-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VD86r3VXmeCRCBtZ7Ebtk1cfKHnmEL0dA/tI4I/B+T22xInFHLUA7J5lpuNWyZE+ kw2DINNmZU7cOYQmkxNOfg== 0000313028-09-000118.txt : 20091112 0000313028-09-000118.hdr.sgml : 20091111 20091112124558 ACCESSION NUMBER: 0000313028-09-000118 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS INC CENTRAL INDEX KEY: 0000313028 IRS NUMBER: 752403190 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01006 FILM NUMBER: 091175770 BUSINESS ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 BUSINESS PHONE: 2146651900 MAIL ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 13F-HR 1 sephold.txt HOLDINGS FOR PERIOD ENDING SEPTEMBER 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barrow, Hanley, Mewhinney & Strauss, Inc. Address: 2200 Ross Ave, Suite 3100 Dallas, TX 75201 Form 13F File Number: 28-1006 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Barrow Title: President Phone: 214-665-1900 Signature, Place, and Date of Signing: James P. Barrow Dallas, TX 11/12/09 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 213 Form 13F Information Table Value Total: $43,662,363 (thousands) List of Other Included Managers: NO. Form 13F File Number Name 01 028-11931 Old Mutual (US) Holdings Inc. 02 028-11581 Old Mutual Capital, Inc. 03 028-01190 Russell Investment Company FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 73588 997125 SH Defined 01 716525 280600 ALCOA COM 013817101 59189 4511340 SH Defined 01 3302840 1208500 AXIS Capital Holdings COM G0692U109 78606 2604560 SH Defined 01 653560 1951000 Aaron's Inc. COM 002535201 19076 722590 SH Defined 01 276590 446000 Administaff Inc. COM 007094105 23136 880700 SH Defined 01 344000 536700 Advance Auto Parts COM 00751Y106 52386 1333650 SH Defined 01 316550 1017100 Alliance Data Systems COM 018581108 26104 427370 SH Defined 01 323370 104000 Allstate Corp COM 020002101 179023 5846609 SH Defined 01 4245486 1603563 Altria Group COM 02209S103 453118 25441758 SH Defined 01 7173623 18272925 1603 90032 SH Other 01 02 90032 Amer Tel & Tel COM 00206R102 670654 24829837 SH Defined 01 9013111 15821786 1402 51914 SH Other 01 02 51914 American Axle & Manuf COM 024061103 30561 4316590 SH Defined 01 1690290 2626300 American Express COM 025816109 1002707 29578381 SH Defined 01 8181991 21401380 3409 100562 SH Other 01 02 100562 American Int'l Group COM 026874784 8050 182500 SH Defined 01 32185 150315 Ameristar Casinos COM 03070Q101 18451 1169270 SH Defined 01 451570 717700 Annaly Capital Mgmt COM 035710409 107966 5951815 SH Defined 01 1390715 4561100 Applied Materials COM 038222105 182423 13634031 SH Defined 01 10334120 3305911 Avery Dennison Corp. COM 053611109 37316 1036265 SH Defined 01 205565 830700 Avocent COM 053893103 4232 208800 SH Defined 01 80700 128100 BP PLC ADR COM 055622104 849273 15954776 SH Defined 01 2683812 13272864 2720 51100 SH Other 01 02 51100 Bank of America COM 060505104 687792 40649667 SH Defined 01 10495388 30160494 2600 153663 SH Other 01 02 153663 Baxter Intl Inc. COM 071813109 366235 6424044 SH Defined 01 1996459 4428785 1172 20558 SH Other 01 02 20558 Bristol-Myers Squibb COM 110122108 1379554 61259054 SH Defined 01 14561394 46706450 3964 176001 SH Other 01 02 176001 Brooks Automation Inc. COM 114340102 38396 4967120 SH Defined 01 1922920 3044200 Brunswick Corp. COM 117043109 24835 2073070 SH Defined 01 801540 1271530 Burlington Northern COM 12189T104 284603 3565117 SH Defined 01 2615477 951140 CBS Corp. New COM 124857202 207503 17220200 SH Defined 01 717000 16503200 788 65400 SH Other 01 02 65400 CIGNA COM 125509109 54894 1954235 SH Defined 01 490135 1464100 CKE Restaurants Inc COM 12561E105 10247 976800 SH Defined 01 378500 598300 CVS/Caremark Corp COM 126650100 340 9500 SH Defined 01 9500 Cabelas, Inc. COM 126804301 28483 2135180 SH Defined 01 811880 1323300 Capital One Financial COM 14040H105 793336 22203647 SH Defined 01 6651302 15555865 2092 58540 SH Other 01 02 58540 Cardinal Health COM 14149Y108 140873 5256450 SH Defined 01 1932350 3324100 2377 88700 SH Other 01 02 88700 CareFusion Corp COM 14170T101 52610 2413305 SH Defined 01 965005 1448300 Carnival Corp. COM 143658300 1062299 31920036 SH Defined 01 9002046 22923590 3473 104358 SH Other 01 02 104358 CenterPoint Energy COM 15189T107 428805 34497620 SH Defined 01 2840720 31656900 1640 131900 SH Other 01 02 131900 Chesapeake Energy COM 165167107 165489 5827065 SH Defined 01 4385255 1444310 Chevron Corporation COM 166764100 51176 726617 SH Defined 01 599377 127240 Chubb Corp COM 171232101 61696 1223880 SH Defined 01 299980 923900 Citigroup Inc. COM 172967101 160832 33229758 SH Defined 01 3793975 29435783 Cognex Corp COM 192422103 36852 2249800 SH Defined 01 865600 1384200 Comfort Sys COM 199908104 22423 1934700 SH Defined 01 743583 1191117 Computer Sciences Corp. COM 205363104 96268 1826380 SH Defined 01 444280 1382100 ConAgra Foods Inc. COM 205887102 670 30900 SH Defined 01 3400 27500 ConocoPhillips COM 20825C104 919334 20357262 SH Defined 01 5012987 15347475 2759 61095 SH Other 01 02 61095 Consolidated Edison COM 209115104 856 20900 SH Defined 01 20900 Constellation Energy COM 210371100 423940 13096700 SH Defined 01 624200 12472500 1887 58300 SH Other 01 02 58300 Cooper Industries, Ltd. COM G24140108 595124 15840400 SH Defined 01 159700 15680700 3701 98500 SH Other 01 02 98500 Coventry Health Care COM 222862104 55879 2799555 SH Defined 01 736555 2063000 Diageo PLC ADR COM 25243Q205 782081 12718830 SH Defined 01 2102330 10617800 3528 57372 SH Other 01 02 57372 Diebold Incorporated COM 253651103 32325 981620 SH Defined 01 377920 603700 Dominion Resources COM 25746U109 716568 20770094 SH Defined 01 4882264 15890830 2133 61824 SH Other 01 02 61824 Donnelley & Sons COM 257867101 774 36400 SH Defined 01 36400 Dover Corp Com COM 260003108 2364 61000 SH Defined 01 6900 54100 Du Pont COM 263534109 648275 20170362 SH Defined 01 6475022 13698940 2330 72500 SH Other 01 02 72500 Duke Energy Corp. COM 26441C105 555059 35264257 SH Defined 01 6089304 29179353 2893 183820 SH Other 01 02 183820 Eastman Chemical COM 277432100 2174 40600 SH Defined 01 40600 Eaton Corp. COM 278058102 88322 1560740 SH Defined 01 382240 1178500 El Paso Corporation COM 28336L109 43973 4260935 SH Defined 01 1231435 3029500 Emerson Electric COM 291011104 282783 7055454 SH Defined 01 5208294 1850160 EnCana Corp. COM 292505104 32953 572000 SH Defined 01 432800 139200 Encore Acquisition Co. COM 29255W100 16192 432935 SH Defined 01 165860 267075 Entergy Corp. COM 29364G103 476861 5971206 SH Defined 01 2602191 3370515 743 9300 SH Other 01 02 9300 Exco Resources COM 269279402 40765 2181100 SH Defined 01 843000 1338100 ExxonMobil COM 30231G102 14745 214910 SH Defined 01 200400 14510 Fairpoint Communications COM 305560104 229 559214 SH Defined 01 25294 533920 1 2687 SH Other 01 02 2687 Family Dollar Stores COM 307000109 53308 2019240 SH Defined 01 507440 1511800 Fidelity National Financial COM 31620R105 75646 5016300 SH Defined 01 1235400 3780900 Flowserve Corp. COM 34354P105 32241 327190 SH Defined 01 126980 200210 Fortune Brands COM 349631101 563 13100 SH Defined 01 13100 Gamestop Corp. COM 36467W109 81048 3061870 SH Defined 01 788670 2273200 Gannett Inc. COM 364730101 21140 1689880 SH Defined 01 1198880 491000 General Electric COM 369604103 813349 49534055 SH Defined 01 8463675 41075480 3496 212930 SH Other 01 02 212930 Gentex Corp. COM 371901109 42660 3014810 SH Defined 01 1146110 1868700 Genuine Parts Co. COM 372460105 4088 107400 SH Defined 01 86100 21300 Goodrich Corp. COM 382388106 84111 1547865 SH Defined 01 393265 1154600 Hanesbrands Inc. COM 410345102 85503 3995445 SH Defined 01 1003145 2992300 Harsco Corp. COM 415864107 28346 800495 SH Defined 01 309595 490900 Hewlett Packard Co. COM 428236103 1141255 24174013 SH Defined 01 5437893 18739520 4476 94803 SH Other 01 02 94803 Home Depot, Inc. COM 437076102 208648 7832129 SH Defined 01 5789949 2045580 Honeywell International COM 438516106 971456 26149563 SH Defined 01 7320453 18833510 3661 98538 SH Other 01 02 98538 IBM COM 459200101 1297305 10846129 SH Defined 01 2246959 8600550 4133 34550 SH Other 01 02 34550 ITT Corporation COM 450911102 716913 13747135 SH Defined 01 996935 12750200 3207 61500 SH Other 01 02 61500 Illinois Tool Works COM 452308109 1146468 26843084 SH Defined 01 7671074 19176610 3432 80355 SH Other 01 02 80355 Imperial Tobacco ADR COM 453142101 1267277 21912743 SH Defined 01 4899923 17016020 3976 68747 SH Other 01 02 68747 Insituform Technologies COM 457667103 33222 1735740 SH Defined 01 690440 1045300 Intel Corp. COM 458140100 1001070 51153320 SH Defined 01 12202360 38958260 3499 178800 SH Other 01 02 178800 Intl Game Tech. COM 459902102 121162 5640710 SH Defined 01 1359610 4281100 J.C. Penney Co. COM 708160106 48445 1435400 SH Defined 01 1045100 390300 J.P. Morgan Chase COM 46625H100 1208696 27583202 SH Defined 01 6170442 21416540 4113 93857 SH Other 01 02 93857 Johnson & Johnson COM 478160104 199835 3281908 SH Defined 01 2497268 785940 Korn/Ferry Int'l COM 500643200 34670 2376270 SH Defined 01 937710 1438560 Kraft Foods Inc. COM 50075N104 5017 190993 SH Defined 01 99793 91200 L-3 Communications COM 502424104 255436 3180225 SH Defined 01 1973735 1207490 Littelfuse Inc. COM 537008104 42012 1601085 SH Defined 01 610585 990500 Loews Corp COM 540424108 805 23500 SH Defined 01 23500 Lorillard Inc. COM 544147101 53657 722165 SH Defined 01 177065 545100 MDU Resources Group COM 552690109 79969 3835441 SH Defined 01 773241 3062200 Marathon Oil Corp. COM 565849106 278724 8737415 SH Defined 01 6502455 2238460 Marinemax Inc. COM 567908108 3990 510910 SH Defined 01 211210 299700 Maximus Inc. COM 577933104 30568 655955 SH Defined 01 283055 372900 McDonald's Corp. COM 580135101 26703 467900 SH Defined 01 269400 198500 Medtronic, Inc. COM 585055106 104774 2847120 SH Defined 01 2165120 683300 Mens Wearhouse Inc. COM 587118100 64776 2622525 SH Defined 01 1007810 1614715 Mentor Graphics Corp. COM 587200106 38852 4173135 SH Defined 01 1684095 2489040 Merck & Co. COM 589331107 576 18200 SH Defined 01 18200 Mercury Computer Systems COM 589378108 15723 1594653 SH Defined 01 646820 947833 Methode Electronics COM 591520200 6617 763200 SH Defined 01 763200 Microchip Technology COM 595017104 22660 855100 SH Defined 01 638300 216800 Microsoft Corp COM 594918104 1085006 42185315 SH Defined 01 9979465 32211650 4051 157500 SH Other 01 02 157500 Murphy Oil Corp. COM 626717102 105673 1835562 SH Defined 01 790562 1045000 NBTY Inc. COM 628782104 25810 652100 SH Defined 01 251200 400900 NY Community Bancorp COM 649445103 46779 4096215 SH Defined 01 1008215 3088000 Newell Rubbermaid Inc. COM 651229106 70605 4500000 SH Defined 01 4500000 Nokia Corp. ADR COM 654902204 903340 61787943 SH Defined 01 12709013 49086930 3863 264224 SH Other 01 02 264224 Northrop Grumman Corp. COM 666807102 20586 397800 SH Defined 01 326700 71100 Occidental Petroleum COM 674599105 1363098 17386453 SH Defined 01 5594645 11795008 4267 54422 SH Other 01 02 54422 Omnicare Inc. COM 681904108 79113 3513030 SH Defined 01 861930 2651100 Oshkosh Corp COM 688239201 65502 2117755 SH Defined 01 810755 1307000 PNC Financial Services COM 693475105 840738 17302696 SH Defined 01 2793137 14511059 3267 67236 SH Other 01 02 67236 Paychex Inc Com COM 704326107 21917 754470 SH Defined 01 516170 238300 People's United Financial COM 712704105 54725 3517056 SH Defined 01 804718 2712338 Pfizer Inc. COM 717081103 851941 51476786 SH Defined 01 15657989 35828117 2726 164683 SH Other 01 02 164683 Philip Morris Int'l COM 718172109 1253523 25718559 SH Defined 01 5873154 19849295 4777 98000 SH Other 01 02 98000 10406 213500 SH Other 01 03 213500 Pinnacle West Capital COM 723484101 55752 1698720 SH Defined 01 454020 1244700 Pitney Bowes Inc. COM 724479100 49100 1975850 SH Defined 01 1378350 597500 Plexus Corp. COM 729132100 45962 1744960 SH Defined 01 670460 1074500 PolyOne Corp. COM 73179P106 42833 6421810 SH Defined 01 2489890 3931920 Quest Diagnostics COM 74834L100 582823 11167330 SH Defined 01 319130 10848200 3410 65344 SH Other 01 02 65344 Raytheon Co. COM 755111507 970917 20240090 SH Defined 01 4484250 15758540 3727 77700 SH Other 01 02 77700 Regal Beloit Corp. COM 758750103 34646 757950 SH Defined 01 292850 465100 Reynolds American COM 761713106 52276 1174220 SH Defined 01 288920 885300 Royal Caribbean Cruises COM V7780T103 59023 2451120 SH Defined 01 602020 1849100 Ryder Systems Inc. COM 783549108 61042 1562775 SH Defined 01 394075 1168700 SLM Corporation COM 78442P106 454274 52095608 SH Defined 01 17954593 34151765 1204 138088 SH Other 01 02 138088 SPX Corp COM 784635104 49175 802590 SH Defined 01 195890 606700 Sempra Energy COM 816851109 29024 582700 SH Defined 01 427400 155300 Service Corp. COM 817565104 207552 29607955 SH Defined 01 1015655 28592300 1249 178200 SH Other 01 02 178200 Simpson Manufacturing COM 829073105 27691 1096225 SH Defined 01 430400 665825 Spectra Energy COM 847560109 966874 51049328 SH Defined 01 9833808 41221120 3604 190272 SH Other 01 02 190272 Stanley Works COM 854616109 429752 10066810 SH Defined 01 6385660 3684450 3177 74411 SH Other 01 02 74411 Stewart Information Svcs COM 860372101 5389 435670 SH Defined 01 166670 269000 Suntrust Bks Inc COM 867914103 147025 6519940 SH Defined 01 4985910 1536620 Sysco Corp. COM 871829107 82700 3327980 SH Defined 01 1191180 2136800 Terex Corp. COM 880779103 36004 1736800 SH Defined 01 680840 1055960 Texas Instrs Inc COM 882508104 15183 640900 SH Defined 01 556800 84100 Time Warner COM 887317303 21167 735460 SH Defined 01 567960 167500 Torchmark Corp. COM 891027104 32751 754100 SH Defined 01 292800 461300 Travelers COM 89417E109 102639 2084887 SH Defined 01 1664146 420741 U.S. Bancorp COM 902973304 2871 131347 SH Defined 01 131347 UnitedHealth Group COM 91324P102 238562 9527228 SH Defined 01 7153648 2377580 Valassis Communications COM 918866104 66658 3728104 SH Defined 01 1443104 2285000 Valero Energy Corp. COM 91913Y100 15992 824780 SH Defined 01 567080 257700 Verizon COM 92343V104 530969 17541110 SH Defined 01 6904927 10640183 1385 45758 SH Other 01 02 45758 Vishay Intertechnology COM 928298108 61763 7818070 SH Defined 01 3054890 4763180 Wal Mart Stores Inc. COM 931142103 44711 910800 SH Defined 01 676700 234100 Walgreen Company COM 931422109 462 12336 SH Defined 01 12336 WellPoint, Inc. COM 94973V107 718760 15176523 SH Defined 01 5668125 9511798 1909 40312 SH Other 01 02 40312 Wells Fargo & Co. COM 949746101 1125586 39942742 SH Defined 01 8604806 31342946 4160 147615 SH Other 01 02 147615 Whirlpool Corp. COM 963320106 47832 683700 SH Defined 01 264400 419300 Willis Group Holdings Ltd. COM G96655108 87401 3097115 SH Defined 01 779015 2318100 Wyeth COM 983024100 976703 20105048 SH Defined 01 4378986 15728612 3873 79717 SH Other 01 02 79717 Wyndham Worldwide COM 98310W108 338676 20752220 SH Defined 01 1427300 19324920 2121 129987 SH Other 01 02 129987 XL Capital COM G98255105 307110 17589330 SH Defined 01 1574830 16014500 1370 78461 SH Other 01 02 78461 Xcel Energy Inc. COM 98389B100 83637 4347025 SH Defined 01 1137925 3209100
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