-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAWT/0dFM6luPRRWcYf2IKXNFrCZLIaQoIKo56wcA8cS7OeaFI2S8ZHAM/SnB5ad syRzX9QJkWGSYVdXjiagyw== 0001363561-09-000010.txt : 20091109 0001363561-09-000010.hdr.sgml : 20091109 20091109142142 ACCESSION NUMBER: 0001363561-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091109 DATE AS OF CHANGE: 20091109 EFFECTIVENESS DATE: 20091109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 091167729 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2009q3.txt TYPE: 13F-CR PERIOD 9/30/2009 FILER CIK 0001363561 CCC adp@gyo7 SUBMISSION - CONTACT NAME Sonja Larimore PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABB, Ltd. Common 000375204 28.757 1435SH Sole None 1435 Abbott Labs Common 002824100 2931.038 59249SH Sole None 59249 Aberdeen Australia Eq Fund Common 003011103 7.176 600SH Sole None 600 Accenture Ltd Common G1151C101 3235.036 86800SH Sole None 86800 Aegon N V 6.375% Pfd Pref. 007924301 117.177 7025SH Sole None 7025 AFLAC Inc Common 001055102 30.773 720SH Sole None 720 Air Trans Services Group Common ATSG 1.384 400SH Sole None 400 Akzo Nobel N.V. ADR Common 010199305 13.304 215SH Sole None 215 Alabama Power 5.20% Pfd Pref. 010392595 17.187 759SH Sole None 759 Alabama Power 5.83% Pfd Pref. 010392611 14.688 600SH Sole None 600 Alcatel-Lucent Common 013904305 4.674 1041SH Sole None 1041 Alcoa Inc Common 013817101 7.872 600SH Sole None 600 Allegheny Technologies Inc Common 01741R102 4.024 115SH Sole None 115 Allscripts Healthcare Solutions Inc. Common 01988P108 20.270 1000SH Sole None 1000 Altria Group Inc Common 02209S103 24.756 1390SH Sole None 1390 Amazon.com Inc Common 023135106 14.471 155SH Sole None 155 Ambac Financial Group Inc Common ABK 13.440 8000SH Sole None 8000 America Movil S A Common 02364W105 78.894 1800SH Sole None 1800 American Capital Ltd Common 02503Y103 8.233 2549SH Sole None 2549 American Express Corp Common 025816109 23.730 700SH Sole None 700 American International Group Common 026874107 2.206 50SH Sole None 50 American Water Works Company Inc Common 030420103 3.988 200SH Sole None 200 Amerigo Resources Ltd Common 03074G109 7.181 12000SH Sole None 12000 Amgen Inc Common 031162100 37.824 628SH Sole None 628 Amphenol Corporation Common 032095101 2026.874 53792SH Sole None 53792 Anadarko Petroleum Corp Common 032511107 46.950 748SH Sole None 748 Aon Saturns 6.875% Pfd Pref. 03738Q204 12.870 600SH Sole None 600 Apache Corp Common 037411105 63.546 692SH Sole None 692 Apartment Investment & Management Co Common 03748R101 8.496 576SH Sole None 576 Apple Computer Inc Common 037833100 125.111 675SH Sole None 675 Applied Matls Inc Common 038222105 4.014 300SH Sole None 300 Archer-Daniels-Midland Co Common 039483102 2.922 100SH Sole None 100 Ashland Inc Common 044204105 25.932 600SH Sole None 600 AT&T Inc Common 00206R102 389.943 14437SH Sole None 14437 Atmos Energy Corp Common 049560105 6.228 221SH Sole None 221 AU Optronics Corp Common 002255107 9.970 1030SH Sole None 1030 Avon Prods Inc Common 054303102 12.226 360SH Sole None 360 Banco Latin Amer Export Sa Cl E Common P16994132 7.110 500SH Sole None 500 Bank America Corp Common 060505104 48.462 2864SH Sole None 2864 Bank Hawaii Corp Common 062540109 8.308 200SH Sole None 200 Barrick Gold Corp Common 067901108 53.591 1414SH Sole None 1414 BASF AG Common 055262505 36.040 680SH Sole None 680 Baxter International Inc Common 071813109 3312.210 58099SH Sole None 58099 Bear Stearns Cap TR III pfd 7.8% Common 07384T206 7.518 300SH Sole None 300 Becton Dickinson & Co Common 075887109 13.950 200SH Sole None 200 Benguet Corp Common 081851206 1.750 5000SH Sole None 5000 Berkshire Hathaway Cl B Common 084670207 3356.230 1010SH Sole None 1010 Berkshire Hathaway Inc Class A Common 084670108 101.000 1SH Sole None 1 Best Buy Inc Common 086516101 9.005 240SH Sole None 240 BHP Billiton Ltd Common 088606108 3519.750 53321SH Sole None 53321 Biogen Idec Inc Common 09062X103 7.073 140SH Sole None 140 Blackrock CA Muncipal Bond Common 092484104 36.120 2648SH Sole None 2648 Blackrock Core Bond Common 09249E101 24.980 2000SH Sole None 2000 BlackRock Income Opportunity Tr Common BNA 5.880 600SH Sole None 600 BlackRock Muni Intermediate Duration Common MUI 6.820 500SH Sole None 500 BlackRock Municipal Income Tr II Common 09249N101 6.950 500SH Sole None 500 BlackRock MuniYield CA Insured Common MCA 6.595 500SH Sole None 500 Blackrock Muniyield Calif Fd Inc Common 09254M105 15.300 1117SH Sole None 1117 Blackrock Muniyield Fund Common 09254E103 11.186 877SH Sole None 877 Blackrock Preferred Opportunity Trust Common 09249V103 133.203 13046SH Sole None 13046 Boeing Co Common 097023105 89.669 1656SH Sole None 1656 Boots & Coots Inc Common 099469504 1.610 1000SH Sole None 1000 Boston Properties Inc Common 101121101 9.656 147SH Sole None 147 BP PLC Common 110889409 24.539 461SH Sole None 461 BP Prudhoe Bay Royalty Trust Common 055630107 3.733 50SH Sole None 50 Burlington Northern Santa Fe Corp Common 12189T104 2648.230 33173SH Sole None 33173 C R Bard Inc Common 067383109 11.792 150SH Sole None 150 Calamos Convertible Opportunities Fund Common 128117108 29.012 2440SH Sole None 2440 Canadian National Railway Company Common 136375102 27.434 560SH Sole None 560 Capstone Mining Corp Common 14068G104 1.704 620SH Sole None 620 Caterpillar Inc Common 149123101 41.834 815SH Sole None 815 CBS Corp Pfd 6.75% Common 124857400 21.120 1000SH Sole None 1000 CBS Corporation Cl B Common 124857202 4.025 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 28.350 1400SH Sole None 1400 CBTCS Ford 8% PFD Common 21988G270 6.848 400SH Sole None 400 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 12.912 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 29.274 1400SH Sole None 1400 Cellcom Israel, Ltd Common M2196U109 30.430 1000SH Sole None 1000 CenterPoint Energy Inc Common 15189T107 19.220 1546SH Sole None 1546 Central Fund Of Canada Common 153501101 16.669 1258SH Sole None 1258 Century Tel Enterprises Common 156686107 9.206 274SH Sole None 274 Chesapeake Energy Corp Common 165167107 14.200 500SH Sole None 500 ChevronTexaco Corp Common 166764100 533.004 7568SH Sole None 7568 Chicos Fas Inc Common 168615102 1.300 100SH Sole None 100 China Mobile Hong Kong Ltd Common 16941M109 36.096 735SH Sole None 735 China Unicom Ltd Common 16945R104 42.720 3000SH Sole None 3000 Chipotle Mexican Grill A Common 169656105 4.853 50SH Sole None 50 Chipotle Mexican Grill B Common 169656204 4.161 50SH Sole None 50 CHS Inc 8% Pfd Pref. 12542R209 10.848 400SH Sole None 400 Chubb Corporation Common 171232101 1.008 20SH Sole None 20 Cisco Systems Inc Common 17275R102 3695.921 157006SH Sole None 157006 Citigroup Cap VII Pfd 7.125% Common 17306N203 5.013 250SH Sole None 250 Citigroup Cap XV 6.50% PFD Common 17310G202 10.980 600SH Sole None 600 Citigroup Inc Common 172967101 53.827 11121SH Sole None 11121 CKE Restaurants Inc Common 12561E105 10.490 1000SH Sole None 1000 CNOOC Ltd Common 126132109 13.543 100SH Sole None 100 Coca Cola Co Common 191216100 1792.677 33383SH Sole None 33383 Cohen & Steers Premium Income Realty Fd Common 19247V104 10.740 2000SH Sole None 2000 Cohen & Steers Utility Fund Common 19248A109 38.283 2762SH Sole None 2762 Colgate Palmolive Co Common 194162103 7.628 100SH Sole None 100 Comcast Corp 6.635% Common 20030N507 9.600 400SH Sole None 400 Comcast Corp-Cl A Common 20030N101 29.287 1735SH Sole None 1735 Companhia Engergetica de Minas Gerais Common 204409601 19.000 1250SH Sole None 1250 ConAgra Foods Inc Common 205887102 8.672 400SH Sole None 400 ConocoPhillips Common 20825C104 30.162 668SH Sole None 668 Consolidated Edison Inc Common 209115104 24.564 600SH Sole None 600 Consolidated Water Co Common CWCO 19.596 1200SH Sole None 1200 Constellation Energy Group Inc Common 210371100 9.484 293SH Sole None 293 Con-Way Inc. Common 205944101 5.748 150SH Sole None 150 Corning Inc. Common 219350105 3.062 200SH Sole None 200 Corp High Yield Fund VI Inc Common 09255P107 178.717 18070SH Sole None 18070 Costco Wholesale Corp Common 22160K105 1545.840 27418SH Sole None 27418 Countrywide Capital IV 6.75% Pfd Pref. 22238E206 20.170 1000SH Sole None 1000 Covidien Ltd Common G2554F105 4.975 115SH Sole None 115 Csx Corp Common 126408103 14.400 344SH Sole None 344 Cubic Corp Common 229669106 9.078 230SH Sole None 230 CurrencyShares Euro Trust Common 23130C108 54.105 370SH Sole None 370 Curtiss-Wright Corp Common 231561101 2.048 60SH Sole None 60 CVS Corp Common 126650100 7.148 200SH Sole None 200 Cypress Semiconductor Corp Common 232806109 10.330 1000SH Sole None 1000 DaimlerChrysler Common D1668R123 18.816 374SH Sole None 374 Darden Restaurants Inc Common 237194105 5.120 150SH Sole None 150 DaVita Inc Common 23918K108 28.320 500SH Sole None 500 Deere & Co Common 244199105 34.336 800SH Sole None 800 Deutsche Bank 6.625% Pfd Pref. 25153Y206 16.984 800SH Sole None 800 Devon Energy Corporation Common 25179M103 24.380 362SH Sole None 362 Diageo PLC ADR Common 25243Q205 2989.684 48621SH Sole None 48621 DIAMONDS Trust, Series 1 Common 252787106 23.787 245SH Sole None 245 Diana Shipping, Inc Common Y2066G104 2.600 200SH Sole None 200 DirecTV Group Inc Common 25459L106 1.765 64SH Sole None 64 Discover Communications Common 25470F104 1.445 50SH Sole None 50 Dish Network Corp Common 25470M109 115.560 6000SH Sole None 6000 Dolby Laboratories Inc Common 25659T107 1387.443 36330SH Sole None 36330 Dominion Resources Inc Common 25746U109 80.385 2330SH Sole None 2330 Duff & Phelps Utility & Corp Bond Tr Inc Common 26432K108 25.311 2021SH Sole None 2021 Duke Energy Corporation Common 26441C105 30.095 1912SH Sole None 1912 E I Du Pont De Nemours & Co Common 263534109 20.891 650SH Sole None 650 Eaton Vance CA Muni Bond Common 27828A100 21.401 1650SH Sole None 1650 Eaton Vance Insured Muni Bond Common 27827X101 33.145 2519SH Sole None 2519 Eaton Vance Tax Mgd Global Common 27829C105 63.250 4600SH Sole None 4600 eBay Inc Common 278642103 3.540 150SH Sole None 150 Echostar Corp Com Common 278768106 29.536 1600SH Sole None 1600 Edison International Common 281020107 289.475 8620SH Sole None 8620 Emc Corp Common 268648102 1.704 100SH Sole None 100 Emerson Elec Co Common 291011104 13.627 340SH Sole None 340 Enbridge Energy Partners LP Common 29250R106 4.506 100SH Sole None 100 Encana Corp Common 292505104 114.644 1990SH Sole None 1990 Energy Transfer Partners LP Common 29273R109 16.892 397SH Sole None 397 Enerplus Resources Fund Common 29274D604 36.624 1600SH Sole None 1600 ENI SPA Common 26874R108 29.757 597SH Sole None 597 Ensco Intl Inc Common 26874Q100 1539.045 36179SH Sole None 36179 Entergy Corp Common 29364G103 3.115 39SH Sole None 39 Entropic Communications Common ENTR 7.672 2800SH Sole None 2800 Exelon Corp Common 30161N101 268.101 5403SH Sole None 5403 Expeditors Int of Washington Common 302130109 17.048 485SH Sole None 485 Express Scripts Inc Common 302182100 23.274 300SH Sole None 300 Exxon Mobil Corp Common 30231G102 3448.747 50266SH Sole None 50266 Farallon Mining Ltd. Common 30739P109 1.015 2505SH Sole None 2505 Fastenal Company Common 311900104 1541.140 39823SH Sole None 39823 Fedex Corp Common 31428X106 69.208 920SH Sole None 920 Fifth Third Trust V Pfd 7.25% Common 31678W204 20.600 1000SH Sole None 1000 First Solar Inc Common 336433107 9.477 62SH Sole None 62 FirstEnergy Corp Common 337932107 42.291 925SH Sole None 925 Fiserv Inc Common 337738108 4.820 100SH Sole None 100 Flowserve Corporation Common 34354P105 2021.825 20518SH Sole None 20518 Fluor Corp Common 343861100 33.053 650SH Sole None 650 Ford Motor Pfd 7.5% Common 345370852 7.524 400SH Sole None 400 Ford Mtr Co Common 345370860 11.799 1637SH Sole None 1637 Fpl Group Inc Common 302571104 2852.685 51651SH Sole None 51651 Franklin Resources Inc Common 354613101 8.048 80SH Sole None 80 Freeport McMoran Copper & Gold Common 35671D105 30.531 445SH Sole None 445 Fresh Del Monte Produce Inc Common G36738105 2.261 100SH Sole None 100 Fundtech Ltd Common M47095100 2.324 200SH Sole None 200 Gammon Gold, Inc Common 36467T106 1.566 184SH Sole None 184 Gardner Denver, Inc Common 365558105 1684.634 48298SH Sole None 48298 General Dynamics Common 369550108 93.604 1449SH Sole None 1449 General Elec Co Common 369604103 211.375 12873SH Sole None 12873 General Electric Corp 6.10% PFD Common 369622519 69.591 2890SH Sole None 2890 General Mills Inc Common 370334104 32.319 502SH Sole None 502 Georgia Power 6% Pfd Pref. 373334523 25.040 1000SH Sole None 1000 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 12.512 676SH Sole None 676 Global High Income Dollar Fund Inc Common 37933G108 6.320 500SH Sole None 500 GMAC 7.25% Pfd Pref. 36186C400 33.450 1847SH Sole None 1847 Goldman Sachs 6.20% Pfd Pref. 38144X500 331.769 13186SH Sole None 13186 Goldman Sachs Group Inc Common 38141G104 18.435 100SH Sole None 100 Goodrich Corporation Common 382388106 1603.168 29503SH Sole None 29503 Google Inc Common 38259P508 1832.662 3696SH Sole None 3696 Gran Tierra Energy Inc Common 38500T101 5.824 1400SH Sole None 1400 H & Q Life Sciences Investors Common 404053100 1.439 156SH Sole None 156 Harmony Gold Mining Co Ltd. Common 413216300 2.155 197SH Sole None 197 Harris Corp Common 413875105 22.853 608SH Sole None 608 Harris Stratex Networks Common 41457P106 1.050 150SH Sole None 150 Harsco Corporation Common 415864107 24.787 700SH Sole None 700 Hawaiian Electric Industries Inc Common 419870100 36.240 2000SH Sole None 2000 Heinz H J Company Common 423074103 21.490 541SH Sole None 541 Helix Energy Solutions Common 42330P107 14.980 1000SH Sole None 1000 Henry Schein Inc Common 806407102 1730.214 31510SH Sole None 31510 Hershey Foods Corporation Common 427866108 5.590 144SH Sole None 144 Hess Corporation Common 42809H107 34.802 651SH Sole None 651 Hewlett-Packard Co Common 428236103 3179.268 67343SH Sole None 67343 Hillman Group Capital 11.60% Common 43162L206 6.228 299SH Sole None 299 Himax Technologies Inc Common 43289P106 89.910 27000SH Sole None 27000 Home Depot Inc Common 437076102 54.089 2030SH Sole None 2030 Hospitality Porperty Trust 7% PFD Common 44106M508 19.450 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 54.460 2800SH Sole None 2800 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 135.682 6548SH Sole None 6548 IAMGOLD Corporation Common 450913108 7.070 500SH Sole None 500 Iberdrola S A Common 450737101 7.828 200SH Sole None 200 ICON Plc Common 45103T107 48.980 2000SH Sole None 2000 Illinois Tool Works Inc Common 452308109 5.125 120SH Sole None 120 ING Clarion Global Real Estate Inc Fund Common 44982G104 3.353 515SH Sole None 515 Ing Groep NV Pfd 6.375% Common 456837608 10.350 732SH Sole None 732 ING Prime Rate Trust Common 44977W106 41.168 8300SH Sole None 8300 Intel Corp Common 458140100 2042.072 104347SH Sole None 104347 International Business Machine Common 459200101 1947.029 16278SH Sole None 16278 Intuitive Surgical Inc Common 46120E602 9.179 35SH Sole None 35 iPath MSCI India Index Common 06739F291 1463.821 24840SH Sole None 24840 iShares S&P Europe 350 Common 464287861 44.706 1160SH Sole None 1160 iShares China 25 Index Fund Common 464287184 3106.819 75924SH Sole None 75924 iShares COMEX Gold Trust Common 464285105 97.446 985SH Sole None 985 iShares DJ Dividend Index Fund Common 464287168 4.746 115SH Sole None 115 iShares DJ Transportation Avg Common 464287192 7.143 104SH Sole None 104 iShares DJ US Consumer Goods Common 464287812 28.792 545SH Sole None 545 iShares DJ US Financial Sector Common 464287788 3.160 60SH Sole None 60 iShares Dow Jones Ind Common 464287754 10.817 215SH Sole None 215 iShares Dow Jones Total Market Common 464287846 147.413 2810SH Sole None 2810 iShares Dow Jones US Healthcare Index Fd Common 464287762 1.769 30SH Sole None 30 iShares Dow Jones US Utilities Common 464287697 81.569 1154SH Sole None 1154 iShares Global Industrials Common 464288729 6.910 160SH Sole None 160 iShares Global Utilities Common 464288711 26.794 567SH Sole None 567 iShares Goldman Sachs Tech Index Fund Common 464287549 10.909 222SH Sole None 222 iShares GS Natural Resources Common 464287374 53.077 1639SH Sole None 1639 iShares Lehman 1-3 Year Treasury Bond Common 464287457 40.829 486SH Sole None 486 iShares Lehman 20+ Yr Treas Bond Common 464287432 12.234 124SH Sole None 124 iShares Lehman Int Credit Bond Common 464288638 175.950 1700SH Sole None 1700 iShares Lehman TIPS Bond Fund Common 464287176 505.899 4917SH Sole None 4917 iShares MSCI Canada Common 464286509 12.867 505SH Sole None 505 iShares MSCI EAFE Index Fund Common 464287465 641.492 11732SH Sole None 11732 iShares MSCI Emerging Markets Index Common 464287234 3744.633 96238SH Sole None 96238 iShares MSCI Japan Common 464286848 4.473 450SH Sole None 450 iShares MSCI Pacific Common 464286665 94.382 2329SH Sole None 2329 iShares MSCI Singapore Common 464286673 1469.095 136660SH Sole None 136660 iShares Mstar Mid Core Index Common 464288208 7.734 120SH Sole None 120 iShares Mstar Small Growth Common 464288604 115.553 1853SH Sole None 1853 iShares NAS BIO Common 464287556 6.102 75SH Sole None 75 iShares Russell 1000 Growth Common 464287614 293.976 6348SH Sole None 6348 iShares Russell 1000 Value Common 464287598 261.647 4715SH Sole None 4715 iShares Russell 2000 Growth Common 464287648 1637.872 25036SH Sole None 25036 iShares Russell 2000 Value Index Common 464287630 1397.320 24762SH Sole None 24762 iShares Russell 3000 Value Common 464287663 150.840 2075SH Sole None 2075 iShares Russell Mid Cap Index Common 464287499 231.845 2964SH Sole None 2964 iShares Russell Midcap Growth Index Common 464287481 2.779 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 2.491 70SH Sole None 70 iShares S&P 400 Midcap Growth Common 464287606 17.471 237SH Sole None 237 iShares S&P Global Materials Common 464288695 4.181 75SH Sole None 75 iShares S&P Global Tech Index Fund Common 464287291 11.998 230SH Sole None 230 iShares S&P Mid Cap 400 Common 464287507 33.027 479SH Sole None 479 iShares S&P Midcap 400/Barra Value Common 464287705 5.038 80SH Sole None 80 iShares S&P Small Cap 600 Common 464287879 192.838 3435SH Sole None 3435 iShares S&P SmallCap 600 Growth Common 464287887 3.135 58SH Sole None 58 iShares Trust 7-10 Yr Treasury Bond Common 464287440 129.687 1404SH Sole None 1404 iShares Trust Lehman Aggregate Bond Common 464287226 124.225 1184SH Sole None 1184 iShares USD Emg Mrkt Bond Common 464288281 5.151 50SH Sole None 50 ITT Industries Inc Common 450911102 1792.192 34366SH Sole None 34366 J P Morgan Chase & Co Common 46625H100 2961.329 67579SH Sole None 67579 John Hancock Income Securities Trust Common 410123103 26.025 2000SH Sole None 2000 Johnson & Johnson Common 478160104 2800.122 45987SH Sole None 45987 Kaiser Aluminum Corp Common 483007704 1440.038 39605SH Sole None 39605 Kansas City Southern Common 485170302 13.245 500SH Sole None 500 Kimber Resources Inc Common 49435N101 1.257 1905SH Sole None 1905 Kimberly Clark Corp Common 494368103 35.388 600SH Sole None 600 Kinder Morgan Energy Partners LP Common 494550106 14.856 275SH Sole None 275 Kinder Morgan Management LLC Common 49455U100 12.264 259SH Sole None 259 Kinross Gold Corporation Common 496902404 7.053 325SH Sole None 325 Kraft Foods Inc Common 50075N104 9.983 380SH Sole None 380 Lazard World Div & Inc Fund Common 521076109 10.540 1000SH Sole None 1000 Lincare Holdings Inc Common LNCR 12.188 390SH Sole None 390 LML Payment Systems Common LMLP 18.949 22034SH Sole None 22034 Lockheed Martin Corp Common 539830109 31.232 400SH Sole None 400 Lowes Cos Inc Common 548661107 16.282 778SH Sole None 778 LSI Logic Corp Common 502161102 9.135 1664SH Sole None 1664 Macquarie Utilities Div & Inc Fund Common 55607W100 11.740 1000SH Sole None 1000 Magellan Midstream Partners LP Common 559080106 39.781 1058SH Sole None 1058 Manulife Financial Corporation Common 56501R106 16.752 800SH Sole None 800 McDermott International Inc Common 580037109 1753.738 69400SH Sole None 69400 McDonalds Corp Common 580135101 2361.056 41371SH Sole None 41371 MDU Resources Group Inc Common 552690109 23.665 1135SH Sole None 1135 Medco Health Solutions Inc Common 58405U102 7.965 144SH Sole None 144 Medtronic Inc Common 585055106 55.200 1500SH Sole None 1500 Merck & Co Inc Common 58933Y105 34.908 1104SH Sole None 1104 Meredith Corporation Common MDP 5.838 195SH Sole None 195 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 20.010 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 3.395 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 24.620 1000SH Sole None 1000 MFS Charter Income Trust Common 552727109 4.500 500SH Sole None 500 Microsoft Corp Common 594918104 2271.011 88298SH Sole None 88298 ModusLink Global Solutions Inc Common 60786L107 4.045 500SH Sole None 500 Monsanto Company Common 61166W101 30.960 400SH Sole None 400 Montgomery Street Income Securities Inc Common 614115103 30.020 2000SH Sole None 2000 Morgan Stanley 6.25% Pfd Pref. 617460209 115.272 5295SH Sole None 5295 Morgan Stanley Eastern Europe Fd Common 616988101 14.845 1000SH Sole None 1000 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 8.613 900SH Sole None 900 MS India Investment Fund Common 61745C105 2.122 100SH Sole None 100 National Oilwell Varco Inc Common 637071101 8.626 200SH Sole None 200 Navigant Consulting Inc Common 63935N107 13.500 1000SH Sole None 1000 Netapp Inc Common 64110D104 5.336 200SH Sole None 200 Netflix Inc Common 64110L106 34.628 750SH Sole None 750 Neuberger Berman Intermediate Muni Common 64124P101 10.548 787SH Sole None 787 Newmont Mining Corp Common 651639106 13.206 300SH Sole None 300 Nexen Inc 7.35% Common 65334H508 9.176 400SH Sole None 400 Nike Inc Cl B Common 654106103 16.175 250SH Sole None 250 Noble Corp Common H5833N103 7.364 194SH Sole None 194 Nokia Corporation ADR Common 654902204 302.634 20700SH Sole None 20700 Norfolk Southern Corp Common 655844108 10.942 254SH Sole None 254 Novartis ADR Common 66987V109 3113.040 61791SH Sole None 61791 NSTAR Common 67019E107 3.182 100SH Sole None 100 Nuveen California Dividend Advantage Common 67066Y105 13.290 1000SH Sole None 1000 Nuveen California Dividend Advantage Common 67066Y105 33.189 2553SH Sole None 2553 Nuveen Dividend Advantage Muni 3 Common 67070X101 15.160 1096SH Sole None 1096 Nuveen Insd Quality Municipal Common 67062N103 16.529 1210SH Sole None 1210 Nuveen Preferred Convertible Income Fd 2 Common 67073D102 7.210 1000SH Sole None 1000 Nuveen Premier Muni Income Common 670988104 11.477 860SH Sole None 860 Nuveen Senior Income Fund Common 67067Y104 34.001 5893SH Sole None 5893 Nvidia Corp Common 67066G104 1929.401 128370SH Sole None 128370 NYSE Euronext Common 629491101 4.334 150SH Sole None 150 Occidental Pete Corp Common 674599105 129.360 1650SH Sole None 1650 Oil Service HOLDRS Common 678002106 11.743 100SH Sole None 100 Omnicom Group Inc Common 681919106 7.019 190SH Sole None 190 OmniVision Technologies Inc Common 682128103 10.582 650SH Sole None 650 Oracle Systems Corp Common 68389X105 1110.424 53283SH Sole None 53283 Oshkosh Truck Common 688239201 3.712 120SH Sole None 120 PACCAR Inc Common 693718108 14.518 385SH Sole None 385 Patriot Coal Corporation Common 70336T104 1.058 90SH Sole None 90 Peabody Energy Corporation Common 704549104 7.444 200SH Sole None 200 Pengrowth Energy Trust Common 706902301 42.040 4000SH Sole None 4000 Penn West Energy Trust Common 707885109 1.584 100SH Sole None 100 Pepco Holdings Inc Common 713291102 46.351 3115SH Sole None 3115 Pepsico Inc Common 713448108 2506.586 42731SH Sole None 42731 Petroleo Brasileiro S.A. Common 71654V408 192.780 4200SH Sole None 4200 Pfizer Inc Common 717081103 335.261 20257SH Sole None 20257 PG&E Corporation Common 69331C108 10.123 250SH Sole None 250 Pharmaceutical Product Development Inc Common 717124101 10.312 470SH Sole None 470 Philip Morris Intl Common 718172109 186.992 3837SH Sole None 3837 PIMCO Cal Muni Inc Fund II Common PCK 63.895 6500SH Sole None 6500 PIMCO Corporate Opportunity Common 72201B101 348.987 24928SH Sole None 24928 Pimco Muni Inc III Common 72201A103 32.453 2874SH Sole None 2874 PIMCO Muni Income Fund II Common 72200W106 8.209 731SH Sole None 731 Pitney Bowes Inc Common 724479100 13.214 532SH Sole None 532 Plum Creek Timber Inc Common 729251108 1.440 47SH Sole None 47 PolyMet Mining Corp Common 731916102 21.040 8000SH Sole None 8000 Powershares Water Port Common 73935X575 3.342 200SH Sole None 200 PowerShares Clean Energy Fund Common 73935X500 2.063 190SH Sole None 190 PowerShares DB Agriculture Common 73936B408 7.638 300SH Sole None 300 Powershares Dynamic Market Common 73935X104 7.186 200SH Sole None 200 PowerShares Global Argiculture Common 73936Q702 23.574 1000SH Sole None 1000 PowerShares High Yield Corp Bond Common 73936T557 5.319 300SH Sole None 300 PowerShares Intl Div Achievers Common 73935X716 1.360 100SH Sole None 100 PowerShares QQQ Common 73935A104 63.070 1493SH Sole None 1493 PPL Capital FDG 6.85% Pfd Pref. 69352P889 24.970 1000SH Sole None 1000 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 47.806 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 6.476 400SH Sole None 400 Premier Service Bank Common AD8324040 7.316 1560SH Sole None 1560 Priceline.Com Common 741503403 .995 6SH Sole None 6 Pride International Inc Common 74153Q102 18.264 600SH Sole None 600 Procter & Gamble Co Common 742718109 3525.894 60875SH Sole None 60875 Provident Energy Trust Common 74386K104 11.520 2000SH Sole None 2000 Prudential Financial Inc Common 744320102 5.490 110SH Sole None 110 Public Service Enterprise Group Inc Common 744573106 268.171 8530SH Sole None 8530 Public Storage 6.45% Pfd Pref. 74460D380 21.474 1000SH Sole None 1000 Public Storage 7.25% Pfd Pref. 74460D299 31.991 1264SH Sole None 1264 Public Storage Inc Common 74460D109 1322.432 17576SH Sole None 17576 Public Storage Inc 7.125% Common 74460D471 9.586 400SH Sole None 400 Public Storage Pfd Series K Common 74460D273 49.820 2000SH Sole None 2000 QLogic Corp Common 747277101 45.356 2637SH Sole None 2637 Qualcomm Inc Common 747525103 1936.000 43041SH Sole None 43041 Quality Systems Inc Common 747582104 1947.870 31637SH Sole None 31637 Questar Corp Common 748356102 62.725 1670SH Sole None 1670 Qwest Communications Intl Common 749121109 3.623 951SH Sole None 951 RBS Capital VII 6.08% Pfd Pref. 74928P207 19.571 1995SH Sole None 1995 RBS Captial VI 6.25% Pfd Pref. 74928M204 43.812 3600SH Sole None 3600 ResMed Inc Common 761152107 2.260 50SH Sole None 50 Ross Stores Inc Common 778296103 2024.866 42388SH Sole None 42388 Rowan Cos Inc Common 779382100 13.842 600SH Sole None 600 Royal Bank 6.25% PFD Common 780097762 6.048 600SH Sole None 600 Royal Bank Of Canada Common 780087102 32.142 600SH Sole None 600 Royal Bank Scotland 6.25% Pfd Pref. 780097762 12.096 1200SH Sole None 1200 Royal Bank Scotland Group Common 780097689 16.970 1000SH Sole None 1000 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 118.847 11330SH Sole None 11330 Royal Dutch Shell CL B Common 780259107 13.162 236SH Sole None 236 Royal Dutch Shell plc Common 780259206 2778.709 48587SH Sole None 48587 Royce Value Trust Inc Common 780910105 6.097 590SH Sole None 590 RPM International Inc Common 749685103 33.522 1813SH Sole None 1813 RRI Energy Inc Common 74971X107 5.762 807SH Sole None 807 SAIC Inc Common 78390X101 1.754 100SH Sole None 100 San Gold Corp Common 79780P104 19.308 7000SH Sole None 7000 San Juan Basin Royalty Trust Common 798241105 22.412 1241SH Sole None 1241 SBA Communications Corp Common 78388J106 4.865 180SH Sole None 180 Schering Plough Corp Common 806605101 1.116 40SH Sole None 40 Schlumberger Limited Common 806857108 39.217 658SH Sole None 658 Seabridge Gold Inc Common 811916105 27.885 975SH Sole None 975 Seahawk Drilling Inc Common 81201R107 1.244 40SH Sole None 40 Security Natl Financial Corp Common 814785309 3.884 1064SH Sole None 1064 Sempra Energy Common 816851109 89.397 1795SH Sole None 1795 Shaw Group Inc Common 820280105 32.090 1000SH Sole None 1000 Siemens AG Common 826197501 3822.024 41115SH Sole None 41115 Sigma-Aldrich Corporation Common 826552101 35.087 650SH Sole None 650 Silver Standard Resources, Inc Common 82823L106 8.544 400SH Sole None 400 Simon Property Group Inc Common 828806109 30.542 440SH Sole None 440 Simon Property Group Pfd 6% Common 828806802 15.491 255SH Sole None 255 SINA Corporation Common G81477104 7.592 200SH Sole None 200 Sirius XM Radio Inc Common 82967N108 1.334 2100SH Sole None 2100 Skechers USA Inc Common 830566105 1.714 100SH Sole None 100 Sohu.com Inc Common 83408W103 34.390 500SH Sole None 500 Southern Co Common 842587107 164.870 5206SH Sole None 5206 Spectra Energy Corp Common 847560109 17.898 945SH Sole None 945 Sprint Corp Common 852061100 2.082 527SH Sole None 527 Staples Inc Common 855030102 8.708 375SH Sole None 375 Star Gas Partners LP Common 85512C105 2.541 700SH Sole None 700 Starbuck's Corp Common 855244109 9.375 454SH Sole None 454 Sterling Financial Corp Common 859319105 4.000 2000SH Sole None 2000 streetTRACKS Gold Trust Common 78463V107 9.885 100SH Sole None 100 Stryker Corp Common 863667101 1558.443 34304SH Sole None 34304 Sun Microsystems Inc Common 866810104 3.636 400SH Sole None 400 Suncor Energy Inc Common 867224107 17.280 500SH Sole None 500 SVB Financial Group Common 78486Q101 70.314 1625SH Sole None 1625 SXC Health Solutions Corp Common 78505P100 37.432 800SH Sole None 800 Syngenta AG ADR Common 87160A100 3052.264 66426SH Sole None 66426 Sysco Corp Common 871829107 2.529 102SH Sole None 102 Taiwan Semiconductor Common 874039100 5.480 500SH Sole None 500 Target Corporation Common 87612E106 18.672 400SH Sole None 400 Taro Pharmaceutical Inds Ltd Common M8737E108 3.680 400SH Sole None 400 Telecom De Sao Paulo S.A. Common 87929A102 51.120 2000SH Sole None 2000 Teledyne Technologies Inc Common 879360105 10.797 300SH Sole None 300 Telefonos De Mexico Common 879403780 20.928 1200SH Sole None 1200 Telmes Intl Sab De Cv Common 879690105 34.038 2440SH Sole None 2440 Temp Russia & East European Fund Common 88022F105 1.913 100SH Sole None 100 Templeton Emerging Markets Fund Common 880191101 17.050 1000SH Sole None 1000 Terra Nitrogen Company LP Common 881005201 20.846 200SH Sole None 200 Texas Instrs Inc Common 882508104 .711 30SH Sole None 30 The Korea Fund Inc Common 500634209 39.319 1142SH Sole None 1142 The Travelers Companies Inc Common 89417E109 13.391 272SH Sole None 272 Time Warner Cable Inc Common 88732J207 20.899 485SH Sole None 485 Time Warner Inc Common 887317303 53.732 1867SH Sole None 1867 Titanium Metals Corporation Common 888339207 31.406 3275SH Sole None 3275 Tjx Companies Inc Common 872540109 22.290 600SH Sole None 600 TowerStream Corp Common 892000100 27.000 20000SH Sole None 20000 Toyota Motor Corp Common 892331307 51.071 650SH Sole None 650 Transforce Income Fund Common 89366H103 31.603 4000SH Sole None 4000 Transocean Ltd. Common H8817H100 13.770 161SH Sole None 161 TVA 5.618% 5/1/2029 Common 880591409 52.887 1953SH Sole None 1953 UBS AG Common H8920M855 7.196 393SH Sole None 393 UIT Nuveen 369 CA Common 67069S642 17.082 200SH Sole None 200 Union Pacific Corporation Common 907818108 11.670 200SH Sole None 200 United Parcel Service Inc Cl B Common 911312106 1059.208 18757SH Sole None 18757 United Technologies Corp Common 913017109 2950.600 48426SH Sole None 48426 UnitedHealth Group Inc Common 91324P102 4.382 175SH Sole None 175 Uranium Energy Corp Common 916896103 7.375 2500SH Sole None 2500 US Bancorp Common 902973304 6.558 300SH Sole None 300 Usb Capital VIII 6.35% Common 903307205 34.605 1500SH Sole None 1500 USB Capital XI Pfd 6.6% Callable Common 903300200 12.375 500SH Sole None 500 USEC Inc Common USU 30.485 6500SH Sole None 6500 Vale S.A. Common 91912E105 23.130 1000SH Sole None 1000 Valero Energy Corp Common 91913Y100 1.939 100SH Sole None 100 Van Kampen Municipal Trust Common 920919107 13.620 1000SH Sole None 1000 Vanguard Energy ETF Common 92204A306 6.784 85SH Sole None 85 Vanguard Growth EFT Common 922908736 3.696 75SH Sole None 75 Vanguard Materials Index Common 92204A801 6.364 100SH Sole None 100 Vanguard Mid Cap Value ETF Common 922908512 2.829 66SH Sole None 66 Vanguard Short Term Bond ETF Common BSV 24.015 300SH Sole None 300 Vanguard Sm Cap Growth Common 922908595 2.873 50SH Sole None 50 Vanguard Small Cap Value Common 922908611 5.873 110SH Sole None 110 Varian Medical Systems Inc Common 92220P105 40.024 950SH Sole None 950 Vector Group Ltd Common 92240M108 1.870 120SH Sole None 120 Verizon Communications Common 92343V104 159.594 5272SH Sole None 5272 Viacom Inc-Cl B Common 92553P201 9.365 334SH Sole None 334 Viad Corp Common 92552R406 1.075 54SH Sole None 54 ViroPharma Inc Common 928241108 1.924 200SH Sole None 200 Vodafone Group Common 92857W209 31.560 1403SH Sole None 1403 W.R. Berkley 6.75% Pfd Pref. 08449Q203 148.554 6300SH Sole None 6300 W.W. Grainger Inc Common GWW 7.596 85SH Sole None 85 Wabtec Corp Common 929740108 1389.731 37030SH Sole None 37030 Walgreen Co Common 931422109 53.207 1420SH Sole None 1420 Walmart Stores Inc Common 931142103 1673.265 34086SH Sole None 34086 Walt Disney Company Common 254687106 24.699 899SH Sole None 899 Washington Mutual Inc Common 939322103 1.593 6500SH Sole None 6500 WD-40 Company Common 929236107 2.840 100SH Sole None 100 Weingarten Realty Investors Common 948741103 19.920 1000SH Sole None 1000 Wells Fargo & Co Common 949746101 121.893 4326SH Sole None 4326 Williams Cos Common 969457100 31.273 1750SH Sole None 1750 Windstream Corp Common 97381W104 3.140 310SH Sole None 310 WisdomTree DEFA Common 97717W703 4.612 100SH Sole None 100 WisdomTree Int Smallcap Div Common 97717W760 13.410 300SH Sole None 300 Wyeth Common 983024100 137.239 2825SH Sole None 2825 Xcel Energy Inc Common 98389B100 16.200 842SH Sole None 842 XTO Energy Inc Common 98385X106 25.825 625SH Sole None 625 Yahoo Inc Com Common 984332106 3.562 200SH Sole None 200 Yamana Gold Inc Common 98462Y100 16.986 1586SH Sole None 1586 Yum Brands Inc Common 988498101 8.100 240SH Sole None 240 Zapata Corporation Common 012489153 1.114 160SH Sole None 160 Zions Bancorporation Common 989701107 410.650 22852SH Sole None 22852 TOTAL 140523.602
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