-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qs3WeTzv2IlSycD5Mwd9OF5z2WPPNdbE5oGy6cSMOfJQMLexCua96bqZPLRg7AHg /roe3H09SokPrja29gNqTA== 0001144204-09-057767.txt : 20091110 0001144204-09-057767.hdr.sgml : 20091110 20091110122807 ACCESSION NUMBER: 0001144204-09-057767 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARNASSUS INVESTMENTS /CA CENTRAL INDEX KEY: 0000948669 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05022 FILM NUMBER: 091171039 BUSINESS ADDRESS: STREET 1: ONE MARKET #1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4157780200 MAIL ADDRESS: STREET 1: ONE MARKET #1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 v165447_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/09 Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Parnassus Investments Address: 1 Market Street, Suite 1600 San Francisco, CA 94105 Form 13F File Number: 28-05022 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc C. Mahon Title: Chief Financial Officer & Treasurer Phone: (415) 778-0200 Signature, Place, and Date of Signing: /S/ Marc C. Mahon San Francisco, CA 11/10/09 - ----------------------- ------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: 2,496,686 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
PAGE: 1 OF: 5 FORM 13F NAME OF REPORTING MANAGER: Parnassus Investments #28-05022 DATE:09/30/09 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT DISCRETION MANAGER VOTING AUTHORITY NUMBER VALUE PRINC. AMT. SOLE SHARED OTHER SOLE SHARED NONE Hologic Inc. CONV CONVERTIBLE 436440AA9 3,270 4,000,000 X 4000000 2.00%, due 12/15/37 Intel Corp. CONV CONVERTIBLE 458140AD2 893 1,000,000 X 1000000 2.95%, due 12/15/35 Maxtor Corp. CONV CONVERTIBLE 577729AC0 4,075 4,000,000 X 4000000 6.80%, due 04/30/10 Medtronic Inc. CONV CONVERTIBLE 585055AL0 1,990 2,000,000 X 2000000 1.50%, due 04/15/11 Millipore Corp. CONV CONVERTIBLE 601073AD1 2,080 2,000,000 X 2000000 3.75%, due 06/01/26 Prologis CONV CONVERTIBLE 743410AR3 2,134 2,500,000 X 2500000 1.88%, due 11/15/37 SL Green Realty CONV CONVERTIBLE 75621LAJ3 2,970 3,000,000 X 3000000 4.00%, due 06/15/25 Transocean Inc. CONV CONVERTIBLE 893830AU3 2,985 3,000,000 X 3000000 1.63%, due 12/15/37 Alcon Inc. COMMON STOCK H01301102 6,934 50,000 X 50000 Accenture PLC COMMON STOCK G1151C101 94,759 2,542,500 X 2542500 Adobe Systems Inc. COMMON STOCK 00724F101 681 20,600 X 20600 Autodesk Inc. COMMON STOCK 052769106 12,281 516,000 X 516000 AFLAC Inc. COMMON STOCK 001055102 43,253 1,012,000 X 1012000 AGL Resources Inc. COMMON STOCK 001204106 49,202 1,395,000 X 1395000 Analogic Corp. COMMON STOCK 032657207 1,296 35,000 X 35000 Altera Corp. COMMON STOCK 021441100 12,203 595,000 X 595000 Applied Materials COMMON STOCK 038222105 72,997 5,447,500 X 5447500 Apache Corp. COMMON STOCK 037411105 34,895 380,000 X 380000 Administaff Inc. COMMON STOCK 007094105 3,678 140,000 X 140000 American Express Co. COMMON STOCK 025816109 14,577 430,000 X 430000 C. R. Bard Inc. COMMON STOCK 067383109 570 7,250 X 7250 Baldor Electric Co. COMMON STOCK 057741100 547 20,000 X 20000 Black Hills Corp. COMMON STOCK 092113109 40,524 1,610,000 X 1610000 Burlington Northern COMMON STOCK 12189T104 42,190 528,500 X 528500 Cardinal Health Inc. COMMON STOCK 14149Y108 268 10,000 X 10000 Canon Inc. (ADR) COMMON STOCK 138006309 280 7,000 X 7000 Cooper Industries COMMON STOCK G24140108 37,401 995,500 X 995500 Cognex Corp. COMMON STOCK 192422103 2,293 140,000 X 140000 CIENA Corp. COMMON STOCK 171779309 18,396 1,130,000 X 1130000 ClickSoftware Ltd. COMMON STOCK M25082104 944 150,000 X 150000 Compass Minerals COMMON STOCK 20451N101 2,773 45,000 X 45000 Coach Inc. COMMON STOCK 189754104 296 9,000 X 9000 Costco Wholesale Cor COMMON STOCK 22160K105 1,468 26,000 X 26000 Cisco Systems Inc. COMMON STOCK 17275R102 13,889 590,000 X 590000 Cognizant Tech Corp. COMMON STOCK 192446102 348 9,000 X 9000 Citrix Systems Inc. COMMON STOCK 177376100 5,786 147,500 X 147500 Cymer Inc. COMMON STOCK 232572107 2,021 52,000 X 52000 Deere & Company COMMON STOCK 244199105 34,495 803,700 X 803700 DR Horton Inc. COMMON STOCK 23331A109 14,377 1,260,000 X 1260000 Danaher Corp. COMMON STOCK 235851102 27,271 405,100 X 405100 Devon Energy Corp. COMMON STOCK 25179M103 1,347 20,000 X 20000 eBay Inc. COMMON STOCK 278642103 378 16,000 X 16000 Ecolab Inc. COMMON STOCK 278865100 324 7,000 X 7000 Energen Corp. COMMON STOCK 29265N108 82,838 1,922,000 X 1922000 EQT Corp. COMMON STOCK 26884L109 239 5,600 X 5600 FedEx Corp. COMMON STOCK 31428X106 527 7,000 X 7000 First Horizon Ntl. COMMON STOCK 320517105 9,526 720,000 X 720000 Finisar Corp. COMMON STOCK 31787A507 194 20,000 X 20000 Glacier Bancorp Inc. COMMON STOCK 37637Q105 25,780 1,725,600 X 1725600 Genzyme Corp. COMMON STOCK 372917104 7,375 130,000 X 130000 Graco Inc. COMMON STOCK 384109104 4,320 155,000 X 155000 Corning Inc. COMMON STOCK 219350105 15,157 990,000 X 990000 Google Inc. COMMON STOCK 38259P508 52,114 105,100 X 105100 Gen-Probe Inc. COMMON STOCK 36866T103 67,962 1,640,000 X 1640000 Goldman Sachs Group COMMON STOCK 38141G104 10,877 59,000 X 59000 Harmonic Inc. COMMON STOCK 413160102 1,336 200,000 X 200000 IDEX Corp. COMMON STOCK 45167R104 16,770 600,000 X 600000 Intel Corp. COMMON STOCK 458140100 12,623 645,000 X 645000 Intuit Inc. COMMON STOCK 461202103 456 16,000 X 16000 Jack Henry & Assoc. COMMON STOCK 426281101 1,338 57,000 X 57000 Johnson & Johnson COMMON STOCK 478160104 101,729 1,670,700 X 1670700 JPMorgan Chase & Co. COMMON STOCK 46625H100 1,315 30,000 X 30000 Nordstrom Inc. COMMON STOCK 655664100 794 26,000 X 26000 KB Home COMMON STOCK 48666K109 11,544 695,000 X 695000 Quicksilver Res Inc. COMMON STOCK 74837R104 2,483 175,000 X 175000 LHC Group Inc. COMMON STOCK 50187A107 599 20,000 X 20000 Lowe's Cos., Inc. COMMON STOCK 548661107 13,088 625,000 X 625000 Lam Research Corp. COMMON STOCK 512807108 10,214 299,000 X 299000 Microchip Tech Inc. COMMON STOCK 595017104 292 11,000 X 11000 Medtronic Inc. COMMON STOCK 585055106 58,512 1,590,000 X 1590000 MDU Resources Group COMMON STOCK 552690109 68,742 3,297,000 X 3297000 Mariner Energy Inc. COMMON STOCK 56845T305 1,276 90,000 X 90000 Mentor Graphics Corp COMMON STOCK 587200106 3,445 370,000 X 370000 McCormick & Co. COMMON STOCK 579780206 54,689 1,611,350 X 1611350 3M Co. COMMON STOCK 88579Y101 26,347 357,000 X 357000 Microsoft Corp. COMMON STOCK 594918104 120,000 4,635,000 X 4635000 Nash Finch Co. COMMON STOCK 631158102 783 28,650 X 28650 Nordson Corp. COMMON STOCK 655663102 5,104 91,000 X 91000 Nike Inc. COMMON STOCK 654106103 42,100 650,700 X 650700 Novartis AG (ADR) COMMON STOCK 66987V109 42,521 844,000 X 844000 Northwest NaturalGas COMMON STOCK 667655104 29,620 711,000 X 711000 ONEOK Inc. COMMON STOCK 682680103 1,099 30,000 X 30000 Ormat Technologies COMMON STOCK 686688102 3,878 95,000 X 95000 Otter Tail Corp. COMMON STOCK 689648103 5,293 221,183 X 221183 Paychex Inc. COMMON STOCK 704326107 60,204 2,072,422 X 2072422 Procter & Gamble Co. COMMON STOCK 742718109 108,600 1,875,000 X 1875000 Pulte Homes Inc. COMMON STOCK 745867101 14,287 1,300,000 X 1300000 Pentair Inc. COMMON STOCK 709631105 19,542 662,000 X 662000 Praxair Inc. COMMON STOCK 74005P104 57,199 700,200 X 700200 Transocean Ltd. COMMON STOCK H8817H100 257 3,000 X 3000 Royal Bank of Canada COMMON STOCK 780087102 58,391 1,090,000 X 1090000 Charles Schwab Corp. COMMON STOCK 808513105 1,082 56,500 X 56500 SEI Investments Co. COMMON STOCK 784117103 2,834 144,000 X 144000 Synopsys Inc. COMMON STOCK 871607107 235 10,500 X 10500 Simpson Manufact Co. COMMON STOCK 829073105 2,400 95,000 X 95000 Seagate Technology COMMON STOCK G7945J104 9,278 610,000 X 610000 Sunoco Inc. COMMON STOCK 86764P109 455 16,000 X 16000 Symantec Corp. COMMON STOCK 871503108 56,789 3,448,000 X 3448000 Sysco Corp. COMMON STOCK 871829107 81,933 3,297,100 X 3297100 TCF Financial Corp. COMMON STOCK 872275102 31,426 2,410,000 X 2410000 Teva Pharm Ltd (ADR) COMMON STOCK 881624209 25,280 500,000 X 500000 Teleflex Inc. COMMON STOCK 879369106 102,441 2,120,500 X 2120500 Target Corp. COMMON STOCK 87612E106 14,938 320,000 X 320000 Tellabs Inc. COMMON STOCK 879664100 969 140,000 X 140000 Toll Brothers Inc. COMMON STOCK 889478103 8,949 458,000 X 458000 Terra Industries Inc COMMON STOCK 880915103 1,907 55,000 X 55000 Texas Instruments COMMON STOCK 882508104 12,911 545,000 X 545000 Varian Med Systems COMMON STOCK 92220P105 421 10,000 X 10000 Valero Energy Corp. COMMON STOCK 91913Y100 31,994 1,650,000 X 1650000 VeriSign Inc. COMMON STOCK 92343E102 26,296 1,110,000 X 1110000 Walgreen Co. COMMON STOCK 931422109 5,621 150,000 X 150000 Websense Inc. COMMON STOCK 947684106 2,604 155,000 X 155000 WD-40 Co. COMMON STOCK 929236107 27,104 954,351 X 954351 Wells Fargo & Co. COMMON STOCK 949746101 14,344 509,000 X 509000 Whole Foods Market COMMON STOCK 966837106 5,488 180,000 X 180000 Waste Management Inc COMMON STOCK 94106L109 124,916 4,189,000 X 4189000 W&T Offshore Inc. COMMON STOCK 92922P106 48,438 4,136,500 X 4136500 DENTSPLY Intl Inc. COMMON STOCK 249030107 484 14,000 X 14000 XTO Energy Inc. COMMON STOCK 98385X106 207 5,000 X 5000 Yahoo! Inc. COMMON STOCK 984332106 6,234 350,000 X 350000 GRAND TOTAL: 2,496,686
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