-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHHQzFMn9sVU/RT9+Y1+kbgN7Wr0R5i9lH3Hb+zCMzev12KpVNRQmD+X03mb4WN1 jy2KZMjNt5FpB4DpezFqRA== 0001085146-09-003412.txt : 20091106 0001085146-09-003412.hdr.sgml : 20091106 20091106140750 ACCESSION NUMBER: 0001085146-09-003412 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONDOR CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001082491 IRS NUMBER: 222915364 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04075 FILM NUMBER: 091164090 BUSINESS ADDRESS: STREET 1: 1973 WASHINGTON VALLEY ROAD CITY: MARTINSVILLE STATE: NJ ZIP: 08836 BUSINESS PHONE: 732-356-7323 MAIL ADDRESS: STREET 1: 1973 WASHINGTON VALLEY ROAD CITY: MARTINSVILLE STATE: NJ ZIP: 08836 13F-HR 1 cond3q09.txt CONDOR CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Condor Capital Management Address: 1973 Washington Valley Road Martinsville, NJ 08836 13F File Number: 28-04075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen D. Tipping Title: Vice-President/Chief Compliance Officer Phone: 732-356-7323 Signature, Place, and Date of Signing: /s/ Stephen D. Tipping Martinsville, NJ November 05, 2009 THIS FORM 13F HR REPORT CORRECTS THE REPORT SUBMITTED UNDER THE INCORRECT FILE TYPE (NT) ON OCTOBER 13, 2009. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 125 Form13F Information Table Value Total: $115,965 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACTIVISION BLIZZARD INC COM 00507v109 1013 81768 SH SOLE 81768 0 0 ADVANSOURCE BIOMATERIALS COR COM 00767t109 9 30000 SH SOLE 30000 0 0 ALBANY MOLECULAR RESH INC COM 012423109 186 21430 SH SOLE 21430 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741r102 568 16220 SH SOLE 16220 0 0 AMCOL INTL CORP COM 02341W103 238 10400 SH SOLE 10400 0 0 AMERICAN EXPRESS CO COM 025816109 1111 32769 SH SOLE 32769 0 0 APPLE INC COM 037833100 2242 12096 SH SOLE 12096 0 0 APPLIED MATLS INC COM 038222105 203 15150 SH SOLE 15150 0 0 AVALONBAY CMNTYS INC COM 053484101 843 11585 SH SOLE 11585 0 0 BANK OF AMERICA CORPORATION COM 060505104 834 49263 SH SOLE 49263 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738c778 1368 35486 SH SOLE 35486 0 0 BARD C R INC COM 067383109 606 7708 SH SOLE 7708 0 0 BED BATH & BEYOND INC COM 075896100 400 10655 SH SOLE 10655 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1023 308 SH SOLE 308 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057g602 587 17065 SH SOLE 17065 0 0 BOEING CO COM 097023105 773 14280 SH SOLE 14280 0 0 BURLINGTON NORTHN SANTA FE C COM 12189T104 650 8148 SH SOLE 8148 0 0 CABOT CORP COM 127055101 310 13397 SH SOLE 13397 0 0 CELGENE CORP COM 151020104 1813 32439 SH SOLE 32439 0 0 CHEESECAKE FACTORY INC COM 163072101 652 35230 SH SOLE 35230 0 0 CHEVRON CORP NEW COM 166764100 847 12020 SH SOLE 12020 0 0 CISCO SYS INC COM 17275R102 987 41949 SH SOLE 41949 0 0 COPART INC COM 217204106 534 16070 SH SOLE 16070 0 0 COSTCO WHSL CORP NEW COM 22160k105 924 16385 SH SOLE 16385 0 0 COVANCE INC COM 222816100 483 8915 SH SOLE 8915 0 0 COVIDIEN PLC SHS g2554f105 869 20077 SH SOLE 20077 0 0 DANAHER CORP DEL COM 235851102 672 9985 SH SOLE 9985 0 0 DECKERS OUTDOOR CORP COM 243537107 465 5485 SH SOLE 5485 0 0 DIAGEO P L C SPON ADR NEW 25243q205 616 10019 SH SOLE 10019 0 0 DISCOVER FINL SVCS COM 254709108 562 34640 SH SOLE 34640 0 0 EBAY INC COM 278642103 1161 49215 SH SOLE 49215 0 0 ELAN PLC ADR 284131208 204 28700 SH SOLE 28700 0 0 ENER1 INC COM NEW 29267a203 229 33100 SH SOLE 33100 0 0 ENTERRA ENERGY TR TR UNIT 29381p102 35 27820 SH SOLE 27820 0 0 EXXON MOBIL CORP COM 30231G102 640 9330 SH SOLE 9330 0 0 FASTENAL CO COM 311900104 812 20980 SH SOLE 20980 0 0 FEI CO COM 30241L109 248 10075 SH SOLE 10075 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 250 28485 SH SOLE 28485 0 0 GENERAL DYNAMICS CORP COM 369550108 662 10255 SH SOLE 10255 0 0 GENERAL ELECTRIC CO COM 369604103 1362 82931 SH SOLE 82931 0 0 GENZYME CORP COM 372917104 750 13215 SH SOLE 13215 0 0 GFI GROUP INC COM 361652209 204 28195 SH SOLE 28195 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 750 4068 SH SOLE 4068 0 0 GOOGLE INC CL A 38259P508 916 1847 SH SOLE 1847 0 0 HESS CORP COM 42809h107 717 13410 SH SOLE 13410 0 0 INTEL CORP COM 458140100 714 36475 SH SOLE 36475 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1869 15625 SH SOLE 15625 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131b100 715 32730 SH SOLE 32730 0 0 ISHARES TR DJ OIL EQUIP 464288844 740 17960 SH SOLE 17960 0 0 ISHARES TR MSCI GRW IDX 464288885 866 16230 SH SOLE 16230 0 0 ISHARES TR MSCI VAL IDX 464288877 1777 34722 SH SOLE 34722 0 0 ISHARES TR RSSL MCRCP IDX 464288869 1739 44055 SH SOLE 44055 0 0 ISHARES TR S&P DEV EX-US 464288422 411 13066 SH SOLE 13066 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 490 8965 SH SOLE 8965 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 255 3130 SH SOLE 3130 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 210 1979 SH SOLE 1979 0 0 ISHARES TR INDEX S&P NA MULTIMD 464287531 1295 47985 SH SOLE 47985 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 880 16816 SH SOLE 16816 0 0 JOHNSON & JOHNSON COM 478160104 5367 88137 SH SOLE 88137 0 0 JPMORGAN CHASE & CO COM 46625H100 1450 33081 SH SOLE 33081 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 631 7855 SH SOLE 7855 0 0 LOWES COS INC COM 548661107 787 37580 SH SOLE 37580 0 0 MASTERCARD INC CL A 57636q104 461 2280 SH SOLE 2280 0 0 MEDTRONIC INC COM 585055106 961 26120 SH SOLE 26120 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 689 5500 SH SOLE 5500 0 0 MONSANTO CO NEW COM 61166W101 543 7010 SH SOLE 7010 0 0 MORGAN STANLEY COM NEW 617446448 732 23716 SH SOLE 23716 0 0 MTS SYS CORP COM 553777103 245 8400 SH SOLE 8400 0 0 NIKE INC CL B 654106103 1398 21615 SH SOLE 21615 0 0 NORFOLK SOUTHERN CORP COM 655844108 689 15982 SH SOLE 15982 0 0 NOVARTIS A G SPONSORED ADR 66987V109 997 19796 SH SOLE 19796 0 0 NVE CORP COM NEW 629445206 319 6000 SH SOLE 6000 0 0 ORACLE CORP COM 68389X105 1630 78226 SH SOLE 78226 0 0 PEPSICO INC COM 713448108 1047 17841 SH SOLE 17841 0 0 PETSMART INC COM 716768106 1079 49600 SH SOLE 49600 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 378 17215 SH SOLE 17215 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935x708 1067 67581 SH SOLE 67581 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935x575 1277 76400 SH SOLE 76400 0 0 POWERSHARES ETF TRUST DYNAM MIDCP PT 73935x443 968 49290 SH SOLE 49290 0 0 POWERSHARES ETF TRUST DYN EN EX PROD 73935x658 674 42115 SH SOLE 42115 0 0 POWERSHARES ETF TRUST DYN OIL SVCS 73935x625 1526 90175 SH SOLE 90175 0 0 PROVIDENT FINL SVCS INC COM 74386T105 118 11487 SH SOLE 11487 0 0 QUALCOMM INC COM 747525103 782 17390 SH SOLE 17390 0 0 QUANTUM FUEL SYS TECH WORLDW COM 74765E109 50 37500 SH SOLE 37500 0 0 RYDEX ETF TRUST S&P500 PUR GRW 78355w403 1696 54105 SH SOLE 54105 0 0 RYDEX ETF TRUST S&P500 PUR VAL 78355w304 2815 122375 SH SOLE 122375 0 0 SCHWAB CHARLES CORP NEW COM 808513105 972 50740 SH SOLE 50740 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 229 4253 SH SOLE 4253 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463x871 351 13720 SH SOLE 13720 0 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464a797 1873 80265 SH SOLE 80265 0 0 SPDR SERIES TRUST S&P BIOTECH 78464a870 1435 26745 SH SOLE 26745 0 0 SPDR TR UNIT SER 1 78462F103 5207 49316 SH SOLE 49316 0 0 SPECTRA ENERGY CORP COM 847560109 841 44428 SH SOLE 44428 0 0 STARWOOD PPTY TR INC COM 85571b105 474 23410 SH SOLE 23410 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 258 27380 SH SOLE 27380 0 0 STRYKER CORP COM 863667101 572 12580 SH SOLE 12580 0 0 TARGET CORP COM 87612E106 1344 28798 SH SOLE 28798 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 850 43288 SH SOLE 43288 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 859 16986 SH SOLE 16986 0 0 TYCO INTERNATIONAL LTD SHS h89128104 712 20661 SH SOLE 20661 0 0 ULTRA PETROLEUM CORP COM 903914109 814 16620 SH SOLE 16620 0 0 ULTRATECH INC COM 904034105 235 17755 SH SOLE 17755 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1329 21810 SH SOLE 21810 0 0 UNIVERSAL DISPLAY CORP COM 91347p105 217 18200 SH SOLE 18200 0 0 URS CORP NEW COM 903236107 578 13250 SH SOLE 13250 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1235 27195 SH SOLE 27195 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 239 4310 SH SOLE 4310 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1965 46100 SH SOLE 46100 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3477 70555 SH SOLE 70555 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 265 4960 SH SOLE 4960 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 832 21602 SH SOLE 21602 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 239 4815 SH SOLE 4815 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5573 151775 SH SOLE 151775 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1979 30794 SH SOLE 30794 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 378 7573 SH SOLE 7573 0 0 VEECO INSTRS INC DEL COM 922417100 438 18765 SH SOLE 18765 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 212 7014 SH SOLE 7014 0 0 VERTEX PHARMACEUTICALS INC COM 92532f100 225 5925 SH SOLE 5925 0 0 VISA INC COM CL A 92826c839 430 6215 SH SOLE 6215 0 0 WAL MART STORES INC COM 931142103 900 18337 SH SOLE 18337 0 0 WELLS FARGO & CO NEW COM 949746101 1857 65893 SH SOLE 65893 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717w315 237 4995 SH SOLE 4995 0 0 WISDOMTREE TRUST INTL SMCAP DIV 97717w760 204 4563 SH SOLE 4563 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 1417 86800 SH SOLE 86800 0 0 YUM BRANDS INC COM 988498101 1048 31045 SH SOLE 31045 0 0
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