-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ITj+xOKB0TBND8PIoYen3FLd0oNgfFdoPNDpMDBHJYB4rd8iafY7MNuZE7CiyPmB rxM9GGHCOpZk/sU9uUNKbA== 0000919574-09-016093.txt : 20091112 0000919574-09-016093.hdr.sgml : 20091111 20091112155243 ACCESSION NUMBER: 0000919574-09-016093 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWOOD MANAGEMENT LLC CENTRAL INDEX KEY: 0000860561 IRS NUMBER: 222032238 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02602 FILM NUMBER: 091176973 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-652-9100 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: EDGEWOOD MANAGEMENT CO/NY/ DATE OF NAME CHANGE: 19990317 13F-HR 1 d1044179_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Edgewood Management LLC Address: 350 Park Avenue New York, New York 10022 13F File Number: 028-02602 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fausto Rotundo Title: Chief Compliance Officer Phone: (212) 652-9100 Signature, Place and Date of Signing: /s/ Fausto Rotundo New York, New York November 12, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 116 Form 13F Information Table Value Total: $6,221,138 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVSMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRTN MNGRS SOLE SHRD NONE - -------------- -------------- ----- ------- ------- --- ---- ------ ----- ---- ---- ---- 3M CO COM 88579Y101 100,714 1,364,693 SH SOLE NONE 938,310 0 426,383 AT&T INC COM 00206R102 457 16,906 SH SOLE NONE 11,340 0 5,566 ABBOTT LABS COM 002824100 12,880 260,361 SH SOLE NONE 258,661 0 1,700 AFLAC INC COM 001055102 241 5,632 SH SOLE NONE 5,632 0 0 ALCON INC COM SHS H01301102 272 1,960 SH SOLE NONE 1,960 0 0 ALLERGAN INC COM 018490102 308,381 5,433,073 SH SOLE NONE 5,148,895 0 284,178 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 454 20,000 SH SOLE NONE 20,000 0 0 ALTRIA GROUP INC COM 02209S103 450 25,286 SH SOLE NONE 10,936 0 14,350 AMERICAN TOWER CORP CL A 029912201 339,088 9,315,614 SH SOLE NONE 8,829,635 0 485,979 AMPHENOL CORP NEW CL A 032095101 13,840 367,314 SH SOLE NONE 305,411 0 61,903 ANADARKO PETE CORP COM 032511107 431 6,871 SH SOLE NONE 6,871 0 0 APACHE CORP COM 037411105 215 2,345 SH SOLE NONE 2,345 0 0 APPLE INC COM 037833100 327,190 1,765,253 SH SOLE NONE 1,667,777 0 97,476 APPLIED MATLS INC COM 038222105 747 55,831 SH SOLE NONE 55,387 0 444 BANK OF NEW YORK MELLON CORP COM 064058100 5,276 181,987 SH SOLE NONE 177,472 0 4,515 BAXTER INTL INC COM 071813109 308 5,400 SH SOLE NONE 0 0 5,400 BEACON POWER CORP COM 073677106 32 45,095 SH SOLE NONE 45,095 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 808 8 SH SOLE NONE 7 0 1 BERKSHIRE HATHAWAY INC DEL CL B 084670207 778 234 SH SOLE NONE 234 0 0 BOEING CO COM 097023105 271 5,000 SH SOLE NONE 5,000 0 0 BP PLC SPONSORED ADR 055622104 3,786 71,121 SH SOLE NONE 59,631 0 11,490 BRISTOL MYERS SQUIBB CO COM 110122108 771 34,237 SH SOLE NONE 12,200 0 22,037 CELGENE CORP COM 151020104 193,920 3,469,053 SH SOLE NONE 3,326,534 0 142,519 CHEVRON CORP NEW COM 166764100 2,073 29,432 SH SOLE NONE 27,028 0 2,404 CHUBB CORP COM 171232101 462 9,168 SH SOLE NONE 9,168 0 0 CHURCH & DWIGHT INC COM 171340102 932 16,425 SH SOLE NONE 16,425 0 0 CINCINNATI FINL CORP COM 172062101 234 9,012 SH SOLE NONE 9,012 0 0 CISCO SYS INC COM 17275R102 12,971 551,010 SH SOLE NONE 523,414 0 27,596 CME GROUP INC COM 12572Q105 357,361 1,159,549 SH SOLE NONE 1,100,227 0 59,322 COCA COLA CO COM 191216100 4,028 75,001 SH SOLE NONE 49,296 0 25,705 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 374,614 9,689,976 SH SOLE NONE 9,129,089 0 560,887 COLGATE PALMOLIVE CO COM 194162103 89,784 1,177,027 SH SOLE NONE 1,155,837 0 21,190 COMCAST CORP NEW CL A SPL 20030N200 250 15,572 SH SOLE NONE 15,572 0 0 COMERICA INC COM 200340107 340 11,447 SH SOLE NONE 5,222 0 6,225 COSTCO WHSL CORP NEW COM 22160K105 317 5,625 SH SOLE NONE 5,625 0 0 COVANCE INC COM 222816100 198,836 3,671,941 SH SOLE NONE 3,517,644 0 154,297 CROWN CASTLE INTL CORP COM 228227104 220 7,000 SH SOLE NONE 5,000 0 2,000 CRUCELL N V SPONSORED ADR 228769105 1,442 63,000 SH SOLE NONE 61,700 0 1,300 CVS CAREMARK CORPORATION COM 126650100 262,490 7,344,440 SH SOLE NONE 7,004,020 0 340,420 DISNEY WALT CO COM DISNEY 254687106 603 21,966 SH SOLE NONE 13,150 0 8,816 DUKE ENERGY CORP NEW COM 26441C105 368 23,404 SH SOLE NONE 19,208 0 4,196 E M C CORP MASS COM 268648102 178 10,450 SH SOLE NONE 10,450 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 142 10,800 SH SOLE NONE 10,800 0 0 ELECTRONIC ARTS INC COM 285512109 178,478 9,368,905 SH SOLE NONE 8,951,618 0 417,287 EMERSON ELEC CO COM 291011104 1,442 35,974 SH SOLE NONE 19,350 0 16,624 EQUIFAX INC COM 294429105 1,240 42,568 SH SOLE NONE 31,436 0 11,132 EXXON MOBIL CORP COM 30231G102 19,471 283,795 SH SOLE NONE 248,250 0 35,545 FIRST SOLAR INC COM 336433107 249,004 1,628,967 SH SOLE NONE 1,545,583 0 83,384 FPL GROUP INC COM 302571104 497 9,000 SH SOLE NONE 7,500 0 1,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,235 17,995 SH SOLE NONE 17,995 0 0 GENERAL ELECTRIC CO COM 369604103 378 23,030 SH SOLE NONE 13,075 0 9,955 GENERAL MLS INC COM 370334104 443 6,880 SH SOLE NONE 2,550 0 4,330 GENZYME CORP COM 372917104 259,078 4,566,863 SH SOLE NONE 4,361,059 0 205,804 GILEAD SCIENCES INC COM 375558103 317,432 6,826,487 SH SOLE NONE 6,436,546 0 389,941 HEWLETT PACKARD CO COM 428236103 1,209 25,600 SH SOLE NONE 25,600 0 0 HOME DEPOT INC COM 437076102 596 22,355 SH SOLE NONE 22,355 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 280 13,000 SH SOLE NONE 13,000 0 0 ILLINOIS TOOL WKS INC COM 452308109 335 7,850 SH SOLE NONE 7,850 0 0 INTEL CORP COM 458140100 386 19,720 SH SOLE NONE 19,720 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2,008 16,792 SH SOLE NONE 13,386 0 3,406 INTUITIVE SURGICAL INC COM NEW 46120E602 2,846 10,854 SH SOLE NONE 10,854 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 2,499 60,553 SH SOLE NONE 60,553 0 0 JPMORGAN CHASE & CO COM 46625H100 1,779 40,603 SH SOLE NONE 24,034 0 16,569 JOHNSON CTLS INC COM 478366107 211 8,250 SH SOLE NONE 8,250 0 0 JOHNSON & JOHNSON COM 478160104 10,238 168,132 SH SOLE NONE 152,792 0 15,340 KELLOGG CO COM 487836108 568 11,540 SH SOLE NONE 7,800 0 3,740 KIMBERLY CLARK CORP COM 494368103 268 4,536 SH SOLE NONE 0 0 4,536 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 4,459 82,550 SH SOLE NONE 82,550 0 0 KRAFT FOODS INC CL A 50075N104 434 16,528 SH SOLE NONE 6,598 0 9,930 L-3 COMMUNICATIONS HLDGS INC COM 502424104 200 2,491 SH SOLE NONE 2,491 0 0 LAS VEGAS SANDS CORP COM 517834107 365 21,700 SH SOLE NONE 14,500 0 7,200 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 222 20,259 SH SOLE NONE 20,259 0 0 LILLY ELI & CO COM 532457108 333 10,088 SH SOLE NONE 6,000 0 4,088 LOWES COS INC COM 548661107 260 12,425 SH SOLE NONE 12,425 0 0 MICROSOFT CORP COM 594918104 1,035 40,237 SH SOLE NONE 37,437 0 2,800 MONSANTO CO NEW COM 61166W101 296,234 3,827,311 SH SOLE NONE 3,617,835 0 209,476 NATIONAL OILWELL VARCO INC COM 637071101 333,265 7,726,994 SH SOLE NONE 7,303,119 0 423,875 NOBLE ENERGY INC COM 655044105 542 8,220 SH SOLE NONE 8,220 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 216 2,750 SH SOLE NONE 2,750 0 0 PNC FINL SVCS GROUP INC COM 693475105 224 4,600 SH SOLE NONE 2,800 0 1,800 PAYCHEX INC COM 704326107 2,204 75,853 SH SOLE NONE 62,815 0 13,038 PEPSICO INC COM 713448108 9,462 161,308 SH SOLE NONE 141,798 0 19,510 PFIZER INC COM 717081103 2,782 168,089 SH SOLE NONE 145,824 0 22,265 PHILIP MORRIS INTL INC COM 718172109 1,169 23,986 SH SOLE NONE 9,636 0 14,350 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 230 17,000 SH SOLE NONE 12,000 0 5,000 PPG INDS INC COM 693506107 201 3,450 SH SOLE NONE 3,450 0 0 PRAXAIR INC COM 74005P104 149,859 1,834,488 SH SOLE NONE 1,808,682 0 25,806 PROCTER & GAMBLE CO COM 742718109 2,857 49,333 SH SOLE NONE 18,097 0 31,236 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 525 10,000 SH SOLE NONE 10,000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 445 10,100 SH SOLE NONE 10,100 0 0 PROSHARES TR PSHS ULTSHRT QQQ 74347R875 230 10,000 SH SOLE NONE 10,000 0 0 PROSHARES TR PSHS ULTRSHT O&G 74347R586 508 35,000 SH SOLE NONE 35,000 0 0 PROSHARES TR PSHS ULTASH DW30 74347R867 352 10,000 SH SOLE NONE 10,000 0 0 QUALCOMM INC COM 747525103 354,010 7,870,390 SH SOLE NONE 7,445,582 0 424,808 QUANTA SVCS INC COM 74762E102 293,397 13,257,864 SH SOLE NONE 12,528,036 0 729,828 REGENCY CTRS CORP COM 758849103 1,371 37,000 SH SOLE NONE 37,000 0 0 RESEARCH IN MOTION LTD COM 760975102 408,407 6,038,851 SH SOLE NONE 5,721,836 0 317,015 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 971 16,980 SH SOLE NONE 7,100 0 9,880 SCHLUMBERGER LTD COM 806857108 1,305 21,894 SH SOLE NONE 18,050 0 3,844 SCHWAB CHARLES CORP NEW COM 808513105 210,671 11,001,104 SH SOLE NONE 10,534,052 0 467,052 SEAGATE TECHNOLOGY SHS G7945J104 161 10,575 SH SOLE NONE 10,575 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4,470 152,400 SH SOLE NONE 152,400 0 0 SMUCKER J M CO COM NEW 832696405 481 9,082 SH SOLE NONE 1,168 0 7,914 SPDR TR UNIT SER 1 78462F103 1,367 12,948 SH SOLE NONE 12,948 0 0 STATE STR CORP COM 857477103 277,495 5,275,562 SH SOLE NONE 5,006,349 0 269,213 THERMO FISHER SCIENTIFIC INC COM 883556102 31,459 720,384 SH SOLE NONE 580,533 0 139,851 TYCO INTERNATIONAL LTD SHS H89128104 234 6,789 SH SOLE NONE 6,789 0 0 UNILEVER N V N Y SHS NEW 904784709 278 9,639 SH SOLE NONE 9,639 0 0 UNITEDHEALTH GROUP INC COM 91324P102 214 8,530 SH SOLE NONE 8,530 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 881 29,094 SH SOLE NONE 20,840 0 8,254 VISA INC COM CL A 92826C839 147,218 2,130,201 SH SOLE NONE 2,047,212 0 82,989 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4,907 218,073 SH SOLE NONE 185,371 0 32,702 WALGREEN CO COM 931422109 1,093 29,180 SH SOLE NONE 300 0 28,880 WEATHERFORD INTERNATIONAL LT REG H27013103 269 12,980 SH SOLE NONE 12,980 0 0 WINDSTREAM CORP COM 97381W104 137 13,515 SH SOLE NONE 11,241 0 2,274 WYETH COM 983024100 855 17,610 SH SOLE NONE 11,330 0 6,280
SK 02399 0001 1044179 -----END PRIVACY-ENHANCED MESSAGE-----