-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H83I3WttQjakBfe60ZL6N3EMx7XshNgIH7SsZk5T8K4KlPT1OHyfpYLvOdyMbmwb XiJvdVudSrxMm3Cniiz94A== 0001140361-09-025652.txt : 20091112 0001140361-09-025652.hdr.sgml : 20091111 20091112121959 ACCESSION NUMBER: 0001140361-09-025652 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEITMAN REAL ESTATE SECURITIES LLC CENTRAL INDEX KEY: 0001080117 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04321 FILM NUMBER: 091175617 BUSINESS ADDRESS: STREET 1: 180 NORTH LASALLE STREET STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3128494153 FORMER COMPANY: FORMER CONFORMED NAME: HEITMAN PRA SECURITIES ADVISORS LLC DATE OF NAME CHANGE: 19990218 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Heitman Real Estate Securities LLC Address: 191 North Wacker Drive Suite 2500 Chicago, IL 60606 Form 13F File Number: 28-04321 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Nancy B. Lynn Title: Vice President Phone: 312-849-4153 Signature, Place, and Date of Signing: /s/ Nancy B. Lynn Chicago, IL 11/12/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 028-01190 Frank Russell Company - --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 130 Form 13F Information Table Value Total: $ 1,829,777.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-11931 Old Mutual (US) Holdings, Inc. - ---- -------------------- ---------------------------------------------------- 2 028-11581 Old Mutual Capital, Inc. - ---- -------------------- ---------------------------------------------------- 3 028-598 The Penn Mutual Life Insurance Company - ---- -------------------- ---------------------------------------------------- 4 028-12002 Heitman LLC - ---- -------------------- ---------------------------------------------------- 5 028-12003 KE I LLC - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------------- --------- -------- ----------------- ---------- -------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ----------- ------ ------- American Campus Communities COM 024835100 53085 1977111 SH DEFINED 1,4,5 755923 0 1221188 American Campus Communities COM 024835100 1716 63916 SH OTHER 1,2,4,5 63916 0 0 American Campus Communities COM 024835100 1495 55675 SH OTHER 1,3,4,5 55675 0 0 Associated Estates Realty Corp COM 045604105 2240 232900 SH DEFINED 1,4,5 0 0 232900 Avalonbay Communities Inc COM 053484101 76383 1050227 SH DEFINED 1,4,5 395709.9997 0 654517 Avalonbay Communities Inc COM 053484101 2446 33637 SH OTHER 1,2,4,5 33637 0 0 Avalonbay Communities Inc COM 053484101 2151 29576 SH OTHER 1,3,4,5 29576.483 0 0 Biomed Realty Trust Inc COM 09063H107 11064 801736 SH DEFINED 1,4,5 630555 0 171181 Biomed Realty Trust Inc COM 09063H107 691 50100 SH OTHER 1,2,4,5 50100 0 0 Biomed Realty Trust Inc COM 09063H107 686 49700 SH OTHER 1,3,4,5 49700 0 0 Boston Properties Inc COM 101121101 50689 773295 SH DEFINED 1,4,5 233540 0 539755 Boston Properties Inc COM 101121101 1356 20685 SH OTHER 1,2,4,5 20685 0 0 Boston Properties Inc COM 101121101 1219 18600 SH OTHER 1,3,4,5 18600 0 0 Brandywine Realty Trust COM 105368203 12160 1101409 SH DEFINED 1,4,5 395642 0 705767 Brandywine Realty Trust COM 105368203 392 35500 SH OTHER 1,2,4,5 35500 0 0 Brandywine Realty Trust COM 105368203 349 31600 SH OTHER 1,3,4,5 31600 0 0 Brookfield Properties Corp COM 112900105 1091 96874 SH DEFINED 1,4,5 96874 0 0 Brookfield Properties Corp COM 112900105 206 18300 SH OTHER 1,2,4,5 18300 0 0 Camden Property Trust COM SH BEN INT 133131102 28372 704016 SH DEFINED 1,4,5 239869 0 464147 Camden Property Trust COM SH BEN INT 133131102 992 24626 SH OTHER 1,2,4,5 24626 0 0 Camden Property Trust COM SH BEN INT 133131102 873 21651 SH OTHER 1,3,4,5 21651 0 0 Cogdell Spencer Inc COM 19238U107 960 200000 SH DEFINED 1,4,5 0 0 200000 Colonial Properties Trust COM 195872106 2281 234400 SH DEFINED 1,4,5 64400 0 170000 Corporate Office Properties COM SH BEN INT 22002T108 67887 1840759 SH DEFINED 1,4,5 691628 0 1149131 Trust Corporate Office Properties COM SH BEN INT 22002T108 2240 60736 SH OTHER 1,2,4,5 60736 0 0 Trust Corporate Office Properties COM SH BEN INT 22002T108 1944 52700 SH OTHER 1,3,4,5 52700 0 0 Trust Cousins Properties Inc COM 222795106 5830 704142 SH DEFINED 1,4,5 403924 0 300218 Cousins Properties Inc COM 222795106 142 17200 SH OTHER 1,2,4,5 17200 0 0 Cousins Properties Inc COM 222795106 142 17100 SH OTHER 1,3,4,5 17100 0 0 DiamondRock Hospitality COM 252784301 20745 2561150 SH DEFINED 1,4,5 952055 0 1609095 Company DiamondRock Hospitality COM 252784301 683 84300 SH OTHER 1,2,4,5 84300 0 0 Company DiamondRock Hospitality COM 252784301 595 73500 SH OTHER 1,3,4,5 73500 0 0 Company Digital Realty Trust Inc COM 253868103 84905 1857465 SH DEFINED 1,4,5 716506 0 1140959 Digital Realty Trust Inc COM 253868103 2684 58727 SH OTHER 1,2,4,5 58727 0 0 Digital Realty Trust Inc COM 253868103 2308 50500 SH OTHER 1,3,4,5 50500 0 0 Duke Realty Corporation COM 264411505 8976 747348 SH DEFINED 1,4,5 88085 0 659263 Duke Realty Corporation COM 264411505 166 13800 SH OTHER 1,2,4,5 13800 0 0 EastGroup Properties Inc COM 277276101 26155 684333 SH DEFINED 1,4,5 255284 0 429049 EastGroup Properties Inc COM 277276101 668 17475 SH OTHER 1,2,4,5 17475 0 0 EastGroup Properties Inc COM 277276101 577 15100 SH OTHER 1,3,4,5 15100 0 0 Entertainment Properties Trust COM 29380T105 16152 473103 SH DEFINED 1,4,5 43103 0 430000 Equity Lifestyle Properties COM 29472R108 44125 1031208 SH DEFINED 1,4,5 368154 0 663054 Inc Equity Lifestyle Properties COM 29472R108 1514 35380 SH OTHER 1,2,4,5 35380 0 0 Inc Equity Lifestyle Properties COM 29472R108 1312 30650 SH OTHER 1,3,4,5 30650 0 0 Inc Equity Residential SH BEN INT 29476L107 43414 1414124 SH DEFINED 1,4,5 528171 0 885953 Equity Residential SH BEN INT 29476L107 1439 46882 SH OTHER 1,2,4,5 46882 0 0 Equity Residential SH BEN INT 29476L107 1286 41900 SH OTHER 1,3,4,5 41900 0 0 Essex Property Trust Inc COM 297178105 31980 401862 SH DEFINED 1,4,5 166749 0 235113 Essex Property Trust Inc COM 297178105 990 12443 SH OTHER 1,2,4,5 12443 0 0 Essex Property Trust Inc COM 297178105 867 10900 SH OTHER 1,3,4,5 10900 0 0 Federal Realty Investment COM 313747206 72524 1181750 SH DEFINED 1,4,5 436029 0 745721 Trust
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------------- --------- -------- ----------------- ---------- -------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ----------- ------ ------- Federal Realty Investment COM 313747206 2326 37903 SH OTHER 1,2,4,5 37903 0 0 Trust Federal Realty Investment COM 313747206 2007 32700 SH OTHER 1,3,4,5 32700 0 0 Trust First Potomac Realty Trust COM 33610F109 5732 495844 SH DEFINED 1,4,5 206886 0 288958 First Potomac Realty Trust COM 33610F109 181 15700 SH OTHER 1,2,4,5 15700 0 0 First Potomac Realty Trust COM 33610F109 146 12600 SH OTHER 1,3,4,5 12600 0 0 HCP Inc COM 40414L109 60826 2116423 SH DEFINED 1,4,5 748558 0 1367865 HCP Inc COM 40414L109 1906 66325 SH OTHER 1,2,4,5 66325 0 0 HCP Inc COM 40414L109 1704 59300 SH OTHER 1,3,4,5 59300 0 0 Health Care REIT Inc COM 42217K106 91227 2191895 SH DEFINED 1,4,5 725944 0 1465951 Health Care REIT Inc COM 42217K106 2587 62167 SH OTHER 1,2,4,5 62167 0 0 Health Care REIT Inc COM 42217K106 2183 52450 SH OTHER 1,3,4,5 52450 0 0 Highwoods Properties Inc COM 431284108 1732 55067 SH DEFINED 1,4,5 2267 0 52800 Home Properties Inc COM 437306103 30734 713245 SH DEFINED 1,4,5 235792 0 477453 Home Properties Inc COM 437306103 991 23000 SH OTHER 1,2,4,5 23000 0 0 Home Properties Inc COM 437306103 839 19466 SH OTHER 1,3,4,5 19466 0 0 Hospitality Properties Trust COM 44106M102 25189 1236574 SH DEFINED 1,4,5 468190 0 768384 Hospitality Properties Trust COM 44106M102 868 42600 SH OTHER 1,2,4,5 42600 0 0 Hospitality Properties Trust COM 44106M102 764 37500 SH OTHER 1,3,4,5 37500 0 0 Host Hotels & Resorts Inc COM 44107P104 24360 2069645 SH DEFINED 1,4,5 764020 0 1305625 Host Hotels & Resorts Inc COM 44107P104 809 68736 SH OTHER 1,2,4,5 68736 0 0 Host Hotels & Resorts Inc COM 44107P104 736 62519 SH OTHER 1,3,4,5 62519 0 0 HRPT Properties Trust COM 40426W101 29767 3958358 SH DEFINED 1,4,5 1669487 0 2288871 HRPT Properties Trust COM 40426W101 1085 144300 SH OTHER 1,2,4,5 144300 0 0 HRPT Properties Trust COM 40426W101 1084 144100 SH OTHER 1,3,4,5 144100 0 0 Inland Real Estate Corp COM 457461200 2330 266000 SH DEFINED 1,4,5 0 0 266000 Kimco Realty Corporation COM 49446R109 29234 2241883 SH DEFINED 1,4,5 600883 0 1641000 Kimco Realty Corporation COM 49446R109 1054 80800 SH OTHER 1,2,4,5 80800 0 0 Kimco Realty Corporation COM 49446R109 966 74100 SH OTHER 1,3,4,5 74100 0 0 LaSalle Hotel Properties COM 517942108 24876 1265312 SH DEFINED 1,4,5 478208 0 787104 LaSalle Hotel Properties COM 517942108 836 42500 SH OTHER 1,2,4,5 42500 0 0 LaSalle Hotel Properties COM 517942108 729 37100 SH OTHER 1,3,4,5 37100 0 0 Liberty Property Trust COM 531172104 1965 60400 SH DEFINED 1,4,5 0 0 60400 LTC Properties Inc COM 502175102 1777 73900 SH DEFINED 1,4,5 0 0 73900 Mack-Cali Realty Corporation COM 554489104 8215 254088 SH DEFINED 1,4,5 0 0 254088 Medical Properties Trust Inc COM 58463J304 2445 313000 SH DEFINED 1,4,5 0 0 313000 National Retail Properties Inc COM 637417106 45997 2142401 SH DEFINED 1,4,5 614586 0 1527815 National Retail Properties Inc COM 637417106 1178 54880 SH OTHER 1,2,4,5 54880 0 0 National Retail Properties Inc COM 637417106 964 44900 SH OTHER 1,3,4,5 44900 0 0 Nationwide Health Properties COM 638620104 37322 1204328 SH DEFINED 1,4,5 394398 0 809930 Inc Nationwide Health Properties COM 638620104 1069 34488 SH OTHER 1,2,4,5 34488 0 0 Inc Nationwide Health Properties COM 638620104 908 29300 SH OTHER 1,3,4,5 29300 0 0 Inc Omega Healthcare Investors Inc COM 681936100 817 51000 SH DEFINED 1,4,5 0 0 51000 Parkway Properties Inc COM 70159Q104 2735 138808 SH DEFINED 1,4,5 98218 0 40590 Plum Creek Timber Co Inc COM 729251108 30680 1001305 SH DEFINED 1,4,5 95055 0 906250 ProLogis COM 743410102 49911 4187128 SH DEFINED 1,4,5 1420122 0 2767006 ProLogis COM 743410102 1551 130082 SH OTHER 1,2,4,5 130082 0 0 ProLogis COM 743410102 1500 125800 SH OTHER 1,3,4,5 125800 0 0 PS Business Parks Inc COM 69360J107 32828 639665 SH DEFINED 1,4,5 264422 0 375243 PS Business Parks Inc COM 69360J107 1165 22693 SH OTHER 1,2,4,5 22693 0 0 PS Business Parks Inc COM 69360J107 1057 20600 SH OTHER 1,3,4,5 20600 0 0 Public Storage Inc COM 74460D109 97138 1291039 SH DEFINED 1,4,5 483139 0 807900 Public Storage Inc COM 74460D109 3327 44223 SH OTHER 1,2,4,5 44223 0 0 Public Storage Inc COM 74460D109 2935 39015 SH OTHER 1,3,4,5 39015 0 0 Rayonier Inc COM 754907103 15820 386703 SH DEFINED 1,4,5 36603 0 350100 Realty Income Corp COM 756109104 2586 100800 SH DEFINED 1,4,5 0 0 100800
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------------- --------- -------- ----------------- ---------- -------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ----------- ------ ------- Regency Centers Corp COM 758849103 24676 666016 SH DEFINED 1,4,5 234093 0 431923 Regency Centers Corp COM 758849103 749 20228 SH OTHER 1,2,4,5 20228 0 0 Regency Centers Corp COM 758849103 654 17650 SH OTHER 1,3,4,5 17650 0 0 Senior Housing Properties COM SH BEN INT 81721M109 3988 208700 SH DEFINED 1,4,5 0 0 208700 Trust Simon Property Group Inc COM 828806109 178312 2568222 SH DEFINED 1,4,5 1009043 0 1559179 Simon Property Group Inc COM 828806109 6072 87452 SH OTHER 1,2,4,5 87452 0 0 Simon Property Group Inc COM 828806109 5319 76604 SH OTHER 1,3,4,5 76604 0 0 Sovran Self Storage Inc COM 84610H108 6850 225101 SH DEFINED 1,4,5 51501 0 173600 Sovran Self Storage Inc COM 84610H108 213 7000 SH OTHER 1,2,4,5 7000 0 0 Tanger Factory Outlet Centers COM 875465106 40179 1076022 SH DEFINED 1,4,5 319778 0 756244 Inc Tanger Factory Outlet Centers COM 875465106 1070 28650 SH OTHER 1,2,4,5 28650 0 0 Inc Tanger Factory Outlet Centers COM 875465106 930 24900 SH OTHER 1,3,4,5 24900 0 0 Inc U-Store-It Trust COM 91274F104 2434 389442 SH DEFINED 1,4,5 236742 0 152700 U-Store-It Trust COM 91274F104 246 39402 SH OTHER 1,2,4,5 39402 0 0 U-Store-It Trust COM 91274F104 211 33700 SH OTHER 1,3,4,5 33700 0 0 Ventas Inc COM 92276F100 57133 1483975 SH DEFINED 1,4,5 494677 0 989298 Ventas Inc COM 92276F100 1841 47817 SH OTHER 1,2,4,5 47817 0 0 Ventas Inc COM 92276F100 1602 41603 SH OTHER 1,3,4,5 41603 0 0 Vornado Realty Trust SH BEN INT 929042109 58629 910249 SH DEFINED 1,4,5 355235 0 555014 Vornado Realty Trust SH BEN INT 929042109 2079 32272 SH OTHER 1,2,4,5 32272 0 0 Vornado Realty Trust SH BEN INT 929042109 1886 29288 SH OTHER 1,3,4,5 29288 0 0 Washington REIT COM 939653101 41286 1433552 SH DEFINED 1,4,5 525228 0 908324 Washington REIT COM 939653101 1363 47311 SH OTHER 1,2,4,5 47311 0 0 Washington REIT COM 939653101 1210 42000 SH OTHER 1,3,4,5 42000 0 0
-----END PRIVACY-ENHANCED MESSAGE-----