 0 ISHARES TR INDEX LRGE GRW INDX 464287119 1286 24000 SH SOLE 24000 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 18883 461453 SH SOLE 457500 0 3953 ITT CORP NEW COM 450911102 55 1050 SH SOLE 0 0 1050 JOHNSON & JOHNSON COM 478160104 146 2400 SH SOLE 0 0 2400 JPMORGAN CHASE & COM 46625H100 72 1648 SH SOLE 0 0 1648 CO KELLOGG CO COM 487836108 9 190 SH SOLE 0 0 190 KRAFT FOODS INC CL A 50075N104 31 1170 SH SOLE 0 0 1170 LEVEL 3 COM 52729N100 20 14079 SH SOLE 0 0 14079 COMMUNICATIONS INC LINEAR TECHNOLOGY COM 535678106 54 1962 SH SOLE 0 0 1962 CORP LOCKHEED MARTIN COM 539830109 45 574 SH SOLE 0 0 574 CORP MARKET VECTORS ETF GOLD MINER ETF 57060U100 4076 90000 SH SOLE 90000 0 0 TR MARKET VECTORS ETF COAL ETF 57060U837 4511 148000 SH SOLE 148000 0 0 TR MASTERCARD INC CL A 57636Q104 178 883 SH SOLE 0 0 883 MEDCO HEALTH COM 58405U102 31 557 SH SOLE 0 0 557 SOLUTIONS INC MEDTRONIC INC COM 585055106 147 3999 SH SOLE 0 0 3999 MICROSOFT CORP COM 594918104 153 5961 SH SOLE 0 0 5961 MIDCAP SPDR TR UNIT SER 1 595635103 903 7207 SH SOLE 0 0 7207 NATIONAL OILWELL COM 637071101 109 2520 SH SOLE 0 0 2520 VARCO INC NOKIA CORP SPONSORED ADR 654902204 22 1472 SH SOLE 0 0 1472 NORFOLK SOUTHERN COM 655844108 1 19 SH SOLE 0 0 19 CORP NORTHROP GRUMMAN COM 666807102 10 184 SH SOLE 0 0 184 CORP NRG ENERGY INC COM NEW 629377508 3 100 SH SOLE 0 0 100 NUVEEN CALIF COM 67062Q106 28 2124 SH SOLE 0 0 2124 PERFORM PLUS MU OPEN TEXT CORP COM 683715106 178 4756 SH SOLE 0 0 4756 ORACLE CORP COM 68389X105 138 6632 SH SOLE 0 0 6632 PAYCHEX INC COM 704326107 50 1714 SH SOLE 0 0 1714 PEABODY ENERGY COM 704549104 27 724 SH SOLE 0 0 724 CORP PEPSICO INC COM 713448108 262 4462 SH SOLE 0 0 4462 PETSMART INC COM 716768106 10 438 SH SOLE 0 0 438 PFIZER INC COM 717081103 8 505 SH SOLE 0 0 505 PIMCO ETF TR 1-5 US TIP IDX 72201R205 404 8000 SH SOLE 8000 0 0 POWERSHARES DB UNIT BEN INT 73935S105 4169 189000 SH SOLE 189000 0 0 CMDTY IDX TRA POWERSHARES ETF WNDRHLL CLN EN 73935X500 6 544 SH SOLE 0 0 544 TRUST POWERSHARES ETF WATER RESOURCE 73935X575 568 34000 SH SOLE 34000 0 0 TRUST POWERSHARES QQQ UNIT SER 1 73935A104 53260 1260598 SH SOLE 1233000 0 27598 TRUST POWERSHS DB MULTI DB AGRICULT FD 73936B408 7180 282000 SH SOLE 282000 0 0 SECT COMM POWERSHS DB MULTI DB PREC MTLS 73936B200 7411 210000 SH SOLE 210000 0 0 SECT COMM POWERSHS DB MULTI DB BASE METALS 73936B705 7038 385000 SH SOLE 385000 0 0 SECT COMM POWERSHS DB MULTI DB GOLD FUND 73936B606 7071 195000 SH SOLE 195000 0 0 SECT COMM POWERSHS DB MULTI DB SILVER FUND 73936B309 506 17000 SH SOLE 17000 0 0 SECT COMM POWERSHS DB US DOLL INDX BULL 73936D107 160 7000 SH SOLE 7000 0 0 DOLLAR INDEX PROCTER & GAMBLE COM 742718109 41 715 SH SOLE 0 0 715 CO QUALCOMM INC COM 747525103 30 674 SH SOLE 0 0 674 QUEST DIAGNOSTICS COM 74834L100 96 1849 SH SOLE 0 0 1849 INC RESEARCH IN MOTION COM 760975102 161 2386 SH SOLE 0 0 2386 LTD RESMED INC COM 761152107 30 659 SH SOLE 0 0 659 RYDEX ETF TRUST TOP 50 ETF 78355W205 11136 140500 SH SOLE 140500 0 0 RYDEX ETF TRUST TECHNOLOGY ETF 78355W817 292 7000 SH SOLE 7000 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 55 1502 SH SOLE 0 0 1502 SCHLUMBERGER LTD COM 806857108 73 1232 SH SOLE 0 0 1232 SEABRIDGE GOLD INC COM 811916105 3 100 SH SOLE 0 0 100 SELECT SECTOR SPDR SBI MATERIALS 81369Y100 1640 53000 SH SOLE 53000 0 0 TR SELECT SECTOR SPDR SBI INT-ENERGY 81369Y506 9 167 SH SOLE 0 0 167 TR SELECT SECTOR SPDR SBI INT-INDS 81369Y704 3161 120000 SH SOLE 120000 0 0 TR SELECT SECTOR SPDR SBI INT-TECH 81369Y803 17245 826294 SH SOLE 826000 0 294 TR SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1400 55000 SH SOLE 55000 0 0 TR SELECT SECTOR SPDR SBI CONS DISCR 81369Y407 1236 45000 SH SOLE 45000 0 0 TR SILICON COM 826919102 188 4062 SH SOLE 0 0 4062 LABORATORIES INC SOUTHWESTERN COM 845467109 80 1876 SH SOLE 0 0 1876 ENERGY CO SPDR GOLD TRUST GOLD SHS 78463V107 17 169 SH SOLE 0 0 169 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 13879 199500 SH SOLE 199500 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 7336 110000 SH SOLE 110000 0 0 SPDR INDEX SHS FDS EUROPE ETF 78463X608 2722 67795 SH SOLE 2000 0 65795 SPDR SERIES TRUST SPDR KBW CAP 78464A771 2714 70000 SH SOLE 70000 0 0 ETF SPDR SERIES TRUST BRCLYS SHRT 78464A425 184 7650 SH SOLE 0 0 7650 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 2823 121000 SH SOLE 121000 0 0 ETF SPDR SERIES TRUST BRCLYS MUNI 78464A458 1407 60517 SH SOLE 0 0 60517 ETF SPDR SERIES TRUST BRCLYS INTL 78464A516 2162 37000 SH SOLE 37000 0 0 ETF SPDR SERIES TRUST BRCLYS CALI 78464A441 166 7116 SH SOLE 0 0 7116 ETF SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 15588 405000 SH SOLE 405000 0 0 SPDR TR UNIT SER 1 78462F103 67155 636000 SH SOLE 636000 0 0 STARWOOD COM 85590A401 13 386 SH SOLE 0 0 386 HOTELS&RESORTS WRLD SYBASE INC COM 871130100 201 5179 SH SOLE 0 0 5179 SYSCO CORP COM 871829107 49 1952 SH SOLE 0 0 1952 TAIWAN SPONSORED ADR 874039100 48 4371 SH SOLE 0 0 4371 SEMICONDUCTOR MFG LTD TELEFONICA S A SPONSORED ADR 879382208 60 719 SH SOLE 0 0 719 TEMPLETON GLOBAL COM 880198106 7 780 SH SOLE 0 0 780 INCOME FD TEVA ADR 881624209 218 4308 SH SOLE 0 0 4308 PHARMACEUTICAL INDS LTD TEXAS INSTRS INC COM 882508104 79 3353 SH SOLE 0 0 3353 TIMKEN CO COM 887389104 16401 700000 SH SOLE 700000 0 0 TJX COS INC NEW COM 872540109 223 6005 SH SOLE 0 0 6005 TRANSOCEAN LTD REG SHS H8817H100 39 461 SH SOLE 0 0 461 UBS AG SHS NEW H89231338 0 1 SH SOLE 0 0 1 UNION PAC CORP COM 907818108 15 259 SH SOLE 0 0 259 UNITED COM 913017109 112 1846 SH SOLE 0 0 1846 TECHNOLOGIES CORP UNITED WESTN COM 913201109 75 18870 SH SOLE 0 0 18870 BANCORP INC UNITEDHEALTH GROUP COM 91324P102 89 3544 SH SOLE 0 0 3544 INC VAN KAMPEN SENIOR COM 920961109 14 3598 SH SOLE 0 0 3598 INCOME TR VANGUARD BD INDEX SHORT TRM BOND 921937827 7205 90000 SH SOLE 90000 0 0 FD INC VANGUARD BD INDEX INTERMED TERM 921937819 403 5000 SH SOLE 5000 0 0 FD INC VANGUARD BD INDEX TOTAL BND MRKT 921937835 14047 176691 SH SOLE 175000 0 1691 FD IN VANGUARD INDEX FDS STK MRK ETF 922908769 2 30 SH SOLE 0 0 30 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 12357 298040 SH SOLE 297000 0 1040 VANGUARD INDEX FDS VALUE ETF 922908744 9212 199913 SH SOLE 136000 0 63913 VANGUARD INDEX FDS MID CAP ETF 922908629 40513 712000 SH SOLE 712000 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 29688 534444 SH SOLE 364000 0 170444 VANGUARD INDEX FDS GROWTH ETF 922908736 8216 166714 SH SOLE 50000 0 116714 VANGUARD INDEX FDS SML CP GRW ETF 922908595 550 9582 SH SOLE 0 0 9582 VANGUARD INDEX FDS LARGE CAP ETF 922908637 22818 474682 SH SOLE 395000 0 79682 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2127 46844 SH SOLE 0 0 46844 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 889 20856 SH SOLE 0 0 20856 VANGUARD INTL EMR MKT ETF 922042858 25782 669151 SH SOLE 525500 0 143651 EQUITY INDEX F VANGUARD INTL PACIFIC ETF 922042866 1314 25141 SH SOLE 25000 0 141 EQUITY INDEX F VANGUARD INTL ALLWRLD EX US 922042775 11591 268321 SH SOLE 115000 0 153321 EQUITY INDEX F VANGUARD WORLD FD MEGA GRWTH IND 921910816 6894 177000 SH SOLE 177000 0 0 VANGUARD WORLD FD MEGA VALUE 300 921910840 2384 70000 SH SOLE 70000 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 4094 112000 SH SOLE 112000 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 53 663 SH SOLE 0 0 663 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 215 4187 SH SOLE 0 0 4187 VANGUARD WORLD FDS MATERIALS ETF 92204A801 6553 102972 SH SOLE 100000 0 2972 VANGUARD WORLD FDS INF TECH ETF 92204A702 918 18392 SH SOLE 10000 0 8392 VCA ANTECH INC COM 918194101 59 2203 SH SOLE 0 0 2203 VERIZON COM 92343V104 128 4241 SH SOLE 0 0 4241 COMMUNICATIONS INC VODAFONE GROUP PLC SPONS ADR NEW 92857W209 23 1031 SH SOLE 0 0 1031 NEW WAL MART STORES COM 931142103 122 2483 SH SOLE 0 0 2483 INC WARREN RES INC COM 93564A100 1 452 SH SOLE 0 0 452 WELLS FARGO & CO COM 949746101 97 3425 SH SOLE 0 0 3425 NEW WEYERHAEUSER CO COM 962166104 1 18 SH SOLE 0 0 18 WISDOMTREE TRUST DEFA FD 97717W703 66 1426 SH SOLE 0 0 1426 XILINX INC COM 983919101 10 427 SH SOLE 0 0 427 YUM BRANDS INC COM 988498101 70 2080 SH SOLE 0 0 2080
-----END PRIVACY-ENHANCED MESSAGE-----