-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FAdB6Ie1DfRFtP1uquv+aOBM54TSU+myRe3ieWVOrDf7FnUTNWuF6aw9nJbLVgVA 73yToz4GLrfR/Th5WcpGoQ== 0001134152-09-000008.txt : 20091109 0001134152-09-000008.hdr.sgml : 20091109 20091109164725 ACCESSION NUMBER: 0001134152-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091109 DATE AS OF CHANGE: 20091109 EFFECTIVENESS DATE: 20091109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADELL HARRIMAN & CARPENTER INC CENTRAL INDEX KEY: 0001134152 IRS NUMBER: 760484482 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06247 FILM NUMBER: 091169027 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD STREET 2: STE 1200 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7136211155 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD STREET 2: STE 1200 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 ahc13f-093009.txt COVER, SUMMARY & HOLDINGS REPORT UNITED STATES SECRUTIES AND EXCHANGE COMMISSION\ Washington, D.C. 20549 FORM 13F-HR INFORMATION REQURED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13F OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Quarter Ended September 30, 2009 Institutional Investment Manager Filing this Report: Name: Adell, Harriman, & Carpenter Address: 2700 Post Oak Blvd. Suite 1200 Houston, TX 77056 13F File Number: 028-06247 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leia P. Carpenter Title: Principal Phone: 713.621.1155 Signature, Place, and Date of Signing: Leia P. Carpenter Houston, Texas November 4, 2009 Report Type: 13F HOLDINGS REPORT List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: $196,691,091 Adell, Harriman & Carpenter HOLDINGS TABLE 30-Sep-09 Title of Market # of Voting Authority Security Class Cusip Value Shares Desc Sole Shared None ABB LTD Com 000375204 892,121 44,517 Sole 44,517 0 0 ABBOTT LABS Com 002824100 674,128 13,627 Sole 13,627 0 0 AMAZON.COM Com 023135106 219,396 2,350 Sole 2,350 0 0 AMGEN INC Com 031162100 1,368,246 22,717 Sole 22,717 0 0 AMREIT Com 032158107 98,432 30,760 Sole 30,760 0 0 ANADARKO PETRO Com 032511107 2,971,520 47,370 Sole 47,370 0 0 APPLE COMPUTER Com 037833100 11,538,038 62,250 Sole 62,250 0 0 AT&T CORP Com 00206R102 2,308,005 85,450 Sole 85,450 0 0 AUTOMATIC DATA Com 053015103 722,373 18,381 Sole 18,381 0 0 BANK OF AMERICA Com 060505104 1,296,097 76,601 Sole 76,601 0 0 BEST BUY INC Com 086516101 3,124,403 83,273 Sole 83,273 0 0 BHP BILLITON LTD Com 088606108 5,239,412 79,373 Sole 79,373 0 0 BOEING CO Com 097023105 222,015 4,100 Sole 4,100 0 0 BP AMOCO PLC Adr 055622104 347,645 6,531 Sole 6,531 0 0 CARNIVAL CORP Com 143658300 384,717 11,560 Sole 11,560 0 0 CENTURYTEL INC Com 156700106 1,046,640 31,150 Sole 31,150 0 0 CERNER CORP Com 156782104 797,368 10,660 Sole 10,660 0 0 CHESAPEAKE ENERGY Com 165167107 1,130,547 39,808 Sole 39,808 0 0 CHESTNUT ST EXCH Com 166668103 221,955 750 Sole 750 0 0 CHEVRONTEXACO Com 166764100 3,529,550 50,114 Sole 50,114 0 0 CHINA INDEX ISHARES Com 464287184 2,130,377 52,062 Sole 52,062 0 0 CISCO SYSTEMS Com 17275R102 5,997,851 254,794 Sole 254,794 0 0 COCA COLA Com 191216100 1,679,953 31,284 Sole 31,284 0 0 CONOCOPHILLIPS Com 20825C104 807,912 17,890 Sole 17,890 0 0 CORNING Com 219350105 172,161 11,245 Sole 11,245 0 0 CVS CORP Com 126650100 1,746,614 48,870 Sole 48,870 0 0 DIAMOND OFFSHORE Com 25271C102 251,122 2,629 Sole 2,629 0 0 DISNEY WALT CO Com 254687106 1,831,994 66,715 Sole 66,715 0 0 DU PONT Com 263534109 641,064 19,946 Sole 19,946 0 0 E M C CORP Com 268648102 421,058 24,710 Sole 24,710 0 0 EMERGING MARKETS Com 464287234 3,676,956 94,499 Sole 94,499 0 0 EMERSON ELEC Com 291011104 2,849,367 71,092 Sole 71,092 0 0 ENERGY TRANSFER PRT Com 29273R109 636,123 14,950 Sole 14,950 0 0 ENTERPRISE PRODUCTS Com 293792107 4,002,947 141,347 Sole 141,347 0 0 EURO/ASIA ISHARES Com 464287465 1,227,402 22,447 Sole 22,447 0 0 EXELON CORP Com 30161N101 338,508 6,822 Sole 6,822 0 0 EXXON MOBIL Com 30231G102 16,961,240 247,212 Sole 247,212 0 0 FLUOR CORP Com 343412102 2,773,868 54,550 Sole 54,550 0 0 FOSTER WHEELER LTD Com H27178104 931,772 29,200 Sole 29,200 0 0 GAMESTOP CORP Com 36467W109 769,615 29,075 Sole 29,075 0 0 GENERAL ELEC Com 369604103 2,400,090 146,169 Sole 146,169 0 0 GENERAL MILLS Com 370334104 1,889,553 29,350 Sole 29,350 0 0 GILEAD SCIENCES INC Com 375558103 381,300 8,200 Sole 8,200 0 0 GOLDMAN SACHS GROUP Com 38141G104 2,321,335 12,592 Sole 12,592 0 0 GOOGLE INC Com 38259P508 3,228,975 6,512 Sole 6,512 0 0 HALLIBURTON Com 406216101 426,001 15,708 Sole 15,708 0 0 HEWLETT-PACKARD Com 428236103 2,944,260 62,365 Sole 62,365 0 0 HONEYWELL INTL Com 438516106 2,047,299 55,109 Sole 55,109 0 0 IBM CORP Com 459200101 1,957,657 16,367 Sole 16,367 0 0 INDIA FUND INC Com 454089103 315,222 10,851 Sole 10,851 0 0 INDIA INDEX BARCLAYS Com 06739F291 608,570 10,327 Sole 10,327 0 0 INTEL CORP Com 458140100 3,502,627 178,979 Sole 178,979 0 0 ISHARES S&P GLOBAL Com 464287572 874,075 15,003 Sole 15,003 0 0 ISHARES D-J BASIC MAT Com 464287838 423,878 7,735 Sole 7,735 0 0 ISHARES D-J FINL SECT Com 464287788 590,483 11,211 Sole 11,211 0 0 ISHARES D-J REAL ESTATE Com 464287739 1,812,067 42,467 Sole 42,467 0 0 ISHARES D-J SELECT DVD Com 464287168 277,582 6,726 Sole 6,726 0 0 ISHARES TR MCSI BRIC Com 464286657 2,766,919 65,989 Sole 65,989 0 0 ISHARES TR NASDAQ BIOTECH Com 464287556 854,199 10,499 Sole 10,499 0 0 ISHARES TR S&P 500 INDEX Com 464287200 1,550,820 14,629 Sole 14,629 0 0 ISHARES TR SM GR INDEX Com 464288604 390,124 6,256 Sole 6,256 0 0 ISHARES S&P GLOBAL MAT Com 464288695 1,149,175 20,613 Sole 20,613 0 0 J P MORGAN CHASE Com 46625H100 6,157,829 140,526 Sole 140,526 0 0 JOHNSN&JOHNSN Com 478160104 5,353,308 87,918 Sole 87,918 0 0 KINDER MORGAN PARTNE Com 494550106 1,115,567 20,651 Sole 20,651 0 0 LATIN AMER 40 INDEX ISHRS Com 464287390 419,016 9,765 Sole 9,765 0 0 LOWES COMPANIES Com 548661107 1,299,433 62,055 Sole 62,055 0 0 MARATHON OIL Com 565849106 275,138 8,625 Sole 8,625 0 0 MCDONALDS Com 580135101 2,167,487 37,979 Sole 37,979 0 0 MEDTRONIC Com 585055106 612,168 16,635 Sole 16,635 0 0 MICROSOFT Com 594918104 4,294,297 166,963 Sole 166,963 0 0 MONSANTO CO Com 61166W101 1,968,669 25,435 Sole 25,435 0 0 MORGAN STANLEY Com 617446448 1,709,671 55,365 Sole 55,365 0 0 NOBLE CORPORATION Com H5833N103 672,006 17,703 Sole 17,703 0 0 NUSTAR ENERGY L.P. Com 67058H102 370,656 7,150 Sole 7,150 0 0 OCCIDENTAL PETRO Com 674599105 2,254,470 28,756 Sole 28,756 0 0 OIL SVC HOLDRS TR Com 678002106 493,206 4,200 Sole 4,200 0 0 ORACLE CORP Com 68389X105 6,045,601 290,096 Sole 290,096 0 0 PEPSICO INC Com 713448108 4,239,134 72,266 Sole 72,266 0 0 PROCTER&GAMBLE Com 742718109 2,926,416 50,525 Sole 50,525 0 0 PUBLIC STORAGE Com 74460D109 421,745 5,605 Sole 5,605 0 0 QUALCOMM INC Com 747525103 4,104,695 91,256 Sole 91,256 0 0 RAYTHEON CO NEW Com 755111507 241,049 5,025 Sole 5,025 0 0 RESEARCH IN MOTION Com 760975102 1,642,056 24,280 Sole 24,280 0 0 ROYAL DUTCH SHELL Com 780259107 1,105,194 19,817 Sole 19,817 0 0 S & P 500 DEP Com 78462F103 259,700 2,460 Sole 2,460 0 0 SCHERING PLOW Com 806605101 211,875 7,500 Sole 7,500 0 0 SCHLUMBERGER Com 806857108 3,881,505 65,126 Sole 65,126 0 0 SIEMENS AG ADR Com 826197501 527,548 5,675 Sole 5,675 0 0 SIMON PPTY GRP Com 828806109 829,758 11,951 Sole 11,951 0 0 SPX CORP Com 784635104 1,255,116 20,485 Sole 20,485 0 0 SYSCO CORP Com 871829107 821,541 33,060 Sole 33,060 0 0 TARGET CORP Com 87612E106 1,939,471 41,548 Sole 41,548 0 0 TECHNIP Com 878546209 242,455 3,800 Sole 3,800 0 0 TEXAS INST Com 882508104 268,479 11,333 Sole 11,333 0 0 TRANSOCEAN Com H8817H100 3,661,414 42,809 Sole 42,809 0 0 UNITED PARCEL Com 911312106 452,384 8,011 Sole 8,011 0 0 UNITED TECHNOLOGIES Com 913017109 3,589,204 58,907 Sole 58,907 0 0 UNITEDHEALTHCARE GRP Com 91324P102 672,599 26,861 Sole 26,861 0 0 VERIZON COMM Com 92343V104 2,049,128 67,695 Sole 67,695 0 0 WAL MART Com 931142103 1,006,346 20,500 Sole 20,500 0 0 WALGREEN CO Com 931422109 1,167,569 31,160 Sole 31,160 0 0 WELLS FARGO Com 949746101 1,503,008 53,336 Sole 53,336 0 0 WHOLE FOODS Com 966837106 1,540,995 50,541 Sole 50,541 0 0 WISDOMTREE TR Com 97717W802 229,462 5,360 Sole 5,360 0 0 ____________ $ 196,691,091 ============
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