-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WGwKWrE/8o9JerZnyTHBNVnOJP0LsieGCcGkTeoJmTz/1yhk9OQhcdjj/5bD9D1K JwLlgoPKb1YVwkIByNilIQ== 0001193125-09-226666.txt : 20091106 0001193125-09-226666.hdr.sgml : 20091106 20091106091507 ACCESSION NUMBER: 0001193125-09-226666 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01235 FILM NUMBER: 091162925 BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 13F-HR 1 d13fhr.txt FORM 13F HOLDING REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The PNC Financial Services Group, Inc. Address: 249 Fifth Avenue Pittsburgh, PA 15222-2707 Form 13F File Number: 28-1235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on behalf of Reporting Manager: Name: Joseph C. Guyaux Title: President Phone: (412) 762-2569 Signature, Place, and Date of Signing: /s/ Joseph C. Guyaux Pittsburgh, PA November 6, 2009 - -------------------- -------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- ---- None None Page 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 6 Form 13F Information Table Entry Total: 3,893 Form 13F Information Table Value Total: $39,239,956 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ------------------------------- 1 28-12020 National City Bank 2 28-4750 PNC Bancorp, Inc. 3 28-5284 PNC Bank, National Association 4 28-CPADV PNC Capital Advisors, LLC 5 28-11439 PNC Equity Securities, LLC 6 28-11135 PNC Managed Investments Inc.
FILE NO. 28-1235 PAGE 1 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DAIMLER AG REG SHS D1668R123 152,993 3,041 X 28-5284 2971 70 137,648 2,736 X X 28-5284 2497 239 88,043 1,750 X X 28-CPADV 1750 154,955 3,080 X 28-12020 3080 DEUTSCHE BANK AG NAMEN AKT D18190898 26,409 344 X 28-5284 344 10,057 131 X X 28-5284 131 187,319 2,440 X 28-12020 2215 225 AIRCASTLE LTD COM G0129K104 1,895 196 X 28-12020 196 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 16,152 337 X 28-CPADV 337 959 20 X 28-12020 20 AMDOCS LTD ORD G02602103 113,111 4,208 X 28-5284 4208 50,561 1,881 X 28-CPADV 1881 23,735 883 X 28-12020 883 ARCH CAP GROUP LTD ORD G0450A105 128,664 1,905 X 28-5284 1905 764,891 11,325 X X 28-5284 11325 32,149 476 X 28-CPADV 476 256,652 3,800 X X 28-CPADV 3800 167,634 2,482 X 28-11135 2482 2,296 34 X 28-12020 34 ARGO GROUP INTL HLDGS LTD COM G0464B107 14,314 425 X 28-CPADV 425 13,270 394 X 28-12020 394 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 450 17 X X 28-5284 17 1,231,676 46,531 X 28-CPADV 46531 62,734 2,370 X 28-12020 2370 ASPEN INSURANCE HOLDINGS LTD PFD PRP INC EQ G05384113 3,045 60 X 28-5284 60 ASSURED GUARANTY LTD COM G0585R106 242,750 12,500 X 28-5284 12500 12,701 654 X 28-CPADV 654 7,768 400 X 28-12020 400 AXIS CAPITAL HOLDINGS SHS G0692U109 108,044 3,580 X 28-5284 150 3430 81,184 2,690 X X 28-5284 2690 50,883 1,686 X 28-CPADV 1686 161,614 5,355 X 28-11135 5355 COLUMN TOTAL 4,306,556
FILE NO. 28-1235 PAGE 2 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6,896,814 185,050 X 28-5284 180902 4148 5,029,959 134,960 X X 28-5284 125884 994 8082 251,908 6,759 X 28-CPADV 6759 467,962 12,556 X 28-11135 12556 2,491,462 66,849 X 28-12020 63864 2985 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 17,876 1,086 X 28-5284 1086 593 36 X X 28-5284 36 16 1 X 28-11135 1 395 24 X 28-12020 24 BUNGE LIMITED COM G16962105 133,672 2,135 X 28-5284 2135 101,741 1,625 X X 28-5284 1325 300 94,917 1,516 X 28-CPADV 1516 275,609 4,402 X 28-11135 4402 190,522 3,043 X 28-12020 2878 165 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 19,591 572 X 28-CPADV 572 CDC CORP SHS A G2022L106 2,358 900 X X 28-5284 900 CHINA YUCHAI INTL LTD COM G21082105 829,800 92,200 X 28-CPADV 92200 103,950 11,550 X X 28-CPADV 11550 CONSOLIDATED WATER CO INC ORD G23773107 15,922 975 X 28-5284 975 3,397 208 X 28-CPADV 208 COOPER INDUSTRIES PLC SHS G24140108 210,956 5,615 X 28-5284 5115 500 796,522 21,201 X X 28-5284 20351 850 68,490 1,823 X 28-CPADV 1823 357,291 9,510 X 28-12020 9285 225 CREDICORP LTD COM G2519Y108 213,840 2,750 X X 28-5284 2750 202,176 2,600 X X 28-CPADV 2600 COSAN LTD SHS A G25343107 15,800 2,000 X 28-5284 2000 15,800 2,000 X X 28-5284 2000 COVIDIEN PLC SHS G2554F105 646,867 14,953 X 28-5284 14903 50 517,130 11,954 X X 28-5284 9921 970 1063 1,013,625 23,431 X 28-12020 19370 4061 COLUMN TOTAL 20,986,961
FILE NO. 28-1235 PAGE 3 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HLDGS LT SHS G30397106 3,647 100 X 28-5284 100 54,705 1,500 X X 28-5284 1500 952,195 26,109 X 28-CPADV 26109 11,123 305 X 28-12020 305 ENSTAR GROUP LIMITED SHS G3075P101 155,325 2,500 X 28-5284 2500 10,935 176 X 28-CPADV 176 9,009 145 X 28-11135 145 49,704 800 X 28-12020 800 ASA LIMITED COM G3156P103 9,399 124 X 28-5284 124 3,790,000 50,000 X X 28-5284 50000 10,991 145 X 28-12020 145 EVEREST RE GROUP LTD COM G3223R108 33,326 380 X 28-5284 380 351 4 X X 28-5284 4 5,779,605 65,902 X 28-CPADV 65902 196,010 2,235 X X 28-CPADV 2235 8,244 94 X 28-11135 94 12,717 145 X 28-12020 145 FGX INTERNATIONAL HLDGS LTD ORD SHS G3396L102 89,280 6,400 X 28-CPADV 6400 FLAGSTONE REINSURANCE HLDGS SHS G3529T105 169 15 X 28-CPADV 15 FRESH DEL MONTE PRODUCE INC ORD G36738105 8,343 369 X 28-CPADV 369 FRONTLINE LTD SHS G3682E127 26,665 1,140 X 28-5284 1140 105,068 4,492 X X 28-5284 4492 4,210 180 X 28-CPADV 180 16,373 700 X 28-12020 700 GARMIN LTD ORD G37260109 618,521 16,389 X 28-5284 16274 115 120,768 3,200 X X 28-5284 200 3000 36,570 969 X 28-CPADV 969 32,721 867 X 28-11135 867 77,820 2,062 X 28-12020 1712 350 HELEN OF TROY CORP LTD COM G4388N106 9,715 500 X 28-5284 500 447 23 X 28-CPADV 23 HERBALIFE LTD COM USD SHS G4412G101 762,384 23,286 X 28-CPADV 23286 58,932 1,800 X X 28-CPADV 1800 COLUMN TOTAL 13,055,272
FILE NO. 28-1235 PAGE 4 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND PLC SHS G47791101 6,263,857 204,234 X 28-5284 178624 25610 8,564,321 279,241 X X 28-5284 260194 475 18572 95,690 3,120 X 28-CPADV 3120 208,556 6,800 X X 28-CPADV 6800 109,645 3,575 X 28-11135 3575 650,756 21,218 X 28-12020 20943 275 INVESCO LTD SHS G491BT108 30,885 1,357 X 28-5284 1357 4,552 200 X X 28-5284 200 11,001,661 483,377 X 28-CPADV 483377 9,902,216 435,071 X X 28-CPADV 435071 1,570 69 X 28-11135 69 13,958,002 613,269 X 28-12020 594241 19028 KNIGHTSBRIDGE TANKERS LTD ORD G5299G106 2,608 200 X X 28-5284 200 3,182 244 X 28-CPADV 244 LAZARD LTD SHS A G54050102 902,086 21,837 X 28-5284 21837 13,508 327 X X 28-5284 327 8,918,664 215,896 X 28-CPADV 214210 1686 3,669,526 88,829 X X 28-CPADV 9854 78975 11,154 270 X 28-11135 270 254,057 6,150 X 28-12020 1450 4700 MAIDEN HOLDINGS LTD SHS G5753U112 877,126 120,650 X 28-CPADV 120650 10,905 1,500 X X 28-CPADV 1500 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 352,861 21,795 X 28-5284 20670 1125 65,165 4,025 X X 28-5284 4025 82,958 5,124 X 28-CPADV 5124 126,476 7,812 X 28-11135 7812 1,649,194 101,865 X 28-12020 101865 MAX CAPITAL GROUP LTD SHS G6052F103 17,096 800 X 28-CPADV 800 19,233 900 X 28-12020 900 MONTPELIER RE HOLDINGS LTD SHS G62185106 5,585,651 342,258 X 28-CPADV 342258 1,009,229 61,840 X X 28-CPADV 61840 306,359 18,772 X 28-11135 18772 COLUMN TOTAL 74,668,749
FILE NO. 28-1235 PAGE 5 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD SHS G6359F103 820,973 39,281 X 28-5284 33096 6185 132,694 6,349 X X 28-5284 6049 300 239,284 11,449 X 28-CPADV 11449 280,562 13,424 X X 28-CPADV 13424 439 21 X 28-11135 21 21,982,996 1,051,818 X 28-12020 1020499 31319 NORDIC AMERICAN TANKER SHIPP COM G65773106 97,703 3,303 X 28-5284 3303 113,883 3,850 X X 28-5284 3850 6,360 215 X 28-CPADV 215 19,227 650 X 28-12020 650 OPENTV CORP CL A G67543101 30,883 22,379 X X 28-5284 22379 ONEBEACON INSURANCE GROUP LT CL A G67742109 2,597 189 X 28-CPADV 189 ORIENT-EXPRESS HOTELS LTD CL A G67743107 4,005 348 X 28-CPADV 348 PARTNERRE LTD COM G6852T105 2,693 35 X 28-5284 35 231 3 X X 28-5284 3 3,576,171 46,480 X 28-CPADV 46480 256,441 3,333 X 28-11135 3333 24,621 320 X 28-12020 320 PLATINUM UNDERWRITER HLDGS L COM G7127P100 2,688 75 X 28-5284 75 408,863 11,408 X 28-CPADV 11408 PRIMUS GUARANTY LTD SHS G72457107 21,350 5,000 X 28-12020 5000 QIAO XING UNIVERSAL TELEPHON ORD G7303A109 2,100 1,000 X 28-12020 1000 RENAISSANCERE HOLDINGS LTD COM G7496G103 110 2 X X 28-5284 2 40,249 735 X 28-CPADV 735 16,428 300 X 28-12020 300 SEAGATE TECHNOLOGY SHS G7945J104 1,065 70 X 28-5284 70 15,408 1,013 X X 28-5284 1013 94,956 6,243 X 28-CPADV 6243 250,919 16,497 X 28-12020 13951 2546 COLUMN TOTAL 28,445,899
FILE NO. 28-1235 PAGE 6 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SHIP FINANCE INTERNATIONAL L SHS G81075106 8,603 700 X 28-5284 700 86 7 X X 28-5284 7 3,503 285 X 28-CPADV 285 31,843 2,591 X 28-12020 2591 SIGNET JEWELERS LIMITED SHS G81276100 19,774 751 X 28-5284 751 26,435 1,004 X 28-CPADV 1004 164,115 6,233 X 28-11135 6233 SINA CORP ORD G81477104 11,388 300 X X 28-5284 300 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 205 43 X 28-CPADV 43 UTI WORLDWIDE INC ORD G87210103 369,298 25,504 X 28-CPADV 25504 6,516 450 X X 28-CPADV 450 16,609 1,147 X 28-11135 1147 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 64,072 4,002 X 28-11135 4002 VALIDUS HOLDINGS LTD COM SHS G9319H102 244,197 9,465 X 28-CPADV 9465 230,833 8,947 X X 28-CPADV 8947 6,269 243 X 28-12020 243 WARNER CHILCOTT PLC IRELAND SHS A G94368100 10,615 491 X 28-CPADV 491 GOLAR LNG LTD BERMUDA SHS G9456A100 3,185 288 X 28-CPADV 288 WHITE MTNS INS GROUP LTD COM G9618E107 9,210 30 X 28-5284 30 33,464 109 X 28-CPADV 109 144,295 470 X X 28-CPADV 470 53,727 175 X 28-12020 175 WILLIS GROUP HOLDINGS LTD SHS G96655108 1,269,025 44,969 X 28-5284 18209 26760 868,612 30,780 X X 28-5284 4117 26663 564 20 X 28-11135 20 2,258 80 X 28-12020 80 XOMA LTD ORD G9825R107 2,430 3,000 X 28-5284 3000 1,215 1,500 X 28-12020 1500 COLUMN TOTAL 3,602,346
FILE NO. 28-1235 PAGE 7 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- XL CAP LTD CL A G98255105 26,993 1,546 X 28-5284 1546 35 2 X X 28-5284 2 283,219 16,221 X 28-CPADV 16221 276,741 15,850 X X 28-CPADV 15850 119,339 6,835 X 28-12020 5320 1515 ACE LTD SHS H0023R105 374,915 7,013 X 28-5284 5933 1080 313,917 5,872 X X 28-5284 5147 725 215,177 4,025 X X 28-CPADV 4025 734,861 13,746 X 28-11135 13746 50,660,567 947,635 X 28-12020 913415 34220 ALCON INC COM SHS H01301102 12,191,173 87,915 X 28-5284 87235 680 6,215,883 44,825 X X 28-5284 42360 150 2315 1,387 10 X 28-11135 10 1,699,401 12,255 X 28-12020 9740 2515 WEATHERFORD INTERNATIONAL LT REG H27013103 549,324 26,499 X 28-5284 19129 7370 395,487 19,078 X X 28-5284 10702 276 8100 16,667 804 X X 28-CPADV 804 2,384 115 X 28-11135 115 8,701,874 419,772 X 28-12020 405941 13831 FOSTER WHEELER AG COM H27178104 199,182 6,242 X 28-5284 6242 45,982 1,441 X X 28-5284 841 600 2,877,261 90,168 X 28-CPADV 88654 1514 2,271,194 71,175 X X 28-CPADV 8790 62385 6,988 219 X 28-11135 219 12,244,697 383,726 X 28-12020 363681 20045 LOGITECH INTL S A SHS H50430232 3,125 170 X 28-5284 170 13,785 750 X X 28-5284 750 156,230 8,500 X X 28-CPADV 8500 199,625 10,861 X 28-11135 10861 36,631 1,993 X 28-12020 662 1331 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 11,802,257 310,913 X 28-5284 298612 12301 3,631,975 95,679 X X 28-5284 83509 3330 8840 24,033,994 633,140 X 28-CPADV 607893 25247 11,163,656 294,090 X X 28-CPADV 97429 2026 194635 26,192 690 X 28-11135 690 7,409,944 195,204 X 28-12020 181549 13655 COLUMN TOTAL 158,902,062
FILE NO. 28-1235 PAGE 8 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TRANSOCEAN LTD REG SHS H8817H100 22,208,207 259,654 X 28-5284 241111 18543 13,169,482 153,975 X X 28-5284 142854 1849 9272 4,565,078 53,374 X 28-CPADV 53374 2,868,933 33,543 X X 28-CPADV 33543 1,422,193 16,628 X 28-11135 16628 10,446,891 122,143 X 28-12020 121643 500 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 679,785 30,511 X 28-5284 30461 50 414,430 18,601 X X 28-5284 8031 3385 7185 22 1 X 28-11135 1 575,336 25,823 X 28-12020 21812 4011 TYCO INTERNATIONAL LTD SHS H89128104 1,329,032 38,545 X 28-5284 35611 2934 949,303 27,532 X X 28-5284 23527 3500 505 26,550 770 X X 28-CPADV 770 313,940 9,105 X 28-11135 9105 882,033 25,581 X 28-12020 21440 4141 UBS AG SHS NEW H89231338 58,830 3,213 X 28-5284 3213 44,731 2,443 X X 28-5284 2341 102 154,189 8,421 X X 28-CPADV 8421 80,070 4,373 X 28-12020 3873 500 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 4,173 289 X 28-CPADV 289 133,209 9,225 X 28-11135 9225 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 364 5 X 28-5284 5 36,370 500 X X 28-5284 500 582 8 X 28-11135 8 21,822 300 X 28-12020 300 ALLOT COMMUNICATIONS LTD SHS M0854Q105 520,685 135,595 X X 28-5284 135595 ALVARION LTD SHS M0861T100 12,375 3,000 X X 28-5284 3000 CELLCOM ISRAEL LTD SHS M2196U109 30,430 1,000 X X 28-5284 1000 CERAGON NETWORKS LTD ORD M22013102 8,460 1,000 X 28-12020 1000 CHECK POINT SOFTWARE TECH LT ORD M22465104 76,970 2,715 X 28-5284 2715 34,445 1,215 X X 28-5284 1215 45,417 1,602 X 28-11135 1602 16,301 575 X 28-12020 575 COLUMN TOTAL 61,130,638
FILE NO. 28-1235 PAGE 9 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ECTEL LTD ORD M29925100 36,252 34,858 X X 28-5284 34858 ELBIT SYS LTD ORD M3760D101 374,825 5,500 X X 28-5284 5500 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 25,620 2,000 X 28-12020 2000 MELLANOX TECHNOLOGIES LTD SHS M51363113 742,467 45,300 X 28-CPADV 45300 12,293 750 X X 28-CPADV 750 GIVEN IMAGING ORD SHS M52020100 120,026 8,050 X 28-12020 8050 JACADA LTD ORD M6184R101 16,578 9,215 X X 28-5284 9215 MIND C T I LTD ORD M70240102 2,351,521 1,610,631 X X 28-5284 1610631 ORBOTECH LTD ORD M75253100 46,330 4,900 X X 28-CPADV 4900 RADVISION LTD ORD M81869105 35,440 4,000 X X 28-5284 4000 54,046 6,100 X X 28-CPADV 6100 RADWARE LTD ORD M81873107 11,230 1,000 X 28-12020 1000 SYNERON MEDICAL LTD ORD SHS M87245102 181,419 15,900 X 28-CPADV 15900 ASML HOLDING N V NY REG SHS N07059186 3,194 108 X 28-5284 108 106,452 3,600 X X 28-CPADV 3600 15,081 510 X 28-12020 510 CORE LABORATORIES N V COM N22717107 7,010 68 X 28-5284 68 146,903 1,425 X X 28-5284 1425 185,562 1,800 X 28-CPADV 1800 1,031 10 X 28-11135 10 ORTHOFIX INTL N V COM N6748L102 16,135 549 X 28-CPADV 549 29,390 1,000 X X 28-CPADV 1000 QIAGEN N V ORD N72482107 21,684 1,019 X 28-5284 1019 233,442 10,970 X X 28-5284 10970 1,045,103 49,112 X 28-CPADV 49112 10,853 510 X 28-12020 510 VISTAPRINT N V SHS N93540107 52,070 1,026 X 28-5284 1026 24,360 480 X X 28-5284 480 COLUMN TOTAL 5,906,317
FILE NO. 28-1235 PAGE 10 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BANCO LATINOAMERICANO DE COM SHS E P16994132 434,734 30,572 X 28-CPADV 30572 1,436 101 X 28-11135 101 COPA HOLDINGS SA CL A P31076105 1,246 28 X 28-5284 28 3,915 88 X 28-CPADV 88 SINOVAC BIOTECH LTD SHS P8696W104 829 100 X X 28-5284 100 STEINER LEISURE LTD ORD P8744Y102 471,245 13,178 X 28-CPADV 13178 ULTRAPETROL BAHAMAS LTD COM P94398107 512,595 104,186 X 28-CPADV 104186 EXCEL MARITIME CARRIERS LTD COM V3267N107 259 39 X 28-12020 39 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 86,688 3,600 X 28-5284 3600 9,632 400 X X 28-5284 400 100,462 4,172 X 28-CPADV 4172 281,953 11,709 X 28-11135 11709 2,408 100 X 28-12020 100 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 141,750 6,300 X X 28-CPADV 6300 22,500 1,000 X 28-12020 1000 DIANA SHIPPING INC COM Y2066G104 7,657 589 X 28-5284 589 91,000 7,000 X X 28-5284 7000 DRYSHIPS INC SHS Y2109Q101 403,767 60,900 X X 28-5284 60900 14,586 2,200 X 28-12020 2200 EAGLE BULK SHIPPING INC COM Y2187A101 79,900 15,575 X X 28-5284 15575 EUROSEAS LTD COM NEW Y23592200 4,300 1,000 X 28-12020 1000 FLEXTRONICS INTL LTD ORD Y2573F102 383,853 51,386 X 28-5284 39670 11716 71,353 9,552 X X 28-5284 9552 19,422 2,600 X 28-12020 2600 GENCO SHIPPING & TRADING LTD SHS Y2685T107 78,964 3,800 X 28-CPADV 3800 29,404 1,415 X 28-11135 1415 15,585 750 X 28-12020 750 GENERAL MARITIME CORP NEW SHS Y2693R101 8,460 1,093 X 28-5284 1093 COLUMN TOTAL 3,279,903
FILE NO. 28-1235 PAGE 11 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NAVIOS MARITIME HOLDINGS INC COM Y62196103 228,315 46,500 X 28-CPADV 46500 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 51,385 4,300 X X 28-5284 4300 SEASPAN CORP SHS Y75638109 156,178 17,450 X X 28-5284 16450 1000 27,745 3,100 X 28-12020 3000 100 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 384,710 15,500 X 28-5284 15500 178,704 7,200 X X 28-5284 5200 2000 TEEKAY CORPORATION COM Y8564W103 13,559 620 X 28-5284 620 12,029 550 X X 28-5284 550 12,072 552 X 28-CPADV 552 4,374 200 X 28-12020 200 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 443,867 26,950 X 28-CPADV 26950 8,647 525 X X 28-CPADV 525 TEEKAY TANKERS LTD CL A Y8565N102 31,730 3,800 X X 28-5284 3800 TOP SHIPS INC COM NEW Y8897Y305 41 33 X 28-12020 33 VERIGY LTD SHS Y93691106 2,092 180 X 28-5284 180 5,856 504 X X 28-5284 92 412 3,267,660 281,210 X 28-CPADV 281210 2,150 185 X 28-12020 139 46 AAON INC COM PAR $0.004 000360206 4,558 227 X 28-CPADV 227 AAR CORP COM 000361105 12,067 550 X 28-5284 190 360 1,207 55 X X 28-5284 55 5,680,924 258,930 X 28-CPADV 258930 556,069 25,345 X X 28-CPADV 25345 ABB LTD SPONSORED ADR 000375204 5,557,673 277,329 X 28-5284 269724 7605 4,636,294 231,352 X X 28-5284 197522 2750 31080 10,174,368 507,703 X 28-CPADV 507703 8,821,047 440,172 X X 28-CPADV 440172 619,537 30,915 X 28-11135 30915 139,478 6,960 X 28-12020 6260 700 COLUMN TOTAL 41,034,336
FILE NO. 28-1235 PAGE 12 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ACCO BRANDS CORP COM 00081T108 7,299 1,011 X 28-5284 1011 21,082 2,920 X X 28-5284 2795 125 17,285 2,394 X 28-CPADV 2394 4,188 580 X 28-12020 580 A D C TELECOMMUNICATIONS COM NEW 000886309 117,594 14,100 X X 28-5284 550 13550 11,009 1,320 X 28-CPADV 1320 89,238 10,700 X X 28-CPADV 10700 ABM INDS INC COM 000957100 8,626 410 X 28-5284 410 9,342 444 X 28-CPADV 444 33,622 1,598 X 28-11135 1598 AFC ENTERPRISES INC COM 00104Q107 135 16 X 28-CPADV 16 AFLAC INC COM 001055102 2,747,242 64,278 X 28-5284 55091 9187 1,970,442 46,103 X X 28-5284 41233 270 4600 854,159 19,985 X 28-CPADV 19985 799,537 18,707 X X 28-CPADV 18707 196,689 4,602 X 28-11135 4602 1,106,795 25,896 X 28-12020 22675 3221 AGCO CORP COM 001084102 5,526 200 X 28-5284 200 31,056 1,124 X 28-CPADV 1124 5,526 200 X 28-12020 200 AGL RES INC COM 001204106 217,863 6,177 X 28-5284 4022 2155 301,664 8,553 X X 28-5284 5853 2700 27,228 772 X 28-CPADV 772 98,650 2,797 X 28-12020 1800 997 A H BELO CORP COM CL A 001282102 110 34 X 28-5284 34 AES CORP COM 00130H105 333,806 22,524 X 28-5284 14671 7853 373,345 25,192 X X 28-5284 25192 469,349 31,670 X 28-CPADV 31670 460,650 31,083 X X 28-CPADV 31083 332,339 22,425 X 28-12020 22425 COLUMN TOTAL 10,651,396
FILE NO. 28-1235 PAGE 13 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AK STL HLDG CORP COM 001547108 3,216 163 X 28-5284 163 80,400 4,075 X X 28-5284 4075 139,353 7,063 X 28-CPADV 7063 149,376 7,571 X X 28-CPADV 7571 14,896 755 X 28-12020 530 225 AMB PROPERTY CORP COM 00163T109 1,033 45 X 28-5284 45 388,773 16,940 X 28-CPADV 16940 482 21 X 28-11135 21 AMICAS INC COM 001712108 11,862 3,295 X 28-CPADV 3295 AMN HEALTHCARE SERVICES INC COM 001744101 13,533 1,423 X 28-CPADV 1423 AMR CORP COM 001765106 1,590 200 X 28-5284 200 14,191 1,785 X 28-CPADV 1785 AT&T INC COM 00206R102 112,631,268 4,169,984 X 28-5284 3951633 660 217691 88,208,853 3,265,785 X X 28-5284 3011576 37230 216979 45,434,169 1,682,124 X 28-CPADV 1637927 44197 24,971,393 924,524 X X 28-CPADV 188154 3456 732914 1,540,758 57,044 X 28-11135 57044 144,206,201 5,338,993 X 28-12020 5155249 183744 ATMI INC COM 00207R101 5,627 310 X 28-5284 310 8,240 454 X 28-CPADV 454 112,530 6,200 X X 28-CPADV 6200 ATP OIL & GAS CORP COM 00208J108 3,566,837 199,376 X 28-CPADV 199376 505,929 28,280 X X 28-CPADV 28280 ATC TECHNOLOGY CORP COM 00211W104 692,292 35,035 X 28-CPADV 35035 ARCA BIOPHARMA INC COM 00211Y100 530 150 X 28-12020 150 AU OPTRONICS CORP SPONSORED ADR 002255107 3,465 358 X 28-5284 358 271 28 X X 28-5284 28 5,024 519 X 28-12020 519 AVX CORP NEW COM 002444107 14,316 1,200 X X 28-5284 1200 412,623 34,587 X 28-CPADV 34587 AZZ INC COM 002474104 49,248 1,226 X 28-11135 1226 COLUMN TOTAL 423,188,279
FILE NO. 28-1235 PAGE 14 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AASTROM BIOSCIENCES INC COM 00253U107 87 200 X 28-12020 200 AARONS INC COM 002535201 634 24 X 28-5284 24 1,452 55 X X 28-5284 55 844,853 32,002 X 28-CPADV 32002 6,600 250 X X 28-CPADV 250 ABAXIS INC COM 002567105 8,159 305 X 28-CPADV 305 ABBOTT LABS COM 002824100 69,290,551 1,400,658 X 28-5284 1361192 39466 96,567,468 1,952,041 X X 28-5284 1804028 38208 109805 7,416,196 149,913 X 28-CPADV 148584 1329 6,567,983 132,767 X X 28-CPADV 5830 126937 791,866 16,007 X 28-11135 16007 184,789,892 3,735,393 X 28-12020 3609602 125791 ABERCROMBIE & FITCH CO CL A 002896207 130,731 3,976 X 28-5284 3976 121,557 3,697 X X 28-5284 3697 1,936,139 58,885 X 28-CPADV 58885 131,849 4,010 X X 28-CPADV 4010 3,913 119 X 28-11135 119 11,804 359 X 28-12020 359 ABERDEEN ASIA PACIFIC INCOM COM 003009107 61,900 10,000 X 28-5284 10000 60,965 9,849 X X 28-5284 9849 24,760 4,000 X 28-12020 4000 ABINGTON BANCORP INC COM 00350L109 54 7 X 28-CPADV 7 ABIOMED INC COM 003654100 206,823 21,300 X X 28-5284 21300 10 1 X 28-CPADV 1 46,608 4,800 X 28-12020 4000 800 ABOVENET INC COM 00374N107 262,231 5,378 X X 28-5284 5378 ABRAXIS BIOSCIENCE INC NEW COM 00383Y102 2,729 75 X X 28-5284 75 ACADIA RLTY TR COM SH BEN INT 004239109 15 1 X 28-5284 1 15 1 X X 28-5284 1 2,276 151 X 28-CPADV 151 166 11 X 28-11135 11 ACCELRYS INC COM 00430U103 580 100 X 28-12020 100 COLUMN TOTAL 369,290,866
FILE NO. 28-1235 PAGE 15 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ACCESS INTEGRATED TECHNLGS I CL A 004329108 5,040 4,000 X 28-5284 4000 419,612 333,025 X 28-12020 333025 ACERGY S A SPONSORED ADR 00443E104 7,035 557 X 28-5284 557 110,513 8,750 X X 28-CPADV 8750 ACI WORLDWIDE INC COM 004498101 182 12 X 28-5284 12 3,525 233 X 28-CPADV 233 265,380 17,540 X 28-12020 17540 ACME UTD CORP COM 004816104 315,350 35,000 X 28-5284 35000 ACORDA THERAPEUTICS INC COM 00484M106 14,666 630 X 28-CPADV 630 188,568 8,100 X X 28-CPADV 8100 ACTEL CORP COM 004934105 2,921 240 X 28-5284 240 ACTIVE POWER INC COM 00504W100 2,945 3,424 X X 28-5284 3424 ACTIVIDENTITY CORP COM 00506P103 55,400 20,000 X X 28-5284 20000 ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 21,360 8,000 X 28-12020 8000 ACTIVISION BLIZZARD INC COM 00507V109 12,390 1,000 X 28-5284 1000 21,422 1,729 X X 28-5284 1729 69,012 5,570 X 28-CPADV 5570 47,615 3,843 X 28-11135 3843 2,168 175 X 28-12020 175 ACTUATE CORP COM 00508B102 121 21 X 28-CPADV 21 5,897 1,022 X X 28-CPADV 1022 ACTUANT CORP SDCV 2.000%11 00508XAB0 102,000 1,000 X 28-5284 1000 ACTUANT CORP CL A NEW 00508X203 22,484 1,400 X 28-5284 1400 211,028 13,140 X X 28-5284 9040 4100 196,928 12,262 X 28-CPADV 12262 14,454 900 X X 28-CPADV 900 112 7 X 28-11135 7 ACUITY BRANDS INC COM 00508Y102 17,071 530 X 28-5284 140 390 5,605 174 X 28-CPADV 174 15,751 489 X 28-11135 489 COLUMN TOTAL 2,156,555
FILE NO. 28-1235 PAGE 16 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ACXIOM CORP COM 005125109 226,179 23,909 X 28-CPADV 23909 ADAMS EXPRESS CO COM 006212104 14,655 1,500 X 28-5284 1500 212,009 21,700 X X 28-5284 21700 101,979 10,438 X 28-12020 10438 ADAPTEC INC COM 00651F108 2,305 690 X 28-5284 690 997,685 298,708 X X 28-5284 298708 3,340 1,000 X 28-12020 1000 ADMINISTAFF INC COM 007094105 5,517 210 X 28-5284 210 6,331 241 X 28-CPADV 241 13,135 500 X 28-12020 500 ADOBE SYS INC COM 00724F101 1,394,420 42,204 X 28-5284 30594 11610 939,228 28,427 X X 28-5284 21312 7115 810,108 24,519 X 28-CPADV 24519 1,001,773 30,320 X X 28-CPADV 30320 22,236 673 X 28-11135 673 549,951 16,645 X 28-12020 13191 3454 ADOLOR CORP COM 00724X102 10,136 6,375 X 28-CPADV 6375 27,666 17,400 X X 28-CPADV 17400 7,950 5,000 X 28-12020 5000 ADTRAN INC COM 00738A106 5,033 205 X 28-5284 205 5,278 215 X 28-CPADV 215 ADVANCE AMER CASH ADVANCE CT COM 00739W107 525,297 93,803 X 28-CPADV 93803 ADVANCE AUTO PARTS INC COM 00751Y106 41,990 1,069 X 28-CPADV 1069 196,400 5,000 X X 28-CPADV 5000 330,934 8,425 X 28-11135 8425 7,070 180 X 28-12020 180 ADVANCED BATTERY TECHNOLOG I COM 00752H102 2,170 500 X 28-12020 500 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 24 6 X 28-CPADV 6 ADVANTEST CORP SPON ADR NEW 00762U200 10,439 381 X 28-5284 381 10,987 401 X 28-11135 401 ADVISORY BRD CO COM 00762W107 8,271 329 X 28-CPADV 329 COLUMN TOTAL 7,490,496
FILE NO. 28-1235 PAGE 17 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ADVENT CLAY GBL CONV SEC INC COM BENE INTER 007639107 7,894 1,016 X 28-5284 1016 9,324 1,200 X X 28-5284 1200 ADVENT CLAYMORE CV SECS & IN COM 00764C109 44,764 3,039 X 28-5284 3039 65,593 4,453 X 28-12020 4453 ADVENTRX PHARMACEUTICALS INC COM 00764X103 5,970 39,800 X 28-12020 39800 ADVANTAGE OIL & GAS LTD COM 00765F101 50,616 7,200 X 28-5284 7200 154,660 22,000 X X 28-5284 22000 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 5,849,131 215,517 X 28-5284 200807 14710 2,228,655 82,117 X X 28-5284 77927 1680 2510 11,247,115 414,411 X 28-CPADV 395194 19217 6,209,985 228,813 X X 28-CPADV 74150 1436 153227 271 10 X 28-11135 10 6,491,779 239,196 X 28-12020 224631 14565 AEROPOSTALE COM 007865108 37,384 860 X 28-5284 860 266,254 6,125 X 28-CPADV 6125 45,644 1,050 X X 28-CPADV 1050 30,429 700 X 28-12020 700 ADVANCED MICRO DEVICES INC COM 007903107 1,132 200 X 28-5284 200 169,800 30,000 X X 28-5284 30000 110,212 19,472 X 28-CPADV 19472 108,281 19,131 X X 28-CPADV 19131 3,277 579 X 28-12020 579 AEGON N V NY REGISTRY SH 007924103 146,350 17,299 X 28-5284 17299 442,424 52,296 X X 28-5284 50947 1001 348 1,091 129 X 28-11135 129 1,122,955 132,737 X 28-12020 130097 2640 ADVANTA CORP CL A 007942105 39,751 72,274 X 28-5284 10176 62098 ADVANTA CORP CL B 007942204 87,084 155,508 X 28-5284 155508 ADVANCED ENERGY INDS COM 007973100 4,272 300 X 28-5284 300 649,543 45,614 X 28-CPADV 45614 8,544 600 X X 28-CPADV 600 310,503 21,805 X 28-11135 21805 COLUMN TOTAL 35,950,687
FILE NO. 28-1235 PAGE 18 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AEROVIRONMENT INC COM 008073108 2,809 100 X 28-5284 100 75,843 2,700 X X 28-5284 2700 AES TR III PFD CV 6.75% 00808N202 99,000 2,250 X 28-5284 2250 88,000 2,000 X X 28-5284 2000 70,004 1,591 X 28-12020 1591 AETNA INC NEW COM 00817Y108 775,622 27,870 X 28-5284 23860 4010 1,526,476 54,850 X X 28-5284 54650 200 808,712 29,059 X 28-CPADV 28569 490 623,197 22,393 X X 28-CPADV 4200 18 18175 2,338 84 X 28-11135 84 353,385 12,698 X 28-12020 11845 853 AFFILIATED COMPUTER SERVICES CL A 008190100 1,268,120 23,410 X X 28-5284 23410 252,541 4,662 X 28-CPADV 4662 246,040 4,542 X X 28-CPADV 4542 38,407 709 X 28-12020 400 309 AFFILIATED MANAGERS GROUP COM 008252108 9,882 152 X 28-5284 12 140 5,438,021 83,649 X 28-CPADV 83649 880,235 13,540 X X 28-CPADV 13540 267,191 4,110 X 28-12020 4110 AFFYMETRIX INC COM 00826T108 219,474 24,997 X 28-CPADV 24997 1,756 200 X 28-12020 200 AGILENT TECHNOLOGIES INC COM 00846U101 1,377,474 49,496 X 28-5284 46533 2963 1,912,283 68,713 X X 28-5284 43604 23138 1971 409,435 14,712 X 28-CPADV 14712 397,524 14,284 X X 28-CPADV 14284 3,757 135 X 28-11135 135 635,554 22,837 X 28-12020 22456 381 AGILYSYS INC COM 00847J105 52,720 8,000 X X 28-5284 8000 14,221 2,158 X 28-CPADV 2158 66,717 10,124 X 28-12020 3086 7038 AGNICO EAGLE MINES LTD COM 008474108 210,674 3,105 X 28-5284 1495 1610 417,956 6,160 X X 28-5284 5910 250 6,785 100 X 28-12020 100 AGREE REALTY CORP COM 008492100 5,778 252 X 28-CPADV 252 COLUMN TOTAL 18,557,931
FILE NO. 28-1235 PAGE 19 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AGRIA CORP SPONSORED ADR 00850H103 107,000 50,000 X 28-12020 50000 AGRIUM INC COM 008916108 34,953 702 X 28-5284 702 4,979 100 X X 28-5284 100 36,845 740 X 28-11135 740 11,750 236 X 28-12020 236 AIR METHODS CORP COM PAR $.06 009128307 154,056 4,730 X X 28-5284 4730 1,010 31 X 28-11135 31 AIR PRODS & CHEMS INC COM 009158106 20,120,528 259,352 X 28-5284 248437 10915 18,468,462 238,057 X X 28-5284 211566 7375 19116 619,864 7,990 X 28-CPADV 7990 576,342 7,429 X X 28-CPADV 100 7329 2,948 38 X 28-11135 38 2,506,222 32,305 X 28-12020 26583 5722 AIRGAS INC COM 009363102 378,689 7,829 X 28-5284 7829 695,415 14,377 X X 28-5284 14377 151,398 3,130 X 28-CPADV 3130 398,279 8,234 X X 28-CPADV 8234 455,210 9,411 X 28-11135 9411 6,965 144 X 28-12020 144 AIRVANA INC COM 00950V101 3,825 565 X 28-CPADV 565 AKAMAI TECHNOLOGIES INC COM 00971T101 238,049 12,096 X 28-5284 9186 2910 54,120 2,750 X X 28-5284 2750 151,241 7,685 X 28-CPADV 7685 138,980 7,062 X X 28-CPADV 7062 273,965 13,921 X 28-11135 13921 37,982 1,930 X 28-12020 520 1410 ALASKA AIR GROUP INC COM 011659109 2,947 110 X 28-5284 100 10 14,708 549 X 28-CPADV 549 ALASKA COMMUNICATIONS SYS GR COM 01167P101 4,625 500 X X 28-5284 500 435 47 X 28-CPADV 47 27,750 3,000 X X 28-CPADV 3000 COLUMN TOTAL 45,679,542
FILE NO. 28-1235 PAGE 20 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALBEMARLE CORP COM 012653101 185,179 5,352 X 28-5284 5352 90,064 2,603 X X 28-5284 1003 1600 344,893 9,968 X 28-CPADV 9968 17,300 500 X X 28-CPADV 500 3,460 100 X 28-12020 100 ALBERTO CULVER CO NEW COM 013078100 417,221 15,073 X 28-5284 162 14911 6,228 225 X X 28-5284 225 23,390 845 X 28-CPADV 845 116,256 4,200 X X 28-CPADV 4200 120,408 4,350 X 28-12020 4350 ALCOA INC COM 013817101 3,563,025 271,572 X 28-5284 255398 16174 3,557,396 271,143 X X 28-5284 266739 4404 518,345 39,508 X 28-CPADV 39508 701,500 53,468 X X 28-CPADV 53468 162,412 12,379 X 28-11135 12379 1,619,782 123,459 X 28-12020 118710 4749 ALCATEL-LUCENT SPONSORED ADR 013904305 27,416 6,106 X 28-5284 6102 4 31,066 6,919 X X 28-5284 6764 155 28,197 6,280 X X 28-CPADV 6280 1,185 264 X 28-11135 264 7,233 1,611 X 28-12020 1325 286 ALDILA INC COM NEW 014384200 1,341,806 340,560 X X 28-5284 340560 ALEXANDER & BALDWIN INC COM 014482103 64,180 2,000 X 28-5284 2000 259,929 8,100 X X 28-5284 8100 287,398 8,956 X 28-CPADV 8956 98,773 3,078 X 28-12020 3078 ALESCO FINL INC COM 014485106 2,500 2,000 X X 28-5284 2000 ALEXANDERS INC COM 014752109 1,479 5 X 28-12020 5 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 858,458 15,795 X 28-CPADV 15795 206,530 3,800 X X 28-CPADV 3800 163 3 X 28-11135 3 COLUMN TOTAL 14,663,172
FILE NO. 28-1235 PAGE 21 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS INC COM 015351109 34,608 777 X 28-CPADV 777 259,223 5,820 X X 28-CPADV 5820 624 14 X 28-11135 14 8,908 200 X 28-12020 200 ALEXZA PHARMACEUTICALS INC COM 015384100 24,750 11,000 X 28-12020 11000 ALICO INC COM 016230104 42,028 1,430 X X 28-5284 1430 ALIGN TECHNOLOGY INC COM 016255101 134,422 9,453 X 28-5284 9453 553,627 38,933 X X 28-5284 10283 28650 578,612 40,690 X 28-CPADV 40690 7,466 525 X X 28-CPADV 525 ALKERMES INC COM 01642T108 7,517 818 X 28-CPADV 818 542 59 X 28-11135 59 ALLEGHANY CORP DEL COM 017175100 131,079 506 X 28-5284 202 304 30,879,537 119,203 X X 28-5284 80054 39149 23,574 91 X 28-CPADV 91 42,225 163 X X 28-CPADV 163 ALLEGHENY ENERGY INC COM 017361106 173,149 6,529 X 28-5284 6529 109,050 4,112 X X 28-5284 3737 375 241,809 9,118 X 28-CPADV 9118 227,860 8,592 X X 28-CPADV 8592 237,990 8,974 X 28-12020 4300 4674 ALLEGHENY TECHNOLOGIES INC COM 01741R102 183,103 5,233 X 28-5284 5133 100 1,057,958 30,236 X X 28-5284 29761 475 135,656 3,877 X 28-CPADV 3877 287,408 8,214 X X 28-CPADV 8214 67,916 1,941 X 28-12020 1500 441 ALLERGAN INC NOTE 1.500% 4 018490AL6 336,750 3,000 X 28-5284 3000 ALLERGAN INC COM 018490102 24,133,217 425,180 X 28-5284 402796 22384 14,573,073 256,749 X X 28-5284 246726 4253 5770 16,960,512 298,811 X 28-CPADV 282414 16397 12,127,909 213,670 X X 28-CPADV 59492 1453 152725 478,600 8,432 X 28-11135 8432 32,732,924 576,690 X 28-12020 555843 20847 COLUMN TOTAL 136,793,626
FILE NO. 28-1235 PAGE 22 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALLETE INC COM NEW 018522300 40,250 1,199 X X 28-5284 1199 269 8 X 28-CPADV 8 537 16 X 28-11135 16 7,956 237 X 28-12020 237 ALLIANCE DATA SYSTEMS CORP COM 018581108 99,377 1,627 X 28-5284 1627 321,586 5,265 X X 28-5284 3025 2240 50,880 833 X 28-CPADV 833 244,320 4,000 X 28-12020 4000 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 70,221 5,107 X 28-5284 5107 22,000 1,600 X 28-12020 1600 ALLIANCE FIBER OPTIC PRODS I COM 018680108 1,752,661 1,402,129 X X 28-5284 1402129 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 45,325 1,250 X X 28-5284 750 500 76,146 2,100 X 28-12020 2100 ALLIANCE ONE INTL INC COM 018772103 94,976 21,200 X X 28-CPADV 21200 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 260,497 20,658 X 28-5284 20658 256,904 20,373 X X 28-5284 17934 2439 169,024 13,404 X 28-12020 13404 ALLIANT ENERGY CORP COM 018802108 19,495 700 X 28-5284 700 86,781 3,116 X X 28-5284 2816 300 24,285 872 X 28-CPADV 872 59,822 2,148 X 28-11135 2148 111,734 4,012 X 28-12020 3420 592 ALLIANT TECHSYSTEMS INC COM 018804104 80,419 1,033 X 28-5284 1033 311,478 4,001 X X 28-5284 1 4000 35,811 460 X 28-CPADV 460 26,235 337 X 28-12020 337 ALLIANZ SE SP ADR 1/10 SH 018805101 87,909 7,044 X 28-5284 7044 30,152 2,416 X X 28-5284 2416 538,861 43,178 X 28-11135 43178 16,623 1,332 X 28-12020 1151 181 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 208,634 25,167 X 28-5284 25167 245,740 29,643 X X 28-5284 29643 255,945 30,874 X 28-12020 30874 COLUMN TOTAL 5,652,853
FILE NO. 28-1235 PAGE 23 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 65,472 2,400 X 28-5284 2400 563,032 20,639 X X 28-5284 20639 481,083 17,635 X 28-12020 6525 11110 ALLIED CAP CORP NEW COM 01903Q108 19,805 6,451 X 28-5284 6450 1 10,100 3,290 X X 28-5284 3290 16,299 5,309 X 28-CPADV 5309 10,638 3,465 X 28-12020 3465 ALLIANCE FINANCIAL CORP NY COM 019205103 2,489 92 X 28-CPADV 92 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 277,636 29,473 X 28-5284 23929 5544 78,318 8,314 X X 28-5284 8314 452 48 X 28-11135 48 942 100 X 28-12020 100 ALLIED HEALTHCARE INTL INC COM 01923A109 12,345 4,409 X 28-CPADV 4409 127,680 45,600 X X 28-CPADV 45600 ALLION HEALTHCARE INC COM 019615103 741,722 126,790 X 28-CPADV 126790 9,799 1,675 X X 28-CPADV 1675 ALLOS THERAPEUTICS INC COM 019777101 14,275 1,969 X 28-CPADV 1969 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 9,770 482 X 28-5284 482 713,849 35,217 X X 28-5284 35217 432,177 21,321 X 28-CPADV 21321 5,574 275 X X 28-CPADV 275 ALLSTATE CORP COM 020002101 5,905,710 192,871 X 28-5284 186890 5981 6,206,276 202,687 X X 28-5284 192696 9991 6,315,681 206,260 X 28-CPADV 206260 3,287,057 107,350 X X 28-CPADV 57 107293 635,886 20,767 X 28-11135 20767 1,892,867 61,818 X 28-12020 52218 9600 ALMOST FAMILY INC COM 020409108 4,076 137 X 28-5284 137 291,848 9,810 X X 28-5284 9810 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1,270 56 X X 28-5284 56 ALON USA ENERGY INC COM 020520102 1,664,576 167,631 X 28-CPADV 167631 243,384 24,510 X X 28-CPADV 24510 COLUMN TOTAL 30,042,088
FILE NO. 28-1235 PAGE 24 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES INC COM 02076X102 105,300 3,000 X 28-5284 3000 49,140 1,400 X X 28-5284 800 600 58,442 1,665 X 28-CPADV 1665 235,907 6,721 X X 28-CPADV 6721 864,373 24,626 X 28-12020 778 23848 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 40,850 4,300 X 28-5284 4300 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 13,988 2,238 X 28-5284 2238 3,125 500 X 28-12020 500 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 111,004 12,375 X 28-5284 12375 ALTAIR NANOTECHNOLOGIES INC COM 021373105 2,300 2,000 X 28-5284 2000 12,650 11,000 X X 28-5284 11000 45,109 39,225 X 28-12020 39225 ALTERA CORP COM 021441100 1,233,143 60,124 X 28-5284 12824 47300 637,861 31,100 X X 28-5284 31100 263,574 12,851 X 28-CPADV 12851 251,699 12,272 X X 28-CPADV 12272 40,917 1,995 X 28-12020 1795 200 ALTIGEN COMMUNICATIONS INC COM 021489109 81,800 81,800 X X 28-5284 81800 ALTRA HOLDINGS INC COM 02208R106 66,021 5,900 X 28-CPADV 5900 53,712 4,800 X X 28-CPADV 4800 ALTRIA GROUP INC COM 02209S103 22,139,273 1,243,081 X 28-5284 1202166 259 40656 71,856,760 4,034,630 X X 28-5284 3979551 3295 51784 1,793,663 100,711 X 28-CPADV 100711 2,126,959 119,425 X X 28-CPADV 249 119176 653,859 36,713 X 28-11135 36713 15,728,047 883,102 X 28-12020 713871 169231 ALTUS PHARMACEUTICALS INC COM 02216N105 700 3,500 X 28-5284 3500 ALUMINA LTD SPONSORED ADR 022205108 15,100 2,378 X 28-5284 2378 COLUMN TOTAL 118,485,276
FILE NO. 28-1235 PAGE 25 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMAZON COM INC COM 023135106 912,127 9,770 X 28-5284 7695 2075 363,170 3,890 X X 28-5284 3440 450 1,267,549 13,577 X 28-CPADV 13577 1,621,663 17,370 X X 28-CPADV 17370 84,117 901 X 28-11135 901 219,863 2,355 X 28-12020 1970 385 AMBAC FINL GROUP INC COM 023139108 30,542 18,180 X 28-5284 18180 33,613 20,008 X X 28-5284 8 20000 4,133 2,460 X 28-CPADV 2460 AMBASSADORS GROUP INC COM 023177108 161,821 10,340 X X 28-5284 10340 203 13 X 28-CPADV 13 AMCOL INTL CORP COM 02341W103 14,879 650 X 28-5284 650 7,165 313 X 28-CPADV 313 AMEDISYS INC COM 023436108 873 20 X 28-5284 20 1,309 30 X X 28-5284 30 1,396 32 X 28-CPADV 32 13,089 300 X 28-12020 300 AMERCO COM 023586100 11,603 253 X 28-CPADV 253 45,860 1,000 X X 28-CPADV 1000 AMEREN CORP COM 023608102 152,944 6,050 X 28-5284 5570 480 132,341 5,235 X X 28-5284 5235 249,286 9,861 X 28-CPADV 9861 241,247 9,543 X X 28-CPADV 9543 293,400 11,606 X 28-12020 9404 2202 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,579,589 36,039 X 28-5284 33836 2203 859,682 19,614 X X 28-5284 14685 4929 87,660 2,000 X X 28-CPADV 2000 380,401 8,679 X 28-11135 8679 675,333 15,408 X 28-12020 13868 1540 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 143,350 3,255 X 28-5284 3255 AMERICAN APPAREL INC COM 023850100 255,177 72,700 X 28-CPADV 72700 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1,154 163 X 28-CPADV 163 COLUMN TOTAL 9,846,539
FILE NO. 28-1235 PAGE 26 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS CMNTYS INC COM 024835100 417,920 15,565 X 28-CPADV 15565 AMERICAN CAP LTD COM 02503Y103 30,181 9,344 X 28-5284 9342 2 19,267 5,965 X X 28-5284 4691 1274 4,596 1,423 X 28-CPADV 1423 8,427 2,609 X 28-12020 2609 AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 9,231 317 X X 28-5284 304 13 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 53,362 3,165 X 28-5284 3165 2,257,908 133,921 X 28-CPADV 133921 33,720 2,000 X X 28-CPADV 2000 48,388 2,870 X 28-12020 2870 AMERICAN ECOLOGY CORP COM NEW 025533407 2,244 120 X 28-5284 120 130,900 7,000 X X 28-CPADV 7000 AMERICAN ELEC PWR INC COM 025537101 1,017,030 32,818 X 28-5284 30018 2800 1,141,083 36,821 X X 28-5284 31516 5305 620,637 20,027 X 28-CPADV 20027 592,126 19,107 X X 28-CPADV 19107 4,927 159 X 28-11135 159 1,651,953 53,306 X 28-12020 49925 3381 AMERICAN EXPRESS CO COM 025816109 14,725,753 434,388 X 28-5284 402773 31615 13,920,425 410,632 X X 28-5284 364640 400 45592 5,859,412 172,844 X 28-CPADV 169177 3667 2,373,271 70,008 X X 28-CPADV 20014 35 49959 63,257 1,866 X 28-11135 1866 13,314,734 392,765 X 28-12020 315109 77656 AMERICAN FINL GROUP INC OHIO COM 025932104 194,030 7,609 X 28-5284 50 7559 22,236 872 X 28-CPADV 872 153,000 6,000 X 28-12020 6000 AMERICAN GREETINGS CORP CL A 026375105 18,554 832 X 28-5284 832 19,758 886 X 28-CPADV 886 36,661 1,644 X 28-12020 1644 AMERICAN INDEPENDENCE CORP COM NEW 026760405 171,941 36,198 X X 28-5284 36198 COLUMN TOTAL 58,916,932
FILE NO. 28-1235 PAGE 27 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN INTL GROUP INC COM NEW 026874784 264,660 6,000 X 28-5284 4621 1379 136,123 3,086 X X 28-5284 2467 37 582 232,945 5,281 X 28-CPADV 5281 240,267 5,447 X X 28-CPADV 5447 221 5 X 28-11135 5 124,390 2,820 X 28-12020 2356 464 AMERICAN ITALIAN PASTA CO CL A 027070101 10,356 381 X 28-CPADV 381 AMERICAN MED SYS HLDGS INC COM 02744M108 8,460 500 X 28-5284 500 28,764 1,700 X X 28-5284 1700 6,108 361 X 28-CPADV 361 AMERICAN NATL BANKSHARES INC COM 027745108 15,274 700 X 28-12020 700 AMERICAN NATL INS CO COM 028591105 21,215 249 X 28-CPADV 249 AMERICAN OIL & GAS INC NEW COM 028723104 9,850 5,000 X X 28-5284 5000 AMERICAN ORIENTAL BIOENGR IN COM 028731107 486 100 X 28-5284 100 AMERICAN PHYSICIANS CAPITAL COM 028884104 116,335 4,038 X 28-CPADV 4038 AMERICAN PUBLIC EDUCATION IN COM 02913V103 15,246 439 X 28-5284 439 55,568 1,600 X X 28-CPADV 1600 AMERICAN REPROGRAPHICS CO COM 029263100 133 14 X 28-CPADV 14 885 93 X 28-11135 93 5,712 600 X 28-12020 600 AMERICAN SCIENCE & ENGR INC COM 029429107 47,628 700 X X 28-5284 700 13,404 197 X 28-CPADV 197 6,804 100 X 28-12020 100 AMERICAN STS WTR CO COM 029899101 9,045 250 X 28-5284 100 150 43,416 1,200 X X 28-5284 1200 14,761 408 X 28-CPADV 408 COLUMN TOTAL 1,428,056
FILE NO. 28-1235 PAGE 28 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP CL A 029912201 10,434,679 286,667 X 28-5284 271430 15237 5,226,640 143,589 X X 28-5284 128619 2450 12520 14,023,864 385,271 X 28-CPADV 365144 20127 9,693,138 266,295 X X 28-CPADV 73683 1755 190857 45,791 1,258 X 28-11135 1258 6,009,713 165,102 X 28-12020 156183 8919 AMERICAN SUPERCONDUCTOR CORP COM 030111108 973 29 X 28-5284 29 476,268 14,200 X X 28-5284 10200 4000 6,238 186 X 28-CPADV 186 321,984 9,600 X 28-12020 9600 AMERICAN WTR WKS CO INC NEW COM 030420103 77,766 3,900 X 28-5284 3900 408,770 20,500 X X 28-5284 20000 500 6,939 348 X 28-CPADV 348 49,850 2,500 X 28-12020 2500 AMERICAN WOODMARK CORP COM 030506109 4,468 231 X 28-CPADV 231 AMERICREDIT CORP NOTE 0.750% 03060RAP6 420,430 500 X 28-11439 500 AMERICREDIT CORP COM 03060R101 25,059 1,587 X 28-CPADV 1587 112,583 7,130 X X 28-CPADV 7130 AMERICAS CAR MART INC COM 03062T105 5,077 212 X 28-CPADV 212 AMERIGON INC COM 03070L300 12,488 1,699 X 28-CPADV 1699 AMERISTAR CASINOS INC COM 03070Q101 4,608 292 X 28-CPADV 292 AMERISAFE INC COM 03071H100 420,124 24,355 X 28-CPADV 24355 6,038 350 X X 28-CPADV 350 AMERON INTL INC COM 030710107 300,914 4,300 X 28-CPADV 4300 88,875 1,270 X X 28-CPADV 1270 AMERISOURCEBERGEN CORP COM 03073E105 78,778 3,520 X 28-5284 3520 81,195 3,628 X X 28-5284 3628 323,033 14,434 X 28-CPADV 14434 512,256 22,889 X X 28-CPADV 22889 247,344 11,052 X 28-11135 11052 36,972 1,652 X 28-12020 1652 49,462,855 COLUMN TOTAL
FILE NO. 28-1235 PAGE 29 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMERIGROUP CORP COM 03073T102 4,101 185 X 28-5284 185 1,441 65 X X 28-5284 65 4,079 184 X 28-CPADV 184 AMERIPRISE FINL INC COM 03076C106 878,968 24,194 X 28-5284 17330 6864 645,838 17,777 X X 28-5284 14947 2830 371,910 10,237 X 28-CPADV 10237 358,177 9,859 X X 28-CPADV 9859 27,139 747 X 28-11135 747 1,017,930 28,019 X 28-12020 21184 6835 AMERIS BANCORP COM 03076K108 1,716 240 X 28-CPADV 240 AMERIGAS PARTNERS L P UNIT L P INT 030975106 76,765 2,130 X 28-5284 2130 183,804 5,100 X X 28-5284 5100 108,120 3,000 X 28-12020 3000 AMETEK INC NEW COM 031100100 428,346 12,270 X 28-5284 3140 9130 1,230,578 35,250 X X 28-5284 35250 42,765 1,225 X 28-CPADV 1225 244,370 7,000 X X 28-CPADV 7000 30,302 868 X 28-11135 868 4,687,017 134,260 X 28-12020 133450 810 AMGEN INC NOTE 0.375% 2 031162AQ3 1,314,625 13,000 X 28-5284 13000 AMGEN INC COM 031162100 25,626,841 425,483 X 28-5284 409908 330 15245 15,168,685 251,846 X X 28-5284 215368 1732 34746 13,468,874 223,624 X 28-CPADV 214058 9566 11,075,996 183,895 X X 28-CPADV 36679 819 146397 463,048 7,688 X 28-11135 7688 42,803,172 710,662 X 28-12020 683601 27061 AMKOR TECHNOLOGY INC COM 031652100 299,280 43,500 X X 28-5284 43500 189,372 27,525 X 28-CPADV 27525 59,168 8,600 X X 28-CPADV 8600 AMPAL AMERN ISRAEL CORP CL A 032015109 45 22 X 28-5284 22 AMPCO-PITTSBURGH CORP COM 032037103 15,954 600 X 28-5284 600 26,590 1,000 X X 28-5284 1000 COLUMN TOTAL 120,855,016
FILE NO. 28-1235 PAGE 30 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMPHENOL CORP NEW CL A 032095101 14,581,143 386,973 X 28-5284 356373 30600 8,036,390 213,280 X X 28-5284 204490 3850 4940 210,820 5,595 X 28-CPADV 5207 388 639,919 16,983 X X 28-CPADV 234 16749 73,853 1,960 X 28-11135 1960 5,811,198 154,225 X 28-12020 153530 695 AMSURG CORP COM 03232P405 20,699 975 X 28-5284 975 21,230 1,000 X X 28-5284 1000 532,555 25,085 X 28-CPADV 25085 170,371 8,025 X X 28-CPADV 8025 AMYLIN PHARMACEUTICALS INC COM 032346108 1,369 100 X 28-5284 100 27,380 2,000 X X 28-5284 2000 12,992 949 X 28-CPADV 949 147,852 10,800 X X 28-CPADV 10800 548 40 X 28-11135 40 13,142 960 X 28-12020 960 AMTRUST FINANCIAL SERVICES I COM 032359309 6,150 539 X 28-5284 539 605 53 X X 28-5284 53 80 7 X 28-CPADV 7 158,816 13,919 X 28-11135 13919 ANADARKO PETE CORP COM 032511107 4,758,949 75,864 X 28-5284 74264 1600 6,229,967 99,314 X X 28-5284 96924 700 1690 9,952,993 158,664 X 28-CPADV 158664 9,378,574 149,507 X X 28-CPADV 89 149418 10,664 170 X 28-11135 170 2,573,373 41,023 X 28-12020 32421 8602 ANADIGICS INC COM 032515108 236 50 X 28-CPADV 50 24,963 5,300 X X 28-CPADV 5300 ANALOG DEVICES INC COM 032654105 304,897 11,055 X 28-5284 8955 2100 168,100 6,095 X X 28-5284 6095 369,379 13,393 X 28-CPADV 13393 350,294 12,701 X X 28-CPADV 12701 209,884 7,610 X 28-12020 4635 2975 COLUMN TOTAL 64,799,385
FILE NO. 28-1235 PAGE 31 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ANALOGIC CORP COM PAR $0.05 032657207 4,813 130 X 28-5284 130 10,662 288 X 28-CPADV 288 77,742 2,100 X X 28-CPADV 2100 135,419 3,658 X 28-11135 3658 33,318 900 X 28-12020 900 ANDERSONS INC COM 034164103 332,042 9,433 X 28-CPADV 9433 ANESIVA INC COM COM 03460L100 52 200 X X 28-5284 200 ANGIODYNAMICS INC COM 03475V101 2,632 191 X 28-CPADV 191 314,184 22,800 X X 28-CPADV 22800 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2,120 52 X 28-5284 52 108,911 2,672 X X 28-5284 172 2500 29,918 734 X 28-12020 734 ANIKA THERAPEUTICS INC COM 035255108 98,800 15,200 X 28-5284 15200 21,450 3,300 X X 28-5284 3300 ANIXTER INTL INC NOTE 1.000% 2 035290AJ4 179,250 2,000 X 28-5284 2000 ANIXTER INTL INC COM 035290105 17,167 428 X 28-5284 128 300 40,110 1,000 X X 28-5284 1000 2,487 62 X 28-CPADV 62 ANNALY CAP MGMT INC COM 035710409 574,367 31,663 X 28-5284 31663 2,595,852 143,101 X X 28-5284 143101 997,065 54,965 X 28-CPADV 54965 942,010 51,930 X X 28-CPADV 32130 19800 7,945 438 X 28-11135 438 246,595 13,594 X 28-12020 11934 1660 ANNTAYLOR STORES CORP COM 036115103 21,674 1,364 X 28-CPADV 1364 17,479 1,100 X X 28-CPADV 1100 ANSYS INC COM 03662Q105 206,933 5,530 X 28-5284 5530 1,042,484 27,859 X X 28-5284 9809 18050 3,102,567 82,912 X 28-CPADV 82912 443,427 11,850 X X 28-CPADV 11850 149,493 3,995 X 28-11135 3995 101,595 2,715 X 28-12020 2283 432 COLUMN TOTAL 11,860,563
FILE NO. 28-1235 PAGE 32 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ANTHRACITE CAP INC COM 037023108 551 525 X X 28-5284 525 525 500 X 28-12020 500 ANWORTH MORTGAGE ASSET CP COM 037347101 1,294,085 164,224 X 28-CPADV 164224 110,044 13,965 X X 28-CPADV 11790 2175 AON CORP COM 037389103 588,744 14,469 X 28-5284 14469 1,553,381 38,176 X X 28-5284 38176 482,339 11,854 X 28-CPADV 11854 2,220,860 54,580 X X 28-CPADV 54580 304,849 7,492 X 28-12020 7238 254 APACHE CORP COM 037411105 17,347,054 188,904 X 28-5284 153290 35614 8,888,409 96,792 X X 28-5284 70364 1440 24988 30,328,051 330,263 X 28-CPADV 315452 14811 20,920,802 227,821 X X 28-CPADV 55616 1285 170920 1,014,538 11,048 X 28-11135 11048 38,867,966 423,260 X 28-12020 409630 13630 APARTMENT INVT & MGMT CO CL A 03748R101 74 5 X 28-5284 5 177 12 X X 28-5284 12 85,565 5,801 X 28-CPADV 5801 88,043 5,969 X X 28-CPADV 5969 APOGEE ENTERPRISES INC COM 037598109 3,905 260 X 28-5284 260 7,510 500 X X 28-5284 500 792,380 52,755 X 28-CPADV 52755 5,633 375 X X 28-CPADV 375 APOLLO GROUP INC CL A 037604105 2,532,185 34,372 X 28-5284 32832 1540 1,805,873 24,513 X X 28-5284 21608 175 2730 411,889 5,591 X 28-CPADV 5591 375,570 5,098 X X 28-CPADV 5098 40,003 543 X 28-11135 543 331,810 4,504 X 28-12020 4504 APOLLO INVT CORP COM 03761U106 47,750 5,000 X 28-5284 5000 95,500 10,000 X X 28-5284 10000 5,854 613 X 28-CPADV 613 506 53 X 28-11135 53 9,550 1,000 X 28-12020 1000 COLUMN TOTAL 130,561,975
FILE NO. 28-1235 PAGE 33 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- APPLE INC COM 037833100 84,986,682 458,520 X 28-5284 435386 23134 47,348,214 255,453 X X 28-5284 236038 9275 10140 55,536,791 299,632 X 28-CPADV 286695 12937 40,946,781 220,916 X X 28-CPADV 49811 1121 169984 2,251,446 12,147 X 28-11135 12147 60,039,869 323,927 X 28-12020 311558 12369 APPLIED ENERGETICS INC COM 03819M106 3,688 8,000 X 28-12020 8000 APPLIED INDL TECHNOLOGIES IN COM 03820C105 7,448 352 X 28-5284 352 114,581 5,415 X X 28-5284 5415 783 37 X 28-CPADV 37 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 3,646 365 X 28-5284 365 19,680 1,970 X 28-CPADV 1970 38,961 3,900 X X 28-CPADV 3900 APPLIED MATLS INC COM 038222105 3,312,152 247,545 X 28-5284 243865 3680 1,965,054 146,865 X X 28-5284 139900 6965 790,450 59,077 X 28-CPADV 59077 749,922 56,048 X X 28-CPADV 56048 478,308 35,748 X 28-12020 24173 11575 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 1,028,883 44,215 X 28-CPADV 44215 6,981 300 X X 28-CPADV 300 APTARGROUP INC COM 038336103 37 1 X 28-5284 1 74,720 2,000 X X 28-5284 2000 1,890,154 50,593 X 28-CPADV 50593 383,687 10,270 X X 28-CPADV 10270 117,609 3,148 X 28-11135 3148 118,954 3,184 X 28-12020 3184 AQUA AMERICA INC COM 03836W103 1,289,960 73,127 X 28-5284 72061 1066 1,995,102 113,101 X X 28-5284 109293 3808 22,773 1,291 X 28-CPADV 1291 229,320 13,000 X X 28-CPADV 13000 635 36 X 28-11135 36 53,484 3,032 X 28-12020 2499 533 ARACRUZ CELULOSE S A SPON ADR PFD B 038496204 5,565 250 X X 28-5284 250 ARBINET CORP COM 03875P100 2,331,047 991,935 X X 28-5284 991935 COLUMN TOTAL 308,143,367
FILE NO. 28-1235 PAGE 34 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ARBITRON INC COM 03875Q108 5,605 270 X 28-5284 270 ARC WIRELESS SOLUTIONS INC COM NEW 03878K207 79,908 33,020 X X 28-5284 33020 ARCADIA RES INC COM 039209101 34,642 30,930 X 28-12020 30930 ARCH CHEMICALS INC COM 03937R102 7,498 250 X 28-5284 250 156,698 5,225 X X 28-5284 5225 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 17,196 463 X 28-5284 463 56,750 1,528 X X 28-5284 1528 4,352,437 117,190 X 28-CPADV 117190 4,566,734 122,960 X X 28-CPADV 122960 94,373 2,541 X 28-12020 2241 300 ARCH COAL INC COM 039380100 246,949 11,159 X 28-5284 11159 269,986 12,200 X X 28-5284 12200 3,819,085 172,575 X 28-CPADV 172575 488,630 22,080 X X 28-CPADV 22080 37,953 1,715 X 28-12020 1715 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2 039483AW2 195,500 2,000 X 28-5284 2000 ARCHER DANIELS MIDLAND CO COM 039483102 2,020,183 69,137 X 28-5284 64112 5025 1,503,311 51,448 X X 28-5284 41698 3000 6750 874,759 29,937 X 28-CPADV 29937 829,264 28,380 X X 28-CPADV 28380 466,497 15,965 X 28-11135 15965 743,211 25,435 X 28-12020 20904 4531 ARCHER DANIELS MIDLAND CO UNIT 99/99/999 039483201 6,584 165 X 28-5284 165 79,800 2,000 X X 28-5284 2000 85,785 2,150 X 28-12020 2150 ARCSIGHT INC COM 039666102 151,858 6,309 X 28-CPADV 6309 ARCTIC CAT INC COM 039670104 565 80 X 28-5284 80 ARENA PHARMACEUTICALS INC COM 040047102 8,940 2,000 X 28-5284 2000 COLUMN TOTAL 21,200,701
FILE NO. 28-1235 PAGE 35 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ARENA RESOURCES INC COM 040049108 781 22 X 28-5284 22 4,935 139 X 28-CPADV 139 152,508 4,296 X 28-11135 4296 14,023 395 X 28-12020 395 ARES CAP CORP COM 04010L103 1,929 175 X 28-CPADV 175 ARIAD PHARMACEUTICALS INC COM 04033A100 6,630 3,000 X X 28-5284 3000 13,647 6,175 X 28-CPADV 6175 ARIBA INC COM NEW 04033V203 393,426 33,916 X 28-5284 33916 7,726 666 X 28-CPADV 666 186 16 X 28-12020 16 ARKANSAS BEST CORP DEL COM 040790107 7,784 260 X 28-5284 260 2,994 100 X X 28-5284 100 11,707 391 X 28-CPADV 391 8,982 300 X X 28-CPADV 300 ARLINGTON ASSET INVT CORP COM 041356106 61 125 X 28-12020 125 ARM HLDGS PLC SPONSORED ADR 042068106 25,088 3,584 X 28-5284 3584 10,444 1,492 X X 28-5284 1492 1,559,530 222,790 X 28-CPADV 222790 29,680 4,240 X 28-12020 3163 1077 ARMSTRONG WORLD INDS INC NEW COM 04247X102 930 27 X 28-5284 27 19,298 560 X 28-CPADV 560 ARQULE INC COM 04269E107 999 220 X 28-5284 220 ARRIS GROUP INC COM 04269Q100 5,347 411 X X 28-5284 411 1,896,012 145,735 X 28-CPADV 145735 9,758 750 X X 28-CPADV 750 5,855 450 X 28-12020 450 ARRAY BIOPHARMA INC COM 04269X105 1,978 831 X 28-CPADV 831 ARROW ELECTRS INC COM 042735100 6,643 236 X 28-5284 236 44,984 1,598 X 28-CPADV 1598 ARROW FINL CORP COM 042744102 140,544 5,150 X 28-CPADV 5150 COLUMN TOTAL 4,384,409
FILE NO. 28-1235 PAGE 36 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ARROWHEAD RESH CORP COM 042797100 665 1,000 X 28-5284 1000 ART TECHNOLOGY GROUP INC COM 04289L107 5,018 1,300 X 28-5284 1300 4,914 1,273 X 28-CPADV 1273 137,030 35,500 X X 28-CPADV 35500 ARTESIAN RESOURCES CORP CL A 043113208 42,050 2,500 X 28-5284 2500 37,845 2,250 X X 28-5284 2250 ARUBA NETWORKS INC COM 043176106 318,240 36,000 X 28-5284 36000 26,520 3,000 X X 28-5284 3000 59,944 6,781 X 28-CPADV 6781 73,195 8,280 X 28-12020 8280 ARVINMERITOR INC COM 043353101 5,153 659 X 28-5284 659 7,030 899 X X 28-5284 899 17,728 2,267 X 28-CPADV 2267 7,820 1,000 X 28-12020 1000 ASBURY AUTOMOTIVE GROUP INC COM 043436104 381,478 30,085 X 28-CPADV 30085 4,755 375 X X 28-CPADV 375 ASCENT MEDIA CORP COM SER A 043632108 21,018 821 X 28-5284 481 340 105,830 4,134 X X 28-5284 3504 630 13,107 512 X 28-CPADV 512 717 28 X 28-12020 25 3 ASHFORD HOSPITALITY TR INC COM SHS 044103109 2,003,779 579,127 X 28-CPADV 579127 9,602 2,775 X X 28-CPADV 2775 ASHLAND INC NEW COM 044209104 81,859 1,894 X 28-5284 1777 117 49,703 1,150 X X 28-5284 1150 24,203 560 X 28-CPADV 560 60,292 1,395 X 28-12020 1395 ASIA PAC FD INC COM 044901106 48,400 5,000 X X 28-5284 5000 74,536 7,700 X 28-12020 7700 ASIAINFO HLDGS INC COM 04518A104 9,985 500 X 28-5284 500 366,849 18,370 X X 28-5284 18370 3,954 198 X 28-CPADV 198 ASPECT MED SYS INC COM 045235108 19,108 1,595 X 28-CPADV 1595 COLUMN TOTAL 4,022,327
FILE NO. 28-1235 PAGE 37 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ASSET ACCEP CAP CORP COM 04543P100 11,071 1,527 X 28-CPADV 1527 ASSOCIATED BANC CORP COM 045487105 108,718 9,520 X 28-5284 9520 297,605 26,060 X X 28-5284 9350 4500 12210 7,343 643 X 28-CPADV 643 1,713 150 X 28-12020 150 ASSURANT INC COM 04621X108 898 28 X 28-5284 28 1,667 52 X X 28-5284 52 5,785,387 180,455 X 28-CPADV 180455 711,379 22,189 X X 28-CPADV 22189 2,565 80 X 28-11135 80 25,969 810 X 28-12020 300 510 ASTEC INDS INC COM 046224101 5,094 200 X 28-5284 200 ASTORIA FINL CORP COM 046265104 4,471 405 X 28-5284 405 1,689 153 X X 28-5284 153 8,004 725 X 28-CPADV 725 3,146 285 X 28-11135 285 ASTRAZENECA PLC SPONSORED ADR 046353108 100,373 2,233 X 28-5284 2233 779,927 17,351 X X 28-5284 16851 500 80,910 1,800 X X 28-CPADV 1800 9,754 217 X 28-11135 217 70,841 1,576 X 28-12020 1576 ASTROTECH CORP COM 046484101 299,800 106,312 X X 28-5284 106312 ATHENAHEALTH INC COM 04685W103 19,530 509 X 28-5284 509 39,713 1,035 X X 28-5284 1035 4,221 110 X 28-CPADV 110 26,399 688 X 28-11135 688 1,919 50 X 28-12020 50 ATHEROS COMMUNICATIONS INC COM 04743P108 26,530 1,000 X X 28-5284 1000 25,787 972 X 28-CPADV 972 11,939 450 X 28-12020 450 ATLANTIC TELE NETWORK INC COM NEW 049079205 374 7 X 28-11135 7 COLUMN TOTAL 8,474,736
FILE NO. 28-1235 PAGE 38 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 401,224 12,550 X 28-CPADV 12550 31,970 1,000 X X 28-CPADV 1000 ATLAS AMER INC COM 049167109 1,191 44 X 28-5284 44 31,401 1,160 X X 28-5284 1160 12,669 468 X 28-CPADV 468 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 2,193 300 X 28-5284 300 ATMEL CORP COM 049513104 362,016 86,400 X X 28-5284 86400 18,076 4,314 X 28-CPADV 4314 ATMOS ENERGY CORP COM 049560105 762,410 27,055 X 28-5284 26215 840 376,908 13,375 X X 28-5284 12075 1300 24,770 879 X 28-CPADV 879 21,079 748 X 28-11135 748 550,299 19,528 X 28-12020 19528 ATRION CORP COM 049904105 1,320,394 9,144 X 28-CPADV 9144 10,830 75 X X 28-CPADV 75 ATWOOD OCEANICS INC COM 050095108 19,046 540 X 28-5284 540 604,528 17,140 X X 28-5284 17140 3,881,322 110,046 X 28-CPADV 110046 753,015 21,350 X X 28-CPADV 21350 422,147 11,969 X 28-11135 11969 12,697 360 X 28-12020 360 AUDIOVOX CORP CL A 050757103 891 130 X 28-5284 130 AUTODESK INC COM 052769106 333,819 14,026 X 28-5284 12026 2000 577,507 24,265 X X 28-5284 12970 11295 328,131 13,787 X 28-CPADV 13787 329,416 13,841 X X 28-CPADV 13841 34,177 1,436 X 28-11135 1436 7,140 300 X 28-12020 300 AUTOLIV INC COM 052800109 117,533 3,498 X 28-5284 3498 98,448 2,930 X X 28-5284 2930 1,648,618 49,066 X 28-CPADV 49066 1,975,142 58,784 X 28-12020 54293 4491 COLUMN TOTAL 15,071,007
FILE NO. 28-1235 PAGE 39 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING IN COM 053015103 25,731,007 654,733 X 28-5284 637593 17140 19,055,352 484,869 X X 28-5284 455434 3885 25550 875,172 22,269 X 28-CPADV 22269 828,405 21,079 X X 28-CPADV 21079 17,606 448 X 28-11135 448 54,633,563 1,390,167 X 28-12020 1343990 46177 AUTONATION INC COM 05329W102 1,808 100 X 28-5284 100 37,968 2,100 X X 28-5284 2100 78,558 4,345 X 28-CPADV 4345 71,181 3,937 X X 28-CPADV 3937 46,466 2,570 X 28-12020 2570 AUTOZONE INC COM 053332102 5,265,236 36,009 X 28-5284 33999 2010 1,357,068 9,281 X X 28-5284 8231 310 740 2,029,534 13,880 X 28-CPADV 13495 385 1,876,734 12,835 X X 28-CPADV 1041 11794 163,182 1,116 X 28-11135 1116 4,458,102 30,489 X 28-12020 29344 1145 AUXILIUM PHARMACEUTICALS INC COM 05334D107 5,200 152 X 28-CPADV 152 AVALONBAY CMNTYS INC COM 053484101 1,527 21 X 28-5284 20 1 7,491 103 X X 28-5284 103 651,588 8,959 X 28-CPADV 8959 219,281 3,015 X X 28-CPADV 3015 1,973,529 27,135 X 28-12020 26410 725 AVATAR HLDGS INC COM 053494100 285,000 15,000 X X 28-5284 15000 11,343 597 X 28-CPADV 597 AVERY DENNISON CORP COM 053611109 602,843 16,741 X 28-5284 12741 4000 951,564 26,425 X X 28-5284 26125 300 169,499 4,707 X 28-CPADV 4707 156,175 4,337 X X 28-CPADV 4337 612,782 17,017 X 28-12020 17017 AVID TECHNOLOGY INC COM 05367P100 4,171 296 X 28-5284 296 15,640 1,110 X 28-CPADV 1110 AVIGEN INC COM 053690103 5,424 3,640 X X 28-5284 3640 COLUMN TOTAL 122,199,999
FILE NO. 28-1235 PAGE 40 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- AVIS BUDGET GROUP COM 053774105 1,576 118 X 28-5284 118 1,389 104 X 28-CPADV 104 321 24 X 28-12020 24 AVISTA CORP COM 05379B107 9,503 470 X 28-5284 470 663,176 32,798 X 28-CPADV 32798 8,594 425 X X 28-CPADV 425 AVNET INC COM 053807103 49,759 1,916 X 28-5284 1916 48,720 1,876 X 28-CPADV 1876 147,769 5,690 X X 28-CPADV 5690 53,290 2,052 X 28-12020 2052 AVOCENT CORP COM 053893103 731,301 36,078 X 28-CPADV 36078 AVON PRODS INC COM 054303102 1,320,467 38,883 X 28-5284 33603 5280 180,429 5,313 X X 28-5284 4513 800 628,871 18,518 X 28-CPADV 18518 605,269 17,823 X X 28-CPADV 17823 49,412 1,455 X 28-11135 1455 1,907,839 56,179 X 28-12020 53837 2342 AXA SPONSORED ADR 054536107 87,047 3,218 X 28-5284 3218 31,730 1,173 X X 28-5284 1173 215,048 7,950 X X 28-CPADV 7950 537,213 19,860 X 28-11135 19860 30,918 1,143 X 28-12020 1143 AXCELIS TECHNOLOGIES INC COM 054540109 5,093 4,244 X X 28-5284 4244 4,602 3,835 X 28-12020 235 3600 BB&T CORP COM 054937107 1,580,901 58,036 X 28-5284 53576 4460 512,875 18,828 X X 28-5284 15724 1900 1204 760,050 27,902 X 28-CPADV 27902 716,603 26,307 X X 28-CPADV 26307 51,865 1,904 X 28-11135 1904 1,600,486 58,755 X 28-12020 56132 2623 B & G FOODS INC NEW UNIT 99/99/999 05508R205 16,270 1,000 X X 28-5284 1000 11,389 700 X 28-12020 700 COLUMN TOTAL 12,569,775
FILE NO. 28-1235 PAGE 41 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BCE INC COM NEW 05534B760 46,700 1,893 X 28-5284 293 1600 9,868 400 X X 28-5284 400 98,680 4,000 X X 28-CPADV 4000 1,181,224 47,881 X 28-12020 47424 457 BGC PARTNERS INC CL A 05541T101 7,267 1,698 X 28-CPADV 1698 BHP BILLITON PLC SPONSORED ADR 05545E209 31,517 572 X 28-5284 572 331 6 X X 28-5284 6 15,593 283 X 28-12020 283 BJS WHOLESALE CLUB INC COM 05548J106 19,088 527 X 28-5284 527 25,897 715 X 28-CPADV 715 271,650 7,500 X X 28-CPADV 7500 BJ SVCS CO COM 055482103 45,622 2,348 X 28-5284 2338 10 4,493,013 231,241 X 28-CPADV 231241 206,075 10,606 X X 28-CPADV 10606 1,839,632 94,680 X 28-12020 90119 4561 BOK FINL CORP COM NEW 05561Q201 233,453 5,040 X 28-5284 3980 1060 19,964 431 X X 28-5284 431 2,320,539 50,098 X 28-CPADV 48788 1310 278,383 6,010 X X 28-CPADV 5662 348 284,683 6,146 X 28-12020 2746 3400 BP PLC SPONSORED ADR 055622104 89,260,642 1,676,886 X 28-5284 1624865 260 51761 100,569,515 1,889,339 X X 28-5284 1599877 32905 256557 7,861,539 147,690 X 28-CPADV 147213 477 3,410,872 64,078 X X 28-CPADV 4034 17 60027 751,501 14,118 X 28-11135 14118 155,138,516 2,914,494 X 28-12020 2795111 119383 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 430,731 5,770 X 28-5284 5220 550 76,442 1,024 X X 28-5284 1024 48,523 650 X 28-12020 150 500 BRE PROPERTIES INC CL A 05564E106 184,670 5,900 X X 28-5284 5900 386,273 12,341 X 28-CPADV 12341 15,650 500 X 28-12020 500 BRT RLTY TR SH BEN INT NEW 055645303 5,130 900 X 28-5284 900 COLUMN TOTAL 369,569,183
FILE NO. 28-1235 PAGE 42 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BT GROUP PLC ADR 05577E101 3,954 190 X 28-5284 190 2,081 100 X X 28-5284 100 791 38 X 28-11135 38 6,285 302 X 28-12020 302 BMC SOFTWARE INC COM 055921100 101,631 2,708 X 28-5284 2708 13,586 362 X X 28-5284 362 328,650 8,757 X 28-CPADV 8757 444,580 11,846 X X 28-CPADV 11846 306,545 8,168 X 28-11135 8168 267,589 7,130 X 28-12020 7130 B2B INTERNET HOLDRS TR DEPOSTRY RCPT 056033103 98 234 X X 28-5284 234 BAIDU INC SPON ADR REP A 056752108 445,797 1,140 X 28-5284 1140 193,179 494 X X 28-5284 494 71,953 184 X 28-12020 184 BAKER MICHAEL CORP COM 057149106 18,170 500 X X 28-5284 500 6,250 172 X 28-CPADV 172 7,268 200 X 28-12020 200 BAKER HUGHES INC COM 057224107 1,553,464 36,415 X 28-5284 33993 2422 1,307,614 30,652 X X 28-5284 30262 390 514,352 12,057 X 28-CPADV 12057 909,042 21,309 X X 28-CPADV 21309 196,364 4,603 X 28-11135 4603 128,193 3,005 X 28-12020 2130 875 BALCHEM CORP COM 057665200 238,278 9,060 X X 28-5284 9060 3,221,040 122,473 X 28-CPADV 122473 465,510 17,700 X X 28-CPADV 17700 BALDOR ELEC CO COM 057741100 12,576 460 X 28-5284 460 13,670 500 X X 28-5284 500 16,513 604 X 28-CPADV 604 BALDWIN & LYONS INC CL B 057755209 3,283 140 X 28-CPADV 140 COLUMN TOTAL 10,798,306
FILE NO. 28-1235 PAGE 43 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BALL CORP COM 058498106 1,485,200 30,187 X 28-5284 30087 100 1,772,184 36,020 X X 28-5284 35000 1020 197,046 4,005 X 28-CPADV 4005 186,468 3,790 X X 28-CPADV 3790 101,352 2,060 X 28-11135 2060 128,855 2,619 X 28-12020 2487 132 BALLARD PWR SYS INC NEW COM 058586108 263 100 X 28-5284 100 7,890 3,000 X X 28-5284 3000 263 100 X 28-12020 100 BALLY TECHNOLOGIES INC COM 05874B107 3,645 95 X 28-5284 95 14,274 372 X 28-CPADV 372 18,149 473 X 28-11135 473 BANCFIRST CORP COM 05945F103 467,054 12,647 X 28-CPADV 12647 132,948 3,600 X 28-11135 3600 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 61,905 3,470 X 28-5284 3470 6,619 371 X X 28-5284 371 191,530 10,736 X X 28-CPADV 10736 222,750 12,486 X 28-12020 12486 BANCO BRADESCO S A SP ADR PFD NEW 059460303 4,475 225 X 28-5284 225 79,560 4,000 X X 28-CPADV 4000 211,689 10,643 X 28-11135 10643 7,558 380 X 28-12020 380 BANCO SANTANDER SA ADR 05964H105 790,979 48,977 X 28-5284 42677 6300 498,922 30,893 X X 28-5284 30893 234,175 14,500 X X 28-CPADV 14500 900,169 55,738 X 28-11135 55738 50,162 3,106 X 28-12020 3106 BANCOLOMBIA S A SPON ADR PREF 05968L102 843,575 19,650 X 28-CPADV 19650 BANCORP INC DEL COM 05969A105 319,742 55,899 X 28-1500 55899 BANCORPSOUTH INC COM 059692103 436,329 17,875 X 28-5284 14060 3815 36,786 1,507 X X 28-5284 1507 1,929,928 79,063 X 28-CPADV 77012 2051 231,041 9,465 X X 28-CPADV 8919 546 292,676 11,990 X 28-12020 5590 6400 COLUMN TOTAL 11,866,161
FILE NO. 28-1235 PAGE 44 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BANCROFT FUND LTD COM 059695106 1,340,366 91,976 X 28-5284 91976 BANK OF AMERICA CORPORATION COM 060505104 32,913,139 1,945,221 X 28-5284 1856033 490 88698 41,434,813 2,448,866 X X 28-5284 2317435 47229 84202 22,597,624 1,335,557 X 28-CPADV 1318290 17267 11,099,858 656,020 X X 28-CPADV 100869 236 554915 638,324 37,726 X 28-11135 37726 9,054,332 535,126 X 28-12020 463453 71673 BANK HAWAII CORP COM 062540109 50,679 1,220 X 28-5284 600 620 108,004 2,600 X X 28-5284 2600 315,787 7,602 X 28-CPADV 7602 83,080 2,000 X 28-12020 2000 BANK KY FINL CORP COM 062896105 9,522 450 X 28-5284 250 200 BANK OF MARIN BANCORP COM 063425102 3,603 115 X 28-CPADV 115 BANK MONTREAL QUE COM 063671101 11,394 225 X X 28-5284 225 8,609 170 X 28-12020 170 BANK MUTUAL CORP NEW COM 063750103 813 92 X 28-CPADV 92 BANK OF THE OZARKS INC COM 063904106 5,142,151 193,824 X 28-CPADV 193824 899,367 33,900 X X 28-CPADV 33900 6,633 250 X 28-12020 250 BANK OF NEW YORK MELLON CORP COM 064058100 9,767,253 336,918 X 28-5284 318106 18812 5,901,958 203,586 X X 28-5284 191112 4745 7729 2,045,882 70,572 X 28-CPADV 69537 1035 2,384,283 82,245 X X 28-CPADV 8871 38 73336 699,529 24,130 X 28-11135 24130 5,055,508 174,388 X 28-12020 167730 6658 BANK NOVA SCOTIA HALIFAX COM 064149107 41,022 900 X 28-5284 900 35,325 775 X X 28-5284 775 57,203 1,255 X 28-12020 755 500 BANK SOUTH CAROLINA CORP COM 065066102 3,539 275 X X 28-5284 275 BANKATLANTIC BANCORP CL A NEW 065908600 1,630 562 X 28-5284 562 580 200 X 28-12020 200 COLUMN TOTAL 151,711,810
FILE NO. 28-1235 PAGE 45 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BANNER CORP COM 06652V109 461 169 X 28-CPADV 169 BARCLAYS BK PLC DJUBS CMDT ETN 06738C778 24,188,302 627,290 X 28-5284 624660 2630 2,490,320 64,583 X X 28-5284 63179 845 559 38,560 1,000 X X 28-CPADV 1000 2,638,044 68,414 X 28-12020 66849 1565 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 529,788 22,260 X 28-5284 21260 1000 190,400 8,000 X X 28-5284 8000 BARCLAYS PLC ADR 06738E204 73,024 3,089 X 28-5284 3089 19,621 830 X X 28-5284 830 9,101 385 X 28-11135 385 22,434 949 X 28-12020 249 700 BARD C R INC COM 067383109 10,453,715 132,982 X 28-5284 131737 1245 9,102,331 115,791 X X 28-5284 104726 7860 3205 340,932 4,337 X 28-CPADV 4337 322,458 4,102 X X 28-CPADV 4102 2,987 38 X 28-11135 38 850,639 10,821 X 28-12020 7863 2958 BARCLAYS BK PLC ETN DJUBS COPR 06739F101 117,524 3,036 X 28-5284 3036 BARCLAYS BK PLC ETN DJUBS NCKL 06739F119 2,656 100 X 28-5284 100 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 26,224 445 X 28-5284 445 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 99,470 4,900 X 28-5284 4900 16,240 800 X X 28-5284 800 16,240 800 X 28-12020 800 BARCLAYS BANK PLC ETN DJUBS AGRI 06739H206 4,074 100 X 28-5284 100 301,476 7,400 X X 28-5284 7400 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 29,280 1,200 X 28-5284 1200 488,000 20,000 X 28-CPADV 20000 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 69,281 2,900 X 28-5284 2900 43,002 1,800 X X 28-5284 1800 102,584 4,294 X 28-12020 4294 COLUMN TOTAL 52,589,168
FILE NO. 28-1235 PAGE 46 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 13,380 600 X 28-5284 600 22,300 1,000 X X 28-5284 1000 BARNES & NOBLE INC COM 067774109 23,331 1,050 X 28-5284 1050 15,732 708 X 28-CPADV 708 BARNES GROUP INC COM 067806109 6,836 400 X 28-5284 400 2,598 152 X 28-CPADV 152 BARRICK GOLD CORP COM 067901108 3,146,837 83,030 X 28-5284 81005 2025 3,834,722 101,180 X X 28-5284 101180 6,825,297 180,087 X 28-CPADV 180087 3,020,592 79,699 X X 28-CPADV 79699 274,586 7,245 X 28-11135 7245 745,683 19,675 X 28-12020 16775 2900 BARNWELL INDS INC COM 068221100 1,740 400 X 28-12020 400 BARRETT BILL CORP COM 06846N104 4,000 122 X 28-CPADV 122 BASIC ENERGY SVCS INC NEW COM 06985P100 3,506 413 X 28-CPADV 413 BAXTER INTL INC COM 071813109 34,773,877 609,961 X 28-5284 584228 330 25403 20,351,601 356,983 X X 28-5284 327988 3670 25325 27,063,559 474,716 X 28-CPADV 455142 19574 16,925,984 296,895 X X 28-CPADV 74348 1824 220723 711,827 12,486 X 28-11135 12486 39,150,990 686,739 X 28-12020 667999 18740 BAY NATL CORP COM 072500101 4,554 2,300 X 28-5284 2300 26,019 13,141 X X 28-5284 13141 BAYTEX ENERGY TR TRUST UNIT 073176109 57,304 2,600 X 28-5284 2600 38,570 1,750 X X 28-5284 1750 BE AEROSPACE INC COM 073302101 12,993,522 645,160 X 28-5284 645160 6,514,505 323,461 X 28-CPADV 323461 1,105,082 54,870 X X 28-CPADV 54870 BEACON POWER CORP COM 073677106 1,069 1,516 X X 28-5284 1516 161,445 229,000 X 28-12020 229000 COLUMN TOTAL 177,821,048
FILE NO. 28-1235 PAGE 47 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY INC COM 073685109 1,199 75 X 28-CPADV 75 54,332 3,400 X X 28-CPADV 3400 BEAZER HOMES USA INC COM 07556Q105 5,590 1,000 X 28-5284 1000 1,118 200 X X 28-5284 200 18,883 3,378 X 28-CPADV 3378 BEBE STORES INC COM 075571109 80,496 10,937 X 28-CPADV 10937 BECKMAN COULTER INC NOTE 2.500%12 075811AD1 344,625 3,000 X 28-5284 3000 BECKMAN COULTER INC COM 075811109 326,017 4,729 X 28-5284 4559 170 901,253 13,073 X X 28-5284 7743 5330 67,010 972 X 28-CPADV 972 399,852 5,800 X X 28-CPADV 5800 2,593,936 37,626 X 28-12020 37626 BECTON DICKINSON & CO COM 075887109 20,744,487 297,412 X 28-5284 280873 160 16379 13,381,956 191,856 X X 28-5284 173277 1544 17035 1,439,431 20,637 X 28-CPADV 20183 454 1,080,288 15,488 X X 28-CPADV 3899 17 11572 11,997 172 X 28-11135 172 8,780,060 125,879 X 28-12020 120282 5597 BED BATH & BEYOND INC COM 075896100 726,925 19,364 X 28-5284 18564 800 577,741 15,390 X X 28-5284 15390 382,120 10,179 X 28-CPADV 10179 361,548 9,631 X X 28-CPADV 9631 2,440 65 X 28-11135 65 153,351 4,085 X 28-12020 4085 BEL FUSE INC CL B 077347300 2,284 120 X 28-5284 120 5,709 300 X 28-CPADV 300 BELDEN INC COM 077454106 716 31 X 28-5284 31 15,962 691 X 28-CPADV 691 BELO CORP COM SER A 080555105 1,677 310 X 28-CPADV 310 COLUMN TOTAL 52,463,003
FILE NO. 28-1235 PAGE 48 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BEMIS INC COM 081437105 256,224 9,889 X 28-5284 9889 948,928 36,624 X X 28-5284 8584 28040 109,910 4,242 X 28-CPADV 4242 111,180 4,291 X X 28-CPADV 4291 1,538,691 59,386 X 28-12020 59386 BENCHMARK ELECTRS INC COM 08160H101 10,980 610 X 28-5284 610 1,842,750 102,375 X 28-CPADV 102375 11,322 629 X X 28-CPADV 629 278,550 15,475 X 28-11135 15475 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 1,583,150 173,591 X 28-5284 173591 70,343 7,713 X X 28-5284 7713 1,017,838 111,605 X 28-CPADV 111605 8,436 925 X X 28-CPADV 925 BERKLEY W R CORP COM 084423102 300,680 11,894 X 28-5284 3194 8700 841,521 33,288 X X 28-5284 5803 27485 36,757 1,454 X 28-CPADV 1454 48,538 1,920 X X 28-CPADV 1920 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0 58 X 28-5284 51 7 0 2,407 X X 28-5284 2013 288 106 0 1 X X 28-CPADV 1 0 135 X 28-12020 132 3 BERKSHIRE HATHAWAY INC DEL CL B 084670207 24,909,208 7,496 X 28-5284 6631 865 26,112,134 7,858 X X 28-5284 6412 74 1372 262,517 79 X 28-CPADV 79 770,936 232 X X 28-CPADV 232 49,811,770 14,990 X 28-12020 14537 453 BERKSHIRE HILLS BANCORP INC COM 084680107 39,492 1,800 X X 28-CPADV 1800 BERRY PETE CO CL A 085789105 30,797 1,150 X X 28-5284 1150 1,580 59 X 28-CPADV 59 26,780 1,000 X 28-12020 1000 BEST BUY INC SDCV 2.250% 1 086516AF8 311,250 3,000 X 28-5284 3000 COLUMN TOTAL 111,292,262
FILE NO. 28-1235 PAGE 49 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BEST BUY INC COM 086516101 5,970,070 159,117 X 28-5284 154810 4307 2,539,128 67,674 X X 28-5284 65409 1150 1115 1,265,324 33,724 X 28-CPADV 32977 747 1,291,176 34,413 X X 28-CPADV 6386 27 28000 312,091 8,318 X 28-11135 8318 3,760,217 100,219 X 28-12020 96990 3229 BHP BILLITON LTD SPONSORED ADR 088606108 4,209,326 63,768 X 28-5284 62128 1640 5,483,715 83,074 X X 28-5284 79774 200 3100 3,975,518 60,226 X 28-CPADV 60226 508,343 7,701 X 28-11135 7701 1,456,775 22,069 X 28-12020 20954 1115 BIG 5 SPORTING GOODS CORP COM 08915P101 30,200 2,000 X X 28-5284 2000 4,379 290 X 28-CPADV 290 BIG LOTS INC COM 089302103 119,846 4,790 X 28-CPADV 4790 112,490 4,496 X X 28-CPADV 4496 32,526 1,300 X 28-12020 1300 BIGBAND NETWORKS INC COM 089750509 470,529 117,339 X 28-CPADV 117339 14,436 3,600 X X 28-CPADV 3600 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 1,307 38 X 28-5284 38 2,988,431 86,873 X 28-CPADV 86873 432,064 12,560 X X 28-CPADV 12560 BIO RAD LABS INC CL A 090572207 3,675 40 X 28-5284 40 275,640 3,000 X X 28-5284 3000 453,979 4,941 X 28-CPADV 4941 4,594 50 X X 28-CPADV 50 11,209 122 X 28-11135 122 BIOCRYST PHARMACEUTICALS COM 09058V103 11,108 1,348 X 28-CPADV 1348 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,139 63 X 28-5284 63 9,384 519 X 28-CPADV 519 COLUMN TOTAL 35,748,619
FILE NO. 28-1235 PAGE 50 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC COM 09062X103 405,878 8,034 X 28-5284 8033 1 113,670 2,250 X X 28-5284 2250 659,337 13,051 X 28-CPADV 13051 635,036 12,570 X X 28-CPADV 12570 13,388 265 X 28-11135 265 2,061,570 40,807 X 28-12020 40807 BIOMED REALTY TRUST INC COM 09063H107 2,760 200 X 28-5284 200 10,764 780 X 28-CPADV 780 BIOMIMETIC THERAPEUTICS INC COM 09064X101 24,420 2,000 X 28-5284 2000 12,039 986 X 28-CPADV 986 BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 20,316 200 X 28-5284 200 111,738 1,100 X X 28-5284 100 1000 BIOVAIL CORP COM 09067J109 226,821 14,700 X X 28-5284 14700 6,234 404 X 28-11135 404 BIOSCRIP INC COM 09069N108 14,507 2,146 X 28-CPADV 2146 BLACK & DECKER CORP COM 091797100 1,061,198 22,925 X 28-5284 20325 2600 456,281 9,857 X X 28-5284 9707 150 140,259 3,030 X 28-CPADV 3030 133,500 2,884 X X 28-CPADV 2884 90,960 1,965 X 28-12020 1695 270 BJS RESTAURANTS INC COM 09180C106 170,886 11,400 X 28-CPADV 11400 BLACK BOX CORP DEL COM 091826107 4,516 180 X 28-5284 180 15,054 600 X X 28-5284 600 323,661 12,900 X 28-CPADV 12900 BLACKBOARD INC COM 091935502 1,058 28 X X 28-5284 28 22,970 608 X 28-CPADV 608 1,889 50 X 28-12020 50 BLACKROCK FLOATING RATE INCO COM 091941104 69,832 5,600 X X 28-5284 3100 2500 34,916 2,800 X 28-12020 2800 COLUMN TOTAL 6,845,458
FILE NO. 28-1235 PAGE 51 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BLACK HILLS CORP COM 092113109 45,306 1,800 X X 28-5284 1800 122,477 4,866 X 28-CPADV 4866 12,585 500 X X 28-CPADV 500 50,340 2,000 X 28-12020 2000 BLACKBAUD INC COM 09227Q100 48,720 2,100 X X 28-CPADV 2100 BLACKROCK INVT QLTY MUN TR COM 09247B109 227,656 18,389 X X 28-5284 18389 12,380 1,000 X 28-12020 1000 BLACKROCK INVT QUALITY MUN T COM 09247D105 88,620 6,303 X 28-5284 6303 189,922 13,508 X 28-12020 13508 BLACKROCK NY INVT QUALITY MU COM 09247E103 20,505 1,500 X X 28-5284 1500 BLACKROCK INC DBCV 2.625% 2 09247XAB7 217,875 1,000 X 28-5284 1000 BLACKROCK INC COM 09247X101 29,927,231 138,028 X 28-5284 114918 23110 1,133,101 5,226 X X 28-5284 4553 673 58,325 269 X 28-CPADV 269 47,700 220 X 28-12020 170 50 4,836,928,970 22,308,500 X 28-4750 22308500 BLACKROCK INSD MUN TERM TR I COM 092474105 16,608 1,600 X 28-5284 1600 186,840 18,000 X X 28-5284 18000 BLACKROCK INCOME OPP TRUST I COM 092475102 4,900 500 X 28-5284 500 BLACKROCK INSD MUN INCOME TR COM 092479104 172,662 12,333 X 28-5284 12333 105,602 7,543 X 28-12020 7543 BLACKROCK MUNI 2018 TERM TR COM 09248C106 18,489 1,199 X 28-5284 1199 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 106,522 7,685 X 28-5284 7685 62,375 4,500 X X 28-5284 4500 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 48,300 3,500 X 28-12020 3500 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 970,102 67,415 X 28-5284 67415 106,745 7,418 X X 28-5284 7418 BLACKROCK PA STRATEGIC MUN T COM 09248R103 98,937 7,934 X 28-5284 7934 81,716 6,553 X X 28-5284 6553 COLUMN TOTAL 4,871,111,511
FILE NO. 28-1235 PAGE 52 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BLACKROCK STRATEGIC MUN TR COM 09248T109 12,430 1,000 X 28-12020 1000 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 399,476 27,268 X 28-5284 27268 55,992 3,822 X X 28-5284 3822 BLACKROCK CORE BD TR SHS BEN INT 09249E101 20,434 1,636 X 28-5284 1636 41,667 3,336 X X 28-5284 3336 BLACKROCK MUNI INCOME TR II COM 09249N101 203,830 14,664 X 28-5284 14664 48,553 3,493 X X 28-5284 3493 110,825 7,973 X 28-12020 7973 BLACKROCK PFD OPPORTUNITY TR COM SHS 09249V103 1,021 100 X 28-5284 100 BLACKROCK LTD DURATION INC T COM SHS 09249W101 1,435 100 X 28-5284 100 14,350 1,000 X X 28-5284 1000 71,750 5,000 X 28-12020 5000 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 27,306 1,850 X 28-12020 1850 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 20,660 2,000 X 28-5284 2000 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 4,216 354 X 28-5284 354 BLACKROCK INS MUNIC INC INV COM 09250G102 68,600 5,000 X 28-5284 5000 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 19,980 1,500 X 28-12020 1500 BLACKROCK DIVID ACHIEVRS TM COM 09250N107 8,425 1,003 X 28-5284 1003 21,580 2,569 X 28-12020 2569 BLACKROCK ENERGY & RES TR COM 09250U101 83,659 3,705 X 28-5284 3705 809,380 35,845 X X 28-5284 35845 12,848 569 X 28-12020 569 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 58,202 3,052 X X 28-5284 3052 33,735 1,769 X 28-12020 1769 BLACKROCK PFD & EQ ADVANTAGE COM 092508100 51,734 4,550 X 28-5284 4550 113,700 10,000 X X 28-5284 10000 COLUMN TOTAL 2,315,788
FILE NO. 28-1235 PAGE 53 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED DIV ACHV COM 09251A104 155,901 18,065 X 28-5284 18065 258,218 29,921 X X 28-5284 29921 17,260 2,000 X 28-12020 2000 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 85,714 7,215 X 28-5284 7215 298,188 25,100 X X 28-5284 25100 BLACKROCK MUNIVEST FD INC COM 09253R105 19,180 2,000 X X 28-5284 2000 43,155 4,500 X 28-12020 4500 BLACKROCK MUNIVEST FD II INC COM 09253T101 35,550 2,500 X 28-12020 2500 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 31,595 2,225 X 28-5284 2225 2,556,000 180,000 X X 28-5284 180000 3,550 250 X 28-12020 250 BLACKROCK MUNIYIELD FD INC COM 09253W104 36,680 2,800 X 28-5284 2800 205,893 15,717 X X 28-5284 15717 28,178 2,151 X 28-12020 2151 BLACKROCK MUNI INTER DR FD I COM 09253X102 27,280 2,000 X 28-5284 2000 182,844 13,405 X 28-12020 13405 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 9,342 900 X 28-5284 900 7,266 700 X X 28-5284 700 BLACKROCK KELSO CAPITAL CORP COM 092533108 10,658,222 1,436,418 X 1436418 BLACKROCK REAL ASSET EQUITY COM 09254B109 20,556 1,800 X 28-5284 1800 4,568 400 X X 28-5284 400 BLACKROCK MUNIHLDGS INSD FDI COM 09254C107 6,495 500 X 28-12020 500 BLACKROCK MUNYIELD INSD FD I COM 09254E103 25,520 2,000 X 28-5284 2000 53,158 4,166 X X 28-5284 4166 31,900 2,500 X 28-12020 2500 BLACKROCK MUNIYIELD QUALITY COM 09254F100 9,291 666 X X 28-5284 666 55,800 4,000 X 28-12020 4000 BLACKROCK MUNIYIELD QUALITY COM 09254G108 179,550 15,000 X X 28-5284 15000 29,925 2,500 X 28-12020 2500 BLACKROCK APEX MUN FD INC COM 09254H106 15,788 1,838 X 28-12020 1838 COLUMN TOTAL 15,092,567
FILE NO. 28-1235 PAGE 54 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 59,678 4,364 X X 28-5284 4364 BLACKROCK MUNIYIELD CALIF IN COM 09254N103 29,796 2,259 X 28-5284 2259 BLACKROCK MUNIHLDGS INS INV COM 09254P108 159,698 12,200 X 28-5284 12200 122,221 9,337 X X 28-5284 9337 BLACKROCK MUNIYIELD INVST FD COM 09254R104 39,210 3,000 X 28-12020 3000 BLACKROCK MUNIYIELD INS INV COM 09254T100 38,846 3,023 X 28-12020 23 3000 BLACKROCK MUNIYIELD MICH INS COM 09254V105 48,458 3,660 X 28-12020 3660 BLACKROCK MUNIYIELD MICH INS COM 09254W103 40,445 3,267 X 28-12020 1767 1500 BLACKROCK MUNIHOLDINGS N J I COM 09254X101 76,699 5,275 X 28-5284 5275 BLACKROCK MUNIYIELD N J INSD COM 09255A100 54,729 3,876 X 28-5284 3876 BLACKROCK MUNIYIELD PA INSD COM 09255G107 168,477 12,182 X 28-5284 12182 576,725 41,701 X X 28-5284 41701 BLACKROCK PFD INCOME STRATEG COM 09255H105 18,012 2,000 X X 28-5284 2000 29,720 3,300 X 28-12020 3300 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 3,200 500 X X 28-5284 500 BLACKROCK CORPOR HI YLD III COM 09255M104 323,514 54,009 X 28-5284 54009 BLACKROCK CORPOR HI YLD FD V COM 09255N102 243,682 24,540 X 28-5284 24540 BLACKROCK CORPOR HI YLD FD V COM 09255P107 89,228 9,022 X 28-5284 9022 BLACKROCK DEBT STRAT FD INC COM 09255R103 13,832 3,800 X 28-5284 3800 1,460 401 X X 28-5284 401 BLACKROCK SR HIGH INCOME FD COM 09255T109 22,518 6,565 X 28-12020 6565 BLACKROCK FLOAT RATE OME STR COM 09255X100 64,350 5,000 X 28-5284 5000 53,501 4,157 X X 28-5284 4157 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 11,321 913 X X 28-5284 913 COLUMN TOTAL 2,289,320
FILE NO. 28-1235 PAGE 55 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENH CAP & INC FD I COM 09256A109 29,340 2,000 X X 28-5284 2000 23,369 1,593 X 28-12020 1593 BLOCK H & R INC COM 093671105 1,076,480 58,568 X 28-5284 56708 1860 233,720 12,716 X X 28-5284 12716 241,054 13,115 X 28-CPADV 13115 229,934 12,510 X X 28-CPADV 12510 2,145,608 116,736 X 28-12020 116686 50 BLOCKBUSTER INC CL A 093679108 556 520 X 28-5284 520 BLOCKBUSTER INC CL B 093679207 312 520 X 28-5284 520 BLOUNT INTL INC NEW COM 095180105 341 36 X 28-CPADV 36 BLUE NILE INC COM 09578R103 15,530 250 X 28-5284 250 745 12 X 28-11135 12 BLYTH INC COM NEW 09643P207 4,841 125 X X 28-5284 125 5,151 133 X 28-CPADV 133 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 319,682 12,880 X 28-5284 12880 215,934 8,700 X X 28-5284 8700 44,676 1,800 X 28-12020 680 1120 BOB EVANS FARMS INC COM 096761101 610 21 X 28-5284 21 10,549 363 X 28-CPADV 363 26,154 900 X X 28-CPADV 900 4,243 146 X 28-12020 146 BOEING CO COM 097023105 6,484,842 119,757 X 28-5284 106241 13516 10,246,750 189,229 X X 28-5284 184482 50 4697 1,671,611 30,870 X 28-CPADV 30870 1,779,152 32,856 X X 28-CPADV 32856 226,347 4,180 X 28-11135 4180 3,790,717 70,004 X 28-12020 39500 30504 BOISE INC COM 09746Y105 497,746 94,270 X 28-CPADV 94270 6,468 1,225 X X 28-CPADV 1225 BOLT TECHNOLOGY CORP COM 097698104 801,149 63,735 X 28-CPADV 63735 10,370 825 X X 28-CPADV 825 COLUMN TOTAL 30,143,981
FILE NO. 28-1235 PAGE 56 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BORDERS GROUP INC COM 099709107 11,551 3,714 X 28-CPADV 3714 BORGWARNER INC COM 099724106 65,967 2,180 X 28-5284 2180 32,741 1,082 X X 28-5284 658 424 43,635 1,442 X 28-CPADV 1442 24,722 817 X 28-11135 817 1,866,951 61,697 X 28-12020 59317 2380 BOSTON BEER INC CL A 100557107 12,978 350 X 28-5284 350 1,224 33 X 28-12020 33 BOSTON PRIVATE FINL HLDGS IN COM 101119105 3,947 610 X 28-5284 610 1,391 215 X 28-CPADV 215 BOSTON PROPERTIES INC COM 101121101 1,688,568 25,760 X 28-5284 25659 101 3,361,338 51,279 X X 28-5284 50779 500 1,560,483 23,806 X 28-CPADV 23806 318,966 4,866 X X 28-CPADV 4866 96,686 1,475 X 28-12020 1475 BOSTON SCIENTIFIC CORP COM 101137107 868,941 82,053 X 28-5284 67972 14081 469,232 44,309 X X 28-5284 21630 1700 20979 686,433 64,819 X 28-CPADV 64819 656,951 62,035 X X 28-CPADV 62035 72,065 6,805 X 28-12020 6805 BOTTOMLINE TECH DEL INC COM 101388106 4,012 311 X 28-CPADV 311 156,013 12,094 X 28-11135 12094 BOWNE & CO INC COM 103043105 1,902 247 X 28-5284 247 3,742 486 X 28-CPADV 486 BOYD GAMING CORP COM 103304101 13,389 1,225 X 28-5284 1150 75 10,405 952 X X 28-5284 952 BRADY CORP CL A 104674106 251,587 8,760 X 28-5284 8260 500 80,416 2,800 X X 28-5284 2800 8,760 305 X 28-CPADV 305 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 11,040 1,000 X 28-5284 1000 22,157 2,007 X X 28-5284 2007 274,057 24,824 X 28-CPADV 24824 120,778 10,940 X X 28-CPADV 10940 COLUMN TOTAL 12,803,028
FILE NO. 28-1235 PAGE 57 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BRASIL TELECOM PARTICIPACOES SPON ADR PFD 105530109 533 10 X 28-5284 10 529,962 9,943 X 28-11135 9943 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 13,644 1,200 X X 28-5284 200 1000 BRIDGEPOINT ED INC COM 10807M105 10,301 675 X 28-CPADV 675 BRIGGS & STRATTON CORP COM 109043109 41,246 2,125 X 28-5284 1655 470 832,689 42,900 X X 28-5284 42900 1,727 89 X 28-CPADV 89 46,584 2,400 X 28-12020 2400 BRIGHAM EXPLORATION CO COM 109178103 10,369 1,142 X 28-CPADV 1142 BRIGHTPOINT INC COM NEW 109473405 718 82 X X 28-5284 82 19,416 2,219 X 28-CPADV 2219 BRINKER INTL INC COM 109641100 110,362 7,016 X 28-5284 7006 10 104,840 6,665 X X 28-5284 6665 19,489 1,239 X 28-CPADV 1239 20,748 1,319 X 28-12020 1319 BRINKS CO COM 109696104 209,925 7,801 X 28-CPADV 7801 57,345 2,131 X 28-12020 131 2000 BRINKS HOME SEC HLDGS INC COM 109699108 213,867 6,946 X 28-CPADV 6946 95,141 3,090 X X 28-CPADV 3090 4,033 131 X 28-12020 131 BRISTOL MYERS SQUIBB CO COM 110122108 49,119,588 2,181,154 X 28-5284 2106006 75148 50,222,663 2,230,136 X X 28-5284 2081638 44694 103804 22,295,228 990,019 X 28-CPADV 960446 29573 17,590,800 781,119 X X 28-CPADV 121679 2274 657166 526,945 23,399 X 28-11135 23399 75,639,523 3,358,771 X 28-12020 3270577 88194 BRISTOW GROUP INC COM 110394103 950 32 X 28-CPADV 32 1,870 63 X 28-11135 63 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 133,521 2,111 X 28-5284 2111 278,110 4,397 X X 28-5284 2897 1500 183,109 2,895 X 28-11135 2895 1,202 19 X 28-12020 19 COLUMN TOTAL 218,336,448
FILE NO. 28-1235 PAGE 58 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 7,781 213 X 28-5284 213 9,425 258 X X 28-5284 258 15,927 436 X 28-12020 254 182 BROADCOM CORP CL A 111320107 7,599,642 247,626 X 28-5284 232234 15392 1,329,920 43,334 X X 28-5284 38994 2380 1960 12,589,130 410,203 X 28-CPADV 389792 20411 9,829,577 320,286 X X 28-CPADV 77542 1747 240997 327,186 10,661 X 28-11135 10661 11,343,576 369,618 X 28-12020 357873 11745 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 625,914 31,140 X 28-5284 27140 4000 873,827 43,474 X X 28-5284 41674 25 1775 30,311 1,508 X 28-CPADV 1508 12,362 615 X 28-11135 615 585,835 29,146 X 28-12020 23038 6108 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 307,538 39,127 X 28-5284 39127 13,834 1,760 X X 28-5284 1760 3,653,823 464,863 X 28-CPADV 457612 7251 2,481,433 315,704 X X 28-CPADV 42484 273220 202,592 25,775 X 28-12020 5775 20000 BRONCO DRILLING CO INC COM 112211107 3,275 500 X 28-5284 500 2,581 394 X 28-CPADV 394 BROOKDALE SR LIVING INC COM 112463104 6,835 377 X 28-CPADV 377 92,463 5,100 X X 28-CPADV 5100 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 104,193 4,588 X 28-5284 4588 349,439 15,387 X X 28-5284 9537 5850 681 30 X 28-11135 30 1,321,745 58,201 X 28-12020 1201 57000 BROOKFIELD PPTYS CORP COM 112900105 16,327 1,450 X X 28-5284 1450 246,481 21,890 X 28-CPADV 21890 BROOKLINE BANCORP INC DEL COM 11373M107 28,188 2,900 X 28-5284 2900 3,412 351 X 28-CPADV 351 BROOKS AUTOMATION INC COM 114340102 19,016 2,460 X 28-CPADV 2460 COLUMN TOTAL 54,034,269
FILE NO. 28-1235 PAGE 59 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BROWN & BROWN INC COM 115236101 42,497 2,218 X 28-5284 2218 69,129 3,608 X X 28-5284 3608 17,972 938 X 28-CPADV 938 BROWN FORMAN CORP CL A 115637100 306,420 6,000 X 28-5284 6000 715,899 14,018 X X 28-5284 14018 1382,806,8142 7,076,695 X 28-12020 23407526 3669169 BROWN FORMAN CORP CL B 115637209 2,471,227 51,249 X 28-5284 51249 22,342,496 463,345 X X 28-5284 463345 234,880 4,871 X 28-CPADV 4871 220,703 4,577 X X 28-CPADV 4577 1401,016,4292 9,054,675 X 28-12020 22006110 7048565 BROWN SHOE INC NEW COM 115736100 3,064 382 X 28-5284 382 1,203 150 X X 28-5284 150 577 72 X 28-CPADV 72 BRUKER CORP COM 116794108 2,764 259 X 28-CPADV 259 2,091 196 X 28-12020 196 BRUNSWICK CORP COM 117043109 24,906 2,079 X 28-CPADV 2079 1,737 145 X 28-12020 145 BRUSH ENGINEERED MATLS INC COM 117421107 5,137 210 X 28-5284 210 48,920 2,000 X X 28-5284 2000 1,299,682 53,135 X 28-CPADV 53135 17,122 700 X X 28-CPADV 700 58,141 2,377 X 28-12020 2377 BRYN MAWR BK CORP COM 117665109 125,784 7,200 X 28-5284 7200 211,387 12,100 X X 28-5284 7000 5100 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 4,820 200 X X 28-5284 200 169,062 7,015 X 28-12020 7015 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,452,300 30,000 X 28-5284 30000 624,441 12,899 X X 28-5284 12599 300 460,137 9,505 X 28-12020 9505 BUCKEYE TECHNOLOGIES INC COM 118255108 5,794 540 X 28-5284 200 340 1,860,743 173,415 X 28-CPADV 173415 42,180 3,931 X X 28-CPADV 3931 COLUMN TOTAL 2 ,816,666,458
FILE NO. 28-1235 PAGE 60 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- BUCKLE INC COM 118440106 17,070 500 X X 28-5284 500 2,546,742 74,597 X 28-CPADV 74597 524,049 15,350 X X 28-CPADV 15350 2,765 81 X 28-11135 81 BUCYRUS INTL INC NEW COM 118759109 32,191 904 X 28-5284 904 20,832 585 X X 28-5284 585 339,150 9,524 X 28-CPADV 9524 142,440 4,000 X X 28-CPADV 4000 200,484 5,630 X 28-12020 5630 BUFFALO WILD WINGS INC COM 119848109 208,050 5,000 X 28-CPADV 5000 14,564 350 X 28-12020 350 BUILD A BEAR WORKSHOP COM 120076104 1,144 235 X 28-CPADV 235 BURGER KING HLDGS INC COM 121208201 6,280 357 X 28-5284 357 16,130 917 X 28-CPADV 917 BURLINGTON NORTHN SANTA FE C COM 12189T104 3,663,718 45,894 X 28-5284 44316 1578 12,237,380 153,293 X X 28-5284 148653 65 4575 915,969 11,474 X 28-CPADV 11474 1,130,552 14,162 X X 28-CPADV 14162 322,114 4,035 X 28-11135 4035 2,664,885 33,382 X 28-12020 30285 3097 BWAY HOLDING COMPANY COM 12429T104 51,828 2,800 X X 28-CPADV 2800 C & F FINL CORP COM 12466Q104 722,126 42,478 X 28-1500 42478 C&D TECHNOLOGIES INC COM 124661109 387 180 X 28-5284 180 CBIZ INC COM 124805102 1,389,052 186,200 X 28-12020 186200 CBL & ASSOC PPTYS INC COM 124830100 3,250 335 X 28-5284 335 402,763 41,522 X 28-CPADV 41522 207,435 21,385 X X 28-CPADV 19385 2000 5,160 532 X 28-12020 532 CBS CORP NEW CL A 124857103 3,522 292 X 28-5284 225 67 1,954 162 X X 28-5284 87 75 COLUMN TOTAL 27,793,986
FILE NO. 28-1235 PAGE 61 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CBS CORP NEW CL B 124857202 160,361 13,308 X 28-5284 11288 2020 560,180 46,488 X X 28-5284 40438 6050 341,834 28,368 X 28-CPADV 28368 319,120 26,483 X X 28-CPADV 26483 180,461 14,976 X 28-12020 10323 4653 CB RICHARD ELLIS GROUP INC CL A 12497T101 11,740 1,000 X 28-5284 1000 47,101 4,012 X X 28-5284 4012 152,233 12,967 X 28-CPADV 12967 136,971 11,667 X X 28-CPADV 11667 C D I CORP COM 125071100 1,686 120 X 28-5284 120 745 53 X 28-CPADV 53 CEC ENTMT INC COM 125137109 17,585 680 X 28-5284 450 230 4,526 175 X X 28-5284 175 146,471 5,664 X 28-CPADV 5664 64,650 2,500 X X 28-CPADV 2500 CF INDS HLDGS INC COM 125269100 9,485 110 X 28-5284 110 25,869 300 X X 28-5284 200 100 231,269 2,682 X 28-CPADV 2682 212,643 2,466 X X 28-CPADV 2466 CH ENERGY GROUP INC COM 12541M102 17,281 390 X 28-5284 250 140 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 82,525 1,429 X 28-5284 1429 308,963 5,350 X X 28-5284 1050 4300 420,362 7,279 X 28-CPADV 7279 407,253 7,052 X X 28-CPADV 7052 516,805 8,949 X 28-11135 8949 25,988 450 X 28-12020 129 321 CIGNA CORP COM 125509109 5,280,780 187,995 X 28-5284 186695 1300 8,372,028 298,043 X X 28-5284 275212 22831 337,614 12,019 X 28-CPADV 12019 315,591 11,235 X X 28-CPADV 11235 30,141 1,073 X 28-11135 1073 876,071 31,188 X 28-12020 30276 912 CIT GROUP INC COM 125581108 12,342 10,200 X 28-5284 10200 2,677 2,212 X 28-CPADV 2212 COLUMN TOTAL 19,631,351
FILE NO. 28-1235 PAGE 62 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CKE RESTAURANTS INC COM 12561E105 1,395 133 X 28-CPADV 133 CLECO CORP NEW COM 12561W105 13,744 548 X 28-5284 548 35,915 1,432 X X 28-5284 1032 400 578,796 23,078 X 28-CPADV 23078 90,639 3,614 X 28-12020 3614 CKX INC COM 12562M106 13,420 2,000 X 28-5284 2000 154 23 X 28-CPADV 23 CME GROUP INC COM 12572Q105 557,516 1,809 X 28-5284 1399 410 149,472 485 X X 28-5284 445 40 797,288 2,587 X 28-CPADV 2587 749,826 2,433 X X 28-CPADV 2433 85,985 279 X 28-11135 279 230,526 748 X 28-12020 648 100 CMS ENERGY CORP COM 125896100 127,595 9,522 X 28-5284 303 9219 67 5 X X 28-5284 5 180,083 13,439 X 28-CPADV 13439 183,044 13,660 X X 28-CPADV 13660 29,158 2,176 X 28-11135 2176 297,681 22,215 X 28-12020 2934 19281 CSS INDS INC COM 125906107 3,756 190 X 28-CPADV 190 CNA FINL CORP COM 126117100 3,935 163 X 28-CPADV 163 90,525 3,750 X 28-12020 3750 CNA SURETY CORP COM 12612L108 856,640 52,879 X 28-CPADV 52879 10,935 675 X X 28-CPADV 675 CNOOC LTD SPONSORED ADR 126132109 50,922 376 X 28-5284 376 94,801 700 X X 28-5284 700 64,329 475 X X 28-CPADV 475 177,413 1,310 X 28-11135 1310 30,878 228 X 28-12020 228 CPFL ENERGIA S A SPONSORED ADR 126153105 10,802 200 X 28-5284 200 29,706 550 X X 28-5284 550 CNX GAS CORP COM 12618H309 126,791 4,130 X X 28-CPADV 4130 153,500 5,000 X 28-12020 5000 COLUMN TOTAL 5,827,237
FILE NO. 28-1235 PAGE 63 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CPI INTERNATIONAL INC COM 12618M100 13,428 1,200 X X 28-CPADV 1200 CRA INTL INC COM 12618T105 14,054 515 X X 28-5284 515 9,743 357 X 28-CPADV 357 CRH PLC ADR 12626K203 4,216 152 X 28-5284 152 2,774 100 X X 28-5284 100 1,054 38 X 28-11135 38 1,470 53 X 28-12020 53 CSG SYS INTL INC COM 126349109 1,185 74 X 28-CPADV 74 30,243 1,889 X 28-11135 1889 CSX CORP COM 126408103 13,013,730 310,887 X 28-5284 296612 14275 6,140,862 146,700 X X 28-5284 132570 2820 11310 13,475,404 321,916 X 28-CPADV 303355 18561 7,512,028 179,456 X X 28-CPADV 67440 1621 110395 304,532 7,275 X 28-11135 7275 19,711,414 470,889 X 28-12020 457849 13040 CTS CORP COM 126501105 7,421 798 X 28-5284 528 270 614 66 X 28-CPADV 66 CVB FINL CORP COM 126600105 1,040 137 X 28-CPADV 137 24,288 3,200 X X 28-CPADV 3200 CVR ENERGY INC COM 12662P108 660,564 53,100 X 28-CPADV 53100 CVS CAREMARK CORPORATION COM 126650100 15,602,583 436,558 X 28-5284 429758 6800 8,594,648 240,477 X X 28-5284 231803 4124 4550 5,374,581 150,380 X 28-CPADV 148090 2290 2,786,469 77,965 X X 28-CPADV 9786 68179 1,031,635 28,865 X 28-11135 28865 85,846,765 2,401,980 X 28-12020 2322472 79508 CA INC COM 12673P105 601,141 27,337 X 28-5284 27337 175,612 7,986 X X 28-5284 7986 3,266,658 148,552 X 28-CPADV 146480 2072 2,682,032 121,966 X X 28-CPADV 12112 109854 127,542 5,800 X 28-12020 5800 COLUMN TOTAL 187,019,730
FILE NO. 28-1235 PAGE 64 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CABELAS INC COM 126804301 824,412 61,800 X 28-CPADV 61800 11,006 825 X X 28-CPADV 825 16,008 1,200 X 28-12020 1200 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1,663 70 X 28-5284 70 8,457,090 356,088 X 28-CPADV 356088 9,859,670 415,144 X X 28-CPADV 415144 380 16 X 28-11135 16 1,425 60 X 28-12020 60 CABOT CORP COM 127055101 183,725 7,950 X 28-5284 7825 125 24,266 1,050 X X 28-5284 1050 8,920 386 X 28-CPADV 386 CABOT MICROELECTRONICS CORP COM 12709P103 2,475 71 X 28-5284 71 24,402 700 X X 28-CPADV 700 CABOT OIL & GAS CORP COM 127097103 35,750 1,000 X 28-5284 1000 6,578 184 X X 28-5284 184 109,109 3,052 X 28-CPADV 3052 200,808 5,617 X X 28-CPADV 5617 1,001 28 X 28-11135 28 CACI INTL INC NOTE 2.125% 5 127190AD8 210,500 2,000 X 28-5284 2000 CACI INTL INC CL A 127190304 14,417 305 X 28-5284 25 280 25,904 548 X 28-CPADV 548 95,580 2,022 X 28-11135 2022 4,727 100 X 28-12020 100 CADBURY PLC SPONS ADR 12721E102 44,911 877 X 28-5284 877 377,264 7,367 X X 28-5284 7367 922 18 X 28-12020 18 CADENCE DESIGN SYSTEM INC COM 127387108 367 50 X X 28-5284 50 34,182 4,657 X 28-CPADV 4657 102,026 13,900 X X 28-CPADV 13900 CADIZ INC COM NEW 127537207 6,353 543 X X 28-5284 543 107,640 9,200 X X 28-CPADV 9200 COLUMN TOTAL 20,793,481
FILE NO. 28-1235 PAGE 65 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CAL DIVE INTL INC DEL COM 12802T101 119,372 12,070 X X 28-5284 12070 618,135 62,501 X 28-CPADV 62501 8,159 825 X X 28-CPADV 825 CAL MAINE FOODS INC COM NEW 128030202 21,416 800 X 28-5284 800 13,385 500 X X 28-5284 500 85,664 3,200 X 28-12020 3200 CALAMOS GBL DYN INCOME FUND COM 12811L107 17,259 2,219 X 28-5284 2219 3,912 503 X 28-12020 503 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 33,379 2,900 X 28-5284 2900 120,326 10,454 X X 28-5284 10454 7,769 675 X 28-12020 675 CALAMOS ASSET MGMT INC CL A 12811R104 353 27 X 28-5284 27 392 30 X X 28-5284 30 5,773 442 X 28-CPADV 442 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 16,337 1,374 X 28-5284 1374 17,835 1,500 X X 28-5284 1500 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 81,665 9,507 X 28-5284 9507 CALAVO GROWERS INC COM 128246105 4,422 233 X 28-CPADV 233 CALIFORNIA COASTAL CMNTYS IN COM NEW 129915203 258,738 166,928 X X 28-5284 166928 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 2,364,165 151,355 X 28-CPADV 151355 9,372 600 X X 28-CPADV 600 CALIFORNIA WTR SVC GROUP COM 130788102 136,290 3,500 X 28-5284 3500 4,517 116 X 28-11135 116 CALIPER LIFE SCIENCES INC COM 130872104 2,242 795 X X 28-5284 795 CALLAWAY GOLF CO COM 131193104 761 100 X 28-5284 100 4,969 653 X 28-CPADV 653 222,197 29,198 X 28-11135 29198 2,397 315 X 28-12020 315 CALPINE CORP COM NEW 131347304 32,279 2,802 X 28-5284 2802 38,696 3,359 X 28-CPADV 3359 COLUMN TOTAL 4,252,176
FILE NO. 28-1235 PAGE 66 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 16,711 1,055 X 28-12020 1055 CAMDEN NATL CORP COM 133034108 33,040 1,000 X X 28-5284 1000 8,524 258 X 28-CPADV 258 9,912 300 X 28-12020 300 CAMDEN PPTY TR SH BEN INT 133131102 223,746 5,552 X 28-5284 5552 157,170 3,900 X X 28-5284 3900 379,989 9,429 X 28-CPADV 9429 37,197 923 X 28-12020 923 CAMECO CORP COM 13321L108 41,033 1,476 X 28-5284 1476 508,740 18,300 X X 28-5284 18300 27,800 1,000 X 28-12020 1000 CAMERON INTERNATIONAL CORP NOTE 2.500% 6 13342BAB1 512,000 4,000 X 28-5284 4000 CAMERON INTERNATIONAL CORP COM 13342B105 20,196 534 X 28-5284 534 76,245 2,016 X X 28-5284 116 1900 356,037 9,414 X 28-CPADV 9414 335,123 8,861 X X 28-CPADV 8861 124,428 3,290 X 28-12020 3040 250 CAMPBELL SOUP CO COM 134429109 3,427,971 105,088 X 28-5284 103848 290 950 151,103,538 4,632,236 X X 28-5284 104750 1248880 3278606 6,641,758 203,610 X 28-CPADV 203610 2,998,235 91,914 X X 28-CPADV 91914 31,087 953 X 28-11135 953 512,982 15,726 X 28-12020 15726 CANADIAN NATL RY CO COM 136375102 388,834 7,937 X 28-5284 7482 455 2,207,587 45,062 X X 28-5284 23817 21245 178,471 3,643 X 28-11135 3643 29,835 609 X 28-12020 463 146 CANADIAN NAT RES LTD COM 136385101 677,746 10,087 X 28-5284 3625 6462 1,416,029 21,075 X X 28-5284 19700 1375 70,146 1,044 X X 28-CPADV 1044 202,847 3,019 X 28-11135 3019 28,690 427 X 28-12020 348 79 COLUMN TOTAL 172,783,647
FILE NO. 28-1235 PAGE 67 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CANADIAN PAC RY LTD COM 13645T100 60,308 1,290 X 28-5284 1290 197,051 4,215 X X 28-5284 515 3700 935 20 X 28-11135 20 23,375 500 X 28-12020 500 CANADIAN SOLAR INC COM 136635109 10,332 600 X X 28-5284 600 17,220 1,000 X 28-12020 1000 CANO PETE INC COM 137801106 12,700 10,000 X X 28-5284 10000 CANON INC ADR 138006309 121,330 3,034 X 28-5284 3034 172,957 4,325 X X 28-5284 997 3328 77,981 1,950 X X 28-CPADV 1950 1,720 43 X 28-11135 43 54,266 1,357 X 28-12020 1357 CANTEL MEDICAL CORP COM 138098108 165,660 11,000 X 28-CPADV 11000 CAPE BANCORP INC COM 139209100 10,606 1,381 X 28-CPADV 1381 CAPELLA EDUCATION COMPANY COM 139594105 5,993 89 X 28-5284 89 348,148 5,170 X X 28-5284 5170 20,875 310 X 28-CPADV 310 13,872 206 X 28-11135 206 41,414 615 X 28-12020 615 CAPITAL CITY BK GROUP INC COM 139674105 99 7 X 28-CPADV 7 CAPLEASE INC COM 140288101 229,710 57,000 X X 28-5284 57000 64 16 X 28-CPADV 16 CAPITAL ONE FINL CORP COM 14040H105 1,623,857 45,448 X 28-5284 37433 8015 1,111,203 31,100 X X 28-5284 21950 9150 723,354 20,245 X 28-CPADV 20245 689,232 19,290 X X 28-CPADV 19290 143,599 4,019 X 28-12020 3569 450 CAPITAL SOUTHWEST CORP COM 140501107 8,212 107 X 28-CPADV 107 COLUMN TOTAL 5,886,073
FILE NO. 28-1235 PAGE 68 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CAPITALSOURCE INC COM 14055X102 23,436 5,400 X 28-5284 5400 3,906 900 X X 28-5284 900 690 159 X 28-CPADV 159 CAPITOL FED FINL COM 14057C106 124,108 3,770 X X 28-CPADV 3770 CAPSTONE TURBINE CORP COM 14067D102 2,039 1,545 X X 28-5284 1545 CAPSTEAD MTG CORP COM NO PAR 14067E506 6,955 500 X 28-5284 500 436,927 31,411 X 28-CPADV 31411 163,999 11,790 X X 28-CPADV 11790 13,910 1,000 X 28-12020 1000 CARBO CERAMICS INC COM 140781105 9,537 185 X 28-5284 185 223,882 4,343 X 28-CPADV 4343 2,114 41 X 28-11135 41 CARDIAC SCIENCE CORP COM 14141A108 13,232 3,308 X 28-CPADV 3308 CARDICA INC COM 14141R101 1,510 1,000 X 28-5284 1000 1,888 1,250 X 28-12020 1250 CARDINAL FINL CORP COM 14149F109 12,831 1,559 X 28-CPADV 1559 CARDINAL HEALTH INC COM 14149Y108 929,370 34,678 X 28-5284 32996 1682 874,243 32,621 X X 28-5284 20125 12496 416,686 15,548 X 28-CPADV 15548 383,267 14,301 X X 28-CPADV 14301 269,983 10,074 X 28-11135 10074 221,797 8,276 X 28-12020 8276 CARDIONET INC COM 14159L103 202,010 30,061 X 28-CPADV 30061 CARDTRONICS INC COM 14161H108 326,094 41,700 X 28-CPADV 41700 CARE INVESTMENT TRUST INC COM 141657106 7,087 924 X 28-CPADV 924 CAREER EDUCATION CORP COM 141665109 28,686 1,180 X 28-5284 1180 16,920 696 X 28-CPADV 696 COLUMN TOTAL 4,717,107
FILE NO. 28-1235 PAGE 69 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CAREFUSION CORP COM 14170T101 340,036 15,598 X 28-5284 15107 491 312,176 14,320 X X 28-5284 8464 5856 157,025 7,203 X 28-CPADV 7203 145,232 6,662 X X 28-CPADV 6662 83,865 3,847 X 28-12020 3847 CARLISLE COS INC COM 142339100 452,088 13,332 X 28-5284 13332 230,588 6,800 X X 28-5284 6800 27,094 799 X 28-CPADV 799 50,255 1,482 X 28-12020 1482 CARMAX INC COM 143130102 35,363 1,692 X 28-5284 1692 66,044 3,160 X X 28-5284 3160 43,911 2,101 X 28-CPADV 2101 526,680 25,200 X 28-12020 25200 CARNIVAL PLC ADR 14365C103 5,794 168 X 28-5284 168 5,070 147 X X 28-5284 147 433,712 12,575 X 28-11135 12575 CARNIVAL CORP DBCV 2.000% 4 143658AN2 637,500 6,000 X 28-5284 6000 CARNIVAL CORP PAIRED CTF 143658300 1,001,928 30,106 X 28-5284 29604 502 1,003,392 30,150 X X 28-5284 26375 3775 659,377 19,813 X 28-CPADV 19813 619,008 18,600 X X 28-CPADV 35 18565 157,348 4,728 X 28-12020 4407 321 CARPENTER TECHNOLOGY CORP COM 144285103 1,832,887 78,362 X 28-5284 500 77862 6,671,249 285,218 X X 28-5284 270418 14800 5,042,931 215,602 X 28-CPADV 215602 306,409 13,100 X X 28-CPADV 13100 CARTER INC COM 146229109 584,543 21,893 X 28-CPADV 21893 21,360 800 X X 28-CPADV 800 CARVER BANCORP INC COM 146875109 7,800 1,300 X 28-12020 1300 CASCADE CORP COM 147195101 909 34 X 28-CPADV 34 COLUMN TOTAL 21,461,574
FILE NO. 28-1235 PAGE 70 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CASEYS GEN STORES INC COM 147528103 21,338 680 X 28-5284 200 480 6,935 221 X 28-CPADV 221 110,144 3,510 X X 28-CPADV 3510 CASH AMER INTL INC COM 14754D100 17,523 581 X 28-5284 281 300 1,357 45 X X 28-5284 45 995,280 33,000 X 28-CPADV 33000 CASTLE A M & CO COM 148411101 1,590 160 X 28-5284 160 50 5 X 28-CPADV 5 CATALYST HEALTH SOLUTIONS IN COM 14888B103 476,020 16,330 X X 28-5284 16330 3,551,286 121,828 X 28-CPADV 121828 512,166 17,570 X X 28-CPADV 17570 103,891 3,564 X 28-11135 3564 CATERPILLAR INC DEL COM 149123101 8,529,095 166,162 X 28-5284 128473 37689 10,153,279 197,804 X X 28-5284 172708 200 24896 1,310,660 25,534 X 28-CPADV 25534 1,865,589 36,345 X X 28-CPADV 33 36312 46,505 906 X 28-11135 906 10,582,244 206,161 X 28-12020 197130 9031 CATHAY GENERAL BANCORP COM 149150104 3,867 478 X 28-CPADV 478 1,367 169 X 28-11135 169 CATO CORP NEW CL A 149205106 5,783 285 X 28-5284 285 206,491 10,177 X 28-CPADV 10177 CAVCO INDS INC DEL COM 149568107 5,219 147 X 28-CPADV 147 CAVIUM NETWORKS INC COM 14965A101 61,190 2,850 X X 28-CPADV 2850 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1,134,902 107,778 X 28-5284 107778 43,700 4,150 X X 28-5284 3800 350 15,795 1,500 X X 28-CPADV 1500 283,152 26,890 X 28-12020 24890 2000 CEDAR SHOPPING CTRS INC COM NEW 150602209 219 34 X 28-CPADV 34 CELADON GROUP INC COM 150838100 45 4 X 28-CPADV 4 COLUMN TOTAL 40,046,682
FILE NO. 28-1235 PAGE 71 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CELANESE CORP DEL COM SER A 150870103 6,953,625 278,145 X 28-5284 269914 8231 1,451,950 58,078 X X 28-5284 53108 2450 2520 11,455,325 458,213 X 28-CPADV 435158 23055 7,885,125 315,405 X X 28-CPADV 88446 1927 225032 8,057,300 322,292 X 28-12020 309022 13270 CELL GENESYS INC COM 150921104 692 2,000 X 28-12020 2000 CELL THERAPEUTICS INC NOTE 4.000% 7 150934AF4 43,250,000 500,000 X X 28-5284 500000 CELERA CORP COM 15100E106 6,240 1,000 X 28-5284 1000 175,968 28,200 X 28-CPADV 28200 CELGENE CORP COM 151020104 1,217,614 21,782 X 28-5284 19512 2270 1,597,566 28,579 X X 28-5284 28579 4,031,732 72,124 X 28-CPADV 71226 898 3,310,230 59,217 X X 28-CPADV 5247 53970 526,746 9,423 X 28-11135 9423 13,296,150 237,856 X 28-12020 224268 13588 CEMEX SAB DE CV SPON ADR NEW 151290889 114,962 8,898 X 28-5284 8898 12,222 946 X X 28-5284 946 129 10 X 28-11135 10 76,603 5,929 X 28-12020 5929 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 1,596 200 X 28-5284 200 CENTERPOINT ENERGY INC COM 15189T107 203,740 16,391 X 28-5284 9231 7160 198,109 15,938 X X 28-5284 15938 249,781 20,095 X 28-CPADV 20095 440,059 35,403 X X 28-CPADV 35403 23,667 1,904 X 28-11135 1904 68,912 5,544 X 28-12020 5544 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 1,457 105 X 28-5284 105 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 51,639 3,338 X 28-5284 3338 CENTRAL EUROPEAN DIST CORP COM 153435102 1,016 31 X 28-5284 31 4,914 150 X X 28-5284 150 18,673 570 X 28-CPADV 570 39,312 1,200 X X 28-CPADV 1200 173,202 5,287 X 28-11135 5287 COLUMN TOTAL 104,896,256
FILE NO. 28-1235 PAGE 72 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CENTRAL EUROPE AND RUSSIA FD COM 153436100 9,549 294 X 28-5284 294 CENTRAL FD CDA LTD CL A 153501101 938,961 70,865 X 28-5284 70865 72,875 5,500 X X 28-5284 5500 122,404 9,238 X 28-12020 9238 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 3,705 339 X 28-CPADV 339 CENTRAL GOLDTRUST TR UNIT 153546106 13,930 350 X 28-5284 350 CENTRAL PAC FINL CORP COM 154760102 93 37 X 28-CPADV 37 CENTRAL VT PUB SVC CORP COM 155771108 2,123 110 X 28-5284 110 3,860 200 X X 28-5284 200 19,300 1,000 X 28-12020 1000 CENTRAL VA BANKSHARES INC COM 155792104 3,760 1,000 X 28-5284 1000 CENTURY ALUM CO COM 156431108 5,049 540 X 28-5284 540 851 91 X 28-CPADV 91 94,903 10,150 X 28-12020 10150 CENTURY CASINOS INC COM 156492100 28,959 9,986 X X 28-5284 9986 CEPHEID COM 15670R107 4,297 325 X 28-5284 325 4,297 325 X 28-12020 325 CENVEO INC COM 15670S105 52,523 7,590 X 28-5284 7590 893 129 X 28-CPADV 129 CENTURYTEL INC COM 156700106 687,422 20,459 X 28-5284 9509 10950 368,693 10,973 X X 28-5284 11036 137 200- 2,147,242 63,906 X 28-CPADV 62574 1332 777,302 23,134 X X 28-CPADV 5855 17279 15,926 474 X 28-11135 474 1,596,000 47,500 X 28-11439 47500 384,350 11,439 X 28-12020 7243 4196 COLUMN TOTAL 7,359,267
FILE NO. 28-1235 PAGE 73 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CEPHALON INC COM 156708109 437,382 7,510 X 28-5284 5935 1575 237,910 4,085 X X 28-5284 3005 1080 201,569 3,461 X 28-CPADV 3461 318,515 5,469 X X 28-CPADV 5469 99,765 1,713 X 28-11135 1713 30,343 521 X 28-12020 521 CERADYNE INC COM 156710105 54,990 3,000 X X 28-5284 3000 509,226 27,781 X 28-CPADV 27781 CERNER CORP COM 156782104 14,960 200 X 28-5284 200 32,014 428 X X 28-5284 428 58,793 786 X 28-CPADV 786 CHAMPION ENTERPRISES INC COM 158496109 2,841 6,175 X X 28-5284 6175 CHANGYOU COM LTD ADS REP CL A 15911M107 3,552 100 X 28-12020 100 CHARLES RIV LABS INTL INC COM 159864107 2,889,173 78,128 X 28-CPADV 78128 573,190 15,500 X X 28-CPADV 15500 251,834 6,810 X 28-11135 6810 18,490 500 X 28-12020 500 CHARLOTTE RUSSE HLDG INC COM 161048103 6,563 375 X 28-CPADV 375 CHARMING SHOPPES INC COM 161133103 345 70 X 28-5284 70 CHART INDS INC COM PAR $0.01 16115Q308 625,527 28,973 X 28-CPADV 28973 44,281 2,051 X 28-11135 2051 CHATTEM INC COM 162456107 99,615 1,500 X 28-5284 1500 3,989,714 60,077 X 28-CPADV 60077 686,347 10,335 X X 28-CPADV 10335 133,883 2,016 X 28-11135 2016 CHECKPOINT SYS INC COM 162825103 9,535 580 X 28-5284 190 390 986 60 X X 28-5284 60 9,124 555 X 28-CPADV 555 CHEESECAKE FACTORY INC COM 163072101 3,426 185 X 28-5284 185 18,520 1,000 X X 28-5284 1000 908,776 49,070 X 28-CPADV 49070 238,445 12,875 X X 28-CPADV 12875 COLUMN TOTAL 12,509,634
FILE NO. 28-1235 PAGE 74 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CHEMED CORP NEW COM 16359R103 8,778 200 X 28-5284 200 37,394 852 X X 28-5284 852 10,314 235 X 28-CPADV 235 CHEMICAL FINL CORP COM 163731102 10,154 466 X 28-CPADV 466 CHEROKEE INC DEL NEW COM 16444H102 5,993 250 X 28-5284 250 4,746 198 X 28-CPADV 198 CHESAPEAKE ENERGY CORP NOTE 2.750%11 165167BW6 188,000 2,000 X 28-5284 2000 CHESAPEAKE ENERGY CORP NOTE 2.250%12 165167CB1 162,000 2,000 X 28-5284 2000 CHESAPEAKE ENERGY CORP COM 165167107 753,992 26,549 X 28-5284 23149 3400 577,145 20,322 X X 28-5284 20122 200 813,518 28,645 X 28-CPADV 28645 804,714 28,335 X X 28-CPADV 110 28225 8,293 292 X 28-11135 292 8,847,253 311,523 X 28-12020 304649 6874 CHESAPEAKE ENERGY CORP PFD CONV 165167842 4,169 50 X 28-5284 50 CHESAPEAKE UTILS CORP COM 165303108 30,990 1,000 X 28-5284 1000 210,732 6,800 X X 28-5284 5600 1200 CHEVRON CORP NEW COM 166764100 119,572,251 1,697,746 X 28-5284 1602923 515 94308 114,759,628 1,629,414 X X 28-5284 1452291 29242 147881 37,772,102 536,307 X 28-CPADV 530684 5623 18,339,127 260,388 X X 28-CPADV 33110 76 227202 2,338,417 33,202 X 28-11135 33202 146,427,069 2,079,044 X 28-12020 1927646 151398 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY S 167250109 183,998 9,850 X 28-5284 9850 576,278 30,850 X X 28-5284 9900 20950 CHICOS FAS INC COM 168615102 38,935 2,995 X 28-5284 2995 26,195 2,015 X X 28-5284 2015 424,528 32,656 X 28-CPADV 32656 316,550 24,350 X X 28-CPADV 24350 32,955 2,535 X 28-12020 2535 CHILE FD INC COM 168834109 49,538 3,100 X X 28-5284 3100 COLUMN TOTAL 453,335,756
FILE NO. 28-1235 PAGE 75 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CHILDRENS PL RETAIL STORES I COM 168905107 121,488 4,055 X 28-CPADV 4055 CHIMERA INVT CORP COM 16934Q109 38,945 10,195 X 28-CPADV 10195 61,387 16,070 X X 28-CPADV 16070 CHINA FD INC COM 169373107 4,178 173 X 28-5284 173 57,984 2,401 X X 28-5284 2268 133 2,415 100 X 28-12020 100 CHINA GRENTECH CORP LTD ADR 16938P107 713 150 X 28-12020 150 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 2,760 42 X 28-5284 42 30,489 464 X X 28-5284 164 300 187,076 2,847 X 28-11135 2847 18,267 278 X 28-12020 162 116 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 50,731 1,033 X 28-5284 1033 92,081 1,875 X X 28-5284 1250 625 98,220 2,000 X X 28-CPADV 2000 199,436 4,061 X 28-11135 4061 154,598 3,148 X 28-12020 1710 1438 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 17,285 203 X X 28-5284 203 422,344 4,960 X 28-11135 4960 CHINA SEC & SURVE TECH INC COM 16942J105 29,274 4,100 X X 28-5284 4100 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 6,080 1,000 X 28-12020 1000 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 14,368 1,009 X X 28-5284 1009 3,560 250 X 28-12020 250 CHINACAST EDU CORP COM 16946T109 1,250 172 X 28-5284 172 7,270 1,000 X 28-12020 1000 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 12,976 800 X X 28-5284 800 11,354 700 X 28-12020 700 CHIPOTLE MEXICAN GRILL INC CL A 169656105 9,705 100 X 28-5284 100 191,189 1,970 X X 28-5284 1220 750 24,068 248 X 28-CPADV 248 37,364 385 X 28-11135 385 20,866 215 X 28-12020 215 COLUMN TOTAL 1,929,721
FILE NO. 28-1235 PAGE 76 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL INC CL B 169656204 4,078 49 X 28-5284 49 749 9 X X 28-5284 9 CHOICE HOTELS INTL INC COM 169905106 46,590 1,500 X X 28-5284 1500 8,231 265 X 28-CPADV 265 CHIQUITA BRANDS INTL INC COM 170032809 18,487 1,144 X 28-CPADV 1144 CHORDIANT SOFTWARE INC COM NEW 170404305 82 21 X 28-CPADV 21 CHRISTOPHER & BANKS CORP COM 171046105 1,997 295 X 28-5284 295 2,681 396 X 28-CPADV 396 CHUBB CORP COM 171232101 39,327,109 780,145 X 28-5284 734219 330 45596 22,828,068 452,848 X X 28-5284 403442 2170 47236 19,559,382 388,006 X 28-CPADV 373777 14229 10,074,640 199,854 X X 28-CPADV 57570 1688 140596 3,831 76 X 28-11135 76 44,318,405 879,159 X 28-12020 859816 19343 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 17133Q403 559 31 X 28-5284 31 CHURCH & DWIGHT INC COM 171340102 130,615 2,302 X 28-5284 1552 750 8,645,758 152,375 X X 28-5284 152375 35,576 627 X 28-CPADV 627 187,242 3,300 X X 28-CPADV 3300 366,313 6,456 X 28-11135 6456 10,496,900 185,000 X 28-11439 185000 8,535,852 150,438 X 28-12020 145469 4969 CHURCHILL DOWNS INC COM 171484108 2,127,587 55,262 X 28-5284 55262 206,976 5,376 X X 28-5284 5376 8,239 214 X 28-CPADV 214 493,609 12,821 X 28-12020 12821 CIBER INC COM 17163B102 1,520 380 X 28-5284 380 247,604 61,901 X 28-CPADV 61901 155,800 38,950 X X 28-CPADV 38950 CIENA CORP COM NEW 171779309 20,122 1,236 X 28-5284 1236 11,233 690 X X 28-5284 690 56,182 3,451 X 28-CPADV 3451 36,614 2,249 X X 28-CPADV 2249 COLUMN TOTAL 167,958,631
FILE NO. 28-1235 PAGE 77 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CIMAREX ENERGY CO COM 171798101 633,555 14,625 X 28-5284 14195 430 185,410 4,280 X X 28-5284 1930 2350 45,356 1,047 X 28-CPADV 1047 1,213 28 X 28-11135 28 263,212 6,076 X 28-12020 5941 135 CINCINNATI BELL INC NEW COM 171871106 51,100 14,600 X 28-5284 14600 112 32 X X 28-5284 32 2,468 705 X 28-CPADV 705 4,550 1,300 X 28-12020 100 1200 CINCINNATI FINL CORP COM 172062101 12,874,380 495,359 X 28-5284 338160 157199 1,425,136 54,834 X X 28-5284 54834 3,213,741 123,653 X 28-CPADV 123653 202,852 7,805 X X 28-CPADV 7805 2,764,608 106,372 X 28-12020 106372 CINEMARK HOLDINGS INC COM 17243V102 2,756 266 X 28-CPADV 266 CIRCOR INTL INC COM 17273K109 10,230 362 X 28-CPADV 362 CISCO SYS INC COM 17275R102 88,702,510 3,768,161 X 28-5284 3582698 1320 184143 63,917,809 2,715,285 X X 28-5284 2412692 68438 234155 32,468,746 1,379,301 X 28-CPADV 1331606 47695 25,771,427 1,094,793 X X 28-CPADV 185363 3787 905643 210,824 8,956 X 28-11135 8956 140,008,458 5,947,683 X 28-12020 5733515 214168 CIRRUS LOGIC INC COM 172755100 1,754,263 315,515 X 28-CPADV 315515 19,182 3,450 X X 28-CPADV 3450 CINTAS CORP COM 172908105 1,196,669 39,481 X 28-5284 38473 1008 731,350 24,129 X X 28-5284 23829 300 160,158 5,284 X 28-CPADV 5284 158,946 5,244 X X 28-CPADV 5244 1,862,368 61,444 X 28-12020 57444 4000 CITIZENS & NORTHN CORP COM 172922106 106,828 7,223 X 28-5284 7223 415,599 28,100 X X 28-5284 28100 COLUMN TOTAL 379,165,816
FILE NO. 28-1235 PAGE 78 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC COM 172967101 3,776,560 780,281 X 28-5284 625488 1370 153423 2,528,435 522,404 X X 28-5284 482573 9683 30148 2,424,317 500,892 X 28-CPADV 500892 2,342,666 484,022 X X 28-CPADV 157 483865 1,921 397 X 28-11135 397 1,582,530 326,969 X 28-12020 307670 19299 CITI TRENDS INC COM 17306X102 345,227 12,126 X 28-CPADV 12126 CITIZENS REPUBLIC BANCORP IN COM 174420109 25,063 32,977 X 28-5284 32977 138 181 X X 28-5284 181 325 428 X 28-CPADV 428 18,609 24,485 X 28-12020 24485 CITIZENS FIRST BANCORP INC D COM 17461R106 1,215 1,500 X 28-12020 1500 CITRIX SYS INC COM 177376100 469,701 11,973 X 28-5284 1478 10495 311,761 7,947 X 28-CPADV 7947 880,204 22,437 X X 28-CPADV 22437 47,115 1,201 X 28-11135 1201 64,808 1,652 X 28-12020 15 1637 CITY HLDG CO COM 177835105 796,225 26,710 X 28-CPADV 26710 CITY NATL CORP COM 178566105 550,081 14,130 X 28-5284 14130 9,304 239 X X 28-5284 239 8,720 224 X 28-CPADV 224 23,358 600 X X 28-CPADV 600 20,283 521 X 28-11135 521 CLARCOR INC COM 179895107 15,680 500 X 28-5284 500 296,352 9,450 X X 28-5284 9450 14,363 458 X 28-CPADV 458 823,764 26,268 X 28-12020 26268 CLARIENT INC COM 180489106 255,968 60,800 X 28-5284 60800 CLAUDE RES INC COM 182873109 18,500 25,000 X 28-5284 25000 COLUMN TOTAL 17,653,193
FILE NO. 28-1235 PAGE 79 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 37,451 962 X 28-5284 962 35,037 900 X 28-12020 900 CLAYMORE EXCHANGE TRADED FD SABRIENT STLTH 18383M308 7,635 500 X 28-12020 500 CLAYMORE EXCHANGE TRADED FD MAC GLOB SOLAR 18383M621 60,207 6,100 X 28-5284 6100 14,825 1,502 X X 28-5284 1502 4,935 500 X 28-12020 500 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 10,716 600 X 28-5284 600 CLAYMORE ETF TRUST 2 SWM CDN ENERGY 18383Q606 5,947 380 X X 28-5284 380 CLAYMORE ETF TRUST 2 CLAY/ALPH CHN 18383Q861 31,299 1,735 X X 28-5284 1735 CLAYMORE DIVID & INCOME FD COM 18385J105 2,513 180 X 28-5284 180 7,552 541 X 28-12020 541 CLAYMORE/GUGGENHEIM STR OPP COM SBI 18385X104 19,967 1,300 X 28-5284 1300 23,039 1,500 X X 28-5284 1500 CLEAN HARBORS INC COM 184496107 161,410 2,869 X 28-CPADV 2869 5,626 100 X 28-12020 100 CLEAN ENERGY FUELS CORP COM 184499101 4,323 300 X 28-5284 300 15,851 1,100 X X 28-5284 1100 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 2,338 334 X 28-5284 334 CLEARWIRE CORP NEW CL A 18538Q105 15,837 1,948 X 28-CPADV 1948 8,130 1,000 X 28-12020 1000 CLEARWATER PAPER CORP COM 18538R103 209,212 5,062 X 28-CPADV 5062 CLIFFS NATURAL RESOURCES INC COM 18683K101 383,337 11,846 X 28-5284 11466 380 97,727 3,020 X X 28-5284 3020 36,470 1,127 X 28-CPADV 1127 3,786 117 X 28-11135 117 329,554 10,184 X 28-12020 10104 80 CLINICAL DATA INC NEW COM 18725U109 13,136 788 X 28-CPADV 788 COLUMN TOTAL 1,547,860
FILE NO. 28-1235 PAGE 80 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CLOROX CO DEL COM 189054109 22,754,870 386,856 X 28-5284 365489 21367 9,035,693 153,616 X X 28-5284 141536 1820 10260 11,728,002 199,388 X 28-CPADV 186228 13160 7,823,413 133,006 X X 28-CPADV 47233 1243 84530 10,287,324 174,895 X 28-12020 171055 3840 CLOUGH GLOBAL EQUITY FD COM 18914C100 41,610 3,000 X 28-12020 1000 2000 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 13,314 1,050 X 28-5284 1050 COACH INC COM 189754104 8,135,157 247,119 X 28-5284 225688 21431 3,945,594 119,854 X X 28-5284 115839 2000 2015 13,457,729 408,801 X 28-CPADV 388706 20095 9,566,453 290,597 X X 28-CPADV 76730 1697 212170 382,267 11,612 X 28-11135 11612 5,615,230 170,572 X 28-12020 160390 10182 CNINSURE INC SPONSORED ADR 18976M103 45,920 2,000 X 28-12020 2000 COBIZ FINANCIAL INC COM 190897108 1,036 208 X 28-CPADV 208 COCA COLA BOTTLING CO CONS COM 191098102 9,880 204 X 28-CPADV 204 29,058 600 X X 28-CPADV 600 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 11,598 440 X 28-5284 440 7,671 291 X X 28-5284 291 14,788 561 X 28-12020 350 211 COCA COLA CO COM 191216100 104,761,773 1,950,871 X 28-5284 1856697 370 93804 92,664,613 1,725,598 X X 28-5284 1583671 32338 109589 31,026,732 577,779 X 28-CPADV 554358 23421 21,408,525 398,669 X X 28-CPADV 92593 1913 304163 49,028 913 X 28-11135 913 87,587,278 1,631,048 X 28-12020 1445312 185736 COCA COLA ENTERPRISES INC COM 191219104 405,869 18,957 X 28-5284 18957 15,308 715 X X 28-5284 715 286,744 13,393 X 28-CPADV 13393 312,971 14,618 X X 28-CPADV 14618 116,492 5,441 X 28-11135 5441 27,212 1,271 X 28-12020 1271 COLUMN TOTAL 441,569,152
FILE NO. 28-1235 PAGE 81 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 5,195 108 X X 28-5284 108 446,705 9,287 X 28-11135 9287 CODORUS VY BANCORP INC COM 192025104 1,938 337 X 28-5284 337 COEUR D ALENE MINES CORP IDA COM NEW 192108504 30,750 1,500 X 28-5284 1500 2,050 100 X X 28-5284 100 4,285 209 X 28-CPADV 209 45,920 2,240 X 28-12020 2240 COGENT INC COM 19239Y108 434 43 X 28-5284 43 219,170 21,700 X 28-CPADV 21700 20,200 2,000 X 28-12020 1000 1000 COGNEX CORP COM 192422103 6,224 380 X 28-5284 380 2,932 179 X 28-CPADV 179 284,848 17,390 X 28-11135 17390 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 838,187 21,681 X 28-5284 10705 10976 626,447 16,204 X X 28-5284 16204 453,211 11,723 X 28-CPADV 11723 797,285 20,623 X X 28-CPADV 20623 82,346 2,130 X 28-11135 2130 12,395,247 320,622 X 28-12020 310436 10186 COHEN & STEERS INC COM 19247A100 24,000 1,000 X 28-5284 1000 519,696 21,654 X 28-CPADV 21654 21,600 900 X 28-12020 900 COHEN & STEERS QUALITY RLTY COM 19247L106 36,174 6,152 X 28-5284 6152 3,810 648 X 28-12020 648 COHEN & STEERS TOTAL RETURN COM 19247R103 54,480 6,000 X 28-5284 6000 COHEN & STEERS PREM INC RLTY COM 19247V104 7,072 1,317 X 28-12020 1317 COHEN & STEERS ADV INC RLTY COM 19247W102 33,096 5,600 X 28-5284 5600 16,950 2,868 X 28-12020 2868 COHEN & STEERS REIT & PFD IN COM 19247X100 16,253 1,645 X 28-5284 1645 62,204 6,296 X 28-12020 6296 COLUMN TOTAL 17,058,709
FILE NO. 28-1235 PAGE 82 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS REIT & UTIL I COM 19247Y108 40,893 4,300 X 28-5284 4300 43,813 4,607 X X 28-5284 4607 2,378 250 X 28-12020 250 COHERENT INC COM 192479103 6,996 300 X 28-5284 300 5,200 223 X 28-CPADV 223 COHEN & STEERS SELECT UTIL F COM 19248A109 6,930 500 X 28-5284 500 69,300 5,000 X 28-12020 5000 COHEN & STEERS GLOBAL INC BL COM 19248M103 14,069 1,331 X 28-12020 1331 COHEN & STEERS CLOSED END OP COM 19248P106 65,285 5,500 X 28-5284 5500 45,889 3,866 X X 28-5284 3866 COHU INC COM 192576106 2,848 210 X 28-5284 210 17,628 1,300 X X 28-CPADV 1300 COINSTAR INC COM 19259P300 890 27 X 28-CPADV 27 COLDWATER CREEK INC COM 193068103 150,536 18,358 X 28-5284 18358 COLFAX CORP COM 194014106 120,119 11,300 X X 28-CPADV 11300 COLGATE PALMOLIVE CO COM 194162103 59,284,358 777,194 X 28-5284 755560 410 21224 42,240,965 553,762 X X 28-5284 519784 5553 28425 24,832,649 325,546 X 28-CPADV 309582 15964 18,296,139 239,855 X X 28-CPADV 60897 1430 177528 35,928 471 X 28-11135 471 60,112,454 788,050 X 28-12020 752732 35318 COLLECTIVE BRANDS INC COM 19421W100 20,016 1,155 X 28-5284 1155 37,433 2,160 X X 28-5284 2160 100,289 5,787 X 28-CPADV 5787 26,064 1,504 X 28-12020 832 672 COLONIAL PPTYS TR COM SH BEN INT 195872106 14,400 1,480 X 28-5284 1000 480 5,244 539 X X 28-5284 539 1,479 152 X 28-CPADV 152 COLUMBIA BKG SYS INC COM 197236102 1,506 91 X 28-CPADV 91 COLUMN TOTAL 205,601,698
FILE NO. 28-1235 PAGE 83 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- COLUMBIA SPORTSWEAR CO COM 198516106 32,928 800 X X 28-5284 800 558,459 13,568 X 28-CPADV 13568 8,232 200 X 28-12020 200 COLUMBUS MCKINNON CORP N Y COM 199333105 4,197 277 X 28-CPADV 277 25,755 1,700 X X 28-CPADV 1700 COMFORT SYS USA INC COM 199908104 6,212 536 X 28-CPADV 536 COMCAST CORP NEW CL A 20030N101 6,746,278 399,661 X 28-5284 343585 56076 5,407,170 320,330 X X 28-5284 285288 6420 28622 4,688,926 277,780 X 28-CPADV 272808 4972 2,540,508 150,504 X X 28-CPADV 29502 70 120932 358,413 21,233 X 28-11135 21233 2,574,791 152,535 X 28-12020 134576 17959 COMCAST CORP NEW CL A SPL 20030N200 18,882,776 1,174,302 X 28-5284 1127652 46650 1,386,594 86,231 X X 28-5284 44281 4550 37400 1,351 84 X 28-11135 84 631,494 39,272 X 28-12020 30172 9100 COMERICA INC COM 200340107 694,011 23,391 X 28-5284 4954 18437 99,691 3,360 X X 28-5284 3360 210,034 7,079 X 28-CPADV 7079 192,736 6,496 X X 28-CPADV 6496 137,966 4,650 X 28-11135 4650 195,496 6,589 X 28-12020 6589 COMM BANCORP INC COM 200468106 468,312 15,600 X 28-5284 15600 COMMERCE BANCSHARES INC COM 200525103 29,978 805 X X 28-5284 805 15,864 426 X 28-CPADV 426 2,612,312 70,148 X 28-12020 70148 COMMERCEFIRST BANCORP INC COM 200845105 15,000 2,500 X X 28-5284 2500 COMMERCIAL METALS CO COM 201723103 10,167 568 X 28-5284 568 294,795 16,469 X X 28-5284 16469 12,620 705 X 28-CPADV 705 97,018 5,420 X X 28-CPADV 5420 COMMERICAL NATL FINL CORP PA COM 202217105 2,513 150 X X 28-5284 150 COLUMN TOTAL 48,942,597
FILE NO. 28-1235 PAGE 84 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- COMMSCOPE INC COM 203372107 184,040 6,149 X 28-5284 6148 1 468,973 15,669 X 28-CPADV 15669 1,077 36 X 28-11135 36 4,280 143 X 28-12020 143 COMMUNITY BK SHS IND INC COM 203599105 7,125 950 X 28-12020 950 COMMUNITY BK SYS INC COM 203607106 110,862 6,068 X 28-5284 6068 19,074 1,044 X X 28-5284 1044 554,769 30,365 X 28-CPADV 30365 206,451 11,300 X X 28-CPADV 11300 COMMUNITY HEALTH SYS INC NEW COM 203668108 3,991 125 X 28-5284 125 39,785 1,246 X 28-CPADV 1246 42,243 1,323 X 28-12020 840 483 COMMUNITY TR BANCORP INC COM 204149108 661,499 25,277 X 28-CPADV 25277 3,926 150 X X 28-CPADV 150 9,552 365 X 28-12020 365 COMMVAULT SYSTEMS INC COM 204166102 180,318 8,690 X X 28-5284 8690 8,010 386 X 28-CPADV 386 CGG VERITAS SPONSORED ADR 204386106 46,987 2,008 X 28-5284 2008 104,177 4,452 X X 28-5284 4452 11,700 500 X 28-12020 500 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL 20440T201 11,260 200 X X 28-5284 200 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 68,850 2,250 X X 28-5284 2250 76,500 2,500 X X 28-CPADV 2500 12,240 400 X 28-12020 400 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 15,200 1,000 X X 28-5284 1000 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 606,472 34,400 X 28-CPADV 34400 430,278 24,406 X 28-11135 24406 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 7,042 200 X 28-5284 200 COLUMN TOTAL 3,896,681
FILE NO. 28-1235 PAGE 85 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- COMPASS MINERALS INTL INC COM 20451N101 62,421 1,013 X 28-5284 1013 22,183 360 X X 28-5284 360 3,516,284 57,064 X 28-CPADV 57064 499,122 8,100 X X 28-CPADV 8100 92,430 1,500 X 28-12020 1500 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 19,893 1,900 X 28-5284 1900 1,623 155 X 28-CPADV 155 COMPELLENT TECHNOLOGIES INC COM 20452A108 10,830 600 X X 28-CPADV 600 COMPLETE PRODUCTION SERVICES COM 20453E109 972 86 X 28-CPADV 86 110,740 9,800 X X 28-CPADV 9800 COMPUCREDIT HLDGS CORP COM 20478T107 12,651 2,686 X 28-CPADV 2686 COMPUTER PROGRAMS & SYS INC COM 205306103 886,588 21,410 X 28-CPADV 21410 7,247 175 X X 28-CPADV 175 COMPUTER SCIENCES CORP COM 205363104 74,848 1,420 X 28-5284 1420 30,466 578 X X 28-5284 578 375,770 7,129 X 28-CPADV 7129 353,157 6,700 X X 28-CPADV 6700 257,278 4,881 X 28-11135 4881 636,842 12,082 X 28-12020 10932 1150 COMPX INTERNATIONAL INC CL A 20563P101 363 50 X 28-5284 50 COMPUWARE CORP COM 205638109 243,224 33,182 X 28-CPADV 33182 218,273 29,778 X X 28-CPADV 29778 COMSCORE INC COM 20564W105 4,214 234 X 28-CPADV 234 COMSTOCK RES INC COM NEW 205768203 2,806 70 X 28-5284 70 32,184 803 X 28-CPADV 803 145,651 3,634 X 28-11135 3634 20,040 500 X 28-12020 500 COMSYS IT PARTNERS INC COM 20581E104 10,086 1,576 X 28-CPADV 1576 COLUMN TOTAL 7,648,186
FILE NO. 28-1235 PAGE 86 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS C COM NEW 205826209 21,061 634 X 28-5284 634 698 21 X X 28-5284 21 4,068,487 122,471 X 28-CPADV 122471 590,984 17,790 X X 28-CPADV 17790 117,499 3,537 X 28-11135 3537 COMVERGE INC COM 205859101 11,941 978 X 28-CPADV 978 CONAGRA FOODS INC COM 205887102 1,763,234 81,330 X 28-5284 70230 11100 725,586 33,468 X X 28-5284 28656 687 4125 419,356 19,343 X 28-CPADV 19343 458,857 21,165 X X 28-CPADV 21165 542,282 25,013 X 28-12020 19953 5060 CON-WAY INC COM 205944101 25,176 657 X 28-CPADV 657 3,832 100 X 28-12020 100 CONCHO RES INC COM 20605P101 3,632 100 X X 28-5284 100 20,848 574 X 28-CPADV 574 CONCUR TECHNOLOGIES INC COM 206708109 20,834 524 X 28-CPADV 524 11,530 290 X 28-12020 290 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 91 20 X 28-12020 20 CONEXANT SYSTEMS INC COM NEW 207142308 9,316 3,400 X 28-5284 3400 CONMED CORP COM 207410101 5,176 270 X 28-5284 270 9,585 500 X X 28-5284 500 7,515 392 X 28-CPADV 392 CONNECTICUT WTR SVC INC COM 207797101 22,390 1,000 X 28-12020 1000 CONNS INC COM 208242107 2,258 200 X 28-12020 200 CONOCOPHILLIPS COM 20825C104 35,485,328 785,769 X 28-5284 695273 350 90146 20,105,142 445,198 X X 28-5284 401842 23579 19777 13,659,094 302,460 X 28-CPADV 300938 1522 8,431,146 186,695 X X 28-CPADV 13088 55 173552 1,122,045 24,846 X 28-11135 24846 63,704,728 1,410,645 X 28-12020 1367587 43058 COLUMN TOTAL 151,369,651
FILE NO. 28-1235 PAGE 87 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CONSECO INC COM NEW 208464883 10,625 2,020 X X 28-5284 2020 2,619 498 X 28-CPADV 498 CONSOL ENERGY INC COM 20854P109 453,491 10,053 X 28-5284 9213 840 941,310 20,867 X X 28-5284 9367 11500 271,246 6,013 X 28-CPADV 6013 255,683 5,668 X X 28-CPADV 5668 1,943,835 43,091 X 28-12020 43091 CONSOLIDATED COMM HLDGS INC COM 209034107 42,122 2,631 X 28-5284 2631 6,404 400 X X 28-5284 400 112 7 X 28-CPADV 7 4,483 280 X 28-12020 280 CONSOLIDATED EDISON INC COM 209115104 8,317,166 203,155 X 28-5284 196738 300 6117 6,934,622 169,385 X X 28-5284 166070 250 3065 1,123,967 27,454 X 28-CPADV 26651 803 739,786 18,070 X X 28-CPADV 6791 29 11250 3,605,381 88,065 X 28-12020 84720 3345 CONSOLIDATED GRAPHICS INC COM 209341106 3,244 130 X 28-5284 130 391,216 15,680 X 28-CPADV 15680 CONSOLIDATED TOMOKA LD CO COM 210226106 187,287 4,890 X X 28-5284 2000 2890 CONSTELLATION BRANDS INC CL A 21036P108 27,634 1,824 X 28-5284 1824 24,240 1,600 X X 28-5284 1600 82,886 5,471 X 28-CPADV 5471 80,022 5,282 X X 28-CPADV 5282 254,414 16,793 X 28-11135 16793 188,693 12,455 X 28-12020 11780 675 CONSTELLATION BRANDS INC CL B 21036P207 13,583 896 X 28-5284 896 CONSTELLATION ENERGY GROUP I COM 210371100 2,670,298 82,493 X 28-5284 81667 826 3,247,941 100,338 X X 28-5284 84423 550 15365 285,244 8,812 X 28-CPADV 8812 265,369 8,198 X X 28-CPADV 8198 486 15 X 28-11135 15 1,548,581 47,840 X 28-12020 45500 2340 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 3,990 1,000 X X 28-5284 1000 COLUMN TOTAL 33,927,980
FILE NO. 28-1235 PAGE 88 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CONSUMER PORTFOLIO SVCS INC COM 210502100 36,000 30,000 X X 28-5284 30000 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 3,487,041 68,293 X 28-CPADV 68293 574,936 11,260 X X 28-CPADV 11260 CONTINENTAL AIRLS INC CL B 210795308 16,440 1,000 X X 28-5284 1000 12,379 753 X 28-CPADV 753 CONTINENTAL RESOURCES INC COM 212015101 33,295 850 X X 28-5284 850 3,251 83 X 28-CPADV 83 CONTINUCARE CORP COM 212172100 302 100 X X 28-5284 100 CONVERGYS CORP COM 212485106 1,464,013 147,285 X 28-5284 34922 112363 260,229 26,180 X X 28-5284 24980 1200 40,824 4,107 X 28-CPADV 4107 208,770 21,003 X X 28-CPADV 21003 234,584 23,600 X 28-12020 23600 CONVERTED ORGANICS INC COM 21254S107 3,880 3,207 X 28-12020 3207 COOPER COS INC COM NEW 216648402 29,492 992 X 28-5284 552 440 24,616 828 X 28-CPADV 828 COOPER TIRE & RUBR CO COM 216831107 326,109 18,550 X 28-5284 18550 11,392 648 X 28-CPADV 648 31,996 1,820 X 28-12020 1820 COPANO ENERGY L L C COM UNITS 217202100 36,400 2,000 X X 28-5284 2000 COPART INC COM 217204106 52,040 1,567 X 28-5284 1567 31,251 941 X 28-CPADV 941 CORE MARK HOLDING CO INC COM 218681104 382,211 13,350 X 28-CPADV 13350 CORINTHIAN COLLEGES INC COM 218868107 20,880 1,125 X 28-5284 1125 8,742 471 X 28-CPADV 471 CORN PRODS INTL INC COM 219023108 131,762 4,620 X 28-5284 4620 829,333 29,079 X X 28-5284 26579 2500 2,413,591 84,628 X 28-CPADV 84628 345,092 12,100 X X 28-CPADV 12100 110,658 3,880 X 28-12020 3880 COLUMN TOTAL 11,161,509
FILE NO. 28-1235 PAGE 89 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CORNERSTONE THERAPEUTICS INC COM 21924P103 7,578 1,157 X 28-CPADV 1157 CORNING INC COM 219350105 4,394,858 287,058 X 28-5284 280948 6110 3,993,920 260,870 X X 28-5284 233410 27460 5,731,268 374,348 X 28-CPADV 367685 6663 3,986,770 260,403 X X 28-CPADV 39293 90 221020 154,478 10,090 X 28-11135 10090 10,415,592 680,313 X 28-12020 650345 29968 CORPORATE EXECUTIVE BRD CO COM 21988R102 672 27 X 28-5284 27 11,230 451 X 28-CPADV 451 7,171 288 X 28-12020 288 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 327,199 8,872 X 28-5284 8872 149,364 4,050 X X 28-5284 4050 908,944 24,646 X 28-CPADV 24646 369 10 X 28-11135 10 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 3,579 158 X 28-5284 158 2,265 100 X X 28-5284 100 29,105 1,285 X 28-CPADV 1285 183,420 8,098 X 28-11135 8098 8,154 360 X 28-12020 360 COSTCO WHSL CORP NEW COM 22160K105 4,160,055 73,786 X 28-5284 62562 11224 3,432,245 60,877 X X 28-5284 46107 14770 1,032,656 18,316 X 28-CPADV 18316 988,116 17,526 X X 28-CPADV 17526 4,905 87 X 28-11135 87 1,625,266 28,827 X 28-12020 28087 740 COSTAR GROUP INC COM 22160N109 13,644 331 X 28-CPADV 331 COTT CORP QUE COM 22163N106 12,238 1,665 X 28-5284 1665 COURIER CORP COM 222660102 106 7 X 28-CPADV 7 COUSINS PPTYS INC COM 222795106 3,411 412 X X 28-5284 412 621 75 X 28-CPADV 75 COLUMN TOTAL 41,589,199
FILE NO. 28-1235 PAGE 90 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- COVANCE INC COM 222816100 1,184,640 21,877 X 28-5284 16054 5823 317,048 5,855 X X 28-5284 3655 2200 29,512 545 X 28-CPADV 545 151,620 2,800 X X 28-CPADV 2800 188,929 3,489 X 28-11135 3489 154,869 2,860 X 28-12020 500 2360 COVANTA HLDG CORP COM 22282E102 697 41 X 28-5284 41 76,500 4,500 X X 28-5284 4500 20,655 1,215 X 28-CPADV 1215 COVENTRY HEALTH CARE INC COM 222862104 302,234 15,142 X 28-5284 11532 3610 23,573 1,181 X X 28-5284 981 200 2,402,406 120,361 X 28-CPADV 120361 186,247 9,331 X X 28-CPADV 9331 COWEN GROUP INC COM 223621103 2,414 339 X 28-5284 339 COWLITZ BANCORP LONGVIEW WAS COM 223767104 13,925 11,801 X 28-1500 11801 CRACKER BARREL OLD CTRY STOR COM 22410J106 466,602 13,564 X 28-CPADV 13564 5,160 150 X X 28-CPADV 150 33,437 972 X 28-11135 972 77,538 2,254 X 28-12020 2254 CRANE CO COM 224399105 77,430 3,000 X X 28-5284 3000 17,267 669 X 28-CPADV 669 229,683 8,899 X 28-12020 8899 CRAWFORD & CO CL A 224633206 32,500 10,000 X 28-5284 10000 CREDIT SUISSE ASSET MGMT INC COM 224916106 78,890 24,500 X 28-5284 24500 CRAY INC COM NEW 225223304 212,165 25,470 X 28-CPADV 25470 CREDIT ACCEP CORP MICH COM 225310101 13,874 431 X 28-CPADV 431 CREDIT SUISSE GROUP SPONSORED ADR 225401108 52,088 936 X 28-5284 936 40,680 731 X X 28-5284 731 1,839,233 33,050 X 28-CPADV 33050 211,470 3,800 X X 28-CPADV 3800 248,477 4,465 X 28-12020 4240 225 COLUMN TOTAL 8,691,763
FILE NO. 28-1235 PAGE 91 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CREE INC COM 225447101 49,502 1,347 X 28-5284 1347 7,350 200 X X 28-5284 200 39,433 1,073 X 28-CPADV 1073 295,066 8,029 X 28-11135 8029 32,891 895 X 28-12020 895 CRESCENT FINL CORP COM 225744101 12,691 2,644 X X 28-5284 2644 CRESUD S A C I F Y A SPONSORED ADR 226406106 1,162,807 90,210 X 28-CPADV 90210 13,857 1,075 X X 28-CPADV 1075 CROCS INC COM 227046109 3,192 480 X 28-CPADV 480 CROSS CTRY HEALTHCARE INC COM 227483104 12,941 1,390 X 28-CPADV 1390 CROSS TIMBERS RTY TR TR UNIT 22757R109 46,230 1,500 X X 28-5284 1500 CROSSTEX ENERGY L P COM 22765U102 5,270 1,000 X 28-5284 1000 1,054 200 X X 28-5284 200 CROSSTEX ENERGY INC COM 22765Y104 52,800 10,000 X 28-5284 10000 275 52 X 28-CPADV 52 370 70 X 28-11135 70 CROWN CASTLE INTL CORP COM 228227104 213,217 6,799 X 28-5284 6799 31,046 990 X X 28-5284 990 100,760 3,213 X 28-CPADV 3213 1,850 59 X 28-11135 59 30,356 968 X 28-12020 80 888 CROWN HOLDINGS INC COM 228368106 714,354 26,263 X 28-5284 24703 1560 56,331 2,071 X X 28-5284 2071 5,728,130 210,593 X 28-CPADV 206554 4039 2,870,906 105,548 X X 28-CPADV 20735 84813 431,392 15,860 X 28-12020 2810 13050 CROWN MEDIA HLDGS INC CL A 228411104 12,558 8,050 X 28-12020 8050 CRUCELL N V SPONSORED ADR 228769105 581,177 25,390 X 28-CPADV 25390 COLUMN TOTAL 12,507,806
FILE NO. 28-1235 PAGE 92 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CRYOLIFE INC COM 228903100 1,674 210 X 28-5284 210 23,910 3,000 X 28-12020 3000 CRYSTALLEX INTL CORP COM 22942F101 250 1,000 X 28-5284 1000 CTRIP COM INTL LTD ADR 22943F100 2,469 42 X 28-5284 42 575,554 9,790 X X 28-5284 9790 162,848 2,770 X 28-12020 2770 CUBIC CORP COM 229669106 7,894 200 X 28-5284 200 365,176 9,252 X 28-CPADV 9252 11,841 300 X 28-12020 300 CUBIST PHARMACEUTICALS INC COM 229678107 2,614,506 129,431 X 28-CPADV 129431 298,152 14,760 X X 28-CPADV 14760 31,835 1,576 X 28-11135 1576 10,100 500 X 28-12020 500 CULLEN FROST BANKERS INC COM 229899109 4,321,597 83,687 X 28-5284 83687 206,302 3,995 X X 28-5284 2045 1950 20,398 395 X 28-CPADV 395 228,765 4,430 X 28-11135 4430 CUMMINS INC COM 231021106 3,449,339 76,977 X 28-5284 76117 860 1,429,260 31,896 X X 28-5284 27556 700 3640 400,960 8,948 X 28-CPADV 8948 390,295 8,710 X X 28-CPADV 8710 366,367 8,176 X 28-11135 8176 182,332 4,069 X 28-12020 3420 649 CUMULUS MEDIA INC CL A 231082108 389 225 X 28-5284 225 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 357,232 4,042 X 28-5284 4042 884 10 X X 28-5284 10 58,773 665 X 28-12020 665 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 7,021 73 X 28-12020 73 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 9,316 100 X 28-12020 100 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 76,923 695 X 28-5284 695 11,068 100 X X 28-5284 100 COLUMN TOTAL 15,623,430
FILE NO. 28-1235 PAGE 93 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- CURRENCYSHARES EURO TR EURO SHS 23130C108 75,308 515 X 28-5284 515 32,171 220 X X 28-5284 220 CURTISS WRIGHT CORP COM 231561101 62,970 1,845 X 28-5284 1405 440 51,195 1,500 X X 28-5284 1500 2,112,237 61,888 X 28-CPADV 61888 315,191 9,235 X X 28-CPADV 9235 15,563 456 X 28-12020 456 CYBERSOURCE CORP COM 23251J106 834 50 X X 28-5284 50 8,302 498 X 28-CPADV 498 115,857 6,950 X X 28-CPADV 6950 400,080 24,000 X 28-12020 24000 CYMER INC COM 232572107 11,269 290 X 28-5284 290 476,190 12,254 X 28-CPADV 12254 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 89,053 10,900 X 28-CPADV 10900 CYPRESS SEMICONDUCTOR CORP COM 232806109 9,297 900 X 28-5284 900 73,860 7,150 X X 28-5284 7150 26,393 2,555 X 28-CPADV 2555 CYTOKINETICS INC COM 23282W100 241,753 45,700 X 28-CPADV 45700 4,232 800 X 28-12020 800 CYTEC INDS INC COM 232820100 5,228 161 X 28-5284 161 40,717 1,254 X X 28-5284 1155 99 313,465 9,654 X 28-CPADV 9654 4,871 150 X 28-12020 150 D & E COMMUNICATIONS INC COM 232860106 1,617,022 140,733 X 28-5284 140733 428,428 37,287 X X 28-5284 37287 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 65,853 2,650 X 28-5284 2650 DCT INDUSTRIAL TRUST INC COM 233153105 58,397 11,428 X 28-5284 11428 77 15 X X 28-5284 15 3,322 650 X 28-CPADV 650 404 79 X 28-11135 79 174,808 34,209 X 28-12020 34209 COLUMN TOTAL 6,834,347
FILE NO. 28-1235 PAGE 94 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DDI CORP COM 0.0001 NEW 233162502 7,544,804 1,775,248 X X 28-5284 1775248 10,685 2,514 X 28-CPADV 2514 DNP SELECT INCOME FD COM 23325P104 42,166 4,725 X 28-5284 4725 138,322 15,500 X X 28-5284 15500 128,693 14,421 X 28-12020 12921 1500 DG FASTCHANNEL INC COM 23326R109 6,806 325 X 28-12020 325 DPL INC COM 233293109 542,906 20,801 X 28-5284 19721 1080 378,006 14,483 X X 28-5284 13766 717 25,943 994 X 28-CPADV 994 4,906,643 187,994 X 28-12020 185844 2150 D R HORTON INC COM 23331A109 209,374 18,350 X 28-5284 16650 1700 143,138 12,545 X 28-CPADV 12545 128,271 11,242 X X 28-CPADV 11242 32,233 2,825 X 28-12020 2525 300 DSP GROUP INC COM 23332B106 11,754 1,444 X 28-CPADV 1444 DST SYS INC DEL COM 233326107 28,358 633 X 28-5284 633 28,179 629 X 28-CPADV 629 DTE ENERGY CO COM 233331107 159,044 4,526 X 28-5284 2444 2082 93,051 2,648 X X 28-5284 2648 257,365 7,324 X 28-CPADV 7324 241,060 6,860 X X 28-CPADV 6860 371,324 10,567 X 28-12020 10567 DTF TAX-FREE INCOME INC COM 23334J107 30,227 2,030 X X 28-5284 2030 DSW INC CL A 23334L102 4,791 300 X X 28-5284 300 477,343 29,890 X 28-CPADV 29890 6,388 400 X X 28-CPADV 400 7,985 500 X 28-12020 500 DTS INC COM 23335C101 6,434 235 X 28-CPADV 235 DXP ENTERPRISES INC NEW COM NEW 233377407 44,600 4,000 X 28-5284 4000 DWS MULTI MKT INCOME TR SHS 23338L108 10,931 1,325 X X 28-5284 1325 COLUMN TOTAL 16,016,824
FILE NO. 28-1235 PAGE 95 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DWS MUN INCOME TR COM 23338M106 19,043 1,636 X 28-5284 1636 72,168 6,200 X 28-12020 6200 DWS GLOBAL HIGH INCOME FD COM 23338W104 18,225 2,500 X 28-5284 2500 DWS RREEF REAL ESTATE FD II COM 23338X102 5,550 6,350 X 28-5284 6350 60,694 69,444 X X 28-5284 69444 18,791 21,500 X 28-12020 21500 DWS RREEF REAL ESTATE FD INC COM 233384106 12,680 4,000 X 28-5284 4000 DWS DREMAN VAL INCOME EDGE F COM NEW 23339M204 2,795 250 X 28-12020 250 DAKTRONICS INC COM 234264109 85,700 10,000 X 28-5284 4350 5650 92,770 10,825 X X 28-5284 1400 9425 1,862,270 217,301 X 28-CPADV 217301 268,498 31,330 X X 28-CPADV 31330 1,457 170 X 28-11135 170 DANA HOLDING CORP COM 235825205 548,001 80,470 X 28-CPADV 80470 7,321 1,075 X X 28-CPADV 1075 DANAHER CORP DEL COM 235851102 3,947,847 58,643 X 28-5284 49822 8821 2,407,363 35,760 X X 28-5284 32210 3550 999,837 14,852 X 28-CPADV 14852 1,160,058 17,232 X X 28-CPADV 17232 394,563 5,861 X 28-11135 5861 1,920,774 28,532 X 28-12020 27427 1105 DARDEN RESTAURANTS INC COM 237194105 1,994,557 58,440 X 28-5284 57580 860 256,214 7,507 X X 28-5284 6250 1257 2,717,089 79,610 X 28-CPADV 79610 207,749 6,087 X X 28-CPADV 6087 444 13 X 28-11135 13 370,311 10,850 X 28-12020 10850 DARLING INTL INC COM 237266101 14,700 2,000 X 28-5284 2000 COLUMN TOTAL 19,467,469
FILE NO. 28-1235 PAGE 96 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 349,016 6,162 X 28-5284 19 6143 11,328 200 X X 28-5284 200 262,810 4,640 X 28-CPADV 4640 240,663 4,249 X X 28-CPADV 4249 125,684 2,219 X 28-11135 2219 7,930 140 X 28-12020 140 DAWSON GEOPHYSICAL CO COM 239359102 6,297 230 X 28-5284 230 4,217 154 X 28-CPADV 154 10,952 400 X 28-12020 400 DAXOR CORP COM 239467103 4,684 400 X 28-5284 400 DAYSTAR TECHNOLOGIES INC COM 23962Q100 18,225 24,300 X X 28-5284 1000 23300 DEALERTRACK HLDGS INC COM 242309102 2,761 146 X X 28-5284 146 4,501 238 X 28-CPADV 238 DEAN FOODS CO NEW COM 242370104 193,964 10,903 X 28-5284 10903 17,790 1,000 X X 28-5284 1000 169,699 9,539 X 28-CPADV 9539 174,022 9,782 X X 28-CPADV 9782 4,981 280 X 28-12020 280 DECKERS OUTDOOR CORP COM 243537107 5,527,384 65,143 X 28-CPADV 65143 792,499 9,340 X X 28-CPADV 9340 139,154 1,640 X 28-11135 1640 DECODE GENETICS INC COM 243586104 147 300 X 28-12020 300 DEERE & CO COM 244199105 1,957,495 45,608 X 28-5284 43080 2528 3,005,344 70,022 X X 28-5284 57522 12500 790,157 18,410 X 28-CPADV 18410 857,499 19,979 X X 28-CPADV 19979 62,234 1,450 X 28-11135 1450 46,614,811 1,086,086 X 28-12020 1054645 31441 DEL MONTE FOODS CO COM 24522P103 177,336 15,314 X 28-5284 13600 1714 475,127 41,030 X X 28-5284 38969 2061 1,975,432 170,590 X 28-CPADV 170590 212,122 18,318 X 28-12020 17322 996 DELAWARE INVTS DIV & INCOME COM 245915103 8,563 1,250 X 28-5284 1250 COLUMN TOTAL 64,204,828
FILE NO. 28-1235 PAGE 97 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DELEK US HLDGS INC COM 246647101 9,427 1,100 X X 28-CPADV 1100 DELL INC COM 24702R101 3,065,414 200,879 X 28-5284 184434 16445 2,285,353 149,761 X X 28-5284 138937 5599 5225 3,870,913 253,664 X 28-CPADV 250565 3099 3,297,839 216,110 X X 28-CPADV 17967 198143 195,496 12,811 X 28-11135 12811 1,581,867 103,661 X 28-12020 90771 12890 DELPHI FINL GROUP INC CL A 247131105 14,370 635 X 28-5284 195 440 15,207 672 X X 28-5284 372 300 12,582 556 X 28-CPADV 556 DELTA AIR LINES INC DEL COM NEW 247361702 200,346 22,360 X 28-5284 22359 1 37,793 4,218 X X 28-5284 4218 66,438 7,415 X 28-CPADV 7415 941 105 X 28-12020 105 DELTA NAT GAS INC COM 247748106 15,900 600 X 28-5284 600 9,275 350 X X 28-5284 350 DELTIC TIMBER CORP COM 247850100 5,035 110 X 28-5284 110 8,056 176 X 28-CPADV 176 DELTA PETE CORP COM NEW 247907207 24,833 14,190 X 28-5284 14190 356,580 203,760 X X 28-5284 203760 896 512 X 28-CPADV 512 DENBURY RES INC COM NEW 247916208 12,845 849 X 28-5284 849 84,728 5,600 X X 28-5284 5600 160,060 10,579 X 28-CPADV 10579 292,962 19,363 X X 28-CPADV 19363 DENDREON CORP COM 24823Q107 43,217 1,544 X 28-5284 1544 13,995 500 X X 28-5284 500 39,046 1,395 X 28-CPADV 1395 DENISON MINES CORP COM 248356107 5,162 2,775 X 28-5284 2775 2,790 1,500 X X 28-5284 1500 3,720 2,000 X 28-12020 2000 DENNYS CORP COM 24869P104 1,976 743 X 28-CPADV 743 COLUMN TOTAL 15,735,062
FILE NO. 28-1235 PAGE 98 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DENTSPLY INTL INC NEW COM 249030107 1,545,112 44,734 X 28-5284 44332 402 2,612,744 75,644 X X 28-5284 75284 360 3,947,231 114,280 X 28-CPADV 112389 1891 2,962,012 85,756 X X 28-CPADV 8215 77541 652,979 18,905 X 28-12020 13805 5100 DESCARTES SYS GROUP INC COM 249906108 53,500 10,000 X 28-5284 10000 DESTINATION MATERNITY CORP COM 25065D100 543,936 30,002 X 28-5284 30002 10,624 586 X 28-CPADV 586 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 167,243 7,300 X 28-5284 7300 22,910 1,000 X X 28-5284 1000 DEUTSCHE BK AG LONDON BRH PS CR OIL LG E 25154K866 9,172 750 X 28-12020 750 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 47,578 3,483 X 28-5284 3483 254,554 18,635 X X 28-5284 18635 6,174 452 X 28-11135 452 43,384 3,176 X 28-12020 3176 DEVELOPERS DIVERSIFIED RLTY COM 251591103 2,846 308 X 28-5284 308 3,391 367 X X 28-5284 367 492,409 53,291 X 28-CPADV 53291 11,402 1,234 X X 28-CPADV 1234 279,177 30,214 X 28-12020 30214 DEVON ENERGY CORP NEW COM 25179M103 5,666,425 84,159 X 28-5284 77539 6620 3,800,173 56,441 X X 28-5284 50465 940 5036 2,141,835 31,811 X 28-CPADV 31153 658 1,562,325 23,204 X X 28-CPADV 5730 25 17449 3,972 59 X 28-11135 59 1,687,694 25,066 X 28-12020 22577 2489 DEVRY INC DEL COM 251893103 90,006 1,627 X 28-5284 162 1465 683,202 12,350 X X 28-5284 6750 5600 136,806 2,473 X 28-CPADV 2473 138,355 2,501 X X 28-CPADV 2501 399,300 7,218 X 28-11135 7218 323,622 5,850 X 28-12020 5850 COLUMN TOTAL 30,302,093
FILE NO. 28-1235 PAGE 99 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DIAGEO P L C SPON ADR NEW 25243Q205 1,178,333 19,163 X 28-5284 17658 1505 1,717,662 27,934 X X 28-5284 20984 6950 807,364 13,130 X 28-CPADV 13130 196,092 3,189 X 28-11135 3189 419,669 6,825 X 28-12020 5620 1205 DIAMOND FOODS INC COM 252603105 63,440 2,000 X X 28-5284 2000 654,066 20,620 X 28-CPADV 20620 8,723 275 X X 28-CPADV 275 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1,539,305 16,115 X 28-5284 14075 2040 2,025,693 21,207 X X 28-5284 16557 50 4600 326,201 3,415 X 28-CPADV 3415 325,055 3,403 X X 28-CPADV 3403 262,680 2,750 X 28-12020 2750 DIAMONDROCK HOSPITALITY CO COM 252784301 219 27 X X 28-5284 27 4,998 617 X 28-CPADV 617 29,160 3,600 X X 28-CPADV 3600 DIAMONDS TR UNIT SER 1 252787106 15,291,578 157,499 X 28-5284 156365 1134 6,816,592 70,209 X X 28-5284 68311 40 1858 188,840 1,945 X 28-12020 1945 DICKS SPORTING GOODS INC COM 253393102 155,120 6,925 X 28-5284 6925 131,712 5,880 X X 28-5284 5880 15,680 700 X 28-CPADV 700 275,968 12,320 X X 28-CPADV 12320 1,153,062 51,476 X 28-12020 51476 DIEBOLD INC COM 253651103 32,173 977 X 28-5284 777 200 32,930 1,000 X X 28-5284 1000 28,287 859 X 28-CPADV 859 439,187 13,337 X 28-12020 13337 DIGI INTL INC COM 253798102 1,704 200 X 28-5284 200 3,578 420 X 28-CPADV 420 2,769 325 X 28-12020 325 DIGIMARC CORP NEW COM 25381B101 8,673 571 X 28-12020 571 COLUMN TOTAL 34,136,513
FILE NO. 28-1235 PAGE 100 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DIGITAL RLTY TR INC COM 253868103 1,326 29 X 28-5284 29 640 14 X X 28-5284 14 1,112,444 24,337 X 28-CPADV 24337 52,109 1,140 X 28-12020 1140 DIGITAL RIV INC COM 25388B104 5,040 125 X 28-5284 125 1,613 40 X X 28-5284 40 4,109,737 101,928 X 28-CPADV 101928 764,669 18,965 X X 28-CPADV 18965 12,096 300 X 28-12020 300 DIGITALGLOBE INC COM NEW 25389M877 15,748 704 X 28-CPADV 704 8,948 400 X X 28-CPADV 400 DIME CMNTY BANCSHARES COM 253922108 2,629 230 X 28-5284 230 13,819 1,209 X 28-CPADV 1209 22,860 2,000 X X 28-CPADV 2000 31,192 2,729 X 28-11135 2729 DILLARDS INC CL A 254067101 6,105 433 X 28-CPADV 433 DINEEQUITY INC COM 254423106 7,178 290 X 28-CPADV 290 DIODES INC COM 254543101 8,828 488 X 28-CPADV 488 1,031 57 X 28-11135 57 DIONEX CORP COM 254546104 29,886 460 X 28-5284 300 160 324,850 5,000 X X 28-5284 5000 22,350 344 X 28-CPADV 344 DIRECTV GROUP INC COM 25459L106 483,670 17,537 X 28-5284 17027 510 230,210 8,347 X X 28-5284 8188 159 573,747 20,803 X 28-CPADV 20803 527,412 19,123 X X 28-CPADV 19123 774,888 28,096 X 28-11135 28096 345,770 12,537 X 28-12020 11223 1314 DIREXION SHS ETF TR DLY TECH BULL 25459W102 140,504 1,018 X 28-12020 1018 DIREXION SHS ETF TR DLY EMRGMKT BU 25459W300 641,000 4,724 X 28-12020 4724 DIREXION SHS ETF TR DLY FIN BEAR N 25459W490 79,002 3,800 X 28-5284 3800 COLUMN TOTAL 10,351,301
FILE NO. 28-1235 PAGE 101 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DIREXION SHS ETF TR DLY FIN BULL N 25459W516 410,650 5,000 X 28-12020 5000 DIREXION SHS ETF TR DLY SMCAP BULL 25459W847 112,800 2,500 X 28-12020 2500 DIREXION SHS ETF TR DLY LRG CAP BU 25459W862 76,575 1,500 X 28-12020 1500 DISCOVERY LABORATORIES INC N COM 254668106 20,400 15,000 X 28-5284 15000 14,008 10,300 X X 28-5284 10300 DISNEY WALT CO COM DISNEY 254687106 24,150,164 879,467 X 28-5284 833807 45660 29,302,841 1,067,110 X X 28-5284 970422 7955 88733 3,205,598 116,737 X 28-CPADV 115077 1660 2,544,251 92,653 X X 28-CPADV 14300 62 78291 278,692 10,149 X 28-11135 10149 13,522,677 492,450 X 28-12020 470752 21698 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 13,160,782 455,548 X 28-5284 423581 31967 5,987,944 207,267 X X 28-5284 199062 3670 4535 18,908,216 654,490 X 28-CPADV 621077 33413 13,894,357 480,940 X X 28-CPADV 127966 2818 350156 28,572 989 X 28-11135 989 7,850,251 271,729 X 28-12020 255006 16723 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 581,562 22,342 X 28-5284 8267 14075 1,237,336 47,535 X X 28-5284 34915 12620 93,994 3,611 X 28-CPADV 3611 7,913 304 X 28-12020 266 38 DISH NETWORK CORP CL A 25470M109 166,464 8,643 X 28-5284 8643 15,119 785 X X 28-5284 785 247,414 12,846 X 28-CPADV 12846 245,565 12,750 X X 28-CPADV 12750 41,659 2,163 X 28-12020 815 1348 DISCOVER FINL SVCS COM 254709108 1,419,297 87,449 X 28-5284 86173 1276 842,499 51,910 X X 28-5284 42285 9625 470,167 28,969 X 28-CPADV 28969 474,955 29,264 X X 28-CPADV 29264 25,530 1,573 X 28-11135 1573 135,066 8,322 X 28-12020 6717 1605 DITECH NETWORKS INC COM 25500T108 2,043,886 977,936 X X 28-5284 977936 COLUMN TOTAL 141,517,204
FILE NO. 28-1235 PAGE 102 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DIVX INC COM 255413106 1,589 291 X 28-CPADV 291 DIXIE GROUP INC CL A 255519100 6,160 2,000 X 28-12020 2000 DR REDDYS LABS LTD ADR 256135203 8,366 429 X 28-5284 429 878 45 X 28-11135 45 332,787 17,066 X 28-12020 17066 DOLBY LABORATORIES INC COM 25659T107 9,811,775 256,920 X 28-5284 243840 13080 2,551,588 66,813 X X 28-5284 62358 1940 2515 14,879,741 389,624 X 28-CPADV 371068 18556 10,450,694 273,650 X X 28-CPADV 68885 1510 203255 9,891 259 X 28-11135 259 4,985,437 130,543 X 28-12020 120333 10210 DOLLAR FINL CORP COM 256664103 4,486 280 X 28-CPADV 280 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 12,000 488 X 28-CPADV 488 DOLLAR TREE INC COM 256746108 12,794,808 262,835 X 28-5284 250158 12677 4,292,164 88,171 X X 28-5284 81906 1585 4680 10,696,943 219,740 X 28-CPADV 206515 13225 6,155,197 126,442 X X 28-CPADV 48677 1152 76613 5,793 119 X 28-11135 119 7,876,473 161,801 X 28-12020 156891 4910 DOMINION RES INC VA NEW COM 25746U109 24,114,879 698,982 X 28-5284 684432 350 14200 21,903,291 634,878 X X 28-5284 582568 8124 44186 1,758,810 50,980 X 28-CPADV 49698 1282 1,260,423 36,534 X X 28-CPADV 10783 46 25705 19,010 551 X 28-11135 551 53,665,613 1,555,525 X 28-12020 1494693 60832 DOMINOS PIZZA INC COM 25754A201 2,652 300 X X 28-5284 300 3,377 382 X 28-CPADV 382 DOMTAR CORP COM NEW 257559203 16,730 475 X 28-5284 475 70 2 X X 28-5284 2 29,620 841 X 28-CPADV 841 528 15 X 28-12020 15 COLUMN TOTAL 187,651,773
FILE NO. 28-1235 PAGE 103 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DONALDSON INC COM 257651109 1,230,231 35,525 X 28-5284 35525 1,334,294 38,530 X X 28-5284 13615 24915 25,003 722 X 28-CPADV 722 156,701 4,525 X 28-12020 4525 DONEGAL GROUP INC CL A 257701201 67,751 4,388 X 28-5284 4388 DONEGAL GROUP INC CL B 257701300 9,634 616 X 28-5284 616 DONNELLEY R R & SONS CO COM 257867101 247,785 11,655 X 28-5284 6895 4760 201,013 9,455 X X 28-5284 8755 700 173,120 8,143 X 28-CPADV 8143 164,255 7,726 X X 28-CPADV 7726 7,335 345 X 28-11135 345 884,288 41,594 X 28-12020 39794 1800 DORCHESTER MINERALS LP COM UNIT 25820R105 22,570 1,000 X X 28-5284 1000 DORMAN PRODUCTS INC COM 258278100 12,016 800 X 28-12020 800 DOUBLE-TAKE SOFTWARE INC COM 258598101 2,038 200 X 28-12020 200 DOUGLAS EMMETT INC COM 25960P109 152,297 12,402 X 28-CPADV 12402 DOVER CORP COM 260003108 5,595,975 144,375 X 28-5284 132615 11760 6,090,436 157,132 X X 28-5284 137907 8000 11225 302,677 7,809 X 28-CPADV 7809 492,678 12,711 X X 28-CPADV 12711 282,328 7,284 X 28-11135 7284 549,268 14,171 X 28-12020 14171 DOVER DOWNS GAMING & ENTMT I COM 260095104 1,807 317 X 28-CPADV 317 DOW 30SM ENHANCED PREM & INC COM 260537105 17,220 1,400 X 28-5284 1400 DOW CHEM CO COM 260543103 10,322,390 395,949 X 28-5284 378207 17742 12,809,234 491,340 X X 28-5284 469100 100 22140 3,228,743 123,849 X 28-CPADV 121773 2076 1,350,348 51,797 X X 28-CPADV 9021 42776 5,396 207 X 28-11135 207 4,168,854 159,910 X 28-12020 139261 20649 DOW 30 PREMIUM & DIV INC FD COM 260582101 17,986 1,150 X 28-5284 1150 COLUMN TOTAL 49,925,671
FILE NO. 28-1235 PAGE 104 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP INC COM 26138E109 2,013 70 X 28-5284 70 254,265 8,844 X X 28-5284 5144 3700 269,704 9,381 X 28-CPADV 9381 251,505 8,748 X X 28-CPADV 8748 DRDGOLD LIMITED SPON ADR NEW 26152H301 7,240 1,000 X 28-5284 1000 DREAMWORKS ANIMATION SKG INC CL A 26153C103 4,446 125 X 28-5284 125 31,977 899 X 28-CPADV 899 26,678 750 X X 28-CPADV 750 11,667 328 X 28-11135 328 DRESS BARN INC COM 261570105 7,531 420 X 28-5284 420 483,088 26,943 X 28-CPADV 26943 DRESSER-RAND GROUP INC COM 261608103 428,766 13,800 X 28-5284 2600 11200 267,202 8,600 X X 28-5284 8600 26,161 842 X 28-CPADV 842 9,321 300 X X 28-CPADV 300 DREW INDS INC COM NEW 26168L205 86,760 4,000 X X 28-5284 4000 3,319 153 X 28-CPADV 153 DREYFUS STRATEGIC MUNS INC COM 261932107 47,563 6,013 X 28-5284 6013 941 119 X X 28-5284 119 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 11,339 3,194 X 28-5284 3194 DREYFUS MUN INCOME INC COM 26201R102 68,960 8,000 X 28-5284 8000 DREYFUS STRATEGIC MUN BD FD COM 26202F107 7,720 1,000 X X 28-5284 1000 24,704 3,200 X 28-12020 3200 DRIL-QUIP INC COM 262037104 204,616 4,122 X 28-5284 842 3280 9,928 200 X X 28-5284 200 337,999 6,809 X 28-CPADV 6809 DU PONT E I DE NEMOURS & CO COM 263534109 44,617,905 1,388,236 X 28-5284 1343741 410 44085 49,200,491 1,530,818 X X 28-5284 1387793 25094 117931 7,582,597 235,924 X 28-CPADV 235924 3,938,146 122,531 X X 28-CPADV 122531 448,192 13,945 X 28-11135 13945 19,230,840 598,346 X 28-12020 568552 29794 COLUMN TOTAL 127,903,584
FILE NO. 28-1235 PAGE 105 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DUCOMMUN INC DEL COM 264147109 18,683 988 X X 28-CPADV 988 35,475 1,876 X 28-11135 1876 DUFF & PHELPS UTIL CORP BD T COM 26432K108 11,272 900 X 28-12020 900 DUKE ENERGY CORP NEW COM 26441C105 5,106,135 324,405 X 28-5284 308814 15591 6,169,183 391,943 X X 28-5284 361353 30590 817,000 51,906 X 28-CPADV 51906 772,330 49,068 X X 28-CPADV 49068 400,898 25,470 X 28-11135 25470 12,404,725 788,102 X 28-12020 750509 37593 DUKE REALTY CORP COM NEW 264411505 428,805 35,704 X 28-5284 33204 2500 694,815 57,853 X X 28-5284 56753 1100 20,321 1,692 X 28-CPADV 1692 3,699 308 X 28-11135 308 247,034 20,569 X 28-12020 18969 1600 DUN & BRADSTREET CORP DEL NE COM 26483E100 585,387 7,772 X 28-5284 7172 600 600,677 7,975 X X 28-5284 3685 4290 145,669 1,934 X 28-CPADV 1934 133,542 1,773 X X 28-CPADV 1773 785,211 10,425 X 28-12020 10425 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 39,920 2,000 X X 28-5284 1000 1000 1,834,524 91,910 X 28-CPADV 91910 19,461 975 X X 28-CPADV 975 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 3,300 100 X X 28-5284 100 8,250 250 X 28-12020 250 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 2,733 205 X 28-CPADV 205 DURECT CORP COM 266605104 50,730 19,000 X 28-12020 19000 DYCOM INDS INC COM 267475101 4,059 330 X 28-CPADV 330 DYNAMEX INC COM 26784F103 2,596 159 X 28-CPADV 159 DYNAMIC MATLS CORP COM 267888105 221,796 11,112 X 28-CPADV 11112 DYNAVAX TECHNOLOGIES CORP COM 268158102 9,100 5,000 X 28-5284 5000 COLUMN TOTAL 31,577,330
FILE NO. 28-1235 PAGE 106 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- DYNCORP INTL INC CL A 26817C101 1,044 58 X 28-5284 58 933,984 51,888 X 28-CPADV 51888 27,000 1,500 X 28-12020 1500 DYNEGY INC DEL CL A 26817G102 773 303 X 28-5284 303 48,218 18,909 X 28-CPADV 18909 52,884 20,739 X X 28-CPADV 20739 4,065 1,594 X 28-12020 600 994 E HOUSE CHINA HLDGS LTD ADR 26852W103 3,490,224 163,400 X 28-CPADV 163400 E M C CORP MASS NOTE 1.750%12 268648AM4 1,477,500 12,000 X 28-5284 12000 E M C CORP MASS COM 268648102 11,423,377 670,386 X 28-5284 605471 64915 5,168,658 303,325 X X 28-5284 286615 490 16220 24,049,234 1,411,340 X 28-CPADV 1366326 45014 15,649,996 918,427 X X 28-CPADV 168169 3997 746261 354,943 20,830 X 28-11135 20830 1,648,211 96,726 X 28-12020 66547 30179 EMC INS GROUP INC COM 268664109 2,937 139 X 28-CPADV 139 EMS TECHNOLOGIES INC COM 26873N108 41,640 2,000 X 28-5284 2000 41,515 1,994 X 28-11135 1994 29,148 1,400 X 28-12020 1400 ENSCO INTL INC COM 26874Q100 498,484 11,718 X 28-5284 11718 143,360 3,370 X X 28-5284 3370 546,171 12,839 X 28-CPADV 12839 574,886 13,514 X X 28-CPADV 13514 7,317 172 X 28-11135 172 64,193 1,509 X 28-12020 1419 90 ENI S P A SPONSORED ADR 26874R108 596,156 11,959 X 28-5284 11859 100 10,020 201 X X 28-5284 201 164,505 3,300 X X 28-CPADV 3300 426,517 8,556 X 28-11135 8556 88,085 1,767 X 28-12020 1117 650 COLUMN TOTAL 67,565,045
FILE NO. 28-1235 PAGE 107 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EOG RES INC COM 26875P101 13,640,356 163,338 X 28-5284 161708 1630 8,568,544 102,605 X X 28-5284 99330 150 3125 3,947,518 47,270 X 28-CPADV 47270 2,157,063 25,830 X X 28-CPADV 25830 221,302 2,650 X 28-12020 2022 628 EPIQ SYS INC COM 26882D109 232 16 X 28-CPADV 16 203,725 14,050 X 28-11135 14050 ERP OPER LTD PARTNERSHIP NOTE 3.850% 8 26884AAV5 1,986,600 2,000 X 28-11439 2000 ESB FINL CORP COM 26884F102 17,072 1,275 X 28-12020 1275 EQT CORP COM 26884L109 51,641,637 1,212,245 X 28-5284 217255 994990 20,616,781 483,962 X X 28-5284 477804 6158 190,166 4,464 X 28-CPADV 4464 217,175 5,098 X X 28-CPADV 5098 34,889 819 X 28-11135 819 32,554,281 764,185 X 28-12020 738058 26127 E TRADE FINANCIAL CORP COM 269246104 350 200 X 28-5284 200 79,735 45,563 X 28-CPADV 45563 88,480 50,560 X X 28-CPADV 50560 105,000 60,000 X 28-12020 60000 EV ENERGY PARTNERS LP COM UNITS 26926V107 304,575 13,100 X 28-CPADV 13100 EXCO RESOURCES INC COM 269279402 42,931 2,297 X 28-CPADV 2297 10,747 575 X 28-11135 575 EV3 INC COM 26928A200 60,319 4,900 X X 28-5284 4900 20,435 1,660 X 28-CPADV 1660 226,504 18,400 X X 28-CPADV 18400 EAGLE MATERIALS INC COM 26969P108 2,858 100 X 28-5284 100 4,401 154 X X 28-5284 154 9,403 329 X 28-CPADV 329 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 6,450 1,500 X 28-5284 1500 EARTHLINK INC COM 270321102 25,911 3,081 X 28-5284 3081 20,075 2,387 X 28-CPADV 2387 COLUMN TOTAL 137,005,515
FILE NO. 28-1235 PAGE 108 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP INC COM 27579R104 56,814 6,845 X 28-5284 1505 5340 5,022 605 X X 28-5284 605 146,603 17,663 X 28-CPADV 17663 EASTERN AMERN NAT GAS TR SPERS RCT UNIT 276217106 5,955 250 X 28-5284 250 71,460 3,000 X X 28-5284 3000 33,348 1,400 X 28-12020 1400 EASTERN INS HLDGS INC COM 276534104 7,148 750 X X 28-5284 750 EASTGROUP PPTY INC COM 277276101 443,543 11,605 X 28-CPADV 11605 268 7 X 28-11135 7 EASTMAN CHEM CO COM 277432100 142,363 2,659 X 28-5284 2423 236 157,461 2,941 X X 28-5284 2941 228,776 4,273 X 28-CPADV 4273 236,111 4,410 X X 28-CPADV 4410 167,580 3,130 X 28-12020 3010 120 EASTMAN KODAK CO COM 277461109 22,576 4,723 X 28-5284 3646 1077 88,067 18,424 X X 28-5284 18424 92,622 19,377 X 28-CPADV 19377 80,533 16,848 X X 28-CPADV 16848 5,736 1,200 X 28-11439 1200 2,390 500 X 28-12020 500 EATON CORP COM 278058102 3,610,102 63,794 X 28-5284 56516 200 7078 3,238,476 57,227 X X 28-5284 55517 1710 971,084 17,160 X 28-CPADV 16652 508 659,330 11,651 X X 28-CPADV 4244 18 7389 8,602 152 X 28-11135 152 9,034,084 159,641 X 28-12020 157946 1695 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 21,078 1,506 X 28-12020 1506 EATON VANCE SR INCOME TR SH BEN INT 27826S103 17,041 3,065 X X 28-5284 3065 19,838 3,568 X 28-12020 2450 1118 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 63,825 4,817 X 28-5284 4817 476,006 35,925 X X 28-5284 35925 COLUMN TOTAL 20,113,842
FILE NO. 28-1235 PAGE 109 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 8,533 700 X X 28-5284 700 15,274 1,253 X 28-12020 1253 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 22,277 1,547 X 28-12020 1547 EATON VANCE CORP COM NON VTG 278265103 76,301 2,726 X 28-5284 1646 1080 1,819 65 X X 28-5284 65 44,588 1,593 X 28-CPADV 1593 306,155 10,938 X 28-11135 10938 EATON VANCE INS MUN BD FD COM 27827X101 78,960 6,000 X X 28-5284 6000 29,939 2,275 X 28-12020 2275 EATON VANCE ENHANCED EQ INC COM 278274105 22,647 1,655 X 28-5284 1655 3,421 250 X X 28-5284 250 6,842 500 X 28-12020 500 EATON VANCE ENH EQTY INC FD COM 278277108 170,574 12,893 X 28-5284 12893 19,184 1,450 X X 28-5284 1450 30,032 2,270 X 28-12020 2270 EATON VANCE TAX ADVT DIV INC COM 27828G107 104,832 7,088 X 28-5284 7088 195,228 13,200 X X 28-5284 13200 EATON VANCE LTD DUR INCOME F COM 27828H105 14,790 1,000 X X 28-5284 1000 118,009 7,979 X 28-12020 7979 EATON VANCE INS MA MUN BD FD COM 27828K108 29,890 1,960 X 28-12020 1960 EATON VANCE TX MGD DIV EQ IN COM 27828N102 146,509 11,446 X 28-5284 11446 90,240 7,050 X X 28-5284 7050 101,709 7,946 X 28-12020 6446 1500 EATON VANCE SR FLTNG RTE TR COM 27828Q105 26,923 2,035 X 28-5284 2035 EATON VANCE TX ADV GLBL DIV COM 27828S101 30,310 2,312 X 28-5284 2312 163,809 12,495 X X 28-5284 12495 EATON VANCE TX ADV GLB DIV O COM 27828U106 39,339 2,138 X 28-5284 2138 EATON VANCE SH TM DR DIVR IN COM 27828V104 41,727 2,571 X 28-12020 2571 COLUMN TOTAL 1,939,861
FILE NO. 28-1235 PAGE 110 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EATON VANCE INS PA MUN BD FD COM 27828W102 71,555 4,901 X 28-5284 4901 91,060 6,237 X X 28-5284 6237 EATON VANCE TAX MNGED BUY WR COM 27828X100 20,263 1,250 X 28-5284 1250 EATON VANCE TX MNG BY WRT OP COM 27828Y108 21,435 1,500 X 28-5284 1500 17,863 1,250 X 28-12020 1250 EATON VANCE TXMGD GL BUYWR O COM 27829C105 150,631 10,955 X 28-5284 10955 372,625 27,100 X X 28-5284 27100 33,000 2,400 X 28-12020 2400 EATON VANCE TAX MNG GBL DV E COM 27829F108 41,684 3,400 X 28-5284 3400 410,710 33,500 X X 28-5284 33500 115,845 9,449 X 28-12020 9199 250 EATON VANCE RISK MNGD DIV EQ COM 27829G106 8,500 500 X 28-5284 500 21,250 1,250 X 28-12020 1250 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 41,748 2,100 X 28-5284 2100 EBAY INC COM 278642103 7,161,916 303,471 X 28-5284 285355 18116 2,318,275 98,232 X X 28-5284 79738 3550 14944 12,705,957 538,388 X 28-CPADV 510556 27832 8,196,445 347,307 X X 28-CPADV 101759 2340 243208 3,682 156 X 28-11135 156 4,653,637 197,188 X 28-12020 183243 13945 ECHOSTAR CORP CL A 278768106 498 27 X 28-5284 27 9,488 514 X 28-CPADV 514 ECLIPSYS CORP COM 278856109 231,368 11,988 X 28-CPADV 11988 407,191 21,098 X 28-11135 21098 9,901 513 X 28-12020 250 263 ECOLAB INC COM 278865100 2,294,950 49,642 X 28-5284 29242 20400 3,787,531 81,928 X X 28-5284 45078 36850 408,165 8,829 X 28-CPADV 8829 368,037 7,961 X X 28-CPADV 7961 1,647,868 35,645 X 28-12020 33770 1875 ECOLOGY & ENVIRONMENT INC CL A 278878103 23,608 1,470 X 28-12020 1470 COLUMN TOTAL 45,646,686
FILE NO. 28-1235 PAGE 111 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EDISON INTL COM 281020107 355,344 10,582 X 28-5284 6788 3794 319,782 9,523 X X 28-5284 8973 550 6,817,848 203,033 X 28-CPADV 203033 787,552 23,453 X X 28-CPADV 23453 372,469 11,092 X 28-11135 11092 124,783 3,716 X 28-12020 3266 450 EDWARDS LIFESCIENCES CORP COM 28176E108 161,282 2,307 X 28-5284 1950 357 272,020 3,891 X X 28-5284 3601 290 33,906 485 X 28-CPADV 485 1,312,770 18,778 X 28-12020 18578 200 EHEALTH INC COM 28238P109 624,191 43,018 X 28-CPADV 43018 8,706 600 X X 28-CPADV 600 8X8 INC NEW COM 282914100 46,228 52,532 X X 28-5284 52532 220 250 X 28-12020 250 EL PASO CORP COM 28336L109 117,070 11,344 X 28-5284 9024 2320 132,612 12,850 X X 28-5284 8850 4000 299,858 29,056 X 28-CPADV 29056 289,899 28,091 X X 28-CPADV 28091 77,028 7,464 X 28-12020 2544 4920 EL PASO ELEC CO COM NEW 283677854 6,891 390 X 28-5284 390 1,079,460 61,090 X 28-CPADV 61090 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 6,684 200 X 28-5284 200 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 29,540 1,425 X 28-5284 1425 150,293 7,250 X X 28-5284 7250 93,285 4,500 X 28-12020 4500 ELAN PLC ADR 284131208 29,151 4,100 X 28-5284 4100 25,859 3,637 X X 28-5284 3637 72,266 10,164 X 28-12020 10164 ELDORADO GOLD CORP NEW COM 284902103 26,220 2,300 X X 28-5284 2300 22,800 2,000 X 28-12020 2000 ELECTRO OPTICAL SCIENCES INC COM 285192100 4,790 500 X 28-5284 500 19,160 2,000 X X 28-5284 2000 COLUMN TOTAL 13,719,967
FILE NO. 28-1235 PAGE 112 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ELECTRO RENT CORP COM 285218103 1,981 172 X 28-CPADV 172 ELECTRO SCIENTIFIC INDS COM 285229100 3,481 260 X 28-5284 260 375 28 X 28-CPADV 28 ELECTRONIC ARTS INC COM 285512109 259,671 13,631 X 28-5284 12796 835 216,446 11,362 X X 28-5284 11012 150 200 268,719 14,106 X 28-CPADV 14106 250,660 13,158 X X 28-CPADV 13158 4,972 261 X 28-11135 261 368,446 19,341 X 28-12020 19041 300 ELECTRONICS FOR IMAGING INC COM 286082102 98,331 8,725 X 28-CPADV 8725 3,381 300 X 28-12020 300 ELIZABETH ARDEN INC COM 28660G106 212 18 X 28-CPADV 18 ELLIS PERRY INTL INC COM 288853104 2,101 131 X 28-CPADV 131 2,615 163 X 28-12020 163 ELRON ELECTR INDS LTD ORD 290160100 2,625 500 X 28-12020 500 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 42,255 1,842 X 28-5284 1842 64,943 2,831 X X 28-5284 2831 133,052 5,800 X X 28-CPADV 5800 193,843 8,450 X 28-12020 7514 936 EMCOR GROUP INC COM 29084Q100 134,956 5,330 X 28-5284 4700 630 4,967,632 196,194 X 28-CPADV 196194 580,334 22,920 X X 28-CPADV 22920 392,713 15,510 X 28-11135 15510 12,660 500 X 28-12020 500 EMCORE CORP COM 290846104 910 700 X 28-5284 700 12,593 9,687 X 28-CPADV 9687 EMERGENT BIOSOLUTIONS INC COM 29089Q105 1,766 100 X X 28-5284 100 EMERGING MKTS TELECOMNC FD N COM 290890102 3,510 199 X X 28-5284 199 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 791 17 X 28-5284 17 947,112 20,368 X 28-CPADV 20368 COLUMN TOTAL 8,973,086
FILE NO. 28-1235 PAGE 113 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EMERSON ELEC CO COM 291011104 51,181,118 1,276,974 X 28-5284 1225373 290 51311 57,016,485 1,422,567 X X 28-5284 1272616 60141 89810 1,981,675 49,443 X 28-CPADV 48642 801 1,750,133 43,666 X X 28-CPADV 6884 30 36752 281,201 7,016 X 28-11135 7016 41,897,307 1,045,342 X 28-12020 995293 50049 EMERSON RADIO CORP COM NEW 291087203 1,873,403 1,463,596 X X 28-5284 1463596 EMPIRE DIST ELEC CO COM 291641108 7,236 400 X X 28-5284 300 100 669 37 X 28-CPADV 37 50,652 2,800 X 28-12020 2800 EMPLOYERS HOLDINGS INC COM 292218104 363,006 23,450 X 28-CPADV 23450 EMULEX CORP COM NEW 292475209 3,087 300 X X 28-5284 300 3,735 363 X 28-CPADV 363 100,842 9,800 X X 28-CPADV 9800 ENBRIDGE INC COM 29250N105 65,960 1,700 X 28-5284 1700 108,640 2,800 X X 28-5284 2200 600 334,611 8,624 X 28-11135 8624 34,920 900 X 28-12020 900 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1,988,678 44,134 X 28-5284 44134 6,783,107 150,535 X X 28-5284 150535 176,365 3,914 X 28-12020 3314 600 ENCANA CORP COM 292505104 340,475 5,910 X 28-5284 5910 1,514,797 26,294 X X 28-5284 17619 8675 113,837 1,976 X 28-12020 1976 ENCORE ACQUISITION CO COM 29255W100 935 25 X 28-5284 25 2,884,512 77,126 X 28-CPADV 77126 490,875 13,125 X X 28-CPADV 13125 ENCORE WIRE CORP COM 292562105 427,208 19,123 X 28-CPADV 19123 250,878 11,230 X X 28-CPADV 11230 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 47,910 3,000 X 28-5284 3000 4,791 300 X X 28-5284 300 79,850 5,000 X 28-12020 5000 COLUMN TOTAL 172,158,898
FILE NO. 28-1235 PAGE 114 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ENDEAVOUR SILVER CORP COM 29258Y103 2,800 1,000 X X 28-5284 1000 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 5,001 221 X 28-5284 221 6,789 300 X X 28-5284 300 2,876,816 127,124 X 28-CPADV 127124 6,472 286 X 28-11135 286 ENERGEN CORP COM 29265N108 78,097 1,812 X 28-5284 1812 9,654 224 X X 28-5284 224 24,869 577 X 28-CPADV 577 19,352 449 X X 28-CPADV 449 126,671 2,939 X 28-11135 2939 14,194,080 329,329 X 28-12020 320953 8376 ENERGY CONVERSION DEVICES IN COM 292659109 4,632 400 X 28-5284 400 66,006 5,700 X 28-12020 5700 ENERGIZER HLDGS INC COM 29266R108 90,819 1,369 X 28-5284 1369 628,572 9,475 X X 28-5284 9475 61,962 934 X 28-CPADV 934 23,617 356 X 28-12020 356 ENDOLOGIX INC COM 29266S106 37,140 6,000 X 28-12020 6000 ENER1 INC COM NEW 29267A203 69,200 10,000 X X 28-5284 10000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 730,158 17,160 X 28-5284 17160 371,249 8,725 X X 28-5284 7975 750 80,845 1,900 X X 28-CPADV 1900 610,252 14,342 X 28-12020 13882 460 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 140,000 5,000 X X 28-5284 5000 196,000 7,000 X 28-12020 6000 1000 ENERPLUS RES FD UNIT TR G NEW 29274D604 83,503 3,648 X 28-5284 3198 450 413,027 18,044 X X 28-5284 17734 310 123,835 5,410 X 28-12020 2100 3310 ENERSIS S A SPONSORED ADR 29274F104 8,542 463 X 28-11135 463 ENERSYS COM 29275Y102 1,272,741 57,538 X 28-CPADV 57538 8,295 375 X X 28-CPADV 375 COLUMN TOTAL 22,370,996
FILE NO. 28-1235 PAGE 115 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ENERGYSOLUTIONS INC COM 292756202 729,579 79,130 X 28-CPADV 79130 10,373 1,125 X X 28-CPADV 1125 ENERNOC INC COM 292764107 11,075 334 X 28-CPADV 334 179,064 5,400 X 28-12020 5400 ENNIS INC COM 293389102 419 26 X 28-CPADV 26 91,941 5,700 X X 28-CPADV 5700 6,452 400 X 28-12020 400 ENPRO INDS INC COM 29355X107 567,019 24,804 X 28-CPADV 24804 ENTEGRIS INC COM 29362U104 2,792 564 X X 28-5284 564 187,877 37,955 X 28-CPADV 37955 33,660 6,800 X X 28-CPADV 6800 6,881 1,390 X 28-12020 1390 ENTERGY CORP NEW COM 29364G103 4,122,613 51,623 X 28-5284 50248 1375 4,899,012 61,345 X X 28-5284 59445 1900 666,032 8,340 X 28-CPADV 8340 628,738 7,873 X X 28-CPADV 7873 530,350 6,641 X 28-12020 5200 1441 ENTERPRISE FINL SVCS CORP COM 293712105 9,657 1,044 X 28-CPADV 1044 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 47,328 1,600 X 28-5284 1600 14,790 500 X X 28-5284 500 156,774 5,300 X 28-12020 5300 ENTERPRISE PRODS PARTNERS L COM 293792107 1,780,620 62,875 X 28-5284 61075 1800 6,189,789 218,566 X X 28-5284 210716 5250 2600 1,006,748 35,549 X 28-12020 34349 1200 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 25,605 750 X 28-5284 750 74,732 2,189 X X 28-5284 2189 1,125,015 32,953 X 28-CPADV 32953 607,351 17,790 X X 28-CPADV 17790 ENTERTAINMENT PPTYS TR CONV PFD 9% SR 29380T600 152,656 7,030 X 28-CPADV 7030 57,110 2,630 X X 28-CPADV 2630 ENZON PHARMACEUTICALS INC COM 293904108 5,255 637 X 28-CPADV 637 COLUMN TOTAL 23,927,307
FILE NO. 28-1235 PAGE 116 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ENZO BIOCHEM INC COM 294100102 1,763 249 X 28-5284 249 7,080 1,000 X 28-12020 1000 EPICOR SOFTWARE CORP COM 29426L108 612 96 X 28-CPADV 96 EPLUS INC COM 294268107 407,954 26,235 X 28-CPADV 26235 5,831 375 X X 28-CPADV 375 EQUIFAX INC COM 294429105 193,053 6,625 X 28-5284 6625 94,705 3,250 X X 28-5284 1750 1500 123,612 4,242 X 28-CPADV 4242 114,608 3,933 X X 28-CPADV 3933 729 25 X 28-11135 25 174,578 5,991 X 28-12020 5991 EQUINIX INC COM NEW 29444U502 41,308 449 X X 28-5284 449 28,612 311 X 28-CPADV 311 EQUITY LIFESTYLE PPTYS INC COM 29472R108 18,870 441 X 28-CPADV 441 EQUITY ONE COM 294752100 26,639 1,700 X X 28-CPADV 1700 9,841 628 X 28-12020 628 EQUITY RESIDENTIAL SH BEN INT 29476L107 85,008 2,769 X 28-5284 2029 740 184,323 6,004 X X 28-5284 3804 2200 1,112,537 36,239 X 28-CPADV 36239 323,271 10,530 X X 28-CPADV 10530 165,135 5,379 X 28-12020 4826 553 EQUITY RESIDENTIAL PFD CONV E 7% 29476L883 10,611 300 X X 28-5284 300 ERESEARCHTECHNOLOGY INC COM 29481V108 56 8 X 28-CPADV 8 2,100 300 X 28-12020 300 ERICSSON L M TEL CO ADR B SEK 10 294821608 57,204 5,709 X 28-5284 5709 19,439 1,940 X X 28-5284 1940 142,284 14,200 X X 28-CPADV 14200 146,753 14,646 X 28-12020 14406 240 ERIE INDTY CO CL A 29530P102 2,895,171 77,287 X 28-5284 77287 292,750 7,815 X X 28-5284 7815 15,733 420 X 28-CPADV 420 238,360,864 6,363,077 X 28-12020 6363077 COLUMN TOTAL 245,063,034
FILE NO. 28-1235 PAGE 117 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC COM 296315104 11,820 300 X 28-5284 300 15,878 403 X 28-CPADV 403 10,165 258 X 28-11135 258 84,198 2,137 X 28-12020 2137 ESSA BANCORP INC COM 29667D104 204,755 15,500 X 28-5284 15500 ESSEX PPTY TR INC COM 297178105 796 10 X 28-5284 10 637 8 X X 28-5284 8 384,212 4,828 X 28-CPADV 4828 ESTERLINE TECHNOLOGIES CORP COM 297425100 31,368 800 X 28-5284 500 300 78,420 2,000 X X 28-5284 2000 9,391,501 239,518 X 28-CPADV 239518 789,689 20,140 X X 28-CPADV 20140 2,705 69 X 28-11135 69 5,489 140 X 28-12020 140 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 13,811 199 X 28-5284 199 5,205 75 X 28-12020 75 ETHAN ALLEN INTERIORS INC COM 297602104 4,620 280 X 28-5284 280 4,950 300 X X 28-5284 300 1,007 61 X 28-CPADV 61 225,473 13,665 X 28-11135 13665 EURONET WORLDWIDE INC COM 298736109 23,357 972 X 28-CPADV 972 38,448 1,600 X 28-12020 1600 EUROPEAN EQUITY FUND COM 298768102 23,950 3,451 X 28-12020 3451 EVERGREEN INCOME ADVANTAGE F COM SHS 30023Y105 6,000 650 X 28-5284 650 38,138 4,132 X X 28-5284 4132 7,172 777 X 28-12020 777 EVERGREEN ENERGY INC COM 30024B104 1,280 2,000 X 28-5284 2000 1,130 1,766 X 28-CPADV 1766 EVERGREEN GBL DIVID OPP FUND COM 30024H101 86,700 8,500 X 28-5284 8500 3,886 381 X X 28-5284 381 26,693 2,617 X 28-12020 2617 EVERGREEN INTL BALANCED INCO COM 30024R109 19,333 1,375 X 28-5284 1375 COLUMN TOTAL 11,542,786
FILE NO. 28-1235 PAGE 118 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EVERGREEN MULTI SECT INC FUN COM SHS 30024Y104 28,540 2,000 X 28-5284 2000 40,070 2,808 X 28-12020 2808 EVERGREEN SOLAR INC COM 30033R108 11,468 5,973 X X 28-5284 5973 4,032 2,100 X 28-12020 2100 EVOLVING SYS INC COM NEW 30049R209 1,300,269 187,089 X X 28-5284 187089 EXAR CORP COM 300645108 2,352 320 X 28-5284 320 12,965 1,764 X 28-CPADV 1764 EXELON CORP COM 30161N101 20,480,903 412,755 X 28-5284 402774 9981 21,049,499 424,214 X X 28-5284 390559 14920 18735 8,324,251 167,760 X 28-CPADV 167760 6,247,356 125,904 X X 28-CPADV 250 125654 4,168 84 X 28-11135 84 36,544,286 736,483 X 28-12020 706705 29778 EXELIXIS INC COM 30161Q104 957 150 X 28-12020 150 EXIDE TECHNOLOGIES COM NEW 302051206 813 102 X 28-CPADV 102 EXLSERVICE HOLDINGS INC COM 302081104 104 7 X 28-CPADV 7 EXPEDIA INC DEL COM 30212P105 3,616 151 X 28-5284 151 192,630 8,043 X 28-CPADV 8043 174,979 7,306 X X 28-CPADV 7306 6,850 286 X 28-12020 286 EXPEDITORS INTL WASH INC COM 302130109 2,281,094 64,896 X 28-5284 64283 613 1,154,326 32,840 X X 28-5284 11190 21650 312,273 8,884 X 28-CPADV 8884 302,009 8,592 X X 28-CPADV 8592 36,205 1,030 X 28-11135 1030 623,948 17,751 X 28-12020 17091 660 EXPONENT INC COM 30214U102 352,125 12,500 X 28-CPADV 12500 90,144 3,200 X X 28-CPADV 3200 EXPRESS 1 EXPEDITED SOLUTION COM 30217Q108 6,650 7,000 X 28-12020 7000 EXPRESSJET HOLDINGS INC COM NEW 30218U306 250 100 X X 28-5284 100 COLUMN TOTAL 99,589,132
FILE NO. 28-1235 PAGE 119 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS INC COM 302182100 727,235 9,374 X 28-5284 8514 860 215,905 2,783 X X 28-5284 2733 50 895,584 11,544 X 28-CPADV 11544 850,665 10,965 X X 28-CPADV 10965 516,760 6,661 X 28-11135 6661 5,275,285 67,998 X 28-12020 66193 1805 EXTRA SPACE STORAGE INC COM 30225T102 727,074 68,917 X 28-CPADV 68917 EXTERRAN HLDGS INC COM 30225X103 12,036 507 X 28-5284 507 20,060 845 X 28-CPADV 845 242,433 10,212 X X 28-CPADV 10212 EZCORP INC CL A NON VTG 302301106 4,412 323 X 28-5284 323 172,116 12,600 X X 28-CPADV 12600 EXXON MOBIL CORP COM 30231G102 473,801,792 6,905,725 X 28-5284 6674406 730 230589 546,978,199 7,972,281 X X 28-5284 7391579 80649 500053 80,251,539 1,169,677 X 28-CPADV 1136163 33514 52,303,050 762,324 X X 28-CPADV 138073 2699 621552 679,376 9,902 X 28-11135 9902 472,100,333 6,880,926 X 28-12020 6226446 654480 FBL FINL GROUP INC CL A 30239F106 194 10 X 28-CPADV 10 FEI CO COM 30241L109 13,459 546 X 28-CPADV 546 FLIR SYS INC COM 302445101 224,515 8,027 X 28-5284 6952 1075 594,782 21,265 X X 28-5284 7265 14000 187,958 6,720 X 28-CPADV 6720 163,932 5,861 X X 28-CPADV 5861 443,492 15,856 X 28-11135 15856 120,802 4,319 X 28-12020 1680 2639 FBR CAPITAL MARKETS CORP COM 30247C301 12,370 2,086 X 28-CPADV 2086 FMC TECHNOLOGIES INC COM 30249U101 757,689 14,504 X 28-5284 8259 6245 114,719 2,196 X X 28-5284 2196 277,603 5,314 X 28-CPADV 5314 473,190 9,058 X X 28-CPADV 9058 2,978 57 X 28-11135 57 36,255 694 X 28-12020 454 240 COLUMN TOTAL 1 ,639,197,792
FILE NO. 28-1235 PAGE 120 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- F M C CORP COM NEW 302491303 7,819 139 X 28-5284 139 52,875 940 X X 28-5284 940 494,381 8,789 X 28-CPADV 8789 158,569 2,819 X X 28-CPADV 2819 17,606 313 X 28-11135 313 25,369 451 X 28-12020 451 FNB CORP PA COM 302520101 583,233 82,030 X 28-5284 82030 308,659 43,412 X X 28-5284 7651 4845 30916 1,813 255 X 28-CPADV 255 134,215 18,877 X 28-12020 18877 FPB BANCORP INC COM 30254M101 3,086 1,102 X 28-12020 1102 FPIC INS GROUP INC COM 302563101 410,719 12,242 X 28-CPADV 12242 336 10 X 28-11135 10 FPL GROUP INC COM 302571104 43,845,551 793,872 X 28-5284 776723 17149 41,827,943 757,341 X X 28-5284 720466 7575 29300 20,110,403 364,121 X 28-CPADV 352434 11687 9,782,835 177,129 X X 28-CPADV 47371 901 128857 167,236 3,028 X 28-11135 3028 55,755,569 1,009,516 X 28-12020 979300 30216 FX ENERGY INC COM 302695101 19,380 6,000 X 28-5284 6000 2,477 767 X 28-CPADV 767 FTI CONSULTING INC COM 302941109 14,573 342 X 28-5284 342 189,870 4,456 X 28-CPADV 4456 12,783 300 X X 28-CPADV 300 34,088 800 X 28-12020 800 FACET BIOTECH CORP SHS 30303Q103 15,492 896 X 28-CPADV 896 207 12 X 28-11135 12 FACTSET RESH SYS INC COM 303075105 2,999,148 45,277 X 28-5284 44827 450 2,827,918 42,692 X X 28-5284 42132 100 460 4,655,745 70,286 X 28-CPADV 70286 776,664 11,725 X X 28-CPADV 11725 7,286 110 X 28-12020 110 COLUMN TOTAL 185,243,848
FILE NO. 28-1235 PAGE 121 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FAIR ISAAC CORP COM 303250104 130,724 6,083 X 28-5284 6083 24,714 1,150 X X 28-5284 1150 15,602 726 X 28-CPADV 726 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 5,933 580 X 28-CPADV 580 FAIRFAX FINL HLDGS LTD SUB VTG 303901102 38,927 105 X 28-5284 105 71,551 193 X 28-12020 193 FAIRPOINT COMMUNICATIONS INC COM 305560104 1,097 2,676 X 28-5284 2585 91 2,177 5,310 X X 28-5284 4899 5 406 0 1 X 28-11135 1 278 679 X 28-12020 599 80 FAMILY DLR STORES INC COM 307000109 736,534 27,899 X 28-5284 27819 80 1,310,602 49,644 X X 28-5284 49344 300 165,818 6,281 X 28-CPADV 6281 349,483 13,238 X X 28-CPADV 13238 510,233 19,327 X 28-12020 18777 550 FARMERS CAP BK CORP COM 309562106 2,575 144 X 28-CPADV 144 62,580 3,500 X 28-12020 3500 FARO TECHNOLOGIES INC COM 311642102 1,752 102 X 28-CPADV 102 FASTENAL CO COM 311900104 398,262 10,291 X 28-5284 10191 100 3,604,131 93,130 X X 28-5284 28555 64575 325,467 8,410 X 28-CPADV 8410 355,808 9,194 X X 28-CPADV 9194 826,245 21,350 X 28-12020 20350 1000 FAUQUIER BANKSHARES INC VA COM 312059108 408,660 29,400 X X 28-5284 29400 FCSTONE GROUP INC COM 31308T100 10,440 2,166 X 28-CPADV 2166 FEDERAL HOME LN MTG CORP COM 313400301 19,350 10,750 X 28-5284 10750 4,514 2,508 X X 28-5284 110 2398 FEDERAL MOGUL CORP COM 313549404 20,869 1,729 X X 28-5284 1729 COLUMN TOTAL 9,404,326
FILE NO. 28-1235 PAGE 122 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FEDERAL NATL MTG ASSN COM 313586109 2,128 1,400 X 28-5284 1400 12,350 8,125 X X 28-5284 8125 4,134 2,720 X X 28-CPADV 2720 388 255 X 28-11135 255 2,128 1,400 X 28-12020 1400 6 4 X 4 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 457,207 7,450 X 28-5284 7450 1,605,562 26,162 X X 28-5284 25762 400 753,378 12,276 X 28-CPADV 12276 56,767 925 X 28-12020 925 FEDERAL SIGNAL CORP COM 313855108 7,190 1,000 X 28-12020 1000 FEDERATED INVS INC PA CL B 314211103 1,638,289 62,127 X 28-5284 56817 5310 1,623,100 61,551 X X 28-5284 61151 400 835,164 31,671 X 28-CPADV 30261 1410 423,634 16,065 X X 28-CPADV 12044 51 3970 216,867 8,224 X 28-11135 8224 759,667 28,808 X 28-12020 26773 2035 FEDERATED PREM MUN INC FD COM 31423P108 24,491 1,577 X X 28-5284 1577 FEDEX CORP COM 31428X106 5,014,767 66,668 X 28-5284 63188 3480 883,083 11,740 X X 28-5284 10385 90 1265 11,490,532 152,759 X 28-CPADV 144444 8315 6,936,788 92,220 X X 28-CPADV 30931 747 60542 903 12 X 28-11135 12 3,467,868 46,103 X 28-12020 42291 3812 FEDFIRST FINL CORP COM 31429X105 115,638 27,500 X 28-5284 27500 FELCOR LODGING TR INC COM 31430F101 2,233 493 X 28-CPADV 493 16,557 3,655 X 28-12020 3655 FEMALE HEALTH CO COM 314462102 1,263 250 X X 28-5284 250 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 30,876 1,550 X 28-5284 1350 200 3,984 200 X X 28-5284 200 484,853 24,340 X 28-CPADV 24340 7,470 375 X X 28-CPADV 375 9,960 500 X 28-12020 500 FERRO CORP COM 315405100 740,765 83,232 X 28-12020 82557 675 COLUMN TOTAL 37,629,990
FILE NO. 28-1235 PAGE 123 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- F5 NETWORKS INC COM 315616102 2,457 62 X 28-5284 62 369,550 9,325 X 28-CPADV 9325 150,039 3,786 X 28-11135 3786 FIBERTOWER CORP NOTE 9.000%11 31567RAC4 218,358,625 3,587,000 X X 28-5284 3587000 FIBERTOWER CORP COM 31567R100 24,737 22,905 X X 28-5284 22905 FIDELITY BANCORP INC COM 315831107 9,084 1,426 X 28-5284 1426 FIDELITY NATL INFORMATION SV COM 31620M106 161,682 6,338 X 28-5284 4238 2100 2,488,296 97,542 X X 28-5284 90542 7000 206,631 8,100 X 28-CPADV 8100 204,003 7,997 X X 28-CPADV 7997 71,351 2,797 X 28-12020 2797 FIDELITY NATIONAL FINANCIAL CL A 31620R105 149,850 9,937 X 28-5284 6877 3060 2,726,871 180,827 X X 28-5284 179577 1250 30,386 2,015 X 28-CPADV 2015 22,620 1,500 X 28-12020 1500 FIFTH THIRD BANCORP COM 316773100 1,642,894 162,181 X 28-5284 149401 12780 171,329 16,913 X X 28-5284 15913 1000 342,921 33,852 X 28-CPADV 33852 315,924 31,187 X X 28-CPADV 233 3213- 34167 4,103 405 X 28-11135 405 2,290,069 226,068 X 28-12020 222568 3500 FIFTH STREET FINANCE CORP COM 31678A103 665,091 60,850 X 28-CPADV 60850 9,017 825 X X 28-CPADV 825 FINANCIAL FED CORP COM 317492106 6,417 260 X 28-5284 260 483,728 19,600 X 28-CPADV 19600 48,348 1,959 X 28-11135 1959 FINANCIAL INSTNS INC COM 317585404 2,423 243 X 28-CPADV 243 FINISH LINE INC CL A 317923100 116,840 11,500 X 28-CPADV 11500 FIRST ADVANTAGE CORP CL A 31845F100 4,229 228 X 28-CPADV 228 COLUMN TOTAL 231,079,515
FILE NO. 28-1235 PAGE 124 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FIRST AMERN CORP CALIF COM 318522307 377,111 11,650 X 28-5284 11650 36,190 1,118 X 28-CPADV 1118 FIRST BANCORP P R COM 318672102 2,135 700 X 28-5284 700 702 230 X 28-CPADV 230 FIRST BANCORP N C COM 318910106 4,206 233 X 28-CPADV 233 FIRST BUSEY CORP COM 319383105 99 21 X 28-CPADV 21 14,570 3,100 X 28-12020 3100 FIRST CASH FINL SVCS INC COM 31942D107 27,768 1,621 X X 28-5284 1621 282,868 16,513 X 28-CPADV 16513 41,112 2,400 X 28-12020 2400 FIRST CTZNS BANCSHARES INC N CL A 31946M103 47,730 300 X 28-5284 300 47,730 300 X X 28-CPADV 300 FIRST COMWLTH FINL CORP PA COM 319829107 140,012 24,650 X 28-5284 24650 96,821 17,046 X X 28-5284 14696 2350 1,074 189 X 28-CPADV 189 53,108 9,350 X 28-12020 9350 FIRST CMNTY BANCSHARES INC N COM 31983A103 47,224 3,742 X 28-12020 3742 FIRST FINL BANKSHARES COM 32020R109 1,731 35 X 28-CPADV 35 FIRST FINL BANCORP OH COM 320209109 100,015 8,300 X 28-CPADV 8300 36,728 3,048 X 28-12020 3048 FIRST FINL CORP IND COM 320218100 36,576,898 1,193,763 X 28-12020 1193763 FIRST FRANKLIN CORP COM 320272107 99,929 16,275 X 28-5284 16275 73,680 12,000 X X 28-5284 12000 FIRST HORIZON NATL CORP COM 320517105 312,903 23,651 X 28-5284 23651 143,532 10,849 X 28-CPADV 10849 116,728 8,823 X X 28-CPADV 8823 115,868 8,758 X 28-12020 6996 1762 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 267,750 51,000 X 28-5284 51000 924 176 X 28-CPADV 176 COLUMN TOTAL 39,067,146
FILE NO. 28-1235 PAGE 125 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FIRST ISRAEL FD INC COM 32063L100 50,151 3,650 X 28-5284 3650 FIRST MARBLEHEAD CORP COM 320771108 22 10 X 28-5284 10 13,145 5,975 X 28-CPADV 5975 FIRST MARINER BANCORP COM 320795107 6,100 5,000 X X 28-5284 5000 FIRST MERCHANTS CORP COM 320817109 1,547 222 X 28-CPADV 222 3,645 523 X 28-12020 523 FIRST MERCURY FINANCIAL CORP COM 320841109 3,370 253 X 28-CPADV 253 FIRST MIDWEST BANCORP DEL COM 320867104 21,650 1,921 X 28-5284 1441 480 1,567 139 X 28-CPADV 139 31,116 2,761 X 28-12020 2761 FIRST NIAGARA FINL GP INC COM 33582V108 12,330 1,000 X 28-5284 1000 2,466 200 X X 28-5284 200 921,076 74,702 X 28-CPADV 74702 3,699 300 X 28-12020 300 FIRST OPPORTUNITY FD INC COM 33587T108 44,800 7,000 X X 28-5284 7000 FIRST POTOMAC RLTY TR COM 33610F109 24,276 2,100 X 28-5284 2100 11,560 1,000 X X 28-5284 1000 162 14 X 28-CPADV 14 2,890 250 X 28-12020 250 FIRST PL FINL CORP COM 33610T109 265,500 90,000 X 28-12020 90000 FIRST SOLAR INC COM 336433107 249,162 1,630 X 28-5284 1630 246,105 1,610 X X 28-5284 1160 450 78,570 514 X 28-CPADV 514 764 5 X 28-11135 5 35,311 231 X 28-12020 231 FIRST SOUTH BANCORP INC VA COM 33646W100 1,748 152 X 28-CPADV 152 1ST SOURCE CORP COM 336901103 179,300 11,000 X 28-12020 11000 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 5,940 450 X X 28-5284 450 COLUMN TOTAL 2,217,972
FILE NO. 28-1235 PAGE 126 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FIRST TR FOUR CRNRS SR FLT R COM SHS 33733Q107 28,650 2,500 X 28-5284 2500 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 12,454 1,124 X X 28-5284 1124 FIRST TR VALUE LINE DIVID IN SHS 33734H106 98,229 7,837 X 28-5284 7837 FIRST TR ISE REVERE NAT GAS COM 33734J102 73,387 4,405 X X 28-5284 4405 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 10,780 1,100 X 28-5284 1100 9,800 1,000 X 28-12020 1000 FIRST TR STRATEGIC HIGH INC COM SHS 337353106 21,450 5,000 X 28-5284 5000 2,145 500 X X 28-5284 500 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 1,302 80 X 28-5284 80 21,330 1,311 X X 28-5284 1311 FIRST UTD CORP COM 33741H107 10,570 1,000 X 28-5284 1000 FIRSTSERVICE CORP SUB VTG SH 33761N109 4,577,516 237,177 X 28-CPADV 237177 594,440 30,800 X X 28-CPADV 30800 FISERV INC COM 337738108 571,989 11,867 X 28-5284 9242 2625 1,102,961 22,883 X X 28-5284 9020 13863 329,833 6,843 X 28-CPADV 6843 302,359 6,273 X X 28-CPADV 6273 94,231 1,955 X 28-11135 1955 360,391 7,477 X 28-12020 6469 1008 FISHER COMMUNICATIONS INC COM 337756209 10,072 554 X 28-CPADV 554 FIRSTMERIT CORP COM 337915102 977,971 51,391 X 28-5284 51391 9,915 521 X 28-CPADV 521 1,440,742 75,709 X 28-12020 75709 FIRSTENERGY CORP COM 337932107 6,584,046 144,008 X 28-5284 141518 290 2200 4,705,137 102,912 X X 28-5284 100297 520 2095 563,910 12,334 X 28-CPADV 12334 891,997 19,510 X X 28-CPADV 19510 121,021 2,647 X 28-11135 2647 18,917,336 413,765 X 28-12020 395295 18470 COLUMN TOTAL 42,445,964
FILE NO. 28-1235 PAGE 127 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FISHER SCIENTIFIC INTL INC NOTE 3.250% 3 338032AX3 248,500 2,000 X 28-5284 2000 FIVE STAR QUALITY CARE INC COM 33832D106 135 37 X 28-5284 37 5,490 1,500 X X 28-5284 1500 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 3,339 258 X 28-5284 258 FLAHERTY & CRUMRINE PFD INC COM 33848E106 29,487 4,056 X 28-5284 4056 FLAHERTY & CRUMRINE PFD INC COM 338480106 8,460 900 X X 28-5284 900 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 4,380 500 X 28-12020 500 FLUOR CORP NEW COM 343412102 1,245,876 24,501 X 28-5284 23861 640 1,142,244 22,463 X X 28-5284 20788 1675 974,083 19,156 X 28-CPADV 18624 532 648,185 12,747 X X 28-CPADV 4616 20 8111 220,079 4,328 X 28-11135 4328 781,107 15,361 X 28-12020 14535 826 FLOW INTL CORP COM 343468104 10,701 4,100 X X 28-CPADV 4100 1,305 500 X 28-12020 500 FLOWERS FOODS INC COM 343498101 6,494 247 X 28-5284 247 13,145 500 X X 28-5284 500 459,681 17,485 X 28-CPADV 17485 5,258 200 X X 28-CPADV 200 28,078 1,068 X 28-11135 1068 FLOWSERVE CORP COM 34354P105 31,139 316 X 28-5284 316 33,504 340 X X 28-5284 340 234,525 2,380 X 28-CPADV 2380 303,011 3,075 X X 28-CPADV 3075 493,981 5,013 X 28-11135 5013 168,898 1,714 X 28-12020 1630 84 FLUSHING FINL CORP COM 343873105 443,460 38,900 X 28-CPADV 38900 6,840 600 X X 28-CPADV 600 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 5,520 500 X 28-12020 500 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 8,866 233 X 28-5284 233 183,325 4,818 X 28-11135 4818 COLUMN TOTAL 7,749,096
FILE NO. 28-1235 PAGE 128 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER INC COM 344849104 31,548 2,640 X 28-5284 2640 261,108 21,850 X X 28-5284 21850 13,133 1,099 X 28-CPADV 1099 188,810 15,800 X X 28-CPADV 15800 FORCE PROTECTION INC COM NEW 345203202 6,279 1,150 X X 28-5284 150 1000 4,035 739 X 28-CPADV 739 FORD MTR CO DEL COM PAR $0.01 345370860 1,182,260 163,975 X 28-5284 152795 11180 453,978 62,965 X X 28-5284 57665 5300 1,103,310 153,025 X 28-CPADV 153025 1,060,541 147,093 X X 28-CPADV 147093 775,277 107,528 X 28-12020 102921 4607 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 13,554 450 X 28-5284 450 8,434 280 X X 28-5284 280 FOREST CITY ENTERPRISES INC CL A 345550107 192,969 14,433 X 28-5284 14433 40,110 3,000 X X 28-5284 3000 1,040,627 77,833 X 28-CPADV 77833 183,704 13,740 X 28-12020 13740 FOREST CITY ENTERPRISES INC CL B CONV 345550305 12,393 900 X 28-12020 900 FOREST LABS INC COM 345838106 360,287 12,238 X 28-5284 11568 670 272,320 9,250 X X 28-5284 9250 4,076,881 138,481 X 28-CPADV 138481 1,909,478 64,860 X X 28-CPADV 64860 23,846 810 X 28-11135 810 23,405 795 X 28-12020 795 FOREST OIL CORP COM PAR $0.01 346091705 446,196 22,800 X X 28-5284 22800 37,085 1,895 X 28-CPADV 1895 FORESTAR GROUP INC COM 346233109 5,034 293 X 28-CPADV 293 1,168 68 X 28-12020 68 FORMFACTOR INC COM 346375108 19,854 830 X 28-CPADV 830 FORRESTER RESH INC COM 346563109 3,037 114 X 28-5284 114 799 30 X 28-CPADV 30 FORTRESS INVESTMENT GROUP LL CL A 34958B106 9,100 1,750 X 28-5284 1750 COLUMN TOTAL 13,760,560
FILE NO. 28-1235 PAGE 129 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FORTUNE BRANDS INC COM 349631101 5,125,881 119,262 X 28-5284 117447 90 1725 5,376,927 125,103 X X 28-5284 121065 918 3120 264,585 6,156 X 28-CPADV 6156 392,579 9,134 X X 28-CPADV 9134 199,040 4,631 X 28-11135 4631 10,834,613 252,085 X 28-12020 244768 7317 FORWARD AIR CORP COM 349853101 6,598 285 X 28-5284 285 524,047 22,637 X 28-11135 22637 17,363 750 X 28-12020 750 FOSSIL INC COM 349882100 14,424 507 X 28-CPADV 507 48,365 1,700 X X 28-CPADV 1700 2,845 100 X 28-12020 100 FOSTER L B CO COM 350060109 446,713 14,608 X 28-CPADV 14608 FRANCE TELECOM SPONSORED ADR 35177Q105 89,078 3,309 X 28-5284 3309 3,473 129 X X 28-5284 129 8,884 330 X 28-12020 330 FRANKLIN COVEY CO COM 353469109 11,700 2,000 X 28-5284 2000 FRANKLIN ELEC INC COM 353514102 14,890 519 X 28-CPADV 519 326,435 11,378 X 28-12020 11378 FRANKLIN RES INC COM 354613101 10,341,177 102,795 X 28-5284 96459 6336 4,787,252 47,587 X X 28-5284 40797 980 5810 15,602,557 155,095 X 28-CPADV 147757 7338 9,816,749 97,582 X X 28-CPADV 29208 609 67765 2,716 27 X 28-11135 27 44,395,384 441,306 X 28-12020 420401 20905 FRANKLIN STREET PPTYS CORP COM 35471R106 10,480 800 X X 28-5284 800 1,022 78 X 28-CPADV 78 467,015 35,650 X 28-12020 35650 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 11,790 1,000 X X 28-5284 1000 28,296 2,400 X 28-12020 2400 FREDS INC CL A 356108100 4,583 360 X 28-5284 360 142,385 11,185 X 28-CPADV 11185 COLUMN TOTAL 109,319,846
FILE NO. 28-1235 PAGE 130 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 50,470 490 X X 28-5284 490 154,500 1,500 X 28-12020 1500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 17,014,182 247,984 X 28-5284 228854 19130 7,259,281 105,805 X X 28-5284 95741 1965 8099 16,863,789 245,792 X 28-CPADV 234546 11246 11,600,304 169,076 X X 28-CPADV 43059 899 125118 786,888 11,469 X 28-11135 11469 34,305 500 X X 28-TRCO 500 19,431,175 283,212 X 28-12020 273719 9493 FREIGHTCAR AMER INC COM 357023100 263,655 10,850 X 28-12020 10850 FRESENIUS KABI PHARMACEUTHLD RIGHT 06/30/20 35802M115 173 300 X X 28-5284 300 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 37,504 754 X 28-5284 754 54,913 1,104 X X 28-5284 1104 200,502 4,031 X 28-11135 4031 68,591 1,379 X 28-12020 1213 166 FRONTIER COMMUNICATIONS CORP COM 35906A108 62,401 8,276 X 28-5284 8276 273,340 36,252 X X 28-5284 24252 12000 78,627 10,428 X 28-CPADV 10428 73,590 9,760 X X 28-CPADV 9760 27,054 3,588 X 28-11135 3588 3,095,185 410,502 X 28-12020 388534 21968 FRONTIER OIL CORP COM 35914P105 15,312 1,100 X X 28-5284 1100 1,754,574 126,047 X 28-CPADV 126047 FUELCELL ENERGY INC COM 35952H106 31,137 7,292 X X 28-5284 7292 3,156 739 X 28-CPADV 739 4,270 1,000 X 28-12020 1000 FUEL SYS SOLUTIONS INC COM 35952W103 8,998 250 X X 28-5284 250 2,483 69 X 28-CPADV 69 28,792 800 X 28-12020 800 FUEL TECH INC COM 359523107 1,120 100 X 28-5284 100 16,800 1,500 X 28-12020 1500 COLUMN TOTAL 79,297,071
FILE NO. 28-1235 PAGE 131 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- FULLER H B CO COM 359694106 37,620 1,800 X 28-5284 1800 4,723 226 X 28-CPADV 226 22,990 1,100 X X 28-CPADV 1100 FULTON FINL CORP PA COM 360271100 1,051,666 142,117 X 28-5284 141582 535 951,129 128,531 X X 28-5284 76333 52198 6,142 830 X 28-CPADV 830 649,890 87,823 X 28-12020 87823 FURNITURE BRANDS INTL INC COM 360921100 940 170 X 28-5284 150 20 632,588 114,392 X 28-CPADV 114392 125,116 22,625 X X 28-CPADV 22625 FURMANITE CORPORATION COM 361086101 43,100 10,000 X 28-12020 10000 G & K SVCS INC CL A 361268105 29,672 1,339 X 28-5284 1000 339 19,944 900 X X 28-5284 900 520,538 23,490 X 28-CPADV 23490 GATX CORP COM 361448103 28,565 1,022 X 28-5284 1022 19,956 714 X X 28-5284 714 5,171 185 X 28-CPADV 185 58,695 2,100 X 28-12020 2100 GEO GROUP INC COM 36159R103 746 37 X 28-CPADV 37 240,023 11,900 X X 28-CPADV 11900 GFI GROUP INC COM 361652209 15,328 2,120 X 28-5284 2120 1,170,031 161,830 X 28-CPADV 161830 GP STRATEGIES CORP COM 36225V104 4,681 625 X 28-5284 625 G-III APPAREL GROUP LTD COM 36237H101 15,565 1,100 X X 28-CPADV 1100 GSI COMMERCE INC COM 36238G102 4,345 225 X 28-CPADV 225 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 147,314 23,495 X X 28-5284 23495 GABELLI EQUITY TR INC COM 362397101 67,200 13,440 X X 28-5284 13440 GSI TECHNOLOGY COM 36241U106 1,888,962 473,424 X X 28-5284 473424 COLUMN TOTAL 7,762,640
FILE NO. 28-1235 PAGE 132 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GABELLI DIVD & INCOME TR COM 36242H104 58,245 4,701 X 28-5284 4701 101,350 8,180 X 28-12020 8180 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 12,384 800 X 28-12020 800 GABELLI GLOBAL DEAL FD COM SBI 36245G103 15,493 1,044 X 28-5284 1044 GAFISA S A SPONS ADR 362607301 1,973 65 X 28-5284 65 GAIAM INC CL A 36268Q103 244 35 X 28-5284 35 13,960 2,000 X X 28-5284 2000 1,054 151 X 28-CPADV 151 GALLAGHER ARTHUR J & CO COM 363576109 40,479 1,661 X 28-5284 1661 24,370 1,000 X X 28-5284 1000 17,522 719 X 28-CPADV 719 290,929 11,938 X 28-11135 11938 GAMMON GOLD INC COM 36467T106 426 50 X 28-12020 50 GAMESTOP CORP NEW CL A 36467W109 117,950 4,456 X 28-5284 4456 282,091 10,657 X X 28-5284 10657 169,276 6,395 X 28-CPADV 6395 168,190 6,354 X X 28-CPADV 6354 501,077 18,930 X 28-11135 18930 41,981 1,586 X 28-12020 1586 GANDER MOUNTAIN CO COM 36471P108 434,335 84,501 X 28-CPADV 84501 57,177 11,124 X X 28-CPADV 11124 GANNETT INC COM 364730101 624,837 49,947 X 28-5284 48147 1800 890,900 71,215 X X 28-5284 67915 800 2500 332,891 26,610 X 28-CPADV 26610 104,759 8,374 X X 28-CPADV 8374 1,714 137 X 28-11135 137 152,785 12,213 X 28-12020 6575 5638 GAP INC DEL COM 364760108 1,065,763 49,802 X 28-5284 49302 500 1,638,919 76,585 X X 28-5284 74335 2250 7,515,659 351,199 X 28-CPADV 349505 1694 3,502,367 163,662 X X 28-CPADV 14611 63 148988 894,156 41,783 X 28-11135 41783 72,824 3,403 X 28-12020 1680 1723 COLUMN TOTAL 19,148,080
FILE NO. 28-1235 PAGE 133 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GARDNER DENVER INC COM 365558105 17,789 510 X 28-5284 510 1,182,955 33,915 X 28-CPADV 33915 29,648 850 X X 28-CPADV 850 GARTNER INC COM 366651107 6,669 365 X 28-5284 365 3,325 182 X X 28-5284 182 7,655 419 X 28-CPADV 419 GASCO ENERGY INC COM 367220100 49 100 X 28-12020 100 GAYLORD ENTMT CO NEW COM 367905106 7,136 355 X 28-CPADV 355 GEN-PROBE INC NEW COM 36866T103 7,128 172 X 28-5284 172 16,576 400 X X 28-5284 400 13,509 326 X 28-CPADV 326 GENCOR INDS INC COM 368678108 2,194,823 255,212 X X 28-5284 255212 GENCORP INC COM 368682100 2,090 390 X 28-5284 390 450 84 X 28-CPADV 84 10,720 2,000 X 28-12020 2000 GENERAL AMERN INVS INC COM 368802104 214,907 9,032 X X 28-5284 9032 8,851 372 X 28-12020 372 GENERAL CABLE CORP DEL NEW COM 369300108 34,061 870 X 28-5284 770 100 23,764 607 X 28-CPADV 607 52,853 1,350 X 28-12020 1350 GENERAL COMMUNICATION INC CL A 369385109 2,607 380 X 28-5284 380 GENERAL DYNAMICS CORP COM 369550108 16,096,899 249,178 X 28-5284 240453 8725 9,659,186 149,523 X X 28-5284 134976 1360 13187 1,075,590 16,650 X 28-CPADV 16650 1,058,019 16,378 X X 28-CPADV 16378 460,856 7,134 X 28-11135 7134 7,160,975 110,851 X 28-12020 110721 130 COLUMN TOTAL 39,349,090
FILE NO. 28-1235 PAGE 134 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC CO COM 369604103 162,860,161 9,918,402 X 28-5284 9550938 4868 362596 213,574,2831 3,006,960 X X 28-5284 12020894 134675 851391 27,995,131 1,704,941 X 28-CPADV 1690416 14525 14,565,673 887,069 X X 28-CPADV 84575 195 802299 1,136,051 69,187 X 28-11135 69187 138,309,272 8,423,220 X 28-12020 7842435 580785 GENERAL MLS INC COM 370334104 33,121,257 514,465 X 28-5284 483893 160 30412 33,415,345 519,033 X X 28-5284 460650 14245 44138 15,879,906 246,659 X 28-CPADV 235933 10726 11,526,853 179,044 X X 28-CPADV 40286 856 137902 464,824 7,220 X 28-11135 7220 38,038,730 590,847 X 28-12020 566999 23848 GENERAL MOLY INC COM 370373102 788 250 X 28-12020 250 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 142 200 X 28-12020 200 GENESCO INC COM 371532102 7,462 310 X 28-5284 100 210 6,018 250 X X 28-5284 250 1,200,563 49,878 X 28-CPADV 49878 GENESEE & WYO INC CL A 371559105 6,064 200 X 28-5284 200 844,776 27,862 X X 28-5284 20362 7500 243 8 X 28-CPADV 8 203,205 6,702 X 28-11135 6702 GENESIS LEASE LTD ADR 37183T107 13,425 1,500 X X 28-5284 1500 8,950 1,000 X 28-12020 1000 GENTEX CORP COM 371901109 95,371 6,740 X 28-5284 6740 14,164 1,001 X 28-CPADV 1001 5,660 400 X X 28-CPADV 400 256,313 18,114 X 28-11135 18114 152,113 10,750 X 28-12020 8250 2500 GENESIS ENERGY L P UNIT LTD PARTN 371927104 8,045 500 X 28-5284 500 160,900 10,000 X X 28-5284 10000 1,680,922 104,470 X 28-CPADV 104470 22,928 1,425 X X 28-CPADV 1425 GENOPTIX INC COM 37243V100 5,356 154 X 28-5284 154 COLUMN TOTAL 695,580,894
FILE NO. 28-1235 PAGE 135 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GENOMIC HEALTH INC COM 37244C101 174,880 8,000 X 28-5284 8000 2,951 135 X 28-CPADV 135 2,186 100 X 28-12020 100 GENTEK INC COM NEW 37245X203 114 3 X 28-5284 3 17,841 469 X 28-CPADV 469 GENUINE PARTS CO COM 372460105 1,059,705 27,843 X 28-5284 26003 1840 2,315,913 60,849 X X 28-5284 52912 7937 245,297 6,445 X 28-CPADV 6445 240,387 6,316 X X 28-CPADV 6316 286,363 7,524 X 28-11135 7524 1,497,927 39,357 X 28-12020 39157 200 GENTIVA HEALTH SERVICES INC COM 37247A102 825 33 X 28-5284 33 550 22 X 28-CPADV 22 GENWORTH FINL INC COM CL A 37247D106 12,428 1,040 X 28-5284 1040 3,585 300 X X 28-5284 300 216,689 18,133 X 28-CPADV 18133 228,353 19,109 X X 28-CPADV 19109 GEORESOURCES INC COM 372476101 2,044 185 X 28-CPADV 185 GEOEYE INC COM 37250W108 8,040 300 X 28-5284 300 5,950 222 X 28-CPADV 222 GEOKINETICS INC COM PAR $0.01 372910307 84,800 4,000 X X 28-5284 4000 GENZYME CORP COM 372917104 5,832,808 102,817 X 28-5284 85251 17566 3,788,713 66,785 X X 28-5284 58676 150 7959 894,689 15,771 X 28-CPADV 15771 997,824 17,589 X X 28-CPADV 17589 340 6 X 28-11135 6 7,166,247 126,322 X 28-12020 124262 2060 GEORGIA GULF CORP COM PAR$0.01 N 373200302 240 8 X X 28-5284 8 GERDAU AMERISTEEL CORP COM 37373P105 11,880 1,500 X 28-5284 1500 GERBER SCIENTIFIC INC COM 373730100 1,017 170 X 28-5284 170 COLUMN TOTAL 25,100,586
FILE NO. 28-1235 PAGE 136 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GERDAU S A SPONSORED ADR 373737105 5,376 400 X 28-5284 400 107,520 8,000 X X 28-5284 8000 GERON CORP COM 374163103 3,280 500 X 28-5284 500 3,280 500 X X 28-5284 500 2,558 390 X 28-12020 390 GETTY RLTY CORP NEW COM 374297109 41,718 1,700 X X 28-5284 1700 527,119 21,480 X 28-CPADV 21480 381,229 15,535 X X 28-CPADV 15260 275 24,540 1,000 X 28-12020 1000 GIBRALTAR INDS INC COM 374689107 3,291 248 X 28-CPADV 248 GILEAD SCIENCES INC COM 375558103 15,870,450 341,300 X 28-5284 334659 6641 9,544,916 205,267 X X 28-5284 195037 1970 8260 6,533,390 140,503 X 28-CPADV 138893 1610 5,265,242 113,231 X X 28-CPADV 7114 106117 970,688 20,875 X 28-11135 20875 11,919,671 256,337 X 28-12020 243703 12634 GILDAN ACTIVEWEAR INC COM 375916103 333,465 16,910 X 28-5284 11510 5400 16,959 860 X X 28-5284 860 2,216,725 112,410 X 28-CPADV 112410 283,376 14,370 X X 28-CPADV 14370 GLACIER BANCORP INC NEW COM 37637Q105 204,678 13,700 X X 28-5284 6200 7500 4,431,204 296,600 X 28-CPADV 296600 650,338 43,530 X X 28-CPADV 43530 GLADSTONE CAPITAL CORP COM 376535100 8,930 1,000 X 28-12020 1000 GLADSTONE COML CORP COM 376536108 20,520 1,500 X 28-5284 1500 233,244 17,050 X X 28-CPADV 17050 7,456 545 X 28-12020 545 GLATFELTER COM 377316104 3,653,625 318,260 X 28-5284 317860 400 10,096,763 879,509 X X 28-5284 878709 800 264,580 23,047 X 28-CPADV 23047 20,664 1,800 X X 28-CPADV 1800 COLUMN TOTAL 73,646,795
FILE NO. 28-1235 PAGE 137 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 7,740,483 195,912 X 28-5284 170843 25069 20,814,184 526,808 X X 28-5284 489793 37015 64,204 1,625 X X 28-CPADV 300 1325 564,479 14,287 X 28-11135 14287 17,228,296 436,049 X 28-12020 429637 6412 GLOBAL CASH ACCESS HLDGS INC COM 378967103 10,504 1,437 X 28-5284 1437 270 37 X 28-CPADV 37 GLOBAL INCOME&CURRENCY FD IN COM 378968101 70,600 5,000 X 28-5284 5000 14,120 1,000 X 28-12020 1000 GLOBALSTAR INC COM 378973408 22,800 30,000 X X 28-5284 30000 GLG PARTNERS INC COM 37929X107 17,684 4,388 X 28-CPADV 4388 GLIMCHER RLTY TR SH BEN INT 379302102 21,286 5,800 X 28-5284 5800 734 200 X X 28-5284 200 46,646 12,710 X X 28-CPADV 12710 GLOBAL HIGH INCOME FUND INC COM 37933G108 13,272 1,050 X 28-5284 1050 GLOBAL INDS LTD COM 379336100 152,000 16,000 X 28-CPADV 16000 428 45 X 28-11135 45 GLOBAL PMTS INC COM 37940X102 629,329 13,476 X 28-5284 13476 187,968 4,025 X X 28-5284 4025 31,803 681 X 28-CPADV 681 887 19 X 28-11135 19 186,800 4,000 X 28-12020 4000 GLOBAL ENERGY HLDGS GROUP IN COM 37991A100 13 100 X 28-12020 100 GMX RES INC COM 38011M108 786 50 X X 28-5284 50 723 46 X 28-CPADV 46 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 2,054 200 X X 28-5284 200 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 32,066 2,327 X 28-5284 152 2175 97,838 7,100 X X 28-5284 300 6800 COLUMN TOTAL 47,952,257
FILE NO. 28-1235 PAGE 138 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GOLDCORP INC NEW COM 380956409 185,702 4,600 X 28-5284 4600 258,731 6,409 X X 28-5284 5409 1000 199,468 4,941 X 28-12020 4441 500 GOLDEN STAR RES LTD CDA COM 38119T104 3,370 1,000 X 28-5284 1000 GOLDMAN SACHS GROUP INC COM 38141G104 62,000,592 336,320 X 28-5284 324477 160 11683 29,804,786 161,675 X X 28-5284 154228 3180 4267 55,597,932 301,589 X 28-CPADV 289684 11905 35,340,264 191,702 X X 28-CPADV 47715 1002 142985 939,079 5,094 X 28-11135 5094 50,274,273 272,711 X 28-12020 258052 14659 GOLF TR AMER INC COM 38168B103 1,700 1,000 X 28-5284 1000 13,600 8,000 X X 28-5284 8000 GOODRICH CORP COM 382388106 3,395,924 62,494 X 28-5284 55750 6744 2,495,565 45,925 X X 28-5284 40800 870 4255 393,476 7,241 X 28-CPADV 7241 369,892 6,807 X X 28-CPADV 6807 181,604 3,342 X 28-11135 3342 161,607 2,974 X 28-12020 1790 1184 GOODRICH PETE CORP COM NEW 382410405 203,899 7,900 X 28-CPADV 7900 1,239 48 X 28-11135 48 GOODYEAR TIRE & RUBR CO COM 382550101 53,849 3,162 X 28-5284 3162 7,664 450 X X 28-5284 450 182,936 10,742 X 28-CPADV 10742 174,387 10,240 X X 28-CPADV 10240 26,805 1,574 X 28-11135 1574 90,429 5,310 X 28-12020 3710 1600 GOOGLE INC CL A 38259P508 35,864,335 72,329 X 28-5284 67837 4492 15,959,924 32,187 X X 28-5284 30187 370 1630 34,746,689 70,075 X 28-CPADV 66967 3108 26,092,619 52,622 X X 28-CPADV 11430 266 40926 1,033,351 2,084 X 28-11135 2084 43,336,794 87,399 X 28-12020 83830 3569 GORMAN RUPP CO COM 383082104 87,185 3,500 X 28-5284 3500 120,814 4,850 X X 28-CPADV 4850 32,856 1,319 X 28-12020 1319 COLUMN TOTAL 399,633,340
FILE NO. 28-1235 PAGE 139 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GOVERNMENT PPTYS INCOME TR COM SHS BEN IN 38376A103 341,182 14,210 X 28-CPADV 14210 359,910 14,990 X X 28-CPADV 14990 GRACE W R & CO DEL NEW COM 38388F108 34,306 1,578 X X 28-5284 820 758 318,708 14,660 X 28-CPADV 14660 145,658 6,700 X X 28-CPADV 6700 GRACO INC COM 384109104 160,113 5,745 X 28-5284 5745 1,243,002 44,600 X X 28-5284 22400 22200 15,161 544 X 28-CPADV 544 725 26 X 28-11135 26 GRAFTECH INTL LTD COM 384313102 6,380 434 X 28-5284 434 589,000 40,068 X 28-CPADV 40068 51,597 3,510 X 28-11135 3510 83,790 5,700 X 28-12020 5700 GRAHAM CORP COM 384556106 1,882 121 X 28-CPADV 121 GRAINGER W W INC COM 384802104 7,035,849 78,736 X 28-5284 74667 4069 3,083,277 34,504 X X 28-5284 27029 1540 5935 8,310,212 92,997 X 28-CPADV 86862 6135 5,401,723 60,449 X X 28-CPADV 21820 582 38047 305,432 3,418 X 28-11135 3418 2,836,018 31,737 X 28-12020 30687 1050 GRAMERCY CAP CORP COM 384871109 4,860 2,000 X X 28-5284 2000 76,752 31,585 X 28-CPADV 31585 24,601 10,124 X X 28-CPADV 10124 GRAND CANYON ED INC COM 38526M106 12,463 699 X 28-CPADV 699 GRANITE CONSTR INC COM 387328107 3,744 121 X 28-5284 121 1,083 35 X X 28-5284 35 12,840 415 X 28-CPADV 415 73,018 2,360 X X 28-CPADV 2360 GREAT ATLANTIC & PAC TEA INC COM 390064103 2,495 280 X 28-5284 280 9,213 1,034 X X 28-5284 1012 22 371,102 41,650 X 28-CPADV 41650 GREAT SOUTHN BANCORP INC COM 390905107 1,031,385 43,500 X 28-CPADV 43500 14,226 600 X X 28-CPADV 600 COLUMN TOTAL 31,961,707
FILE NO. 28-1235 PAGE 140 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 8,740 95 X 28-5284 95 13,800 150 X 28-12020 150 GREAT PLAINS ENERGY INC COM 391164100 219,116 12,207 X 28-5284 9406 2801 95,153 5,301 X X 28-5284 4751 550 17,214 959 X 28-CPADV 959 2,298 128 X 28-12020 128 GREAT WOLF RESORTS INC COM 391523107 357 100 X X 28-5284 100 GREATBATCH INC COM 39153L106 8,876 395 X 28-CPADV 395 GREATER CHINA FD INC COM 39167B102 41,659 3,398 X 28-5284 3398 15,031 1,226 X X 28-5284 1226 GREEN MTN COFFEE ROASTERS IN COM 393122106 78,861 1,068 X X 28-5284 1068 14,325 194 X 28-CPADV 194 36,551 495 X 28-12020 495 GREENHILL & CO INC COM 395259104 4,389 49 X 28-5284 49 23,470 262 X 28-CPADV 262 GREIF INC CL A 397624107 60,555 1,100 X X 28-5284 1100 23,176 421 X 28-CPADV 421 302,775 5,500 X X 28-CPADV 5500 1,376 25 X 28-11135 25 357,825 6,500 X 28-12020 5500 1000 GRIFFIN LD & NURSERIES INC CL A 398231100 2,304 72 X 28-CPADV 72 GRIFFON CORP COM 398433102 4,250 422 X 28-5284 2 420 835,206 82,940 X 28-CPADV 82940 11,329 1,125 X X 28-CPADV 1125 GROUP 1 AUTOMOTIVE INC COM 398905109 6,713 250 X 28-5284 250 9,048 337 X 28-CPADV 337 GRUBB & ELLIS CO COM PAR $0.01 400095204 2,565 1,518 X 28-5284 1518 COLUMN TOTAL 2,196,962
FILE NO. 28-1235 PAGE 141 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 11,154 600 X 28-5284 600 9,797 527 X X 28-5284 327 200 57,629 3,100 X X 28-CPADV 3100 3,346 180 X 28-11135 180 6,599 355 X 28-12020 355 GRUPO TMM S A B SP ADR 5 A SHS 40051D303 11,730 3,000 X X 28-5284 3000 GUANGSHEN RY LTD SPONSORED ADR 40065W107 1,644 82 X 28-5284 82 GUARANTY BANCORP DEL COM 40075T102 9,975 6,740 X 28-CPADV 6740 GUESS INC COM 401617105 7,371 199 X 28-5284 199 31,632 854 X 28-CPADV 854 5,408 146 X 28-11135 146 GULF ISLAND FABRICATION INC COM 402307102 75 4 X 28-CPADV 4 GULFMARK OFFSHORE INC COM 402629109 32,740 1,000 X 28-5284 1000 16,370 500 X X 28-5284 500 37,389 1,142 X 28-11135 1142 GULFPORT ENERGY CORP COM NEW 402635304 14,596 1,670 X 28-CPADV 1670 GUSHAN ENVIRONMENTAL ENRGY L SPON ADR 40330W106 10,920 6,000 X X 28-5284 6000 GYMBOREE CORP COM 403777105 13,063 270 X 28-5284 270 5,419 112 X 28-CPADV 112 59,846 1,237 X 28-11135 1237 H & E EQUIPMENT SERVICES INC COM 404030108 12,021 1,061 X 28-5284 1061 2,141 189 X 28-12020 189 H & Q HEALTHCARE FD SH BEN INT 404052102 3,113 275 X 28-5284 275 6,328 559 X 28-12020 559 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 70,333 7,620 X 28-5284 7620 9,156 992 X X 28-5284 992 COLUMN TOTAL 449,795
FILE NO. 28-1235 PAGE 142 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HCC INS HLDGS INC COM 404132102 108,169 3,955 X 28-5284 1835 2120 83,281 3,045 X X 28-5284 3000 45 33,203 1,214 X 28-CPADV 1214 55,274 2,021 X 28-11135 2021 49,230 1,800 X 28-12020 1800 HCP INC COM 40414L109 453,201 15,769 X 28-5284 12449 3320 1,200,930 41,786 X X 28-5284 33336 8450 1,319,683 45,918 X 28-CPADV 45918 329,303 11,458 X X 28-CPADV 11458 112,546 3,916 X 28-11135 3916 2,977,608 103,605 X 28-12020 99861 3744 HDFC BANK LTD ADR REPS 3 SHS 40415F101 6,747 57 X 28-5284 57 1,776 15 X X 28-5284 15 13,021 110 X 28-12020 110 HLTH CORPORATION COM 40422Y101 248 17 X 28-5284 17 833 57 X X 28-5284 57 7,276 498 X 28-CPADV 498 HMS HLDGS CORP COM 40425J101 11,622 304 X 28-CPADV 304 HNI CORP COM 404251100 110,920 4,700 X 28-5284 4700 37,760 1,600 X X 28-5284 1600 14,656 621 X 28-CPADV 621 58,929 2,497 X 28-12020 2497 HRPT PPTYS TR COM SH BEN INT 40426W101 124,945 16,615 X 28-5284 9895 6720 88,736 11,800 X X 28-5284 10300 1500 1,370,106 182,195 X 28-CPADV 182195 391,115 52,010 X X 28-CPADV 49610 2400 278,992 37,100 X 28-12020 37100 HRPT PPTYS TR PFD CONV D 40426W507 2,526,240 138,500 X 28-11439 138500 HSBC HLDGS PLC SPON ADR NEW 404280406 600,799 10,476 X 28-5284 10414 62 540,352 9,422 X X 28-5284 8620 802 1,632,755 28,470 X 28-CPADV 28470 206,173 3,595 X 28-11135 3595 901,083 15,712 X 28-12020 7989 7723 COLUMN TOTAL 15,647,512
FILE NO. 28-1235 PAGE 143 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HSBC HLDGS PLC ADR A 1/40PF A 404280604 36,601 1,700 X 28-5284 1700 34,879 1,620 X X 28-5284 1620 51,672 2,400 X 28-12020 2400 HSN INC COM 404303109 342 21 X 28-5284 21 21,099 1,296 X 28-CPADV 1296 228 14 X 28-12020 14 HACKETT GROUP INC COM 404609109 2,320 800 X 28-12020 800 HAEMONETICS CORP COM 405024100 17,846 318 X 28-5284 88 230 11,224 200 X X 28-5284 200 427,859 7,624 X 28-CPADV 7624 2,862 51 X 28-11135 51 HAIN CELESTIAL GROUP INC COM 405217100 7,285 380 X 28-5284 380 11,502 600 X X 28-5284 600 4,850 253 X 28-CPADV 253 1,246 65 X 28-11135 65 7,016 366 X 28-12020 366 HALLIBURTON CO COM 406216101 5,957,586 219,675 X 28-5284 152465 67210 6,417,731 236,642 X X 28-5284 215512 800 20330 959,099 35,365 X 28-CPADV 35365 903,503 33,315 X X 28-CPADV 33315 46,131 1,701 X 28-11135 1701 1,034,953 38,162 X 28-12020 30877 7285 HAMPTON ROADS BANKSHARES INC COM 409321106 11,197 3,888 X 28-5284 3888 38,880 13,500 X X 28-5284 13500 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 13,635 965 X 28-5284 965 35,325 2,500 X X 28-5284 2500 79,933 5,657 X 28-11135 5657 HANCOCK HLDG CO COM 410120109 676 18 X X 28-5284 18 245,182 6,526 X 28-CPADV 6526 27,163 723 X 28-11135 723 HANCOCK JOHN INCOME SECS TR COM 410123103 3,904 300 X 28-5284 300 COLUMN TOTAL 16,413,729
FILE NO. 28-1235 PAGE 144 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 10,952 1,121 X 28-5284 1121 7,298 747 X 28-12020 747 HANCOCK JOHN PFD INCOME FD I COM 41013X106 1,576 94 X 28-12020 94 HANCOCK JOHN PFD INCOME FD I COM 41021P103 60,192 4,227 X 28-5284 4227 HANESBRANDS INC COM 410345102 165,443 7,731 X 28-5284 7711 20 124,013 5,795 X X 28-5284 5764 31 12,177 569 X 28-CPADV 569 133,236 6,226 X 28-12020 6226 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 33,163 2,391 X 28-11135 2391 HANOVER INS GROUP INC COM 410867105 253,766 6,140 X 28-5284 6140 28,559 691 X X 28-5284 691 27,360 662 X 28-CPADV 662 56,126 1,358 X 28-11135 1358 45,463 1,100 X 28-12020 1100 HANSEN NAT CORP COM 411310105 218,419 5,945 X 28-5284 5945 78,991 2,150 X X 28-5284 400 1750 17,084 465 X 28-CPADV 465 1,029 28 X 28-12020 28 HARLEY DAVIDSON INC COM 412822108 631,649 27,463 X 28-5284 26893 570 307,648 13,376 X X 28-5284 10616 1710 1050 229,977 9,999 X 28-CPADV 9999 227,033 9,871 X X 28-CPADV 9871 45,310 1,970 X 28-11135 1970 2,337,191 101,617 X 28-12020 91831 9786 HARLEYSVILLE GROUP INC COM 412824104 51,590 1,630 X 28-5284 1630 23,738 750 X X 28-5284 750 259,910 8,212 X 28-CPADV 8212 HARLEYSVILLE NATL CORP PA COM 412850109 1,027,587 192,793 X 28-5284 192793 308,143 57,813 X X 28-5284 57813 HARMAN INTL INDS INC COM 413086109 94,322 2,784 X 28-CPADV 2784 88,190 2,603 X X 28-CPADV 2603 COLUMN TOTAL 6,907,135
FILE NO. 28-1235 PAGE 145 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HARMONIC INC COM 413160102 5,678 850 X 28-5284 850 488,675 73,155 X 28-CPADV 73155 21,877 3,275 X X 28-CPADV 3275 321,715 48,161 X 28-11135 48161 61,456 9,200 X 28-12020 2200 7000 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 21,333 1,950 X 28-5284 1950 HARRIS & HARRIS GROUP INC COM 413833104 625 100 X X 28-5284 100 11,038 1,766 X 28-CPADV 1766 HARRIS CORP DEL COM 413875105 530,724 14,115 X 28-5284 13495 620 609,082 16,199 X X 28-5284 8299 7900 222,216 5,910 X 28-CPADV 5910 205,710 5,471 X X 28-CPADV 5471 370,548 9,855 X 28-11135 9855 220,900 5,875 X 28-12020 4385 1490 HARRIS STRATEX NTWRKS INC CL A 41457P106 17,906 2,558 X 28-5284 2557 1 15,939 2,277 X X 28-5284 765 1512 15,064 2,152 X 28-CPADV 2152 287 41 X 28-11135 41 6,559 937 X 28-12020 611 326 HARSCO CORP COM 415864107 44,617 1,260 X 28-5284 1260 212,708 6,007 X X 28-5284 6007 2,195,455 62,001 X 28-CPADV 62001 328,251 9,270 X X 28-CPADV 9270 485,117 13,700 X 28-12020 13700 HARRY WINSTON DIAMOND CORP COM 41587B100 152,334 18,200 X X 28-5284 200 18000 HARTE-HANKS INC COM 416196103 1,521 110 X 28-CPADV 110 HARTFORD FINL SVCS GROUP INC COM 416515104 443,557 16,738 X 28-5284 15578 1160 451,640 17,043 X X 28-5284 11635 5408 417,163 15,742 X 28-CPADV 15742 409,902 15,468 X X 28-CPADV 15468 2,279 86 X 28-11135 86 123,490 4,660 X 28-12020 2746 1914 HARVARD BIOSCIENCE INC COM 416906105 1,728,979 456,195 X 28-CPADV 456195 15,350 4,050 X X 28-CPADV 4050 COLUMN TOTAL 10,159,695
FILE NO. 28-1235 PAGE 146 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HARVEST ENERGY TR TRUST UNIT 41752X101 20,383 3,170 X 28-5284 3170 70,293 10,932 X X 28-5284 2000 8000 932 12,860 2,000 X 28-12020 2000 HARVEST NATURAL RESOURCES IN COM 41754V103 1,026 200 X 28-5284 200 HASBRO INC DBCV 2.750%12 418056AN7 527,500 4,000 X 28-5284 4000 HASBRO INC COM 418056107 1,380,341 49,742 X 28-5284 49062 680 684,537 24,668 X X 28-5284 16908 530 7230 5,583,217 201,197 X 28-CPADV 200037 1160 434,981 15,675 X X 28-CPADV 10080 44 5551 1,138 41 X 28-11135 41 540,320 19,471 X 28-12020 18282 1189 HATTERAS FINL CORP COM 41902R103 113,924 3,800 X 28-5284 3800 107,928 3,600 X X 28-5284 3600 2,249 75 X 28-CPADV 75 353,464 11,790 X X 28-CPADV 11790 HAUPPAUGE DIGITAL INC COM 419131107 74,994 64,650 X X 28-5284 64650 HAWAIIAN ELEC INDUSTRIES COM 419870100 4,131 228 X 28-5284 228 152,625 8,423 X X 28-5284 8423 15,837 874 X 28-CPADV 874 106,147 5,858 X 28-12020 5858 HAWKINS INC COM 420261109 7,008 300 X 28-12020 300 HAYNES INTERNATIONAL INC COM NEW 420877201 4,487 141 X 28-CPADV 141 HEALTHCARE SVCS GRP INC COM 421906108 275,400 15,000 X 28-CPADV 15000 HEALTHSOUTH CORP COM NEW 421924309 1,142 73 X 28-5284 73 7,945 508 X 28-CPADV 508 HEALTH MGMT ASSOC INC NEW CL A 421933102 16,328 2,180 X 28-5284 2155 25 14,860 1,984 X 28-CPADV 1984 92,876 12,400 X X 28-CPADV 12400 11,160 1,490 X 28-12020 1490 COLUMN TOTAL 10,619,101
FILE NO. 28-1235 PAGE 147 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HEALTHCARE RLTY TR COM 421946104 15,531 735 X 28-5284 735 97,240 4,602 X X 28-5284 4602 4,099 194 X 28-CPADV 194 2,113 100 X 28-12020 100 HEADWATERS INC COM 42210P102 1,703 440 X 28-5284 440 5,341 1,380 X X 28-5284 1380 7,690 1,987 X 28-CPADV 1987 1,161 300 X 28-12020 300 HEALTH CARE REIT INC NOTE 4.750% 7 42217KAQ9 752,500 7,000 X 28-5284 7000 4,301,600 4,000 X 28-11439 4000 HEALTH CARE REIT INC COM 42217K106 1,443,506 34,683 X 28-5284 34433 250 1,140,554 27,404 X X 28-5284 27304 100 1,020,231 24,513 X 28-CPADV 23530 983 1,059,812 25,464 X X 28-CPADV 8399 36 17029 7,287,912 175,106 X 28-12020 167262 7844 HEALTH GRADES INC COM 42218Q102 1,119 226 X 28-5284 226 HEALTH NET INC COM 42222G108 15 1 X X 28-5284 1 19,312 1,254 X 28-CPADV 1254 HEALTHSPRING INC COM 42224N101 793,665 64,789 X 28-CPADV 64789 5,513 450 X X 28-CPADV 450 HEALTHWAYS INC COM 422245100 9,192 600 X 28-5284 600 1,302 85 X X 28-5284 85 8,840 577 X 28-CPADV 577 HEARTLAND EXPRESS INC COM 422347104 6,667 463 X 28-5284 463 4,334 301 X 28-CPADV 301 HEARTLAND PMT SYS INC COM 42235N108 26,074 1,797 X X 28-5284 1797 HECLA MNG CO COM 422704106 7,134 1,625 X X 28-5284 1625 1,703 388 X 28-CPADV 388 878 200 X 28-12020 200 HECLA MNG CO PFD CV SER B 422704205 9,700 200 X X 28-5284 200 COLUMN TOTAL 18,036,441
FILE NO. 28-1235 PAGE 148 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HEICO CORP NEW COM 422806109 8,672 200 X X 28-5284 200 10,103 233 X 28-CPADV 233 HEIDRICK & STRUGGLES INTL IN COM 422819102 3,954 170 X 28-5284 170 8,048 346 X 28-CPADV 346 HEINZ H J CO COM 423074103 22,674,473 570,427 X 28-5284 552854 410 17163 28,102,217 706,974 X X 28-5284 668917 1407 36650 574,030 14,441 X 28-CPADV 14441 526,131 13,236 X X 28-CPADV 13236 347,057 8,731 X 28-11135 8731 16,601,945 417,659 X 28-12020 398520 19139 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 10,097 674 X 28-CPADV 674 9,273 619 X 28-12020 619 HELLENIC TELECOM ORGANIZATN SPONSORED ADR 423325307 4,272 511 X X 28-5284 511 HELMERICH & PAYNE INC COM 423452101 46,171 1,168 X 28-5284 1168 39,530 1,000 X X 28-5284 1000 36,328 919 X 28-CPADV 919 277,501 7,020 X 28-11135 7020 HENRY JACK & ASSOC INC COM 426281101 21,639 922 X 28-5284 922 25,817 1,100 X X 28-5284 500 600 193,416 8,241 X 28-CPADV 8241 46,940 2,000 X 28-12020 2000 HERCULES OFFSHORE INC COM 427093109 15,717 3,201 X 28-CPADV 3201 HERCULES TECH GROWTH CAP INC COM 427096508 11,401 1,161 X 28-5284 1161 5,028 512 X 28-CPADV 512 HERSHA HOSPITALITY TR SH BEN INT A 427825104 1,550 500 X 28-5284 500 94,491 30,481 X 28-CPADV 30481 3,100 1,000 X 28-12020 1000 HERSHEY CO COM 427866108 2,645,161 68,069 X 28-5284 49443 18626 7,489,721 192,736 X X 28-5284 190566 1080 1090 284,455 7,320 X 28-CPADV 7320 274,041 7,052 X X 28-CPADV 7052 1,325,787 34,117 X 28-12020 28887 5230 COLUMN TOTAL 81,718,066
FILE NO. 28-1235 PAGE 149 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HERTZ GLOBAL HOLDINGS INC COM 42805T105 7,310 675 X 28-5284 675 19,678 1,817 X 28-CPADV 1817 HESS CORP COM 42809H107 975,057 18,239 X 28-5284 16289 1950 333,644 6,241 X X 28-5284 5640 501 100 4,200,620 78,575 X 28-CPADV 76831 1744 1,053,910 19,714 X X 28-CPADV 7656 12058 647,133 12,105 X 28-12020 5308 6797 HEWITT ASSOCS INC COM 42822Q100 2,514 69 X 28-5284 69 42,805 1,175 X 28-CPADV 1175 21,384 587 X 28-11135 587 HEWLETT PACKARD CO COM 428236103 53,035,478 1,123,395 X 28-5284 1074750 48645 61,228,679 1,296,943 X X 28-5284 1205742 16619 74582 4,962,007 105,105 X 28-CPADV 105105 5,280,958 111,861 X X 28-CPADV 111861 1,223,353 25,913 X 28-11135 25913 37,938,145 803,604 X 28-12020 771086 32518 HEXCEL CORP NEW COM 428291108 28,108 2,457 X 28-5284 2457 35,750 3,125 X X 28-5284 3125 4,416 386 X 28-CPADV 386 72,644 6,350 X X 28-CPADV 6350 111,540 9,750 X 28-12020 9750 HIBBETT SPORTS INC COM 428567101 2,589 142 X 28-CPADV 142 HIGHLAND CR STRATEGIES FD COM 43005Q107 29,286 4,612 X 28-5284 4612 HIGHWOODS PPTYS INC COM 431284108 239,020 7,600 X 28-5284 7600 283 9 X X 28-5284 9 513,987 16,343 X 28-CPADV 16343 178,227 5,667 X 28-11135 5667 HILL INTERNATIONAL INC COM 431466101 7,100 1,000 X X 28-5284 1000 HILL ROM HLDGS INC COM 431475102 2,613,883 120,013 X 28-5284 30493 89520 5,198,538 238,684 X X 28-5284 165902 32782 40000 25,940 1,191 X 28-CPADV 1191 23,958 1,100 X X 28-CPADV 1100 2,402,334 110,300 X 28-12020 110300 COLUMN TOTAL 182,460,278
FILE NO. 28-1235 PAGE 150 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HILLENBRAND INC COM 431571108 2,434,826 119,530 X 28-5284 30010 89520 4,894,198 240,265 X X 28-5284 167483 32782 40000 7,394 363 X 28-CPADV 363 194,656 9,556 X 28-11135 9556 2,046,167 100,450 X 28-12020 100450 HIRSCH INTL CORP CL A 433550100 149,098 493,702 X X 28-5284 493702 HITACHI LIMITED ADR 10 COM 433578507 9,281 303 X 28-5284 303 HITTITE MICROWAVE CORP COM 43365Y104 16,992 462 X 28-CPADV 462 HOLLY CORP COM PAR $0.01 435758305 974 38 X 28-CPADV 38 172,961 6,751 X 28-11135 6751 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 117,030 3,000 X 28-5284 3000 334,472 8,574 X 28-12020 8574 HOLLIS-EDEN PHARMACEUTICALS COM 435902101 4,186 7,000 X 28-5284 7000 1,794 3,000 X X 28-5284 3000 HOLOGIC INC COM 436440101 199,234 12,193 X 28-5284 12193 3,268 200 X X 28-5284 200 57,386 3,512 X 28-CPADV 3512 105,671 6,467 X 28-11135 6467 1,353,802 82,852 X 28-12020 73502 9350 HOME BANCSHARES INC COM 436893200 5,699 260 X 28-CPADV 260 HOME DEPOT INC COM 437076102 22,420,570 841,613 X 28-5284 790837 50776 15,758,306 591,528 X X 28-5284 503889 15063 72576 15,614,610 586,134 X 28-CPADV 558967 27167 8,562,895 321,430 X X 28-CPADV 109378 2058 209994 36,763 1,380 X 28-11135 1380 72,642,858 2,726,834 X 28-12020 2650975 75859 HOME DIAGNOSTICS INC DEL COM 437080104 134,984 19,968 X 28-11135 19968 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 11,940 400 X 28-5284 400 COLUMN TOTAL 147,292,015
FILE NO. 28-1235 PAGE 151 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HOME PROPERTIES INC COM 437306103 590,333 13,700 X 28-5284 700 13000 17,925 416 X X 28-5284 416 261,901 6,078 X 28-CPADV 6078 21,545 500 X X 28-CPADV 500 302 7 X 28-11135 7 HONDA MOTOR LTD AMERN SHS 438128308 102,751 3,390 X 28-5284 2610 780 243,480 8,033 X X 28-5284 7383 650 13,336 440 X X 28-CPADV 440 5,941 196 X 28-11135 196 12,650,545 417,372 X 28-12020 392686 24686 HONEYWELL INTL INC COM 438516106 8,660,705 233,128 X 28-5284 209479 300 23349 7,272,113 195,750 X X 28-5284 164242 90 31418 1,870,725 50,356 X 28-CPADV 49472 884 1,677,694 45,160 X X 28-CPADV 7534 32 37594 342,263 9,213 X 28-11135 9213 27,383,822 737,115 X 28-12020 698894 38221 HOOKER FURNITURE CORP COM 439038100 3,105 230 X 28-CPADV 230 HORACE MANN EDUCATORS CORP N COM 440327104 1,397 100 X 28-CPADV 100 HORIZON LINES INC COM 44044K101 7,620 1,200 X 28-5284 1200 2,661 419 X 28-CPADV 419 HORMEL FOODS CORP COM 440452100 166,944 4,700 X 28-5284 4200 500 775,224 21,825 X X 28-5284 4070 17755 2,716,925 76,490 X 28-CPADV 76490 104,642 2,946 X X 28-CPADV 2946 19,714 555 X 28-11135 555 10,656 300 X 28-12020 300 HORNBECK OFFSHORE SVCS INC N COM 440543106 13,780 500 X X 28-5284 500 HORSEHEAD HLDG CORP COM 440694305 11,720 1,000 X 28-5284 1000 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 11,183 549 X 28-5284 549 26,481 1,300 X X 28-5284 1300 21,205 1,041 X 28-CPADV 1041 29,516 1,449 X 28-12020 1449 COLUMN TOTAL 65,038,154
FILE NO. 28-1235 PAGE 152 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HOSPIRA INC COM 441060100 716,231 16,059 X 28-5284 15730 329 1,664,829 37,328 X X 28-5284 31668 300 5360 307,428 6,893 X 28-CPADV 6893 289,186 6,484 X X 28-CPADV 6484 45,314 1,016 X 28-11135 1016 6,706,145 150,362 X 28-12020 148502 1860 HOST HOTELS & RESORTS INC COM 44107P104 17,396 1,478 X 28-5284 1478 63,134 5,364 X X 28-5284 5364 1,096,458 93,157 X 28-CPADV 93157 295,698 25,123 X X 28-CPADV 2030 23093 168,876 14,348 X 28-11135 14348 83,167 7,066 X 28-12020 5219 1847 HOT TOPIC INC COM 441339108 2,921 390 X 28-5284 390 HOUSTON WIRE & CABLE CO COM 44244K109 3,023,700 273,638 X 28-CPADV 273638 435,812 39,440 X X 28-CPADV 39440 HOVNANIAN ENTERPRISES INC CL A 442487203 1,536 400 X X 28-5284 400 11,501 2,995 X 28-CPADV 2995 HUANENG PWR INTL INC SPON ADR H SHS 443304100 28,718 1,078 X 28-5284 78 1000 21,312 800 X X 28-5284 800 416,463 15,633 X 28-11135 15633 HUB GROUP INC CL A 443320106 5,507 241 X 28-CPADV 241 HUBBELL INC CL A 443510102 56,038 1,384 X 28-5284 1384 312,502 7,718 X X 28-5284 1768 5950 60,735 1,500 X 28-12020 1500 HUBBELL INC CL B 443510201 305,214 7,267 X 28-5284 2267 5000 592,158 14,099 X X 28-5284 10859 3240 30,870 735 X 28-CPADV 735 2,352 56 X 28-11135 56 4,574,262 108,911 X 28-12020 108911 COLUMN TOTAL 21,335,463
FILE NO. 28-1235 PAGE 153 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HUDSON CITY BANCORP COM 443683107 9,199,253 699,563 X 28-5284 659859 1070 38634 7,039,866 535,351 X X 28-5284 480848 47550 6953 981,069 74,606 X 28-CPADV 71835 2771 728,497 55,399 X X 28-CPADV 23612 101 31686 212,399 16,152 X 28-11135 16152 13,895,408 1,056,685 X 28-12020 1040736 15949 HUDSON TECHNOLOGIES INC COM 444144109 4,270 3,500 X X 28-5284 3500 HUGOTON RTY TR TEX UNIT BEN INT 444717102 53,730 3,000 X 28-5284 3000 878 49 X X 28-5284 49 604,463 33,750 X 28-CPADV 33750 HUMANA INC COM 444859102 538,612 14,440 X 28-5284 13820 620 595,271 15,959 X X 28-5284 15959 267,366 7,168 X 28-CPADV 7168 489,712 13,129 X X 28-CPADV 13129 228,276 6,120 X 28-11135 6120 7,888,129 211,478 X 28-12020 211478 HUMAN GENOME SCIENCES INC COM 444903108 122,330 6,500 X 28-5284 6500 3,764 200 X X 28-5284 200 44,472 2,363 X 28-CPADV 2363 25,407 1,350 X 28-12020 1350 HUNT J B TRANS SVCS INC COM 445658107 6,008 187 X 28-5284 187 193 6 X X 28-5284 6 30,781 958 X 28-CPADV 958 1,092 34 X 28-11135 34 7,647 238 X 28-12020 238 HUNTINGTON BANCSHARES INC COM 446150104 82,698 17,558 X 28-5284 4298 13260 134,235 28,500 X X 28-5284 28500 138,592 29,425 X 28-CPADV 29425 131,145 27,844 X X 28-CPADV 27844 686,200 145,690 X 28-12020 143460 2230 HUNTSMAN CORP COM 447011107 9,110 1,000 X 28-5284 1000 72,880 8,000 X X 28-5284 8000 6,386 701 X 28-CPADV 701 HURCO COMPANIES INC COM 447324104 5,124 300 X 28-12020 300 COLUMN TOTAL 44,235,263
FILE NO. 28-1235 PAGE 154 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- HURON CONSULTING GROUP INC COM 447462102 749 29 X 28-CPADV 29 63,284 2,450 X X 28-CPADV 2450 387 15 X 28-11135 15 HUTCHINSON TECHNOLOGY INC COM 448407106 1,420 200 X 28-5284 200 HYDROGENICS CORP COM 448882100 490 787 X X 28-5284 787 731 1,175 X 28-12020 1175 HYTHIAM INC COM 44919F104 6,700 10,000 X 28-12020 10000 IAC INTERACTIVECORP COM PAR $.001 44919P508 606 30 X 28-5284 30 35,635 1,765 X 28-CPADV 1765 24,228 1,200 X X 28-CPADV 1200 5,774 286 X 28-11135 286 707 35 X 28-12020 35 ICF INTL INC COM 44925C103 4,366,838 144,025 X 28-CPADV 144025 625,805 20,640 X X 28-CPADV 20640 ICT GROUP INC COM 44929Y101 11,991 1,142 X 28-CPADV 1142 12,600 1,200 X 28-12020 1200 ICU MED INC COM 44930G107 8,773 238 X 28-CPADV 238 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 1,492 1,735 X 28-5284 1735 ICAD INC COM 44934S107 430 200 X X 28-5284 200 ICX TECHNOLOGIES INC COM 44934T105 330,383 55,808 X X 28-5284 55808 1,184 200 X 28-12020 200 I-FLOW CORP COM NEW 449520303 15,513 1,362 X 28-CPADV 1362 2,961 260 X 28-12020 260 ING PRIME RATE TR SH BEN INT 44977W106 4,166 840 X 28-5284 840 14,880 3,000 X 28-12020 3000 ING CLARION REAL EST INCOME COM SHS 449788108 8,624 1,600 X 28-5284 1600 IPG PHOTONICS CORP COM 44980X109 4,560 300 X 28-12020 300 IPCS INC COM NEW 44980Y305 4,541 261 X 28-CPADV 261 COLUMN TOTAL 5,555,452
FILE NO. 28-1235 PAGE 155 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ING RISK MANAGED NAT RES FD COM 449810100 3,998 225 X 28-12020 225 ING CLARION GLB RE EST INCM COM 44982G104 66,981 10,289 X 28-5284 7855 2434 77,313 11,876 X 28-12020 11844 32 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 66,142 3,537 X 28-5284 3537 IMS HEALTH INC COM 449934108 355,245 23,143 X 28-5284 20743 2400 169,510 11,043 X X 28-5284 11043 115,816 7,545 X 28-CPADV 7545 111,564 7,268 X X 28-CPADV 7268 4,267 278 X 28-11135 278 660,956 43,059 X 28-12020 43059 ISTAR FINL INC COM 45031U101 3,040 1,000 X 28-5284 1000 3,040 1,000 X X 28-5284 1000 2,523 830 X 28-CPADV 830 ITT EDUCATIONAL SERVICES INC COM 45068B109 55,426 502 X 28-5284 502 37,429 339 X 28-CPADV 339 202,602 1,835 X 28-11135 1835 22,082 200 X 28-12020 200 IVAX DIAGNOSTICS INC COM 45070W109 77,220 140,400 X X 28-5284 140400 IXIA COM 45071R109 12,849 1,873 X 28-CPADV 1873 IBASIS INC COM NEW 450732201 202,392 95,468 X X 28-5284 95468 10,367 4,890 X 28-CPADV 4890 IBERIABANK CORP COM 450828108 16,447 361 X 28-CPADV 361 2,278 50 X 28-12020 50 ITT CORP NEW COM 450911102 38,887,368 745,683 X 28-5284 722090 330 23263 17,903,043 343,299 X X 28-5284 324879 9365 9055 18,190,024 348,802 X 28-CPADV 333058 15744 10,909,832 209,201 X X 28-CPADV 62694 1155 145352 50,116 961 X 28-11135 961 16,007,130 306,944 X 28-12020 292717 14227 IAMGOLD CORP COM 450913108 8,908 630 X 28-12020 630 COLUMN TOTAL 104,235,908
FILE NO. 28-1235 PAGE 156 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ICON PUB LTD CO SPONSORED ADR 45103T107 1,959 80 X 28-5284 80 445,718 18,200 X X 28-5284 18200 277,962 11,350 X 28-CPADV 11350 4,286 175 X X 28-CPADV 175 ICICI BK LTD ADR 45104G104 107,968 2,800 X 28-5284 1400 1400 30,848 800 X X 28-5284 800 46,272 1,200 X X 28-CPADV 1200 116,837 3,030 X 28-12020 3030 ICONIX BRAND GROUP INC COM 451055107 356,916 28,622 X 28-CPADV 28622 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 19,101 478 X 28-5284 478 3,556 89 X X 28-5284 89 IDACORP INC COM 451107106 2,159 75 X 28-5284 75 27,840 967 X X 28-5284 667 300 16,036 557 X 28-CPADV 557 11,228 390 X 28-12020 390 IDENIX PHARMACEUTICALS INC COM 45166R204 11,102 3,593 X 28-CPADV 3593 IDEX CORP COM 45167R104 5,230,004 187,120 X 28-CPADV 187120 747,942 26,760 X X 28-CPADV 26760 755 27 X 28-11135 27 4,193 150 X 28-12020 150 IDEXX LABS INC COM 45168D104 579,750 11,595 X 28-5284 1779 9816 1,492,550 29,851 X X 28-5284 7376 22475 41,500 830 X 28-CPADV 830 19,200 384 X 28-11135 384 317,500 6,350 X 28-12020 6350 IGATE CORP COM 45169U105 34,200 4,000 X 28-5284 4000 12,825 1,500 X X 28-5284 1500 2,599 304 X 28-CPADV 304 IHS INC CL A 451734107 8,027 157 X 28-5284 157 17,231 337 X 28-CPADV 337 158,503 3,100 X X 28-CPADV 3100 20,350 398 X 28-11135 398 COLUMN TOTAL 10,166,917
FILE NO. 28-1235 PAGE 157 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WKS INC COM 452308109 22,692,933 531,326 X 28-5284 507904 23422 16,970,733 397,348 X X 28-5284 333518 1500 62330 757,462 17,735 X 28-CPADV 17735 683,232 15,997 X X 28-CPADV 15997 182,372 4,270 X 28-11135 4270 17,871,786 418,445 X 28-12020 390512 27933 ILLUMINA INC COM 452327109 43,350 1,020 X 28-5284 1020 196,733 4,629 X X 28-5284 4629 52,275 1,230 X 28-CPADV 1230 17,000 400 X 28-12020 400 IMAGE SENSING SYS INC COM 45244C104 3,882 300 X 28-12020 300 IMATION CORP COM 45245A107 6,341 684 X X 28-5284 684 IMAX CORP COM 45245E109 4,705 500 X 28-5284 500 IMMERSION CORP COM 452521107 94 22 X 28-CPADV 22 6,848 1,600 X X 28-CPADV 1600 1,712 400 X 28-12020 400 IMMUCOR INC COM 452526106 4,036 228 X 28-CPADV 228 188,594 10,655 X X 28-CPADV 10655 27,718 1,566 X 28-11135 1566 IMMUNOGEN INC COM 45253H101 16,220 2,000 X 28-5284 2000 12,165 1,500 X X 28-5284 1500 IMPAX LABORATORIES INC COM 45256B101 17,480 2,000 X 28-CPADV 2000 769 88 X 28-12020 88 IMMUNOMEDICS INC COM 452907108 3,864 700 X 28-12020 700 IMPERIAL OIL LTD COM NEW 453038408 225,708 5,935 X 28-5284 5935 977,067 25,692 X X 28-5284 11292 14400 781,136 20,540 X 28-12020 20540 INCONTACT INC COM 45336E109 14,900 5,000 X X 28-5284 5000 INCYTE CORP COM 45337C102 675 100 X 28-5284 100 4,199 622 X 28-CPADV 622 COLUMN TOTAL 61,765,989
FILE NO. 28-1235 PAGE 158 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORP MASS COM 453836108 208,022 9,400 X 28-CPADV 9400 INDEPENDENT BANK CORP MICH COM 453838104 32,205 16,950 X 28-12020 16950 INDIA FD INC COM 454089103 129,185 4,447 X 28-5284 4114 333 598,691 20,609 X X 28-5284 20609 78,232 2,693 X 28-12020 2693 INDIANA COMMUNITY BANCORP COM 454674102 37,256 4,383 X 28-12020 4383 INERGY L P UNIT LTD PTNR 456615103 300,778 10,100 X 28-5284 10100 53,961 1,812 X X 28-5284 812 1000 10,929 367 X 28-12020 367 INFINITY PPTY & CAS CORP COM 45665Q103 325,184 7,655 X 28-CPADV 7655 INFORMATICA CORP COM 45666Q102 671,755 29,750 X 28-CPADV 29750 395,873 17,532 X X 28-CPADV 17532 INFINERA CORPORATION COM 45667G103 1,026 129 X 28-CPADV 129 4,373 550 X 28-12020 550 INFOLOGIX INC COM 45668X105 36,250 125,000 X 28-5284 125000 INFOGROUP INC COM 45670G108 3,505 500 X 28-CPADV 500 INFORMATION SERVICES GROUP I COM 45675Y104 11,308 2,834 X 28-CPADV 2834 INFOSPACE INC COM PAR $.0001 45678T300 3,860 500 X X 28-5284 500 2,455 318 X 28-CPADV 318 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 3,588 74 X 28-5284 74 66,965 1,381 X X 28-5284 381 1000 970 20 X 28-11135 20 23,033 475 X 28-12020 360 115 ING GROEP N V SPONSORED ADR 456837103 46,465 2,606 X 28-5284 1606 1000 6,187 347 X X 28-5284 347 106,980 6,000 X X 28-CPADV 6000 1,195 67 X 28-11135 67 48,765 2,735 X 28-12020 2735 ING GLOBAL EQTY DIV & PREM O COM 45684E107 63,125 4,757 X 28-5284 4757 COLUMN TOTAL 3,272,121
FILE NO. 28-1235 PAGE 159 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- INGLES MKTS INC CL A 457030104 95 6 X 28-11135 6 INGRAM MICRO INC CL A 457153104 136,485 8,100 X 28-5284 8100 40,895 2,427 X 28-CPADV 2427 8,459 502 X 28-12020 502 INHIBITEX INC COM 45719T103 5,986 5,980 X X 28-5284 5980 INLAND REAL ESTATE CORP COM NEW 457461200 1,752 200 X 28-5284 200 2,619 299 X 28-CPADV 299 INSIGHT ENTERPRISES INC COM 45765U103 5,006 410 X 28-5284 410 8,230 674 X 28-CPADV 674 INSITUFORM TECHNOLOGIES INC CL A 457667103 6,699 350 X 28-5284 350 INNOSPEC INC COM 45768S105 11,653 790 X 28-5284 790 1,475 100 X X 28-5284 100 6,328 429 X 28-CPADV 429 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 7,515 1,500 X 28-5284 1500 INOVIO BIOMEDICAL CORP COM 45773H102 3,925 2,500 X 28-12020 2500 INNOPHOS HOLDINGS INC COM 45774N108 5,698 308 X 28-CPADV 308 INSTEEL INDUSTRIES INC COM 45774W108 72 6 X 28-CPADV 6 INSULET CORP COM 45784P101 15,104 1,345 X 28-CPADV 1345 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 373,943 10,950 X 28-5284 10950 10,245 300 X X 28-5284 300 INSURED MUN INCOME FD COM 45809F104 21,309 1,507 X 28-5284 1507 INSWEB CORP COM NEW 45809K202 795,746 251,024 X X 28-5284 251024 INTEGRAL SYS INC MD COM 45810H107 33,810 4,900 X X 28-CPADV 4900 INTEGRATED ELECTRICAL SVC COM 45811E301 483 60 X 28-12020 60 COLUMN TOTAL 1,503,532
FILE NO. 28-1235 PAGE 160 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- INTEGRATED DEVICE TECHNOLOGY COM 458118106 473 70 X 28-5284 70 1,663,041 246,012 X 28-CPADV 246012 261,950 38,750 X X 28-CPADV 38750 108,822 16,098 X 28-11135 16098 INTEGRATED SILICON SOLUTION COM 45812P107 3,573,256 950,334 X X 28-5284 950334 INTEL CORP COM 458140100 85,945,823 4,391,713 X 28-5284 4236015 580 155118 93,092,259 4,756,886 X X 28-5284 4285691 70778 400417 24,822,529 1,268,397 X 28-CPADV 1226509 41888 17,759,932 907,508 X X 28-CPADV 169459 3082 734967 1,450,313 74,109 X 28-11135 74109 99,760,971 5,097,648 X 28-12020 4832647 265001 INTELLON CORP COM 45816W504 1,263,261 178,175 X 28-CPADV 178175 15,953 2,250 X X 28-CPADV 2250 INTEGRYS ENERGY GROUP INC COM 45822P105 254,532 7,092 X 28-5284 4812 2280 604,172 16,834 X X 28-5284 16834 128,737 3,587 X 28-CPADV 3587 111,259 3,100 X X 28-CPADV 3100 127,661 3,557 X 28-12020 3557 INTER PARFUMS INC COM 458334109 2,540 208 X 28-CPADV 208 53,724 4,400 X X 28-CPADV 4400 1,038 85 X 28-11135 85 INTERACTIVE INTELLIGENCE INC COM 45839M103 182,883 9,570 X X 28-5284 9570 INTERACTIVE DATA CORP COM 45840J107 8,728 333 X 28-CPADV 333 INTERACTIVE BROKERS GROUP IN COM 45841N107 351,083 17,669 X 28-CPADV 17669 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 5,168 400 X 28-5284 400 INTERCONTINENTALEXCHANGE INC COM 45865V100 498,973 5,134 X 28-5284 4198 936 439,299 4,520 X X 28-5284 4520 255,901 2,633 X 28-CPADV 2633 244,627 2,517 X X 28-CPADV 2517 125,861 1,295 X 28-11135 1295 99,620 1,025 X 28-12020 1025 COLUMN TOTAL 333,214,389
FILE NO. 28-1235 PAGE 161 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- INTERFACE INC CL A 458665106 4,067 490 X 28-5284 490 41,500 5,000 X X 28-5284 5000 3,669 442 X 28-CPADV 442 INTERDIGITAL INC COM 45867G101 12,715 549 X 28-CPADV 549 162,120 7,000 X 28-12020 7000 INTERLINE BRANDS INC COM 458743101 809 48 X 28-CPADV 48 INTERMEC INC COM 458786100 7,050 500 X 28-5284 500 11,280 800 X X 28-5284 800 1,509 107 X 28-CPADV 107 11,280 800 X X 28-CPADV 800 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 254 79 X X 28-5284 79 12,387 3,859 X 28-CPADV 3859 INTERNATIONAL ASSETS HLDG CO COM 459028106 11,194 678 X 28-CPADV 678 INTERNATIONAL BANCSHARES COR COM 459044103 437,924 26,850 X 28-CPADV 26850 INTERNATIONAL BUSINESS MACHS COM 459200101 155,709,853 1,301,813 X 28-5284 1248153 120 53540 194,950,784 1,629,887 X X 28-5284 1472390 14910 142587 42,015,405 351,270 X 28-CPADV 338544 12726 29,801,669 249,157 X X 28-CPADV 49333 941 198883 2,332,873 19,504 X 28-11135 19504 97,742,661 817,178 X 28-12020 764280 52898 INTERNATIONAL COAL GRP INC N COM 45928H106 8,060 2,000 X 28-5284 2000 413,075 102,500 X X 28-5284 102500 379 94 X 28-CPADV 94 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 305,147 8,045 X 28-5284 3275 4770 204,746 5,398 X X 28-5284 3319 2079 117,697 3,103 X 28-CPADV 3103 248,176 6,543 X X 28-CPADV 6543 INTERNATIONAL GAME TECHNOLOG DBCV 2.600%12 459902AP7 400,000 4,000 X 28-5284 4000 INTERNATIONAL GAME TECHNOLOG COM 459902102 117,560 5,473 X 28-5284 4353 1120 293,653 13,671 X 28-CPADV 13671 276,211 12,859 X X 28-CPADV 12859 44,958 2,093 X 28-12020 2093 COLUMN TOTAL 525,700,665
FILE NO. 28-1235 PAGE 162 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- INTL PAPER CO COM 460146103 6,198,791 278,848 X 28-5284 267984 10864 2,133,924 95,993 X X 28-5284 88570 2730 4693 11,958,295 537,935 X 28-CPADV 507143 30792 6,941,362 312,252 X X 28-CPADV 111709 2665 197878 304,418 13,694 X 28-11135 13694 5,096,405 229,258 X 28-12020 214873 14385 INTERNATIONAL RECTIFIER CORP COM 460254105 25,551 1,311 X 28-CPADV 1311 1,091 56 X 28-11135 56 INTERNATIONAL ROYALTY CORP COM 460277106 202 50 X X 28-5284 50 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 61,620 2,000 X 28-5284 2000 INTERNATIONAL SPEEDWAY CORP CL A 460335201 13,537 491 X 28-CPADV 491 INTERNET CAP GROUP INC COM NEW 46059C205 43,882 5,249 X 28-5284 5249 6,086 728 X X 28-5284 3 725 15,784 1,888 X 28-CPADV 1888 INTERSIL CORP CL A 46069S109 26,287 1,717 X 28-5284 57 1660 9,186 600 X X 28-5284 600 31,707 2,071 X 28-CPADV 2071 23,332 1,524 X 28-11135 1524 INTERPUBLIC GROUP COS INC COM 460690100 51,918 6,904 X 28-5284 6904 15 2 X X 28-5284 2 137,646 18,304 X 28-CPADV 18304 138,300 18,391 X X 28-CPADV 18391 92,737 12,332 X 28-12020 10288 2044 INTERSTATE HOTELS & RESRTS I COM 46088S106 80,912 52,540 X 28-5284 52540 INTERVAL LEISURE GROUP INC COM 46113M108 5,121 411 X 28-5284 411 2,517 202 X 28-CPADV 202 14,852 1,192 X 28-11135 1192 174 14 X 28-12020 14 INTEST CORP COM 461147100 55,544 178,598 X 28-5284 178598 INTEVAC INC COM 461148108 81 6 X 28-CPADV 6 COLUMN TOTAL 33,471,277
FILE NO. 28-1235 PAGE 163 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL INC COM NEW 46120E602 3,769,844 14,375 X 28-5284 11316 3059 2,450,989 9,346 X X 28-5284 7446 1400 500 417,764 1,593 X 28-CPADV 1593 403,865 1,540 X X 28-CPADV 1540 52,712 201 X 28-11135 201 157,350 600 X 28-12020 600 INTUIT COM 461202103 382,499 13,421 X 28-5284 13121 300 1,005,195 35,270 X X 28-5284 34610 660 431,918 15,155 X 28-CPADV 15155 412,509 14,474 X X 28-CPADV 14474 3,758,694 131,884 X 28-12020 130484 1400 INVACARE CORP COM 461203101 6,684 300 X 28-5284 300 434,215 19,489 X 28-CPADV 19489 5,185,982 232,764 X 28-12020 232232 532 INTREPID POTASH INC COM 46121Y102 5,520 234 X 28-5284 234 23,590 1,000 X X 28-5284 1000 1,628 69 X 28-CPADV 69 113,232 4,800 X X 28-CPADV 4800 INVENTIV HEALTH INC COM 46122E105 4,467 267 X 28-5284 267 9,068 542 X 28-CPADV 542 21,749 1,300 X X 28-CPADV 1300 86,862 5,192 X 28-11135 5192 8,365 500 X 28-12020 500 INVERNESS MED INNOVATIONS IN COM 46126P106 1,356 35 X 28-5284 35 43,997 1,136 X 28-CPADV 1136 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 18,495 71 X X 28-5284 71 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 6,414,704 229,753 X 28-CPADV 229753 168,358 6,030 X X 28-CPADV 6030 33,169 1,188 X 28-11135 1188 INVESTORS BANCORP INC COM 46146P102 17,061 1,608 X 28-CPADV 1608 114,164 10,760 X X 28-CPADV 10760 INVESTORS REAL ESTATE TR SH BEN INT 461730103 4,764 527 X 28-CPADV 527 COLUMN TOTAL 25,960,769
FILE NO. 28-1235 PAGE 164 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ION GEOPHYSICAL CORP COM 462044108 1,742 495 X 28-CPADV 495 176 50 X 28-12020 50 IOWA TELECOMM SERVICES INC COM 462594201 19,404 1,540 X 28-5284 1540 12,600 1,000 X X 28-5284 1000 5,569 442 X 28-CPADV 442 IPASS INC COM 46261V108 8,712 6,313 X 28-CPADV 6313 1,380 1,000 X 28-12020 1000 IRELAND BK SPONSORED ADR 46267Q103 14,933 758 X 28-5284 758 IROBOT CORP COM 462726100 36,930 3,000 X X 28-5284 3000 18,465 1,500 X 28-12020 1500 IRON MTN INC COM 462846106 424,001 15,904 X 28-5284 15037 867 610,514 22,900 X X 28-5284 10675 12225 185,527 6,959 X 28-CPADV 6959 171,744 6,442 X X 28-CPADV 6442 354,365 13,292 X 28-12020 13292 ISHARES SILVER TRUST ISHARES 46428Q109 396,478 24,205 X 28-5284 24205 476,986 29,120 X X 28-5284 29120 26,208 1,600 X 28-12020 1600 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 32,143 1,083 X 28-5284 1083 354,201 11,934 X X 28-5284 6755 2600 2579 1,140,780 38,436 X X 28-CPADV 38436 214,141 7,215 X 28-12020 7215 ISHARES COMEX GOLD TR ISHARES 464285105 1,375,918 13,908 X 28-5284 13908 4,869,236 49,219 X X 28-5284 49219 496,826 5,022 X 28-12020 5022 ISHARES INC MSCI AUSTRALIA 464286103 11,300 500 X 28-5284 500 285,325 12,625 X X 28-5284 12625 11,300 500 X 28-12020 500 ISHARES INC MSCI AUSTRIA I 464286202 29,816 1,359 X X 28-5284 1359 ISHARES INC MSCI BRAZIL 464286400 602,740 8,911 X 28-5284 8911 854,226 12,629 X X 28-5284 12629 62,635 926 X 28-12020 926 COLUMN TOTAL 13,106,321
FILE NO. 28-1235 PAGE 165 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES INC MSCI CDA INDEX 464286509 149,746 5,877 X 28-5284 5877 379,448 14,892 X X 28-5284 14892 80,160 3,146 X 28-12020 3146 ISHARES INC MSCI EMU INDEX 464286608 4,093,297 107,690 X 28-5284 107690 1,351,750 35,563 X X 28-5284 33763 800 1000 152 4 X 28-11135 4 ISHARES INC MSCI CHILE INV 464286640 8,860 185 X X 28-5284 185 ISHARES INC MSCI BRIC INDX 464286657 191,201 4,560 X 28-5284 4560 602,744 14,375 X X 28-5284 14375 38,282 913 X 28-12020 913 ISHARES INC MSCI PAC J IDX 464286665 44,670,383 1,102,156 X 28-5284 1096782 5374 8,146,327 200,995 X X 28-5284 196838 303 3854 1,414,538 34,901 X 28-11135 34901 39,517 975 X 28-12020 975 ISHARES INC MSCI SINGAPORE 464286673 57,846 5,381 X 28-5284 5381 168,775 15,700 X X 28-5284 14800 900 3,945 367 X 28-12020 367 ISHARES INC MSCI FRANCE 464286707 17,036 656 X 28-5284 656 ISHARES INC MSCI TURKEY FD 464286715 5,028 100 X X 28-5284 100 ISHARES INC MSCI TAIWAN 464286731 121,746 9,882 X 28-5284 9882 158,780 12,888 X X 28-5284 12888 6,850 556 X 28-11135 556 6,185 502 X 28-12020 502 ISHARES INC MSCI SWITZERLD 464286749 10,860 500 X 28-5284 500 279,797 12,882 X X 28-5284 12882 ISHARES INC MSCI S KOREA 464286772 20,800 439 X 28-5284 439 503,792 10,633 X X 28-5284 10633 ISHARES INC MSCI STH AFRCA 464286780 14,947 273 X 28-5284 273 ISHARES INC MSCI GERMAN 464286806 2,441 110 X 28-5284 110 ISHARES INC MSCI MEX INVES 464286822 5,416 124 X 28-12020 124 COLUMN TOTAL 62,550,649
FILE NO. 28-1235 PAGE 166 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES INC MSCI MALAYSIA 464286830 96,269 9,494 X X 28-5284 9494 ISHARES INC MSCI JAPAN 464286848 19,943,894 2,006,428 X 28-5284 1999838 6590 3,810,062 383,306 X X 28-5284 383306 169,358 17,038 X 28-11135 17038 67,254 6,766 X 28-12020 6766 ISHARES INC MSCI HONG KONG 464286871 50,906 3,280 X 28-5284 3280 9,312 600 X X 28-5284 600 ISHARES TR INDEX S&P 100 IDX FD 464287101 13,341,822 273,398 X 28-5284 261697 11701 9,888,734 202,638 X X 28-5284 142638 60000 31,037 636 X 28-12020 636 ISHARES TR INDEX DJ SEL DIV INX 464287168 22,896,018 554,786 X 28-5284 550142 4644 18,240,226 441,973 X X 28-5284 438707 301 2965 18,695 453 X X 28-CPADV 453 38,215,483 925,987 X 28-12020 896532 29455 ISHARES TR INDEX BARCLYS TIPS B 464287176 70,908,394 689,234 X 28-5284 659851 29383 22,686,275 220,512 X X 28-5284 204499 1564 14449 156,892 1,525 X X 28-CPADV 1525 1,235,795 12,012 X 28-11135 12012 19,538,558 189,916 X 28-12020 186106 3810 ISHARES TR INDEX FTSE XNHUA IDX 464287184 610,240 14,913 X 28-5284 14913 1,854,126 45,311 X X 28-5284 45002 309 216,221 5,284 X 28-12020 5284 ISHARES TR INDEX TRANSP AVE IDX 464287192 30,884 450 X 28-5284 450 ISHARES TR INDEX S&P 500 INDEX 464287200 251,326,918 2,370,785 X 28-5284 2228323 142462 63,841,342 602,220 X X 28-5284 540257 32648 29315 318,030 3,000 X 28-CPADV 3000 8,774,978 82,775 X X 28-CPADV 82775 247,258,572 2,332,408 X 28-12020 2273019 59389 ISHARES TR INDEX BARCLY USAGG B 464287226 130,433,291 1,243,169 X 28-5284 1224855 18314 21,431,694 204,267 X X 28-5284 176959 20458 6850 493,124 4,700 X X 28-CPADV 4700 1,791,824 17,078 X 28-11135 17078 19,332,140 184,256 X 28-12020 176260 7996 COLUMN TOTAL 989,018,368
FILE NO. 28-1235 PAGE 167 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR INDEX MSCI EMERG MKT 464287234 82,904,525 2,130,674 X 28-5284 2057232 73442 42,673,414 1,096,721 X X 28-5284 974807 49766 72148 5,158,182 132,567 X 28-CPADV 132567 10,949,235 281,399 X X 28-CPADV 281399 7,393 190 X 28-TRCO 190 79,876,549 2,052,854 X 28-12020 1985747 67107 ISHARES TR INDEX IBOXX INV CPBD 464287242 115,707,795 1,084,625 X 28-5284 1067221 17404 38,218,750 358,256 X X 28-5284 347370 2573 8313 32,004 300 X X 28-CPADV 300 104,656,280 981,030 X 28-12020 948705 32325 ISHARES TR INDEX S&P GBL TELCM 464287275 2,692 50 X X 28-5284 50 2,961 55 X X 28-CPADV 55 1,775,583 32,985 X 28-12020 31823 1162 ISHARES TR INDEX S&P GBL INF 464287291 26,604 510 X 28-5284 510 28,430 545 X X 28-5284 545 ISHARES TR INDEX S&P500 GRW 464287309 24,885,773 460,933 X 28-5284 458592 2341 5,520,909 102,258 X X 28-5284 96117 3950 2191 318,541 5,900 X X 28-CPADV 5900 38,061,384 704,971 X 28-12020 689326 15645 ISHARES TR INDEX S&P GBL HLTHCR 464287325 488,335 10,100 X X 28-5284 10100 ISHARES TR INDEX S&P GBL ENER 464287341 3,553,732 104,215 X 28-5284 104215 257,114 7,540 X X 28-5284 7540 34,100 1,000 X 28-12020 865 135 ISHARES TR INDEX S&P NA NAT RES 464287374 23,798,652 734,980 X 28-5284 703935 31045 7,409,418 228,827 X X 28-5284 186151 95 42581 2,773,541 85,656 X 28-11135 85656 615,544 19,010 X 28-12020 18860 150 ISHARES TR INDEX S&P LTN AM 40 464287390 2,304,353 53,702 X 28-5284 53702 2,292,338 53,422 X X 28-5284 52322 720 380 63,507 1,480 X X 28-CPADV 1480 819,667 19,102 X 28-12020 19102 COLUMN TOTAL 595,217,305
FILE NO. 28-1235 PAGE 168 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR INDEX S&P 500 VALUE 464287408 18,368,405 358,828 X 28-5284 346766 12062 2,897,047 56,594 X X 28-5284 55794 800 330,176 6,450 X X 28-CPADV 6450 42,018,339 820,831 X 28-12020 805142 15689 ISHARES TR INDEX BARCLYS 20+ YR 464287432 575,977 5,838 X 28-5284 5838 439,530 4,455 X X 28-5284 4455 372,146 3,772 X 28-11135 3772 219,519 2,225 X 28-12020 2225 ISHARES TR INDEX BARCLYS 7-10 Y 464287440 10,185,917 110,273 X 28-5284 86554 23719 1,731,291 18,743 X X 28-5284 18728 15 646,959 7,004 X 28-11135 7004 243,118 2,632 X 28-12020 2632 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 37,187,195 442,652 X 28-5284 427840 14812 10,712,451 127,514 X X 28-5284 125764 65 1685 1,830,410 21,788 X 28-11135 21788 14,220,121 169,267 X 28-12020 166645 2622 ISHARES TR INDEX MSCI EAFE IDX 464287465 249,037,599 4,554,455 X 28-5284 4434677 119778 131,846,439 2,411,237 X X 28-5284 2104572 104522 202143 1,511,629 27,645 X 28-CPADV 27645 1,296,682 23,714 X X 28-CPADV 23714 5,324,246 97,371 X 28-11135 97371 65,616 1,200 X 28-TRCO 1200 188,620,191 3,449,528 X 28-12020 3382154 67374 ISHARES TR INDEX RUSSELL MCP VL 464287473 16,285,974 459,796 X 28-5284 448206 11590 7,135,819 201,463 X X 28-5284 191064 4326 6073 864,531 24,408 X 28-CPADV 24408 450,224 12,711 X X 28-CPADV 12711 24,413,908 689,269 X 28-12020 662475 26794 ISHARES TR INDEX RUSSELL MCP GR 464287481 19,168,186 450,698 X 28-5284 437468 13230 7,094,599 166,814 X X 28-5284 147558 9505 9751 19,519,739 458,964 X X 28-CPADV 458964 17,925,459 421,478 X 28-12020 412941 8537 ISHARES TR INDEX RUSSELL MIDCAP 464287499 39,971,775 510,952 X 28-5284 492992 17960 13,702,376 175,155 X X 28-5284 171503 845 2807 1,321,148 16,888 X X 28-CPADV 16888 229,808,604 2,937,602 X 28-12020 2894825 42777 COLUMN TOTAL 1 ,117,343,345
FILE NO. 28-1235 PAGE 169 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR INDEX S&P MIDCAP 400 464287507 35,690,451 517,628 X 28-5284 477599 40029 25,280,655 366,652 X X 28-5284 347230 4285 15137 333,925 4,843 X X 28-CPADV 4843 1,310 19 X 28-11135 19 1,981,209 28,734 X 28-12020 28104 630 ISHARES TR INDEX S&P NA SOFTWR 464287515 80,742 1,854 X 28-5284 1854 45,945 1,055 X X 28-5284 1055 ISHARES TR INDEX S&P NA SEMICND 464287523 44,208 987 X 28-5284 987 ISHARES TR INDEX S&P NA TECH FD 464287549 206,388 4,200 X X 28-5284 4200 427,518 8,700 X 28-12020 8700 ISHARES TR INDEX NASDQ BIO INDX 464287556 3,305,657 40,630 X 28-5284 40630 1,307,048 16,065 X X 28-5284 15504 561 37,832 465 X X 28-CPADV 465 3,254 40 X X 28-TRCO 40 19,160,036 235,497 X 28-12020 223511 11986 ISHARES TR INDEX COHEN&ST RLTY 464287564 13,777,449 283,370 X 28-5284 281739 1631 5,235,304 107,678 X X 28-5284 104902 140 2636 ISHARES TR INDEX S&P GLB100INDX 464287572 17,478 300 X X 28-5284 300 ISHARES TR INDEX RUSSELL1000VAL 464287598 66,466,643 1,197,813 X 28-5284 1176420 21393 42,294,755 762,205 X X 28-5284 758849 912 2444 105,542 1,902 X X 28-CPADV 1902 4,449,022 80,177 X 28-11135 80177 15,535,924 279,977 X 28-12020 277630 2347 ISHARES TR INDEX S&P MC 400 GRW 464287606 9,155,694 124,145 X 28-5284 120651 3494 2,778,310 37,672 X X 28-5284 33766 752 3154 3,981,025 53,980 X X 28-CPADV 53980 559,689 7,589 X 28-12020 7589 ISHARES TR INDEX RUSSELL1000GRW 464287614 79,871,042 1,724,704 X 28-5284 1639176 85528 23,488,062 507,192 X X 28-5284 439233 1083 66876 70,345 1,519 X X 28-CPADV 1519 1,992,349 43,022 X 28-11135 43022 13,502,375 291,565 X 28-12020 285210 6355 COLUMN TOTAL 371,187,186
FILE NO. 28-1235 PAGE 170 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR INDEX RUSSELL 1000 464287622 103,126,512 1,774,983 X 28-5284 1758737 16246 24,824,097 427,265 X X 28-5284 376812 353 50100 145,250 2,500 X X 28-CPADV 2500 48,341,931 832,047 X 28-12020 816716 15331 ISHARES TR INDEX RUSL 2000 VALU 464287630 17,161,379 304,118 X 28-5284 301664 2454 10,272,179 182,034 X X 28-5284 179331 2703 100,445 1,780 X X 28-CPADV 1780 1,127,641 19,983 X 28-11135 19983 29,341,117 519,956 X 28-12020 512861 7095 ISHARES TR INDEX RUSL 2000 GROW 464287648 15,405,756 235,490 X 28-5284 230680 4810 4,586,007 70,101 X X 28-5284 65969 1992 2140 1,291,914 19,748 X X 28-CPADV 19748 1,075,178 16,435 X 28-11135 16435 28,274,982 432,207 X 28-12020 431483 724 ISHARES TR INDEX RUSSELL 2000 464287655 68,151,319 1,131,330 X 28-5284 1111444 19886 30,516,259 506,578 X X 28-5284 447516 30814 28248 6,457,427 107,195 X 28-CPADV 107195 1,784,008 29,615 X X 28-CPADV 300 29315 1,367,267 22,697 X 28-11135 22697 6,024 100 X 28-TRCO 100 179,856,279 2,985,662 X 28-12020 2910823 74839 ISHARES TR INDEX RUSL 3000 VALU 464287663 2,708,284 37,258 X 28-5284 37258 353,419 4,862 X X 28-5284 4862 39,398 542 X 28-12020 542 ISHARES TR INDEX RUSL 3000 GROW 464287671 347,514 9,213 X 28-5284 9213 113,349 3,005 X X 28-5284 3005 26,781 710 X 28-12020 710 ISHARES TR INDEX RUSSELL 3000 464287689 22,068,750 356,005 X 28-5284 355563 442 1,531,773 24,710 X X 28-5284 24460 250 1,425,770 23,000 X 28-CPADV 23000 1,747,622 28,192 X X 28-CPADV 28192 1,157,725 18,676 X 28-12020 18676 ISHARES TR INDEX DJ US UTILS 464287697 571,409 8,084 X 28-5284 8084 395,618 5,597 X X 28-5284 5597 61,636 872 X 28-12020 872 COLUMN TOTAL 605,762,019
FILE NO. 28-1235 PAGE 171 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR INDEX S&P MIDCP VALU 464287705 15,103,948 239,848 X 28-5284 235406 4442 2,567,220 40,767 X X 28-5284 38578 168 2021 381,364 6,056 X 28-12020 6056 ISHARES TR INDEX DJ US TELECOMM 464287713 479,553 25,427 X 28-5284 24517 910 127,022 6,735 X X 28-5284 6060 675 41,869 2,220 X X 28-CPADV 2220 6,966,997 369,406 X 28-12020 358868 10538 ISHARES TR INDEX DJ US TECH SEC 464287721 3,960,980 76,246 X 28-5284 73357 2889 3,673,696 70,716 X X 28-5284 70441 275 183,903 3,540 X 28-12020 3540 ISHARES TR INDEX DJ US REAL EST 464287739 3,205,370 75,120 X 28-5284 74583 537 3,233,575 75,781 X X 28-5284 71205 1088 3488 660,318 15,475 X 28-12020 15475 ISHARES TR INDEX DJ US INDUSTRL 464287754 31,041 617 X X 28-5284 617 ISHARES TR INDEX DJ US HEALTHCR 464287762 3,982,367 67,555 X 28-5284 65779 1776 634,007 10,755 X X 28-5284 10655 100 94,320 1,600 X 28-12020 1600 ISHARES TR INDEX DJ US FINL SVC 464287770 708,213 12,756 X 28-5284 11796 960 288,982 5,205 X X 28-5284 2705 200 2300 ISHARES TR INDEX DJ US FINL SEC 464287788 838,243 15,915 X 28-5284 15459 456 1,471,336 27,935 X X 28-5284 27010 925 288,474 5,477 X 28-12020 5477 ISHARES TR INDEX DJ US ENERGY 464287796 728,754 22,888 X 28-5284 19442 3446 318,050 9,989 X X 28-5284 9689 300 222,880 7,000 X 28-12020 7000 ISHARES TR INDEX S&P SMLCAP 600 464287804 17,977,900 343,483 X 28-5284 316657 26826 15,512,006 296,370 X X 28-5284 283628 1942 10800 52 1 X 28-11135 1 9,409,895 179,784 X 28-12020 178497 1287 ISHARES TR INDEX CONS GOODS IDX 464287812 221,886 4,200 X 28-5284 4200 52,830 1,000 X X 28-5284 1000 COLUMN TOTAL 93,367,051
FILE NO. 28-1235 PAGE 172 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR INDEX DJ US BAS MATL 464287838 367,160 6,700 X 28-5284 6700 54,800 1,000 X X 28-5284 1000 ISHARES TR INDEX DJ US INDEX FD 464287846 1,441,339 27,475 X 28-5284 25958 1517 1,033,147 19,694 X X 28-5284 17149 2545 42,493 810 X 28-12020 810 ISHARES TR INDEX S&P EURO PLUS 464287861 4,161,241 107,972 X 28-5284 106372 1600 1,688,168 43,803 X X 28-5284 43803 54,418 1,412 X 28-12020 1412 ISHARES TR INDEX S&P SMLCP VALU 464287879 5,602,098 99,788 X 28-5284 68740 31048 1,810,010 32,241 X X 28-5284 30614 75 1552 419,366 7,470 X 28-12020 7470 ISHARES TR INDEX S&P SMLCP GROW 464287887 7,095,375 131,250 X 28-5284 127941 3309 2,367,720 43,798 X X 28-5284 42788 88 922 567,630 10,500 X X 28-CPADV 10500 244,459 4,522 X 28-12020 4522 ISHARES TR S&P SH NTL AMT 464288158 150,654 1,421 X X 28-5284 1421 42,408 400 X 28-12020 400 ISHARES TR MSCI ACJPN IDX 464288182 136,473 2,574 X 28-5284 2574 598,861 11,295 X X 28-5284 11295 11,346 214 X 28-12020 214 ISHARES TR S&P EMRG INFRS 464288216 574,923 20,500 X X 28-5284 20500 ISHARES TR S&P GLBIDX ETF 464288224 1,279 55 X 28-5284 55 120,900 5,200 X X 28-5284 5200 ISHARES TR S&P NUCIDX ETF 464288232 4,682 110 X 28-5284 110 ISHARES TR MSCI ACWI EX 464288240 19,058 478 X 28-5284 478 ISHARES TR MSCI SMALL CAP 464288273 68,588 1,890 X 28-5284 1890 170,926 4,710 X 28-11135 4710 ISHARES TR MID GRWTH INDX 464288307 11,242 159 X X 28-5284 159 COLUMN TOTAL 28,860,764
FILE NO. 28-1235 PAGE 173 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR S&P GLO INFRAS 464288372 5,365 160 X 28-5284 160 10,059 300 X X 28-5284 300 6,706 200 X 28-12020 200 ISHARES TR S&P NTL AMTFRE 464288414 65,248,341 616,714 X 28-5284 600447 16267 24,373,569 230,374 X X 28-5284 178149 52225 1,097,463 10,373 X 28-12020 10123 250 ISHARES TR S&P ASIA 50 IN 464288430 220,527 5,725 X X 28-5284 5725 ISHARES TR HIGH YLD CORP 464288513 368,801 4,271 X 28-5284 3871 400 358,698 4,154 X X 28-5284 3854 300 425,792 4,931 X 28-11135 4931 863,068 9,995 X 28-12020 9995 ISHARES TR FTSE KLD400 SO 464288570 275,696 6,900 X X 28-5284 6900 53,941 1,350 X 28-12020 1350 ISHARES TR BARCLYS GOVT C 464288596 128,294 1,206 X 28-12020 1206 ISHARES TR BARCLYS INTER 464288612 8,615,870 80,961 X 28-5284 80961 1,253,734 11,781 X X 28-5284 11781 226,781 2,131 X 28-12020 2131 ISHARES TR BARCLYS CR BD 464288620 22,057 215 X 28-12020 215 ISHARES TR BARCLYS INTER 464288638 10,369,044 100,184 X 28-5284 72316 27868 1,871,591 18,083 X X 28-5284 17923 160 51,750 500 X X 28-CPADV 500 12,261,438 118,468 X 28-12020 118067 401 ISHARES TR BARCLYS 1-3YR 464288646 34,994,217 335,290 X 28-5284 328363 6927 12,851,391 123,133 X X 28-5284 121626 1350 157 198,303 1,900 X X 28-CPADV 1900 24,393,043 233,717 X 28-12020 232251 1466 ISHARES TR BARCLYS 10-20Y 464288653 567,401 5,053 X 28-11135 5053 ISHARES TR BARCLYS 3-7 YR 464288661 60,525 538 X 28-5284 538 23,063 205 X X 28-5284 205 1,276,088 11,343 X 28-11135 11343 3,982,500 35,400 X 28-12020 34874 526 COLUMN TOTAL 206,455,116
FILE NO. 28-1235 PAGE 174 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES TR BARCLYS SH TRE 464288679 202,199 1,835 X 28-12020 1835 ISHARES TR US PFD STK IDX 464288687 2,025,643 55,849 X 28-5284 50524 5325 993,798 27,400 X X 28-5284 26700 700 145,080 4,000 X X 28-CPADV 4000 150,521 4,150 X 28-12020 4050 100 ISHARES TR S&P GLB MTRLS 464288695 69,353 1,244 X X 28-5284 1244 9,199 165 X 28-12020 165 ISHARES TR S&P GL C STAPL 464288737 15,265 285 X 28-12020 285 ISHARES TR FTSE KLD SEL S 464288802 7,520,159 163,624 X 28-5284 155528 8096 1,174,048 25,545 X X 28-5284 15835 9710 46,190 1,005 X 28-12020 1005 ISHARES TR DJ MED DEVICES 464288810 2,012 40 X 28-5284 40 ISHARES TR DJ OIL EQUIP 464288844 14,843 360 X 28-5284 360 ISHARES TR DJ OIL&GAS EXP 464288851 92,808 1,828 X 28-5284 1828 8,377 165 X 28-12020 165 ISHARES TR MSCI VAL IDX 464288877 7,439,136 145,324 X 28-5284 139377 5947 13,548,508 264,671 X X 28-5284 259200 4783 688 10,642,401 207,900 X 28-CPADV 207900 493,472 9,640 X 28-12020 9640 ISHARES TR MSCI GRW IDX 464288885 6,695,959 125,510 X 28-5284 122970 2540 13,583,604 254,613 X X 28-5284 246464 2783 5366 2,332,942 43,729 X 28-CPADV 43729 85,360 1,600 X 28-12020 1600 ISIS PHARMACEUTICALS INC COM 464330109 79,217 5,437 X 28-5284 5437 42,982 2,950 X X 28-5284 1500 1450 624,441 42,858 X 28-CPADV 42858 5,464 375 X X 28-CPADV 375 14,570 1,000 X 28-12020 1000 ISLE OF CAPRI CASINOS INC COM 464592104 478,674 40,600 X 28-CPADV 40600 COLUMN TOTAL 68,536,225
FILE NO. 28-1235 PAGE 175 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ITAU UNIBANCO HLDG SA SPON ADR REP P 465562106 3,284 163 X 28-5284 163 9,108 452 X X 28-5284 452 14,246 707 X 28-12020 381 326 ITERIS INC COM 46564T107 1,354,407 927,676 X X 28-5284 927676 ITC HLDGS CORP COM 465685105 3,727 82 X 28-5284 82 3,409 75 X X 28-5284 75 15,908 350 X 28-CPADV 350 7,817 172 X 28-11135 172 795,375 17,500 X 28-12020 400 17100 ITRON INC COM 465741106 28,222 440 X 28-5284 440 33,994 530 X X 28-5284 530 33,032 515 X 28-CPADV 515 306,589 4,780 X 28-11135 4780 237,318 3,700 X 28-12020 3700 IVANHOE MINES LTD COM 46579N103 972 76 X 28-5284 76 4,477 350 X 28-12020 350 J & J SNACK FOODS CORP COM 466032109 5,615 130 X 28-5284 130 298,486 6,911 X 28-CPADV 6911 21,595 500 X X 28-CPADV 500 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 5,642 1,400 X X 28-5284 900 500 J CREW GROUP INC COM 46612H402 7,415 207 X 28-5284 207 60,894 1,700 X X 28-5284 1700 9,886 276 X 28-CPADV 276 168,354 4,700 X X 28-CPADV 4700 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1,486 209 X 28-5284 209 1,287 181 X X 28-5284 181 78,729 11,073 X 28-CPADV 11073 123,977 17,437 X X 28-CPADV 17437 178 25 X 28-12020 25 JDA SOFTWARE GROUP INC COM 46612K108 7,503 342 X 28-CPADV 342 10,970 500 X X 28-CPADV 500 COLUMN TOTAL 3,653,902
FILE NO. 28-1235 PAGE 176 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO COM 46625H100 95,951,953 2,189,684 X 28-5284 2104044 700 84940 86,021,289 1,963,060 X X 28-5284 1784122 64970 113968 68,705,729 1,567,908 X 28-CPADV 1516810 51098 42,476,829 969,348 X X 28-CPADV 209894 4251 755203 1,352,110 30,856 X 28-11135 30856 126,195,597 2,879,863 X 28-12020 2742963 136900 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 50,060 2,000 X 28-5284 2000 30,036 1,200 X 28-12020 1200 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 1,151 50 X 28-5284 50 3,834,041 166,625 X 28-CPADV 166625 450,536 19,580 X X 28-CPADV 19580 41,234 1,792 X 28-11135 1792 9,204 400 X 28-12020 400 JABIL CIRCUIT INC COM 466313103 363,009 27,070 X 28-5284 19410 7660 39,761 2,965 X X 28-5284 1590 1375 91,631 6,833 X 28-CPADV 6833 72,468 5,404 X X 28-CPADV 5404 33,525 2,500 X 28-12020 2500 JACK IN THE BOX INC COM 466367109 11,270 550 X 28-5284 550 174,083 8,496 X 28-CPADV 8496 20,490 1,000 X X 28-CPADV 1000 JACKSON HEWITT TAX SVCS INC COM 468202106 1,816 356 X 28-CPADV 356 JACOBS ENGR GROUP INC DEL COM 469814107 1,826,375 39,747 X 28-5284 29486 10261 2,136,813 46,503 X X 28-5284 27773 18730 233,288 5,077 X 28-CPADV 5077 238,251 5,185 X X 28-CPADV 5185 183,846 4,001 X 28-11135 4001 28,654,052 623,592 X 28-12020 604972 18620 JAKKS PAC INC COM 47012E106 4,010 280 X 28-5284 280 17,184 1,200 X X 28-CPADV 1200 4,296 300 X 28-12020 300 JAMES HARDIE INDS N V SPONSORED ADR 47030M106 2,654 78 X X 28-5284 78 JAMES RIVER COAL CO COM NEW 470355207 3,822 200 X 28-5284 200 COLUMN TOTAL 459,232,413
FILE NO. 28-1235 PAGE 177 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- JANUS CAP GROUP INC COM 47102X105 222,059 15,660 X 28-5284 14400 1260 4,963 350 X X 28-5284 350 106,790 7,531 X 28-CPADV 7531 101,798 7,179 X X 28-CPADV 7179 1,418 100 X 28-12020 100 JARDEN CORP COM 471109108 21,754 775 X 28-CPADV 775 JEFFERIES GROUP INC NEW COM 472319102 6,535 240 X 28-5284 240 2,315 85 X X 28-5284 85 24,235 890 X 28-CPADV 890 173,727 6,380 X X 28-CPADV 6380 354 13 X 28-11135 13 JETBLUE AIRWAYS CORP COM 477143101 4,515 755 X 28-CPADV 755 1,794 300 X 28-12020 300 JEWETT CAMERON TRADING LTD COM NEW 47733C207 3,225 500 X 28-12020 500 JO-ANN STORES INC COM 47758P307 7,915 295 X 28-CPADV 295 245,977 9,168 X 28-11135 9168 17,440 650 X 28-12020 650 JOHN BEAN TECHNOLOGIES CORP COM 477839104 2,998 165 X 28-CPADV 165 160,768 8,848 X X 28-CPADV 8848 9,194 506 X 28-11135 506 2,689 148 X 28-12020 148 JOHNSON & JOHNSON COM 478160104 222,597,582 3,655,733 X 28-5284 3525675 450 129608 220,549,121 3,622,091 X X 28-5284 3359825 29007 233259 35,595,868 584,593 X 28-CPADV 558268 26325 26,213,267 430,502 X X 28-CPADV 102723 2412 325367 1,376,601 22,608 X 28-11135 22608 121,091,030 1,988,685 X 28-12020 1817661 171024 JOHNSON CTLS INC NOTE 6.500% 9 478366AS6 474,000 2,000 X 28-5284 2000 JOHNSON CTLS INC COM 478366107 9,984,375 390,625 X 28-5284 368938 21687 6,181,047 241,825 X X 28-5284 219530 4030 18265 16,421,099 642,453 X 28-CPADV 605910 36543 9,530,736 372,877 X X 28-CPADV 141188 3212 228477 767 30 X 28-11135 30 19,922,512 779,441 X 28-12020 748852 30589 COLUMN TOTAL 691,060,468
FILE NO. 28-1235 PAGE 178 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- JONES APPAREL GROUP INC COM 480074103 672,536 37,509 X 28-CPADV 37509 8,965 500 X X 28-CPADV 500 JONES LANG LASALLE INC COM 48020Q107 119,372 2,520 X 28-5284 2520 7,958 168 X 28-CPADV 168 5,921 125 X 28-12020 125 JONES SODA CO COM 48023P106 810 1,000 X 28-5284 1000 JOS A BANK CLOTHIERS INC COM 480838101 89,540 2,000 X 28-5284 2000 71,632 1,600 X X 28-5284 1600 17,505 391 X 28-CPADV 391 214,896 4,800 X 28-12020 3700 1100 JOURNAL COMMUNICATIONS INC CL A 481130102 11,824 3,213 X 28-CPADV 3213 JOY GLOBAL INC COM 481165108 91,469 1,869 X 28-5284 1749 120 73,410 1,500 X X 28-5284 1500 4,664,129 95,303 X 28-CPADV 95303 2,010,113 41,073 X X 28-CPADV 41073 538 11 X 28-11135 11 15,553,132 317,800 X 28-12020 308394 9406 JUNIPER NETWORKS INC COM 48203R104 161,526 5,978 X 28-5284 4278 1700 58,228 2,155 X X 28-5284 2155 625,783 23,160 X 28-CPADV 23160 927,813 34,338 X X 28-CPADV 34338 48,258 1,786 X 28-11135 1786 34,991 1,295 X 28-12020 1295 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 5,610 109 X 28-5284 109 1,287 25 X X 28-5284 25 72,058 1,400 X X 28-CPADV 1400 11,323 220 X 28-12020 220 KBR INC COM 48242W106 75,809 3,255 X 28-5284 3255 459,046 19,710 X X 28-5284 17516 2194 32,140 1,380 X 28-CPADV 1380 135,082 5,800 X X 28-CPADV 5800 5,357 230 X 28-11135 230 26,394,836 1,133,312 X 28-12020 1081183 52129 COLUMN TOTAL 52,662,897
FILE NO. 28-1235 PAGE 179 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- KBW INC COM 482423100 3,029 94 X 28-5284 94 505,500 15,689 X 28-CPADV 15689 KHD HUMBOLDT WEDAG INTL LTD COM 482462108 197,220 19,000 X X 28-5284 19000 102,762 9,900 X X 28-CPADV 9900 KLA-TENCOR CORP COM 482480100 33,565 936 X 28-5284 936 103,635 2,890 X X 28-5284 2890 2,077,764 57,941 X 28-CPADV 57941 667,139 18,604 X X 28-CPADV 18604 358,277 9,991 X 28-11135 9991 237,573 6,625 X 28-12020 6515 110 KT CORP SPONSORED ADR 48268K101 6,570 378 X 28-5284 378 4,084 235 X X 28-5284 235 K SEA TRANSN PARTNERS LP COM 48268Y101 10,080 500 X 28-5284 500 282,240 14,000 X 28-12020 14000 K-SWISS INC CL A 482686102 2,110 240 X 28-5284 240 K12 INC COM 48273U102 71,688 4,350 X X 28-CPADV 4350 171,392 10,400 X 28-12020 10400 K TRON INTL INC COM 482730108 28,563 300 X 28-5284 300 626,577 6,581 X X 28-5284 2281 4300 5,046 53 X 28-CPADV 53 KVH INDS INC COM 482738101 31,968 3,200 X X 28-CPADV 3200 K V PHARMACEUTICAL CO CL A 482740206 921 300 X 28-5284 300 KADANT INC COM 48282T104 363,342 29,954 X 28-CPADV 29954 3,457 285 X 28-12020 285 KAISER ALUMINUM CORP COM PAR $0.01 483007704 12,544 345 X 28-CPADV 345 96,718 2,660 X X 28-CPADV 2660 115,298 3,171 X 28-11135 3171 79,992 2,200 X 28-12020 2200 KAMAN CORP COM 483548103 5,275 240 X 28-5284 240 COLUMN TOTAL 6,204,329
FILE NO. 28-1235 PAGE 180 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- KANSAS CITY SOUTHERN COM NEW 485170302 103,602 3,911 X 28-5284 3911 313,907 11,850 X X 28-5284 2150 9700 17,351 655 X 28-CPADV 655 166,145 6,272 X 28-11135 6272 28,477 1,075 X 28-12020 1075 KAYDON CORP COM 486587108 2,205 68 X 28-5284 68 13,487 416 X 28-CPADV 416 192,769 5,946 X 28-11135 5946 27,557 850 X 28-12020 50 800 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 59,826 2,814 X 28-5284 2814 38,268 1,800 X X 28-5284 1800 29,764 1,400 X 28-12020 1400 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 15,876 1,200 X X 28-5284 1200 KAYNE ANDERSON MLP INVSMNT C COM 486606106 24,090 1,139 X X 28-5284 1139 120,745 5,709 X 28-12020 5709 KB HOME COM 48666K109 60,743 3,657 X 28-CPADV 3657 115,705 6,966 X X 28-CPADV 6966 KEITHLEY INSTRS INC COM 487584104 443 80 X 28-5284 80 KELLOGG CO COM 487836108 2,414,485 49,045 X 28-5284 47111 1934 2,366,092 48,062 X X 28-5284 43840 4222 556,742 11,309 X 28-CPADV 11309 523,906 10,642 X X 28-CPADV 10642 417,963 8,490 X 28-11135 8490 3,081,404 62,592 X 28-12020 62592 KELLY SVCS INC CL A 488152208 3,899 317 X 28-CPADV 317 68,597 5,577 X 28-12020 5577 KELLY SVCS INC CL B 488152307 10,399 858 X 28-12020 858 KENDLE INTERNATIONAL INC COM 48880L107 151,316 9,050 X 28-12020 50 9000 KENEXA CORP COM 488879107 14,262 1,058 X 28-CPADV 1058 COLUMN TOTAL 10,940,025
FILE NO. 28-1235 PAGE 181 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- KENNAMETAL INC COM 489170100 1,624 66 X 28-5284 66 260,374 10,580 X X 28-5284 5000 5580 605,529 24,605 X 28-CPADV 24605 KENSEY NASH CORP COM 490057106 6,543 226 X 28-CPADV 226 49,707 1,717 X 28-11135 1717 KEY ENERGY SVCS INC COM 492914106 2,888 332 X 28-CPADV 332 2,175 250 X 28-12020 250 KEY TECHNOLOGY INC COM 493143101 10,688 950 X 28-12020 950 KEYCORP NEW COM 493267108 81,530 12,543 X 28-5284 11503 1040 501 77 X X 28-5284 77 1,049,601 161,477 X 28-CPADV 161477 213,850 32,900 X X 28-CPADV 32900 1,162,928 178,912 X 28-12020 169225 9687 KEYCORP NEW PFD 7.75% SR A 493267405 4,354 50 X X 28-5284 50 KEYNOTE SYS INC COM 493308100 33,948 3,600 X X 28-5284 3600 KFORCE INC COM 493732101 403,824 33,596 X 28-CPADV 33596 5,409 450 X X 28-CPADV 450 KILROY RLTY CORP COM 49427F108 11,928 430 X 28-5284 430 9,570 345 X 28-CPADV 345 10,819 390 X X 28-CPADV 390 1,221 44 X 28-11135 44 6,935 250 X 28-12020 250 KIMBALL INTL INC CL B 494274103 2,533 332 X 28-CPADV 332 18,777 2,461 X 28-12020 2461 KIMBERLY CLARK CORP COM 494368103 26,304,313 445,987 X 28-5284 430187 200 15600 30,305,516 513,827 X X 28-5284 490487 14400 8940 2,155,837 36,552 X 28-CPADV 35706 846 1,546,574 26,222 X X 28-CPADV 7273 31 18918 850,610 14,422 X 28-11135 14422 16,935,576 287,141 X 28-12020 274658 12483 COLUMN TOTAL 82,055,682
FILE NO. 28-1235 PAGE 182 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORP COM 49446R109 37,946 2,910 X 28-5284 2910 217,768 16,700 X X 28-5284 9900 6800 705,960 54,138 X 28-CPADV 54138 171,593 13,159 X X 28-CPADV 1010 12149 91 7 X 28-11135 7 48,900 3,750 X 28-12020 3000 750 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 33,808 714 X 28-5284 714 18,561 392 X X 28-5284 392 189 4 X 28-11135 4 20,313 429 X 28-12020 429 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3,714,847 68,768 X 28-5284 68768 7,140,039 132,174 X X 28-5284 128474 2200 1500 1,880,004 34,802 X 28-12020 32502 2300 KINDRED HEALTHCARE INC COM 494580103 9,998 616 X 28-CPADV 616 KINETIC CONCEPTS INC COM NEW 49460W208 750,842 20,304 X 28-5284 17109 3195 33,837 915 X X 28-5284 690 225 36,425 985 X 28-CPADV 985 3,698 100 X 28-12020 100 KING PHARMACEUTICALS INC COM 495582108 1,572 146 X 28-5284 146 215,400 20,000 X X 28-5284 20000 139,450 12,948 X 28-CPADV 12948 240,817 22,360 X X 28-CPADV 22360 6,828 634 X 28-11135 634 KINROSS GOLD CORP COM NO PAR 496902404 130,743 6,025 X 28-5284 6025 39,060 1,800 X X 28-5284 1800 KIRBY CORP COM 497266106 207,959 5,648 X 28-CPADV 5648 90,209 2,450 X X 28-CPADV 2450 1,473 40 X 28-11135 40 KNOLL INC COM NEW 498904200 887 85 X 28-CPADV 85 4,172 400 X X 28-CPADV 400 11,473 1,100 X 28-12020 1100 KNIGHT CAPITAL GROUP INC CL A 499005106 3,176 146 X 28-5284 146 1,627,705 74,837 X 28-CPADV 74837 13,594 625 X X 28-CPADV 625 COLUMN TOTAL 17,559,337
FILE NO. 28-1235 PAGE 183 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- KNIGHT TRANSN INC COM 499064103 49,837 2,970 X 28-5284 2970 21,814 1,300 X X 28-5284 1300 226,312 13,487 X 28-CPADV 13487 338,100 20,149 X 28-12020 20149 KNOLOGY INC COM 499183804 1,172,652 120,272 X 28-5284 5 120267 KNOT INC COM 499184109 2,184 200 X X 28-5284 200 KOHLS CORP COM 500255104 11,958,022 209,606 X 28-5284 199445 10161 3,576,579 62,692 X X 28-5284 57777 1660 3255 17,643,625 309,266 X 28-CPADV 294806 14460 11,280,439 197,729 X X 28-CPADV 53842 1154 142733 36,797 645 X 28-11135 645 12,744,000 223,383 X 28-12020 210413 12970 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 140,679 5,775 X 28-5284 5775 86,600 3,555 X X 28-5284 1175 2380 1,194 49 X 28-11135 49 6,114 251 X 28-12020 251 KOPPERS HOLDINGS INC COM 50060P106 26,685 900 X 28-5284 900 198,151 6,683 X X 28-5284 6683 10,111 341 X 28-CPADV 341 27,575 930 X 28-11135 930 593,000 20,000 X 28-12020 20000 KOPIN CORP COM 500600101 1,968 410 X 28-5284 410 954,720 198,900 X 28-CPADV 198900 12,600 2,625 X X 28-CPADV 2625 KOREA ELECTRIC PWR SPONSORED ADR 500631106 4,511 296 X 28-5284 296 60,960 4,000 X X 28-5284 4000 KOREA FD COM NEW 500634209 12,292 357 X 28-5284 357 157,380 4,571 X X 28-5284 4571 KORN FERRY INTL COM NEW 500643200 8,900 610 X 28-5284 610 2,860 196 X 28-CPADV 196 COLUMN TOTAL 61,356,661
FILE NO. 28-1235 PAGE 184 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC CL A 50075N104 18,779,714 714,873 X 28-5284 691315 500 23058 71,130,543 2,707,672 X X 28-5284 2668859 4548 34265 4,995,109 190,145 X 28-CPADV 190145 3,567,098 135,786 X X 28-CPADV 135786 431,380 16,421 X 28-11135 16421 12,157,126 462,776 X 28-12020 360127 102649 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 306,250 35,000 X X 28-5284 35000 KRISPY KREME DOUGHNUTS INC COM 501014104 2,142 600 X X 28-5284 600 KROGER CO COM 501044101 1,069,358 51,810 X 28-5284 51810 683,473 33,114 X X 28-5284 33114 8,227,641 398,626 X 28-CPADV 398626 6,563,664 318,007 X X 28-CPADV 318007 331,747 16,073 X 28-11135 16073 14,424,285 698,851 X 28-12020 676333 22518 KUBOTA CORP ADR 501173207 26,779 647 X 28-5284 647 3,560 86 X X 28-5284 86 KULICKE & SOFFA INDS INC COM 501242101 5,909 980 X 28-5284 500 480 KYOCERA CORP ADR 501556203 2,478 27 X 28-5284 27 LCA-VISION INC COM PAR $.001 501803308 42,060 6,000 X X 28-5284 6000 13,242 1,889 X 28-CPADV 1889 LDK SOLAR CO LTD SPONSORED ADR 50183L107 155 18 X 28-5284 18 29,308 3,400 X X 28-5284 400 3000 4,310 500 X 28-12020 500 LHC GROUP INC COM 50187A107 1,137 38 X 28-5284 38 LKQ CORP COM 501889208 5,191 280 X 28-5284 280 275,319 14,850 X 28-CPADV 14850 LL & E RTY TR UNIT BEN INT 502003106 1,540 2,000 X X 28-5284 2000 LMI AEROSPACE INC COM 502079106 5,015 500 X 28-5284 500 LMP CAP & INCOME FD INC COM 50208A102 6,000 625 X 28-12020 625 COLUMN TOTAL 143,091,533
FILE NO. 28-1235 PAGE 185 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LNB BANCORP INC COM 502100100 7,359 1,100 X 28-12020 1000 100 LSB CORP COM 50215P100 175,100 17,000 X X 28-5284 17000 LSI INDS INC COM 50216C108 2,959 445 X 28-CPADV 445 12,635 1,900 X X 28-CPADV 1900 133,000 20,000 X 28-12020 20000 LSI CORPORATION COM 502161102 10,689 1,947 X 28-5284 1947 17,985 3,276 X X 28-5284 3251 25 146,852 26,749 X 28-CPADV 26749 126,363 23,017 X X 28-CPADV 23017 11 2 X 28-11135 2 47,823 8,711 X 28-12020 2663 6048 LTC PPTYS INC COM 502175102 1,085,743 45,164 X 28-CPADV 45164 5,409 225 X X 28-CPADV 225 46,061 1,916 X 28-11135 1916 L-3 COMMUNICATIONS CORP DEBT 3.000% 8 502413AW7 205,000 2,000 X 28-5284 2000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2,388,877 29,742 X 28-5284 22067 7675 779,104 9,700 X X 28-5284 4400 5300 617,821 7,692 X 28-CPADV 7692 578,545 7,203 X X 28-CPADV 7203 341,360 4,250 X 28-11135 4250 1,070,264 13,325 X 28-12020 12135 1190 LA BARGE INC COM 502470107 35,235 3,132 X 28-11135 3132 LABOPHARM INC COM 504905100 29,200 20,000 X 28-12020 20000 LA Z BOY INC COM 505336107 3,806 440 X 28-5284 440 14,420 1,667 X 28-CPADV 1667 LABORATORY CORP AMER HLDGS COM NEW 50540R409 60,510 921 X 28-5284 921 665,804 10,134 X X 28-5284 5754 4380 475,405 7,236 X 28-CPADV 7236 657,788 10,012 X X 28-CPADV 10012 456,155 6,943 X 28-11135 6943 7,301,044 111,127 X 28-12020 110242 885 LABRANCHE & CO INC COM 505447102 20 6 X 28-CPADV 6 COLUMN TOTAL 17,498,347
FILE NO. 28-1235 PAGE 186 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LACLEDE GROUP INC COM 505597104 64,320 2,000 X 28-5284 1800 200 22,512 700 X X 28-5284 400 300 135,072 4,200 X X 28-CPADV 4200 53,868 1,675 X 28-12020 1203 472 LADISH INC COM NEW 505754200 7,565 500 X 28-5284 500 LAKELAND BANCORP INC COM 511637100 132,105 17,614 X 28-5284 17614 LAKELAND FINL CORP COM 511656100 182,835 8,854 X 28-11135 8854 LAKES ENTMNT INC COM 51206P109 11,263 3,352 X 28-CPADV 3352 LAM RESEARCH CORP COM 512807108 206,429 6,043 X 28-5284 6043 93,598 2,740 X X 28-5284 2740 390,688 11,437 X 28-CPADV 11437 145,180 4,250 X X 28-CPADV 4250 8,540 250 X 28-12020 250 LAMAR ADVERTISING CO CL A 512815101 288,120 10,500 X X 28-5284 10500 28,318 1,032 X 28-CPADV 1032 LANCASTER COLONY CORP COM 513847103 15,740 307 X 28-CPADV 307 LANCE INC COM 514606102 7,488 290 X 28-5284 290 336 13 X 28-CPADV 13 7,746 300 X 28-12020 300 LANDAUER INC COM 51476K103 8,247 150 X 28-5284 150 31,614 575 X X 28-5284 575 381,671 6,942 X 28-CPADV 6942 21,992 400 X 28-12020 200 200 LANDEC CORP COM 514766104 1,024 160 X 28-CPADV 160 25,600 4,000 X 28-12020 4000 LANDRYS RESTAURANTS INC COM 51508L103 2,793 266 X 28-CPADV 266 LANDSTAR SYS INC COM 515098101 12,978 341 X X 28-5284 341 24,663 648 X 28-CPADV 648 19,030 500 X 28-12020 500 COLUMN TOTAL 2,331,335
FILE NO. 28-1235 PAGE 187 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LAS VEGAS SANDS CORP COM 517834107 493,867 29,327 X 28-5284 25159 4168 37,065 2,201 X X 28-5284 2201 42,437 2,520 X 28-CPADV 2520 2,357,600 140,000 X 28-12020 140000 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 147,116 7,483 X 28-CPADV 7483 433 22 X 28-12020 22 LATIN AMERN DISCOVERY FD INC COM 51828C106 55,764 3,600 X X 28-5284 3600 LATTICE SEMICONDUCTOR CORP COM 518415104 207,180 92,080 X 28-CPADV 92080 LAUDER ESTEE COS INC CL A 518439104 379,477 10,234 X 28-5284 9514 720 180,839 4,877 X 28-CPADV 4877 170,568 4,600 X X 28-CPADV 4600 508,923 13,725 X 28-12020 13225 500 LAWSON PRODS INC COM 520776105 871 50 X 28-5284 50 LAWSON SOFTWARE INC NEW COM 52078P102 1,056,332 169,284 X 28-CPADV 169284 236,184 37,850 X X 28-CPADV 37850 530 85 X 28-12020 85 LAYNE CHRISTENSEN CO COM 521050104 9,198 287 X 28-CPADV 287 355,467 11,091 X 28-11135 11091 272,425 8,500 X 28-12020 8500 LAZARD GLB TTL RET&INCM FD I COM 52106W103 21,285 1,500 X 28-12020 1500 LEADIS TECHNOLOGY INC COM 52171N103 29,046 28,476 X X 28-5284 28476 LEAP WIRELESS INTL INC COM NEW 521863308 4,985 255 X X 28-5284 255 4,672 239 X 28-CPADV 239 10,850 555 X 28-12020 555 LEARNING TREE INTL INC COM 522015106 508,564 44,650 X 28-CPADV 44650 LECROY CORP NOTE 4.000%10 52324WAB5 14,718,750 250,000 X X 28-5284 250000 LEE ENTERPRISES INC COM 523768109 7,838 2,850 X X 28-5284 2850 2,750 1,000 X 28-12020 1000 COLUMN TOTAL 21,821,016
FILE NO. 28-1235 PAGE 188 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LEGGETT & PLATT INC COM 524660107 111,744 5,760 X 28-5284 5760 156,364 8,060 X X 28-5284 8060 125,363 6,462 X 28-CPADV 6462 120,784 6,226 X X 28-CPADV 6226 LEGACY RESERVES LP UNIT LP INT 524707304 12,698 750 X X 28-5284 750 LEGG MASON INC COM 524901105 788,534 25,412 X 28-5284 24672 740 551,310 17,767 X X 28-5284 9460 425 7882 355,294 11,450 X 28-CPADV 11450 362,617 11,686 X X 28-CPADV 11686 485,185 15,636 X 28-12020 15576 60 LEGG MASON INC UNIT 99/99/999 524901303 53,250 1,500 X X 28-5284 1500 LENDER PROCESSING SVCS INC COM 52602E102 37,941 994 X 28-5284 994 1,714,635 44,921 X X 28-5284 44921 40,460 1,060 X 28-CPADV 1060 48,171 1,262 X 28-12020 1262 LENNAR CORP CL A 526057104 29,626 2,079 X 28-5284 2079 2,879 202 X X 28-5284 202 104,866 7,359 X 28-CPADV 7359 87,353 6,130 X X 28-CPADV 6130 17,129 1,202 X 28-12020 750 452 LENNAR CORP CL B 526057302 2,260 200 X 28-5284 200 497 44 X 28-12020 44 LENNOX INTL INC COM 526107107 181 5 X X 28-5284 5 882,917 24,444 X 28-CPADV 24444 6,032 167 X 28-11135 167 LEUCADIA NATL CORP COM 527288104 166,687 6,743 X 28-5284 6743 2,246,554 90,880 X X 28-5284 67180 20000 3700 196,104 7,933 X 28-CPADV 7933 336,588 13,616 X X 28-CPADV 13616 14,634 592 X 28-11135 592 213,828 8,650 X 28-12020 8650 LEVEL 3 COMMUNICATIONS INC COM 52729N100 4,723 3,398 X 28-5284 3398 27,800 20,000 X X 28-5284 20000 22,517 16,199 X 28-CPADV 16199 COLUMN TOTAL 9,327,525
FILE NO. 28-1235 PAGE 189 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LEXICON PHARMACEUTICALS INC COM 528872104 320 150 X 28-12020 150 LEXINGTON REALTY TRUST COM 529043101 9,425 1,848 X X 28-5284 1848 2,933 575 X 28-CPADV 575 148,930 29,202 X X 28-CPADV 29202 LEXMARK INTL NEW CL A 529771107 172 8 X X 28-5284 8 60,700 2,818 X 28-CPADV 2818 88,960 4,130 X X 28-CPADV 4130 46,311 2,150 X 28-12020 2150 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 4,230 1,000 X 28-5284 1000 5,084 1,202 X 28-12020 1202 LIBERTY GLOBAL INC COM SER A 530555101 310,338 13,750 X 28-5284 4134 9616 1,065,733 47,219 X X 28-5284 38203 9016 78,611 3,483 X 28-CPADV 3483 28,506 1,263 X 28-12020 1263 LIBERTY GLOBAL INC COM SER C 530555309 613,967 27,336 X 28-5284 5767 21569 1,492,085 66,433 X X 28-5284 35003 31430 11,230 500 X 28-12020 500 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 24,386 2,223 X 28-5284 2223 66,720 6,082 X X 28-5284 6082 64,328 5,864 X 28-CPADV 5864 15,150 1,381 X 28-12020 690 691 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 278,320 13,304 X 28-5284 1704 11600 1,660,964 79,396 X X 28-5284 75626 3770 29,853 1,427 X 28-CPADV 1427 35,229 1,684 X 28-11135 1684 5,899 282 X 28-12020 144 138 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 1,705,481 54,821 X 28-5284 11821 43000 2,163,265 69,536 X X 28-5284 50856 18680 171,634 5,517 X 28-CPADV 5517 71,802 2,308 X 28-11135 2308 34,594 1,112 X 28-12020 560 552 LIBERTY MEDIA CORP NEW DEB 3.125% 3 530718AF2 198,000 2,000 X 28-5284 2000 COLUMN TOTAL 10,493,160
FILE NO. 28-1235 PAGE 190 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY PPTY TR SH BEN INT 531172104 48,795 1,500 X 28-5284 300 1200 63,726 1,959 X X 28-5284 1959 43,135 1,326 X 28-CPADV 1326 618 19 X 28-11135 19 51,690 1,589 X 28-12020 1589 LIFE PARTNERS HOLDINGS INC COM 53215T106 26,850 1,500 X 28-12020 1500 LIFE TIME FITNESS INC COM 53217R207 6,452 230 X 28-5284 230 2,244 80 X X 28-5284 80 19,158 683 X 28-CPADV 683 16,381 584 X 28-12020 584 LIFE TECHNOLOGIES CORP COM 53217V109 1,025,217 22,024 X 28-5284 21544 480 1,871,822 40,211 X X 28-5284 37161 3050 341,863 7,344 X 28-CPADV 7344 331,808 7,128 X X 28-CPADV 7128 1,397 30 X 28-11135 30 161,854 3,477 X 28-12020 2513 964 LIFEPOINT HOSPITALS INC COM 53219L109 12,096 447 X 28-5284 447 1,968,263 72,737 X 28-CPADV 72737 73,874 2,730 X 28-12020 2730 LIGAND PHARMACEUTICALS INC CL B 53220K207 371,559 160,848 X 28-CPADV 160848 2,310 1,000 X 28-12020 1000 LIHIR GOLD LTD SPONSORED ADR 532349107 33,417 1,334 X 28-5284 1334 1,111,970 44,390 X 28-CPADV 44390 LILLY ELI & CO COM 532457108 14,793,807 447,890 X 28-5284 424004 900 22986 8,859,174 268,216 X X 28-5284 230920 150 37146 2,410,860 72,990 X 28-CPADV 71644 1346 2,059,718 62,359 X X 28-CPADV 11523 49 50787 28,406 860 X 28-11135 860 77,007,034 2,331,427 X 28-12020 2320919 10508 LIMITED BRANDS INC COM 532716107 61,504 3,620 X 28-5284 500 3120 2,243 132 X X 28-5284 132 207,482 12,212 X 28-CPADV 12212 197,033 11,597 X X 28-CPADV 11597 9,786 576 X 28-11135 576 76,710 4,515 X 28-12020 4115 400 COLUMN TOTAL 113,300,256
FILE NO. 28-1235 PAGE 191 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LIN TV CORP CL A 532774106 19,738 4,173 X 28-CPADV 4173 LINCARE HLDGS INC COM 532791100 1,219 39 X 28-5284 39 28,125 900 X X 28-5284 900 584,250 18,696 X 28-CPADV 18696 104,688 3,350 X X 28-CPADV 3350 LINCOLN EDL SVCS CORP COM 533535100 23,955 1,047 X 28-5284 1047 288,288 12,600 X 28-CPADV 12600 LINCOLN ELEC HLDGS INC COM 533900106 5,599 118 X 28-5284 118 1,711,047 36,060 X 28-CPADV 36060 3,145,555 66,292 X 28-12020 66292 LINCOLN NATL CORP IND COM 534187109 822,228 31,734 X 28-5284 28906 2828 1,938,457 74,815 X X 28-5284 67145 452 7218 318,382 12,288 X 28-CPADV 12288 309,547 11,947 X X 28-CPADV 11947 725 28 X 28-11135 28 5,112,587 197,321 X 28-12020 196246 1075 LINDSAY CORP COM 535555106 12,995 330 X 28-5284 200 130 39,380 1,000 X X 28-5284 1000 11,420 290 X 28-CPADV 290 LINEAR TECHNOLOGY CORP COM 535678106 3,529,705 127,749 X 28-5284 123943 3806 1,050,299 38,013 X X 28-5284 32233 350 5430 950,914 34,416 X 28-CPADV 33210 1206 560,032 20,269 X X 28-CPADV 10344 44 9881 293,127 10,609 X 28-11135 10609 2,195,480 79,460 X 28-12020 78260 1200 LINN ENERGY LLC UNIT LTD LIAB 536020100 316,707 13,830 X 28-5284 13330 500 385,178 16,820 X X 28-5284 13820 1000 2000 580,401 25,345 X 28-CPADV 24077 1268 332,966 14,540 X X 28-CPADV 11088 47 3405 141,934 6,198 X 28-12020 2900 3298 LIONBRIDGE TECHNOLOGIES INC COM 536252109 13,377 5,145 X 28-CPADV 5145 LIQUIDITY SERVICES INC COM 53635B107 1,909 185 X 28-CPADV 185 6,708 650 X 28-12020 650 COLUMN TOTAL 24,836,922
FILE NO. 28-1235 PAGE 192 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LITHIA MTRS INC CL A 536797103 2,962 190 X 28-CPADV 190 LITTELFUSE INC COM 537008104 2,624 100 X X 28-5284 100 LIVE NATION INC COM 538034109 32,760 4,000 X 28-5284 4000 238 29 X X 28-5284 29 1,188 145 X 28-CPADV 145 2,875 351 X 28-12020 351 LIVEPERSON INC COM 538146101 15,120 3,000 X 28-CPADV 3000 LIZ CLAIBORNE INC COM 539320101 21,998 4,462 X 28-5284 4462 40,771 8,270 X X 28-5284 8270 17,590 3,568 X 28-CPADV 3568 3,944 800 X 28-12020 800 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 15,341 2,300 X 28-5284 2300 75,544 11,326 X X 28-5284 11326 5,383 807 X 28-12020 807 LOCKHEED MARTIN CORP COM 539830109 12,003,160 153,729 X 28-5284 147004 6725 13,899,645 178,018 X X 28-5284 166683 440 10895 1,046,038 13,397 X 28-CPADV 13397 1,035,731 13,265 X X 28-CPADV 13265 188,329 2,412 X 28-11135 2412 26,209,660 335,677 X 28-12020 326706 8971 LOEWS CORP COM 540424108 655,922 19,151 X 28-5284 19151 98,092 2,864 X X 28-5284 2864 2,923,477 85,357 X 28-CPADV 85357 1,149,636 33,566 X X 28-CPADV 33566 31,613 923 X 28-11135 923 904,954 26,422 X 28-12020 26422 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 163,645 5,750 X X 28-5284 5750 38,279 1,345 X 28-12020 1345 LOOPNET INC COM 543524300 199 22 X 28-CPADV 22 2,260 250 X 28-12020 250 LORAL SPACE & COMMUNICATNS I COM 543881106 632 23 X 28-5284 23 16,955 617 X 28-CPADV 617 COLUMN TOTAL 60,606,565
FILE NO. 28-1235 PAGE 193 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- LORILLARD INC COM 544147101 39,008 525 X 28-5284 525 74 1 X X 28-5284 1 11,017,055 148,278 X 28-CPADV 148278 12,551,425 168,929 X X 28-CPADV 168929 50,227 676 X 28-12020 676 LOUISIANA PAC CORP COM 546347105 11,673 1,750 X 28-5284 1750 22,091 3,312 X X 28-5284 3312 568,284 85,200 X 28-CPADV 85200 7,504 1,125 X X 28-CPADV 1125 9,211 1,381 X 28-12020 1381 LOWES COS INC COM 548661107 13,388,324 639,366 X 28-5284 624397 14969 7,622,914 364,036 X X 28-5284 347036 1200 15800 1,339,071 63,948 X 28-CPADV 63948 1,656,836 79,123 X X 28-CPADV 79123 268,953 12,844 X 28-11135 12844 6,683,085 319,154 X 28-12020 313690 5464 LUBRIZOL CORP COM 549271104 7,940,349 111,116 X 28-5284 105659 5457 2,437,858 34,115 X X 28-5284 31508 980 1627 12,470,127 174,505 X 28-CPADV 163982 10523 7,022,160 98,267 X X 28-CPADV 38127 922 59218 151,495 2,120 X 28-11135 2120 12,506,000 175,007 X 28-12020 169933 5074 LUFKIN INDS INC COM 549764108 26,590 500 X X 28-5284 500 14,146 266 X 28-CPADV 266 LULULEMON ATHLETICA INC COM 550021109 302,575 13,300 X 28-CPADV 13300 6,825 300 X 28-12020 300 LUMINEX CORP DEL COM 55027E102 211,429 12,437 X 28-11135 12437 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 12,088 468 X 28-5284 468 232,470 9,000 X X 28-CPADV 9000 LYDALL INC DEL COM 550819106 684 130 X 28-5284 130 M & F WORLDWIDE CORP COM 552541104 7,934 392 X 28-CPADV 392 20 1 X 28-12020 1 COLUMN TOTAL 98,578,485
FILE NO. 28-1235 PAGE 194 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- M & T BK CORP COM 55261F104 1,999,101 32,078 X 28-5284 29410 2668 2,623,547 42,098 X X 28-5284 40598 1500 190,201 3,052 X 28-CPADV 3052 193,379 3,103 X X 28-CPADV 3103 26,112 419 X 28-11135 419 MBIA INC COM 55262C100 73,340 9,451 X 28-5284 9451 28,673 3,695 X X 28-5284 3695 87,851 11,321 X 28-CPADV 11321 77,996 10,051 X X 28-CPADV 10051 12,044 1,552 X 28-12020 1552 MB FINANCIAL INC NEW COM 55264U108 315 15 X X 28-5284 15 4,634 221 X 28-CPADV 221 M D C HLDGS INC COM 552676108 120,895 3,480 X 28-5284 3300 180 6,948 200 X X 28-5284 200 295,186 8,497 X 28-CPADV 8497 MDU RES GROUP INC COM 552690109 67,179 3,222 X 28-5284 3222 257,769 12,363 X X 28-5284 12363 36,196 1,736 X 28-CPADV 1736 5,646,430 270,812 X 28-12020 257312 13500 MEMC ELECTR MATLS INC COM 552715104 17,195 1,034 X 28-5284 1034 78,161 4,700 X X 28-5284 2500 2200 166,549 10,015 X 28-CPADV 10015 169,393 10,186 X X 28-CPADV 10186 112,718 6,778 X 28-11135 6778 6,652 400 X 28-12020 400 MFA FINANCIAL INC COM 55272X102 12,004 1,508 X 28-CPADV 1508 93,848 11,790 X X 28-CPADV 11790 MFS CHARTER INCOME TR SH BEN INT 552727109 112,050 12,450 X 28-5284 12450 12,906 1,434 X 28-12020 1434 MFS INTER INCOME TR SH BEN INT 55273C107 40,474 5,900 X 28-12020 5900 MFS MUN INCOME TR SH BEN INT 552738106 39,780 6,000 X 28-5284 6000 13,260 2,000 X X 28-5284 1500 500 153,020 23,080 X 28-12020 23080 COLUMN TOTAL 12,775,806
FILE NO. 28-1235 PAGE 195 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MGE ENERGY INC COM 55277P104 29,950 821 X 28-5284 821 62,016 1,700 X X 28-5284 1700 40,128 1,100 X X 28-CPADV 1100 MGIC INVT CORP WIS COM 552848103 51,129 6,900 X X 28-5284 6900 3,742 505 X 28-CPADV 505 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 619 81 X 28-12020 81 MGM MIRAGE COM 552953101 46,486 3,861 X 28-5284 3861 36,120 3,000 X X 28-5284 3000 15,351 1,275 X 28-CPADV 1275 2,022,720 168,000 X 28-12020 168000 MHI HOSPITALITY CORP COM 55302L102 3,300 1,500 X 28-12020 1500 MI DEVS INC CL A SUB VTG 55304X104 3,363 250 X X 28-5284 250 M/I HOMES INC COM 55305B101 11,647 857 X 28-CPADV 857 MKS INSTRUMENT INC COM 55306N104 13,522 701 X 28-CPADV 701 MLP & STRATEGIC EQUITY FD IN COM 55312N106 288,289 22,159 X X 28-5284 22159 MPS GROUP INC COM 553409103 610 58 X 28-5284 58 580,430 55,174 X 28-CPADV 55174 165,164 15,700 X X 28-CPADV 15700 1,915 182 X 28-12020 182 MSC INDL DIRECT INC CL A 553530106 122,896 2,820 X X 28-5284 2820 26,758 614 X 28-CPADV 614 MSC SOFTWARE CORP COM 553531104 437 52 X 28-CPADV 52 MSCI INC CL A 55354G100 433,341 14,630 X X 28-5284 14630 23,222 784 X 28-CPADV 784 361,364 12,200 X 28-11135 12200 22,067 745 X 28-12020 745 MTS MEDICATION TECHNLGS INC COM 553773102 3,203 560 X X 28-5284 560 MTS SYS CORP COM 553777103 143,129 4,900 X 28-5284 4900 399,155 13,665 X X 28-5284 425 13240 COLUMN TOTAL 4,912,073
FILE NO. 28-1235 PAGE 196 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MACE SEC INTL INC COM NEW 554335208 208 200 X 28-12020 200 MACERICH CO COM 554382101 30 1 X 28-5284 1 1,150,235 37,924 X 28-CPADV 37924 719,974 23,738 X X 28-CPADV 23738 394 13 X 28-11135 13 MACK CALI RLTY CORP COM 554489104 49,174 1,521 X 28-5284 741 780 201,901 6,245 X X 28-5284 5245 1000 403,931 12,494 X 28-CPADV 12494 21,015 650 X X 28-CPADV 650 517 16 X 28-11135 16 MACKINAC FINL CORP COM 554571109 102,500 25,000 X X 28-5284 25000 MACQUARIE FT TR GB INF UT DI COM 55607W100 14,076 1,199 X 28-5284 1199 10,425 888 X 28-12020 888 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 42,527 4,720 X 28-5284 4720 45,951 5,100 X X 28-5284 5100 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 14,341 951 X 28-5284 951 45 3 X X 28-5284 3 MACYS INC COM 55616P104 780,379 42,667 X 28-5284 40892 1775 646,643 35,355 X X 28-5284 30185 5170 304,657 16,657 X 28-CPADV 16657 287,007 15,692 X X 28-CPADV 15692 806,680 44,105 X 28-12020 28921 15184 MADDEN STEVEN LTD COM 556269108 36,810 1,000 X X 28-CPADV 1000 MAG SILVER CORP COM 55903Q104 436,500 75,000 X 28-5284 75000 1,324,050 227,500 X X 28-5284 227500 MAGELLAN HEALTH SVCS INC COM NEW 559079207 8,448 272 X 28-CPADV 272 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 381,565 10,148 X 28-5284 10148 702,105 18,673 X X 28-5284 15273 3400 510,796 13,585 X 28-12020 13585 MAGELLAN PETE CORP COM 559091301 526,459 376,042 X X 28-5284 376042 COLUMN TOTAL 9,529,343
FILE NO. 28-1235 PAGE 197 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MAGNA INTL INC CL A 559222401 24,917 586 X 28-5284 586 MAGNETEK INC COM 559424106 343 220 X 28-5284 220 923,181 591,783 X X 28-5284 591783 MAGUIRE PPTYS INC COM 559775101 2,100 1,000 X X 28-5284 1000 MAGYAR TELEKOM TELECOMMUNS P SPONSORED ADR 559776109 2,200 100 X X 28-5284 100 MAIDENFORM BRANDS INC COM 560305104 5,380 335 X 28-CPADV 335 MAINSOURCE FINANCIAL GP INC COM 56062Y102 1,775 261 X 28-CPADV 261 MAKITA CORP ADR NEW 560877300 257,214 8,150 X X 28-CPADV 8150 MANAGEMENT NETWORK GROUP INC COM 561693102 402,752 629,300 X X 28-5284 629300 MANAGED HIGH YIELD PLUS FD I COM 561911108 11,528 6,369 X 28-5284 6369 MANHATTAN ASSOCS INC COM 562750109 7,575 375 X 28-5284 135 240 6,121 303 X 28-CPADV 303 MANITOWOC INC COM 563571108 23,429 2,474 X 28-5284 2474 2,983 315 X X 28-5284 315 6,591 696 X 28-CPADV 696 909 96 X 28-11135 96 61,555 6,500 X 28-12020 6500 MANPOWER INC COM 56418H100 130,773 2,306 X 28-5284 326 1980 55,689 982 X 28-CPADV 982 MANTECH INTL CORP CL A 564563104 989 21 X 28-5284 21 9,985 212 X 28-CPADV 212 41,589 883 X 28-11135 883 MANULIFE FINL CORP COM 56501R106 2,047,806 97,794 X 28-5284 97490 304 1,165,060 55,638 X X 28-5284 50638 5000 524 25 X 28-11135 25 722,116 34,485 X 28-12020 34485 COLUMN TOTAL 5,915,084
FILE NO. 28-1235 PAGE 198 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MARATHON OIL CORP COM 565849106 4,893,939 153,415 X 28-5284 147003 400 6012 2,663,714 83,502 X X 28-5284 73702 5200 4600 1,982,649 62,152 X 28-CPADV 60579 1573 1,906,663 59,770 X X 28-CPADV 13549 59 46162 1,117,010 35,016 X 28-11135 35016 58,932,251 1,847,406 X 28-12020 1789488 57918 MARCUS CORP COM 566330106 115 9 X 28-CPADV 9 MARINE PETE TR UNIT BEN INT 568423107 7,500 500 X 28-5284 500 MARINER ENERGY INC COM 56845T305 56,720 4,000 X 28-5284 4000 499,136 35,200 X X 28-5284 35200 9,912 699 X 28-CPADV 699 132,342 9,333 X 28-11135 9333 MARKEL CORP COM 570535104 84,764 257 X 28-5284 257 446,906 1,355 X X 28-5284 480 875 46,834 142 X 28-CPADV 142 39,908 121 X 28-11135 121 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,065,130 23,518 X 28-5284 18518 5000 1,880,441 41,520 X X 28-5284 41050 470 122,057 2,695 X 28-12020 2695 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 3,877 96 X X 28-5284 96 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 32,956 625 X X 28-5284 625 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 263,907 10,325 X 28-5284 10325 246,501 9,644 X X 28-5284 9644 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 35,243 1,270 X 28-5284 1270 2,775 100 X X 28-5284 100 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 25,116 650 X 28-5284 650 41,152 1,065 X X 28-5284 1065 7,728 200 X 28-12020 200 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 52,208 1,300 X 28-5284 1300 MARKET VECTORS ETF TR NUC ENERGY ETF 57060U704 118,750 5,000 X 28-5284 5000 77,686 3,271 X X 28-5284 3271 COLUMN TOTAL 76,795,890
FILE NO. 28-1235 PAGE 199 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 906 60 X 28-5284 60 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 7,680 325 X X 28-5284 325 11,815 500 X 28-12020 500 MARSH & MCLENNAN COS INC COM 571748102 775,310 31,351 X 28-5284 30731 620 657,175 26,574 X X 28-5284 25724 850 528,109 21,355 X 28-CPADV 21355 560,753 22,675 X X 28-CPADV 22675 10,584,119 427,987 X 28-12020 423969 4018 MARSHALL & ILSLEY CORP NEW COM 571837103 202 25 X 28-5284 25 192,784 23,889 X X 28-5284 569 23320 104,474 12,946 X 28-CPADV 12946 107,008 13,260 X X 28-CPADV 13260 20,917 2,592 X 28-12020 2592 MARRIOTT INTL INC NEW CL A 571903202 4,649,191 168,510 X 28-5284 164734 3776 3,004,579 108,901 X X 28-5284 108449 452 291,378 10,561 X 28-CPADV 10561 262,960 9,531 X X 28-CPADV 9531 662 24 X 28-11135 24 3,062 111 X 28-12020 111 MARTEK BIOSCIENCES CORP COM 572901106 14,909 660 X 28-5284 660 123,025 5,446 X 28-CPADV 5446 MARTEN TRANS LTD COM 573075108 73,358 4,300 X 28-CPADV 4300 MARTHA STEWART LIVING OMNIME CL A 573083102 626 100 X 28-12020 100 MARTIN MARIETTA MATLS INC COM 573284106 208,907 2,269 X 28-5284 2269 105,052 1,141 X X 28-5284 1141 56,255 611 X 28-CPADV 611 70,618 767 X 28-12020 767 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 7,998 300 X 28-5284 300 MARVEL ENTERTAINMENT INC COM 57383T103 106,683 2,150 X 28-5284 2150 7,443 150 X X 28-5284 150 23,966 483 X 28-CPADV 483 COLUMN TOTAL 22,561,924
FILE NO. 28-1235 PAGE 200 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MASCO CORP COM 574599106 444,099 34,373 X 28-5284 30193 4180 335,274 25,950 X X 28-5284 22850 1400 1700 200,648 15,530 X 28-CPADV 15530 194,976 15,091 X X 28-CPADV 15091 271 21 X 28-11135 21 556,025 43,036 X 28-12020 42111 925 MASIMO CORP COM 574795100 472 18 X 28-5284 18 173,392 6,618 X 28-CPADV 6618 140,170 5,350 X X 28-CPADV 5350 MASSEY ENERGY CO NOTE 3.250% 8 576203AJ2 2,305,500 29,000 X 28-12020 29000 MASSEY ENERGY CORP COM 576206106 6,526 234 X 28-5284 234 49,393 1,771 X X 28-5284 1696 75 91,647 3,286 X 28-CPADV 3286 95,300 3,417 X X 28-CPADV 3417 106,874 3,832 X 28-11135 3832 2,789 100 X 28-12020 100 MASSMUTUAL CORPORATE INVS IN COM 576292106 11,151 448 X 28-5284 448 MASTEC INC COM 576323109 611,874 50,360 X 28-CPADV 50360 7,290 600 X X 28-CPADV 600 MASTECH HOLDINGS INC COM 57633B100 298 66 X X 28-5284 66 MASTERCARD INC CL A 57636Q104 24,644,309 121,911 X 28-5284 113895 80 7936 11,399,845 56,393 X X 28-5284 49868 1985 4540 20,923,940 103,507 X 28-CPADV 97773 5734 14,273,407 70,608 X X 28-CPADV 21754 536 48318 467,775 2,314 X 28-11135 2314 13,423,164 66,402 X 28-12020 64374 2028 MATRIXX INITIATIVES INC COM 57685L105 201,044 35,395 X 28-5284 35395 2,840 500 X X 28-5284 500 MATRIX SVC CO COM 576853105 261 24 X 28-CPADV 24 111,515 10,259 X 28-11135 10259 COLUMN TOTAL 90,782,069
FILE NO. 28-1235 PAGE 201 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MATTEL INC COM 577081102 984,749 53,345 X 28-5284 37990 15355 382,565 20,724 X X 28-5284 13774 5950 1000 290,173 15,719 X 28-CPADV 15719 273,245 14,802 X X 28-CPADV 14802 440,289 23,851 X 28-11135 23851 94,534 5,121 X 28-12020 2441 2680 MATTHEWS INTL CORP CL A 577128101 110,563 3,125 X 28-5284 3125 77,836 2,200 X X 28-5284 2200 1,627 46 X 28-CPADV 46 77,836 2,200 X X 28-CPADV 2200 443,913 12,547 X 28-12020 12547 MAXIM INTEGRATED PRODS INC COM 57772K101 1,348,727 74,351 X 28-5284 66316 8035 592,670 32,672 X X 28-5284 18067 14605 3,334,894 183,842 X 28-CPADV 183842 39,727 2,190 X 28-11135 2190 5,442 300 X 28-12020 300 MAXWELL TECHNOLOGIES INC COM 577767106 82,935 4,500 X 28-12020 4000 500 MAXYGEN INC COM 577776107 10,791 1,613 X 28-CPADV 1613 150,525 22,500 X 28-12020 22500 MAXIMUS INC COM 577933104 7,456 160 X 28-5284 160 648,672 13,920 X 28-CPADV 13920 6,990 150 X X 28-CPADV 150 MCAFEE INC COM 579064106 189,698 4,332 X 28-5284 4332 282,008 6,440 X X 28-5284 6440 4,475,207 102,197 X 28-CPADV 102197 4,908,334 112,088 X X 28-CPADV 112088 349,795 7,988 X 28-11135 7988 13,137 300 X 28-12020 300 MCCORMICK & CO INC COM VTG 579780107 273,057 8,024 X X 28-5284 8024 MCCORMICK & CO INC COM NON VTG 579780206 6,818,682 200,904 X 28-5284 196494 4410 9,455,107 278,583 X X 28-5284 220008 58575 178,083 5,247 X 28-CPADV 5247 177,472 5,229 X X 28-CPADV 5229 253,158 7,459 X 28-11135 7459 38,183 1,125 X 28-12020 525 600 COLUMN TOTAL 36,818,080
FILE NO. 28-1235 PAGE 202 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MCDERMOTT INTL INC COM 580037109 130,621 5,169 X 28-5284 5169 45,486 1,800 X X 28-5284 1800 53,623 2,122 X 28-CPADV 2122 262,277 10,379 X 28-11135 10379 22,869 905 X 28-12020 905 MCDONALDS CORP COM 580135101 79,896,687 1,399,977 X 28-5284 1360357 370 39250 63,869,149 1,119,137 X X 28-5284 1072690 15605 30842 3,238,723 56,750 X 28-CPADV 56253 497 3,909,010 68,495 X X 28-CPADV 4282 18 64195 989,537 17,339 X 28-11135 17339 98,858,709 1,732,236 X 28-12020 1681392 50844 MCG CAPITAL CORP COM 58047P107 1,332 318 X 28-CPADV 318 884 211 X 28-11135 211 MCGRATH RENTCORP COM 580589109 1,340 63 X 28-11135 63 MCGRAW HILL COS INC COM 580645109 11,792,646 469,079 X 28-5284 458094 10985 10,875,891 432,613 X X 28-5284 419208 975 12430 361,739 14,389 X 28-CPADV 14389 354,901 14,117 X X 28-CPADV 14117 214,746 8,542 X 28-11135 8542 16,896,619 672,101 X 28-12020 637936 34165 MCKESSON CORP COM 58155Q103 15,280,173 256,594 X 28-5284 244117 250 12227 3,901,359 65,514 X X 28-5284 61189 1380 2945 13,979,243 234,748 X 28-CPADV 221409 13339 9,058,984 152,124 X X 28-CPADV 48943 1146 102035 183,176 3,076 X 28-11135 3076 6,291,279 105,647 X 28-12020 98223 7424 MCMORAN EXPLORATION CO COM 582411104 75,500 10,000 X 28-5284 10000 604 80 X X 28-5284 80 15,470 2,049 X 28-CPADV 2049 15,855 2,100 X X 28-CPADV 2100 22,748 3,013 X 28-12020 3013 MEAD JOHNSON NUTRITION CO COM CL A 582839106 90,220 2,000 X 28-5284 2000 45,110 1,000 X X 28-5284 1000 29,412 652 X 28-CPADV 652 COLUMN TOTAL 340,765,922
FILE NO. 28-1235 PAGE 203 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MEADOWBROOK INS GROUP INC COM 58319P108 1,284,381 173,565 X 28-CPADV 173565 17,205 2,325 X X 28-CPADV 2325 55,870 7,550 X 28-12020 7550 MEADWESTVACO CORP COM 583334107 1,028,714 46,110 X 28-5284 6870 39240 156,103 6,997 X X 28-5284 6406 591 167,147 7,492 X 28-CPADV 7492 155,166 6,955 X X 28-CPADV 6955 189,278 8,484 X 28-12020 8281 203 MECHEL OAO SPONSORED ADR 583840103 773 43 X 28-5284 43 MEDASSETS INC COM 584045108 44,012 1,950 X 28-12020 1950 MEDCO HEALTH SOLUTIONS INC COM 58405U102 33,766,202 610,490 X 28-5284 578881 31609 37,968,324 686,464 X X 28-5284 634609 8022 43833 16,397,756 296,470 X 28-CPADV 281450 15020 11,692,313 211,396 X X 28-CPADV 57256 1410 152730 1,106 20 X 28-11135 20 72,562,738 1,311,928 X 28-12020 1266534 45394 MEDIA GEN INC CL A 584404107 11,115 1,300 X 28-12020 1300 MEDICAL NUTRITION USA INC COM 58461X107 1,194,664 597,332 X 28-5284 597332 MEDICAL PPTYS TRUST INC COM 58463J304 42,955 5,500 X 28-5284 5500 23,430 3,000 X X 28-5284 3000 261,932 33,538 X 28-CPADV 33538 254,801 32,625 X X 28-CPADV 32625 MEDICINES CO COM 584688105 73,767 6,700 X X 28-CPADV 6700 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 2,349 110 X 28-5284 110 228,488 10,702 X 28-CPADV 10702 81,130 3,800 X X 28-CPADV 3800 MEDNAX INC COM 58502B106 9,117 166 X 28-5284 166 2,746 50 X X 28-5284 50 17,574 320 X 28-CPADV 320 118,078 2,150 X X 28-CPADV 2150 3,295 60 X 28-12020 60 MEDTRONIC INC NOTE 1.500% 4 585055AL0 99,500 1,000 X 28-5284 1000 COLUMN TOTAL 177,912,029
FILE NO. 28-1235 PAGE 204 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MEDTRONIC INC NOTE 1.625% 4 585055AM8 691,250 7,000 X 28-5284 7000 MEDTRONIC INC COM 585055106 12,886,845 350,186 X 28-5284 341186 9000 12,774,458 347,132 X X 28-5284 298039 1100 47993 1,848,648 50,235 X 28-CPADV 50235 1,935,054 52,583 X X 28-CPADV 52583 1,803 49 X 28-11135 49 11,865,240 322,425 X 28-12020 315763 6662 MELCO CROWN ENTMT LTD ADR 585464100 4,524 650 X X 28-5284 650 MENS WEARHOUSE INC COM 587118100 12,597 510 X 28-5284 510 8,324 337 X X 28-5284 337 9,979 404 X 28-CPADV 404 96,330 3,900 X X 28-CPADV 3900 MENTOR GRAPHICS CORP COM 587200106 64,425 6,920 X X 28-5284 6920 1,071 115 X 28-CPADV 115 MERCADOLIBRE INC COM 58733R102 26,922 700 X 28-5284 700 38 1 X 28-CPADV 1 MERCHANTS BANCSHARES COM 588448100 21,360 1,000 X X 28-5284 1000 6,408 300 X 28-12020 300 MERCK & CO INC COM 589331107 58,513,602 1,849,940 X 28-5284 1807529 850 41561 128,617,417 4,066,311 X X 28-5284 3855845 43061 167405 17,808,860 563,037 X 28-CPADV 559289 3748 12,967,604 409,978 X X 28-CPADV 21656 48 388274 963,924 30,475 X 28-11135 30475 43,315,925 1,369,457 X 28-12020 1248294 121163 MERCURY COMPUTER SYS COM 589378108 2,071 210 X 28-5284 210 4,496 456 X 28-CPADV 456 MERCURY GENL CORP NEW COM 589400100 85,385 2,360 X 28-5284 2360 13,350 369 X 28-CPADV 369 MEREDITH CORP COM 589433101 18,563 620 X 28-5284 620 918,769 30,687 X 28-CPADV 30687 61,167 2,043 X X 28-CPADV 2043 COLUMN TOTAL 305,546,409
FILE NO. 28-1235 PAGE 205 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MERGE HEALTHCARE INC COM 589499102 13,000 3,163 X 28-CPADV 3163 328,800 80,000 X 28-12020 80000 MERIDIAN BIOSCIENCE INC COM 589584101 9,004 360 X 28-5284 360 648,459 25,928 X X 28-5284 25428 500 6,903 276 X 28-CPADV 276 10,954 438 X 28-11135 438 99,640 3,984 X 28-12020 3984 MERIDIAN RESOURCE CORP COM 58977Q109 472 1,150 X 28-12020 150 1000 MERIT MED SYS INC COM 589889104 1,320,026 76,170 X 28-CPADV 76170 18,630 1,075 X X 28-CPADV 1075 309,878 17,881 X 28-11135 17881 MERITAGE HOMES CORP COM 59001A102 2,538 125 X 28-5284 125 812 40 X X 28-5284 40 16,220 799 X 28-CPADV 799 MESA LABS INC COM 59064R109 22,890 1,000 X X 28-5284 1000 MESABI TR CTF BEN INT 590672101 385,700 38,000 X 28-12020 38000 METABOLIX INC COM 591018809 699 68 X 28-CPADV 68 1,542 150 X 28-12020 150 METAVANTE TECHNOLOGIES INC COM 591407101 165,780 4,808 X 28-5284 108 4700 45,962 1,333 X X 28-5284 1333 39,893 1,157 X 28-CPADV 1157 105,509 3,060 X 28-12020 3060 METHANEX CORP COM 59151K108 1,754,161 101,338 X 28-CPADV 101338 224,338 12,960 X X 28-CPADV 12960 METHODE ELECTRS INC COM 591520200 2,774 320 X 28-5284 320 374,509 43,196 X 28-CPADV 43196 METLIFE INC COM 59156R108 6,748,174 177,257 X 28-5284 154665 22592 2,371,418 62,291 X X 28-5284 57541 2030 2720 13,312,698 349,690 X 28-CPADV 332760 16930 8,003,228 210,224 X X 28-CPADV 70999 1324 137901 761,895 20,013 X 28-11135 20013 15,430,685 405,324 X 28-12020 381430 23894 COLUMN TOTAL 52,537,191
FILE NO. 28-1235 PAGE 206 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- METROPCS COMMUNICATIONS INC COM 591708102 66 7 X X 28-5284 7 92,542 9,887 X 28-CPADV 9887 96,867 10,349 X X 28-CPADV 10349 534 57 X 28-11135 57 91,728 9,800 X 28-12020 9800 METTLER TOLEDO INTERNATIONAL COM 592688105 7,247 80 X 28-5284 80 45,386 501 X X 28-5284 501 44,661 493 X 28-CPADV 493 MEXICO FD INC COM 592835102 5,275 245 X X 28-5284 245 52,447 2,436 X 28-12020 2436 MFS INVT GRADE MUN TR SH BEN INT 59318B108 6,000 650 X 28-12020 650 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 2,515 500 X 28-5284 500 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 54,275 12,224 X X 28-5284 12224 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 3,980 500 X 28-12020 500 MICREL INC COM 594793101 622,187 76,342 X 28-CPADV 76342 MICROS SYS INC COM 594901100 236,539 7,835 X 28-5284 63 7772 31,971 1,059 X 28-CPADV 1059 275,031 9,110 X 28-11135 9110 MICROSOFT CORP COM 594918104 112,844,983 4,387,441 X 28-5284 4137771 1400 248270 91,328,634 3,550,880 X X 28-5284 3212358 58885 279637 39,130,871 1,521,418 X 28-CPADV 1472612 48806 34,205,414 1,329,915 X X 28-CPADV 187028 4058 1138829 1,626,481 63,238 X 28-11135 63238 164,031,718 6,377,594 X 28-12020 6189780 187814 MICROSTRATEGY INC CL A NEW 594972408 8,299 116 X 28-5284 110 6 67,891 949 X 28-11135 949 MICROCHIP TECHNOLOGY INC COM 595017104 525,018 19,812 X 28-5284 7017 12795 402,535 15,190 X X 28-5284 7715 7475 221,249 8,349 X 28-CPADV 8349 336,020 12,680 X X 28-CPADV 12680 1,430,417 53,978 X 28-12020 51453 2525 COLUMN TOTAL 447,828,781
FILE NO. 28-1235 PAGE 207 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MICROMET INC COM 59509C105 53,280 8,000 X 28-12020 8000 MICRON TECHNOLOGY INC COM 595112103 16,400 2,000 X X 28-5284 2000 284,802 34,732 X 28-CPADV 34732 279,038 34,029 X X 28-CPADV 34029 62,320 7,600 X 28-12020 7600 MICROSEMI CORP COM 595137100 11,843 750 X 28-5284 750 3,632 230 X 28-CPADV 230 758 48 X 28-11135 48 MICROTUNE INC DEL COM 59514P109 10,296 5,657 X 28-CPADV 5657 MID-AMER APT CMNTYS INC COM 59522J103 2,257 50 X X 28-5284 50 264,146 5,853 X 28-CPADV 5853 496 11 X 28-11135 11 MID PENN BANCORP INC COM 59540G107 11,563 823 X X 28-5284 823 MIDAS GROUP INC COM 595626102 1,316 140 X 28-5284 140 2,801 298 X 28-CPADV 298 MIDCAP SPDR TR UNIT SER 1 595635103 159,349,829 1,272,051 X 28-5284 1235792 36259 44,604,012 356,063 X X 28-5284 292616 10298 53149 2,910,523 23,234 X 28-12020 23134 100 MIDDLEBURG FINANCIAL CORP COM 596094102 110,273 8,450 X X 28-5284 8450 MIDDLEBY CORP COM 596278101 5,831 106 X 28-5284 106 38,507 700 X X 28-5284 700 291,553 5,300 X 28-CPADV 5300 57,210 1,040 X 28-12020 1040 MIDDLESEX WATER CO COM 596680108 13,632 904 X 28-5284 904 65,342 4,333 X X 28-5284 4333 MILLENNIUM INDIA ACQS COM IN *W EXP 07/19/2 60039Q119 55 1,000 X X 28-5284 1000 MILLER HERMAN INC COM 600544100 63,548 3,758 X 28-5284 3758 389 23 X 28-CPADV 23 COLUMN TOTAL 208,515,652
FILE NO. 28-1235 PAGE 208 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MILLIPORE CORP COM 601073109 1,425,237 20,265 X 28-5284 9295 10970 877,367 12,475 X X 28-5284 8075 4400 173,434 2,466 X 28-CPADV 2466 156,766 2,229 X X 28-CPADV 2229 70,330 1,000 X 28-12020 1000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 167,443 5,130 X 28-5284 4380 750 408,653 12,520 X X 28-5284 12520 127,296 3,900 X X 28-CPADV 3900 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 585 203 X 28-5284 203 MINE SAFETY APPLIANCES CO COM 602720104 1,855,302 67,441 X 28-5284 67441 60,943,481 2,215,321 X X 28-5284 20800 2194521 5,227 190 X 28-CPADV 190 99,036 3,600 X 28-12020 3600 MINERALS TECHNOLOGIES INC COM 603158106 1,379 29 X 28-5284 29 7,134 150 X X 28-5284 150 1,003,183 21,093 X 28-CPADV 21093 MIPS TECHNOLOGIES INC COM 604567107 12,087 3,206 X 28-CPADV 3206 MIRANT CORP NEW COM 60467R100 49 3 X X 28-5284 3 1,741,169 105,975 X 28-CPADV 105975 6,572 400 X 28-12020 400 MIRANT CORP NEW *W EXP 01/03/2 60467R118 33 22 X X 28-5284 22 MISSION WEST PPTYS INC COM 605203108 16,825 2,500 X X 28-5284 2500 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 34,897 6,535 X 28-5284 6535 16,282 3,049 X X 28-5284 3049 1,044,541 195,607 X 28-CPADV 195607 123,888 23,200 X X 28-CPADV 23200 161,813 30,302 X 28-11135 30302 55,851 10,459 X 28-12020 3537 6922 MITSUI & CO LTD ADR 606827202 67,454 259 X 28-5284 259 240,907 925 X X 28-CPADV 925 5,469 21 X 28-12020 21 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 2,660 675 X 28-5284 675 COLUMN TOTAL 70,852,350
FILE NO. 28-1235 PAGE 209 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MOBILE MINI INC COM 60740F105 5,729 330 X 28-5284 330 4,062 234 X 28-CPADV 234 2,274 131 X 28-11135 131 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 24,135 500 X X 28-5284 500 628 13 X 28-11135 13 33,789 700 X 28-12020 700 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 81 10 X 28-5284 10 819,638 101,315 X X 28-5284 101315 15,557 1,923 X 28-CPADV 1923 162 20 X 28-12020 20 MOHAWK INDS INC COM 608190104 90,611 1,900 X 28-5284 1900 13,115 275 X X 28-5284 275 39,726 833 X 28-CPADV 833 13,735 288 X 28-11135 288 547,672 11,484 X 28-12020 9678 1806 MOLECULAR INSIGHT PHARM INC COM 60852M104 16,590 3,000 X 28-5284 3000 MOLINA HEALTHCARE INC COM 60855R100 6,145 297 X 28-CPADV 297 MOLEX INC COM 608554101 72,287 3,462 X 28-5284 62 3400 31,320 1,500 X X 28-5284 1500 113,525 5,437 X 28-CPADV 5437 112,460 5,386 X X 28-CPADV 5386 65,688 3,146 X 28-12020 2700 446 MOLEX INC CL A 608554200 90,681 4,826 X 28-5284 2926 1900 128,843 6,857 X X 28-5284 5357 1500 79,858 4,250 X X 28-CPADV 4250 114,112 6,073 X 28-12020 5585 488 MOLSON COORS BREWING CO NOTE 2.500% 7 60871RAA8 565,625 5,000 X 28-5284 5000 MOLSON COORS BREWING CO CL B 60871R209 1,014,199 20,834 X 28-5284 20624 210 1,091,260 22,417 X X 28-5284 22232 185 333,653 6,854 X 28-CPADV 6854 329,320 6,765 X X 28-CPADV 6765 90,107 1,851 X 28-12020 761 1090 COLUMN TOTAL 5,866,587
FILE NO. 28-1235 PAGE 210 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MONEYGRAM INTL INC COM 60935Y109 3,140 1,000 X 28-5284 1000 32,995 10,508 X 28-12020 10508 MONOLITHIC PWR SYS INC COM 609839105 1,173 50 X X 28-5284 50 14,000 597 X 28-CPADV 597 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 3,911 465 X 28-5284 465 8,839 1,051 X 28-11135 1051 MONRO MUFFLER BRAKE INC COM 610236101 5,722 180 X 28-5284 180 190,994 6,008 X 28-CPADV 6008 MONSANTO CO NEW COM 61166W101 14,377,514 185,756 X 28-5284 180810 120 4826 12,501,261 161,515 X X 28-5284 146988 1748 12779 1,762,088 22,766 X 28-CPADV 22766 1,765,726 22,813 X X 28-CPADV 22813 372,217 4,809 X 28-11135 4809 43,073,719 556,508 X 28-12020 273215 283293 MONSTER WORLDWIDE INC COM 611742107 629 36 X 28-5284 36 140 8 X X 28-5284 8 253,705 14,514 X 28-CPADV 14514 57,474 3,288 X X 28-CPADV 3288 MONTGOMERY STR INCOME SECS I COM 614115103 37,525 2,500 X 28-12020 2500 MOODYS CORP COM 615369105 1,811,979 88,562 X 28-5284 86517 2045 1,268,786 62,013 X X 28-5284 58513 200 3300 179,005 8,749 X 28-CPADV 8749 179,700 8,783 X X 28-CPADV 8783 246 12 X 28-11135 12 1,245,809 60,890 X 28-12020 56590 4300 MOOG INC CL A 615394202 3,983 135 X 28-5284 135 75,137 2,547 X X 28-5284 47 2500 8,644 293 X 28-CPADV 293 MORGAN STANLEY EASTN EUR FD COM 616988101 9,456 637 X 28-5284 637 MORGAN STANLEY EMER MKTS FD COM 61744G107 30,973 2,350 X 28-12020 2350 MORGAN STANLEY EMER MKTS DEB COM 61744H105 11,006 1,150 X 28-12020 1150 COLUMN TOTAL 79,287,496
FILE NO. 28-1235 PAGE 211 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY HIGH YIELD FD COM 61744M104 83,801 15,962 X 28-5284 15962 18,900 3,600 X X 28-5284 3600 MORGAN STANLEY ASIA PAC FD I COM 61744U106 39,216 2,686 X X 28-5284 2686 21,900 1,500 X 28-12020 1500 MORGAN STANLEY COM NEW 617446448 6,705,932 217,161 X 28-5284 207271 9890 4,816,879 155,987 X X 28-5284 142600 600 12787 9,532,440 308,693 X 28-CPADV 308693 7,693,320 249,136 X X 28-CPADV 249136 11,858 384 X 28-11135 384 9,600,746 310,905 X 28-12020 295983 14922 MORGAN STANLEY INDIA INVS FD COM 61745C105 2,631 124 X 28-5284 124 25,464 1,200 X X 28-5284 1200 MORGAN STANLEY MUN PREM INCOM 61745P429 32,400 4,000 X X 28-5284 4000 MORGAN STANLEY MUN INC OPP II 61745P445 34,398 4,914 X 28-12020 4914 MORGAN STANLEY QULTY MUN SECS 61745P585 73,288 5,500 X X 28-5284 5500 MORGAN STANLEY QLT MUN INV TR 61745P668 25,493 2,001 X X 28-5284 2001 8,918 700 X 28-12020 700 MORGAN STANLEY QUALT MUN INCM 61745P734 136,510 11,000 X X 28-5284 11000 6,490 523 X 28-12020 523 MORGAN STANLEY INSD MUN INCM 61745P791 474,695 33,500 X 28-5284 33500 MORGAN STANLEY INSD MUN TR 61745P866 17,745 1,300 X 28-5284 1300 MORGAN STANLEY INCOME SEC INC 61745P874 8,129 496 X 28-5284 496 MORGAN STANLEY CHINA A SH FD COM 617468103 13,069 406 X X 28-5284 406 MORNINGSTAR INC COM 617700109 2,137 44 X 28-5284 44 126,256 2,600 X X 28-5284 2400 200 155,392 3,200 X 28-12020 3200 COLUMN TOTAL 39,668,007
FILE NO. 28-1235 PAGE 212 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MOSAIC CO COM 61945A107 65,760 1,368 X 28-5284 1368 442,436 9,204 X X 28-5284 7604 1600 76,960 1,601 X 28-CPADV 1601 189,107 3,934 X 28-12020 3934 MOTOROLA INC COM 620076109 3,356,800 390,780 X 28-5284 385478 5302 3,180,370 370,241 X X 28-5284 352202 7200 10839 815,371 94,921 X 28-CPADV 94921 776,313 90,374 X X 28-CPADV 90374 533,920 62,156 X 28-11135 62156 503,675 58,635 X 28-12020 56135 2500 MOVADO GROUP INC COM 624580106 123,825 8,522 X 28-CPADV 8522 MUELLER INDS INC COM 624756102 8,593 360 X 28-5284 360 422,976 17,720 X 28-CPADV 17720 14,322 600 X 28-12020 600 MUELLER WTR PRODS INC COM SER A 624758108 109,025 19,895 X 28-CPADV 19895 MULTI COLOR CORP COM 625383104 1,543 100 X 28-5284 100 40,998 2,657 X 28-12020 2657 MULTI FINELINE ELECTRONIX IN COM 62541B101 1,250,321 43,550 X 28-CPADV 43550 MURPHY OIL CORP COM 626717102 1,138,101 19,769 X 28-5284 18594 1175 1,793,593 31,155 X X 28-5284 29255 600 1300 488,539 8,486 X 28-CPADV 8486 455,667 7,915 X X 28-CPADV 7915 6,563 114 X 28-11135 114 217,212 3,773 X 28-12020 3430 343 MYERS INDS INC COM 628464109 2,779 258 X 28-5284 258 1,928 179 X 28-CPADV 179 23,694 2,200 X X 28-CPADV 2200 5,550,653 515,381 X 28-12020 262360 253021 MYLAN INC COM 628530107 277,037 17,304 X 28-5284 13929 3375 149,742 9,353 X X 28-5284 6755 2598 230,208 14,379 X 28-CPADV 14379 230,912 14,423 X X 28-CPADV 14423 260,931 16,298 X 28-12020 12798 3500 COLUMN TOTAL 22,739,874
FILE NO. 28-1235 PAGE 213 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS INC COM 62855J104 27,410 1,000 X 28-5284 1000 19,297 704 X 28-CPADV 704 100,595 3,670 X 28-11135 3670 10,964 400 X 28-12020 400 MYRIAD PHARMACEUTICALS INC COM 62856H107 1,465 250 X 28-5284 250 13,818 2,358 X 28-CPADV 2358 4,002 683 X 28-11135 683 586 100 X 28-12020 100 NB & T FINL GROUP INC COM 62874M104 27,040 1,749 X 28-12020 1749 NBT BANCORP INC COM 628778102 295,184 13,096 X 28-5284 13096 184,355 8,179 X X 28-5284 8179 688,822 30,560 X 28-CPADV 30560 NBTY INC COM 628782104 945,487 23,888 X 28-CPADV 23888 39,580 1,000 X X 28-CPADV 1000 1,583 40 X 28-11135 40 NCI BUILDING SYS INC COM 628852105 8,826 2,758 X 28-CPADV 2758 320 100 X 28-11135 100 NCR CORP NEW COM 62886E108 18,077 1,308 X 28-5284 1308 31,081 2,249 X X 28-5284 2053 196 23,328 1,688 X 28-CPADV 1688 39,470 2,856 X 28-11135 2856 19,417 1,405 X 28-12020 472 933 NCI INC CL A 62886K104 4,213 147 X 28-CPADV 147 NASB FINL INC COM 628968109 7,995 304 X 28-CPADV 304 NGP CAP RES CO COM 62912R107 254 35 X 28-11135 35 NGAS RESOURCES INC COM 62912T103 1,195 500 X 28-5284 500 NII HLDGS INC CL B NEW 62913F201 24,980 831 X 28-5284 831 135,270 4,500 X X 28-5284 4500 60,751 2,021 X 28-CPADV 2021 631 21 X 28-11135 21 4,399,882 146,370 X 28-12020 143620 2750 COLUMN TOTAL 7,135,878
FILE NO. 28-1235 PAGE 214 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NIC INC COM 62914B100 16,206 1,823 X 28-CPADV 1823 NPS PHARMACEUTICALS INC COM 62936P103 11,240 2,796 X 28-CPADV 2796 11,742 2,921 X 28-12020 2921 NRG ENERGY INC COM NEW 629377508 439,764 15,600 X 28-5284 15600 3,136,278 111,255 X 28-CPADV 111255 3,680,515 130,561 X X 28-CPADV 130561 209,649 7,437 X 28-11135 7437 19,423 689 X 28-12020 689 NTT DOCOMO INC SPONS ADR 62942M201 35,812 2,258 X 28-5284 2258 18,715 1,180 X X 28-5284 1180 8,057 508 X 28-11135 508 NVR INC COM 62944T105 65,012 102 X 28-5284 102 1,330,191 2,087 X 28-CPADV 2087 13,385 21 X 28-12020 10 11 NVE CORP COM NEW 629445206 222,209 4,180 X X 28-5284 4180 NYSE EURONEXT COM 629491101 2,496,472 86,413 X 28-5284 75253 11160 1,343,761 46,513 X X 28-5284 41703 4810 8,416,813 291,340 X 28-CPADV 288036 3304 3,244,318 112,299 X X 28-CPADV 20825 56 91418 1,676 58 X 28-11135 58 5,887,291 203,783 X 28-12020 189711 14072 800,860 27,721 X 27721 NABORS INDS INC NOTE 0.940% 5 629568AP1 386,500 4,000 X 28-5284 4000 NACCO INDS INC CL A 629579103 690,445 11,494 X X 28-5284 11494 15,798 263 X 28-CPADV 263 6,276,834 104,492 X 28-12020 74492 30000 NALCO HOLDING COMPANY COM 62985Q101 1,127 55 X 28-5284 55 32,579 1,590 X 28-CPADV 1590 22,539 1,100 X 28-12020 1100 NAM TAI ELECTRS INC COM PAR $0.02 629865205 49,680 9,200 X X 28-5284 2200 7000 NANOSPHERE INC COM 63009F105 10,189 1,423 X 28-CPADV 1423 NARA BANCORP INC COM 63080P105 13,205 1,900 X X 28-CPADV 1900 COLUMN TOTAL 38,908,285
FILE NO. 28-1235 PAGE 215 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NASDAQ PREM INCM & GRW FD IN COM 63110R105 81,848 5,549 X 28-12020 5549 NASDAQ OMX GROUP INC NOTE 2.500% 8 631103AA6 1,742,500 20,000 X 28-12020 20000 NASDAQ OMX GROUP INC COM 631103108 13,219 628 X 28-5284 628 45,784 2,175 X X 28-5284 2175 6,573,305 312,271 X 28-CPADV 312271 6,992,284 332,175 X X 28-CPADV 332175 11,999 570 X 28-11135 570 25,955 1,233 X 28-12020 1233 NASH FINCH CO COM 631158102 3,554 130 X 28-5284 130 649,024 23,739 X 28-CPADV 23739 NATIONAL BK GREECE S A SPONSORED ADR 633643408 8,688 1,205 X 28-5284 1205 13,973 1,938 X X 28-5284 1938 51,364 7,124 X 28-11135 7124 23,288 3,230 X 28-12020 1968 1262 NATIONAL BANKSHARES INC VA COM 634865109 203,600 8,000 X 28-12020 8000 NATIONAL CINEMEDIA INC COM 635309107 940,783 55,438 X 28-CPADV 55438 12,728 750 X X 28-CPADV 750 NATIONAL CITY CORP NOTE 4.000% 2 635405AW3 25,187,500 250,000 X X 28-5284 250000 NATIONAL HEALTHCARE CORP COM 635906100 8,689 233 X 28-CPADV 233 NATIONAL FINL PARTNERS CORP COM 63607P208 26,160 3,000 X 28-5284 3000 205,696 23,589 X 28-CPADV 23589 101,152 11,600 X X 28-CPADV 11600 30,520 3,500 X 28-12020 3500 NATIONAL FUEL GAS CO N J COM 636180101 432,905 9,450 X 28-5284 8568 882 279,441 6,100 X X 28-5284 6100 44,985 982 X 28-CPADV 982 201,564 4,400 X 28-12020 2900 1500 NATIONAL GRID PLC SPON ADR NEW 636274300 22,474 461 X 28-5284 461 780 16 X X 28-5284 16 52,406 1,075 X 28-12020 1075 COLUMN TOTAL 43,988,168
FILE NO. 28-1235 PAGE 216 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVS INC COM 63633D104 9,495 300 X 28-5284 300 18,990 600 X X 28-5284 600 285,103 9,008 X 28-CPADV 9008 7,913 250 X 28-12020 250 NATIONAL INSTRS CORP COM 636518102 420,363 15,214 X 28-5284 5855 9359 370,242 13,400 X X 28-5284 13400 17,573 636 X 28-CPADV 636 NATIONAL INTERSTATE CORP COM 63654U100 1,785 102 X 28-CPADV 102 NATIONAL OILWELL VARCO INC COM 637071101 1,661,109 38,514 X 28-5284 34374 4140 1,582,742 36,697 X X 28-5284 30147 6550 4,380,887 101,574 X 28-CPADV 101574 3,449,322 79,975 X X 28-CPADV 79975 3,407 79 X 28-11135 79 23,587,495 546,893 X 28-12020 529198 17695 NATIONAL PENN BANCSHARES INC COM 637138108 68,915 11,279 X 28-5284 9579 1700 52,778 8,638 X X 28-5284 4295 4343 527,843 86,390 X 28-CPADV 86390 NATIONAL PRESTO INDS INC COM 637215104 3,460 40 X 28-5284 40 459,282 5,309 X 28-CPADV 5309 112,463 1,300 X X 28-CPADV 1300 NATIONAL RETAIL PROPERTIES I COM 637417106 64,410 3,000 X 28-5284 3000 32,205 1,500 X X 28-5284 1500 379,761 17,688 X 28-CPADV 17688 551,564 25,690 X X 28-CPADV 23790 1900 32,914 1,533 X 28-11135 1533 NATIONAL SEMICONDUCTOR CORP COM 637640103 6,821 478 X 28-5284 478 2,954 207 X X 28-5284 207 177,276 12,423 X 28-CPADV 12423 168,415 11,802 X X 28-CPADV 11802 25,686 1,800 X 28-12020 1800 NATIONAL WESTN LIFE INS CO CL A 638522102 17,246 98 X 28-CPADV 98 COLUMN TOTAL 38,480,419
FILE NO. 28-1235 PAGE 217 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NATIONWIDE HEALTH PPTYS INC COM 638620104 31,889 1,029 X 28-5284 1029 288,486 9,309 X X 28-5284 3209 6100 466,307 15,047 X 28-CPADV 15047 77,475 2,500 X 28-12020 2500 NATURAL GAS SERVICES GROUP COM 63886Q109 229,060 13,000 X 28-CPADV 13000 275,260 15,622 X 28-11135 15622 NAVIGATORS GROUP INC COM 638904102 440 8 X X 28-5284 8 13,970 254 X 28-CPADV 254 242,000 4,400 X X 28-CPADV 4400 384,065 6,983 X 28-11135 6983 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 158,612 7,600 X 28-5284 7600 400,287 19,180 X X 28-5284 14180 5000 NATUS MEDICAL INC DEL COM 639050103 7,715 500 X X 28-5284 500 3,040 197 X 28-CPADV 197 NAVISTAR INTL CORP NEW COM 63934E108 56,130 1,500 X X 28-5284 1500 32,518 869 X 28-CPADV 869 21,180 566 X 28-12020 566 NAVIGANT CONSULTING INC COM 63935N107 7,695 570 X 28-5284 570 7,803 578 X 28-CPADV 578 NEENAH PAPER INC COM 640079109 1,824 155 X 28-5284 155 2,060 175 X X 28-5284 175 1,177 100 X 28-12020 100 NEKTAR THERAPEUTICS COM 640268108 10,169 1,044 X 28-5284 1044 NEOGEN CORP COM 640491106 483,220 14,965 X 28-CPADV 14965 5,651 175 X X 28-CPADV 175 157,414 4,875 X 28-12020 4875 NESS TECHNOLOGIES INC COM 64104X108 22,092 2,800 X X 28-5284 2800 715,631 90,701 X 28-CPADV 90701 9,468 1,200 X X 28-CPADV 1200 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 1,153 55 X 28-5284 55 188,095 8,974 X X 28-CPADV 8974 COLUMN TOTAL 4,301,886
FILE NO. 28-1235 PAGE 218 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NETAPP INC COM 64110D104 444,836 16,673 X 28-5284 1664 15009 487,577 18,275 X X 28-5284 7390 10885 389,154 14,586 X 28-CPADV 14586 368,558 13,814 X X 28-CPADV 13814 337,715 12,658 X 28-12020 11929 729 NETFLIX INC COM 64110L106 8,218 178 X 28-5284 178 18,468 400 X X 28-5284 400 44,831 971 X 28-CPADV 971 186,989 4,050 X X 28-CPADV 4050 25,486 552 X 28-11135 552 78,489 1,700 X 28-12020 700 1000 NETEASE COM INC SPONSORED ADR 64110W102 217,437 4,760 X X 28-5284 4760 NETSCOUT SYS INC COM 64115T104 24,318 1,800 X X 28-CPADV 1800 NETLIST INC COM 64118P109 2,345 3,399 X X 28-5284 3399 NETWORK EQUIP TECHNOLOGIES COM 641208103 1,518 210 X 28-5284 210 14,070 1,946 X 28-CPADV 1946 NEUBERGER BERMAN INTER MUNI COM 64124P101 6,705 500 X 28-5284 500 107 8 X 28-12020 8 NEUBERGER BERMAN INCOME OPP COM SHS 64126L108 3,446 558 X 28-5284 558 NEUSTAR INC CL A 64126X201 28,340 1,254 X 28-CPADV 1254 NEUTRAL TANDEM INC COM 64128B108 4,324,400 190,000 X 28-5284 190000 13,770 605 X 28-CPADV 605 18,276 803 X 28-11135 803 NEUBERGER BERMAN HGH YLD FD COM 64128C106 19,279 1,675 X X 28-5284 1675 30,755 2,672 X 28-12020 2672 NEUBERGER BERMAN RE ES SEC F COM 64190A103 4,624 1,600 X 28-12020 1600 NEW FRONTIER MEDIA INC COM 644398109 2,580 1,200 X 28-5284 1200 188,770 87,800 X X 28-5284 87800 NEW GERMANY FD INC COM 644465106 37,737 3,150 X X 28-5284 3150 11,980 1,000 X 28-12020 1000 COLUMN TOTAL 7,340,778
FILE NO. 28-1235 PAGE 219 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NEW JERSEY RES COM 646025106 494,833 13,628 X 28-5284 13243 385 734,297 20,223 X X 28-5284 8998 11225 15,214 419 X 28-CPADV 419 40,776 1,123 X 28-12020 1123 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 2,253 28 X 28-5284 28 522,121 6,490 X X 28-5284 6490 789,215 9,810 X 28-CPADV 9810 116,653 1,450 X X 28-CPADV 1450 2,011 25 X 28-12020 25 NEW YORK & CO INC COM 649295102 10,752 2,100 X X 28-CPADV 2100 NEW YORK CMNTY CAP TR V UNIT 99/99/999 64944P307 7,480 187 X 28-5284 187 NEW YORK CMNTY BANCORP INC COM 649445103 922,633 80,791 X 28-5284 74890 5901 472,423 41,368 X X 28-5284 39818 1550 44,047 3,857 X 28-CPADV 3857 30,823 2,699 X 28-11135 2699 10,278 900 X 28-12020 900 NEW YORK TIMES CO CL A 650111107 59,073 7,275 X 28-5284 7275 2,404 296 X X 28-5284 296 32,854 4,046 X 28-CPADV 4046 36,564 4,503 X X 28-CPADV 4503 38,976 4,800 X 28-12020 4800 NEWALLIANCE BANCSHARES INC COM 650203102 6,741 630 X 28-CPADV 630 NEWELL RUBBERMAID INC COM 651229106 1,082,186 68,973 X 28-5284 68248 725 5,657,892 360,605 X X 28-5284 37735 322870 178,301 11,364 X 28-CPADV 11364 174,645 11,131 X X 28-CPADV 11131 122,178 7,787 X 28-11135 7787 360,258 22,961 X 28-12020 22457 504 NEWFIELD EXPL CO COM 651290108 377,294 8,865 X 28-5284 3465 5400 567,282 13,329 X X 28-5284 6429 6900 397,893 9,349 X 28-CPADV 9349 979 23 X 28-12020 23 NEWMARKET CORP COM 651587107 37,216 400 X 28-12020 400 COLUMN TOTAL 13,348,545
FILE NO. 28-1235 PAGE 220 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP NOTE 1.250% 7 651639AH9 357,000 3,000 X 28-5284 3000 NEWMONT MINING CORP NOTE 1.625% 7 651639AJ5 701,250 6,000 X 28-5284 6000 NEWMONT MINING CORP COM 651639106 1,394,466 31,678 X 28-5284 28894 2784 4,645,651 105,535 X X 28-5284 103906 1629 907,296 20,611 X 28-CPADV 20611 869,923 19,762 X X 28-CPADV 25 19737 289,740 6,582 X 28-12020 5477 1105 NEWPORT CORP COM 651824104 4,100 468 X 28-5284 468 14,174 1,618 X 28-CPADV 1618 NEWS CORP CL A 65248E104 2,194,505 183,487 X 28-5284 110947 72540 921,865 77,079 X X 28-5284 37067 200 39812 1,140,829 95,387 X 28-CPADV 95387 1,083,421 90,587 X X 28-CPADV 90587 215 18 X 28-11135 18 300,399 25,117 X 28-12020 19849 5268 NEWS CORP CL B 65248E203 857,853 61,319 X 28-5284 61319 311,977 22,300 X X 28-5284 21900 400 NEWSTAR FINANCIAL INC COM 65251F105 15,358 4,668 X 28-CPADV 4668 NEXEN INC COM 65334H102 62,722 2,779 X 28-5284 2779 45,140 2,000 X X 28-5284 2000 87,820 3,891 X 28-12020 3566 325 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 37,118 2,770 X 28-5284 2770 NICE SYS LTD SPONSORED ADR 653656108 37,441 1,230 X 28-12020 1230 NICHOLAS-APPLEGATE CV & INC COM 65370F101 323,179 37,405 X 28-5284 5805 31600 NICHOLAS APPLEGATE CV&INC FD COM 65370G109 3,751 470 X 28-5284 470 73,943 9,266 X 28-12020 9266 NICHOLAS APPLEGATE EQT CONV COM 65370K100 28,987 1,870 X 28-5284 1870 COLUMN TOTAL 16,710,123
FILE NO. 28-1235 PAGE 221 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NICOR INC COM 654086107 82,693 2,260 X 28-5284 1700 560 160,996 4,400 X X 28-5284 2900 1500 374,243 10,228 X 28-CPADV 10228 66,850 1,827 X X 28-CPADV 1827 60,227 1,646 X 28-12020 1646 NIDEC CORP SPONSORED ADR 654090109 4,229 208 X 28-12020 208 NIKE INC CL B 654106103 36,977,862 571,528 X 28-5284 551890 410 19228 24,314,713 375,807 X X 28-5284 344927 2392 28488 1,785,849 27,602 X 28-CPADV 27002 600 1,893,251 29,262 X X 28-CPADV 5141 22 24099 785,135 12,135 X 28-11135 12135 51,536,850 796,551 X 28-12020 773430 23121 NIGHTHAWK RADIOLOGY HLDGS IN COM 65411N105 697,702 96,501 X 28-CPADV 96501 75,734 10,475 X X 28-CPADV 10475 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 53,268 2,313 X 28-5284 2313 3,501 152 X X 28-5284 152 2,257 98 X 28-11135 98 9,627 418 X 28-12020 418 NISOURCE INC COM 65473P105 131,399 9,460 X 28-5284 1220 8240 84,132 6,057 X X 28-5284 6057 156,707 11,282 X 28-CPADV 11282 155,943 11,227 X X 28-CPADV 11227 229,616 16,531 X 28-12020 14534 1997 NOKIA CORP SPONSORED ADR 654902204 4,013,716 274,536 X 28-5284 273498 1038 4,036,538 276,097 X X 28-5284 230322 300 45475 173,130 11,842 X X 28-CPADV 11842 33,728 2,307 X 28-11135 2307 44,260,223 3,027,375 X 28-12020 2960521 66854 NOBLE ENERGY INC COM 655044105 843,431 12,787 X 28-5284 3527 9260 344,575 5,224 X X 28-5284 2724 2500 494,238 7,493 X 28-CPADV 7493 459,609 6,968 X X 28-CPADV 6968 32,518 493 X 28-11135 493 46,172 700 X 28-12020 100 600 COLUMN TOTAL 174,380,662
FILE NO. 28-1235 PAGE 222 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NOMURA HLDGS INC SPONSORED ADR 65535H208 16,395 2,679 X 28-5284 2679 6,579 1,075 X X 28-5284 1075 89,352 14,600 X X 28-CPADV 14600 7,650 1,250 X 28-12020 1250 NORAM ENERGY CORP SDCV 6.000% 3 655419AC3 863,675 8,950 X 28-5284 8950 1,558,475 16,150 X X 28-5284 16150 NORDSON CORP COM 655663102 1,122 20 X 28-5284 20 29,503 526 X 28-CPADV 526 4,235,805 75,518 X 28-12020 75518 NORDSTROM INC COM 655664100 1,489,039 48,757 X 28-5284 46137 2620 1,178,050 38,574 X X 28-5284 35774 2800 220,132 7,208 X 28-CPADV 7208 218,544 7,156 X X 28-CPADV 7156 351,424 11,507 X 28-11135 11507 2,025,382 66,319 X 28-12020 66119 200 NORFOLK SOUTHERN CORP COM 655844108 18,440,777 427,761 X 28-5284 395728 310 31723 23,796,418 551,993 X X 28-5284 459730 1940 90323 1,457,204 33,802 X 28-CPADV 33080 722 1,101,547 25,552 X X 28-CPADV 6209 27 19316 319,790 7,418 X 28-11135 7418 11,685,310 271,058 X 28-12020 266280 4778 NORTH AMERN GALVANZNG & CTNG COM 65686Y109 3,197,099 526,705 X 28-5284 526705 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 322,876 10,600 X 28-5284 10600 134,024 4,400 X X 28-5284 4400 30,460 1,000 X 28-12020 1000 NORTHEAST UTILS COM 664397106 1,211 51 X 28-5284 51 20,179 850 X X 28-5284 500 350 169,622 7,145 X 28-CPADV 7145 168,601 7,102 X X 28-CPADV 7102 86,580 3,647 X 28-12020 3647 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 738 100 X X 28-5284 100 COLUMN TOTAL 73,223,563
FILE NO. 28-1235 PAGE 223 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NORTHERN TR CORP COM 665859104 19,335,641 332,456 X 28-5284 315461 16995 11,137,058 191,490 X X 28-5284 173320 1490 16680 4,068,466 69,953 X 28-CPADV 69953 582,996 10,024 X X 28-CPADV 10024 233,920 4,022 X 28-11135 4022 12,198,129 209,734 X 28-12020 204434 5300 NORTHGATE MINERALS CORP COM 666416102 1,891,295 705,707 X 28-CPADV 705707 247,069 92,190 X X 28-CPADV 92190 NORTHROP GRUMMAN CORP COM 666807102 7,852,804 151,745 X 28-5284 143700 250 7795 9,429,212 182,207 X X 28-5284 162752 11250 8205 735,782 14,218 X 28-CPADV 14218 711,925 13,757 X X 28-CPADV 13757 443,084 8,562 X 28-11135 8562 10,206,911 197,235 X 28-12020 190917 6318 NORTHSTAR RLTY FIN CORP COM 66704R100 19,747 5,626 X X 28-5284 5626 3,015 859 X 28-CPADV 859 87,589 24,954 X X 28-CPADV 24954 NORTHWEST BANCORP INC PA COM 667328108 12,060 528 X 28-5284 528 27,979 1,225 X X 28-5284 1225 8,816 386 X 28-CPADV 386 319,760 14,000 X 28-12020 14000 NORTHWEST NAT GAS CO COM 667655104 59,574 1,430 X 28-5284 1200 230 137,478 3,300 X X 28-5284 3000 300 7,665 184 X 28-CPADV 184 NORTHWESTERN CORP COM NEW 668074305 1,197 49 X 28-5284 49 12,826 525 X X 28-5284 525 2,457,609 100,598 X 28-CPADV 100598 40,920 1,675 X X 28-CPADV 1675 40,481 1,657 X 28-11135 1657 NORWOOD FINANCIAL CORP COM 669549107 125,364 4,031 X 28-5284 4031 8,148 262 X X 28-5284 262 NOVAGOLD RES INC COM NEW 66987E206 25,600 5,000 X X 28-5284 5000 139,264 27,200 X 28-12020 7200 20000 COLUMN TOTAL 82,609,384
FILE NO. 28-1235 PAGE 224 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NOVABAY PHARMACEUTICALS INC COM 66987P102 17,700 10,000 X X 28-5284 10000 NOVARTIS A G SPONSORED ADR 66987V109 5,245,868 104,126 X 28-5284 102246 1880 3,415,059 67,786 X X 28-5284 54711 13075 76,830 1,525 X X 28-CPADV 1525 704,413 13,982 X 28-11135 13982 40,921,004 812,247 X 28-12020 788534 23713 NOVELL INC COM 670006105 40,595 9,001 X 28-CPADV 9001 37,695 8,358 X X 28-CPADV 8358 5,908 1,310 X 28-12020 1310 NOVELLUS SYS INC COM 670008101 85,053 4,054 X 28-CPADV 4054 83,878 3,998 X X 28-CPADV 3998 3,672 175 X 28-12020 175 NOVO-NORDISK A S ADR 670100205 982,524 15,608 X 28-5284 15608 2,901,617 46,094 X X 28-5284 45694 400 1,793,446 28,490 X 28-CPADV 28490 190,613 3,028 X 28-11135 3028 22,662 360 X 28-12020 225 135 NU SKIN ENTERPRISES INC CL A 67018T105 180,871 9,761 X 28-CPADV 9761 NSTAR COM 67019E107 1,111,345 34,926 X 28-5284 28791 6135 948,109 29,796 X X 28-5284 28796 350 650 2,588,271 81,341 X 28-CPADV 78689 2652 534,194 16,788 X X 28-CPADV 15995 40 753 657,847 20,674 X 28-12020 15687 4987 NTELOS HLDGS CORP COM 67020Q107 4,503 255 X 28-5284 255 7,099 402 X 28-CPADV 402 NUANCE COMMUNICATIONS INC COM 67020Y100 37,729 2,522 X 28-5284 2522 222,485 14,872 X X 28-5284 1375 13497 355,076 23,735 X 28-CPADV 23735 393,448 26,300 X X 28-CPADV 26300 116,494 7,787 X 28-11135 7787 14,960 1,000 X 28-12020 1000 COLUMN TOTAL 63,700,968
FILE NO. 28-1235 PAGE 225 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NUCOR CORP COM 670346105 1,614,276 34,339 X 28-5284 32379 1960 1,211,824 25,778 X X 28-5284 25578 200 763,865 16,249 X 28-CPADV 16249 756,015 16,082 X X 28-CPADV 16082 28,723 611 X 28-11135 611 457,219 9,726 X 28-12020 8821 905 NUMEREX CORP PA CL A 67053A102 1,335,517 289,700 X X 28-5284 289700 NUSTAR ENERGY LP UNIT COM 67058H102 633,018 12,211 X 28-5284 12211 602,588 11,624 X X 28-5284 10124 1500 39,139 755 X 28-12020 755 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 12,400 500 X 28-5284 500 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 18,720 1,500 X 28-5284 1500 37,440 3,000 X X 28-5284 3000 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 28,500 3,000 X X 28-5284 3000 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 342 28 X 28-12020 28 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 4,809 385 X 28-12020 385 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 14,578 1,000 X 28-12020 1000 NUVEEN PA PREM INCOME MUN FD COM 67061F101 411,114 32,680 X 28-5284 32680 359,071 28,543 X X 28-5284 21886 5000 1657 47,678 3,790 X 28-12020 3790 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 73,024 4,988 X X 28-5284 4988 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 23,713 2,300 X X 28-5284 2300 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 58,812 4,442 X X 28-5284 4442 NUVEEN INVT QUALITY MUN FD I COM 67062E103 25,002 1,800 X 28-5284 1800 53,546 3,855 X X 28-5284 3855 69,450 5,000 X 28-12020 5000 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 216,672 14,800 X 28-5284 14800 46,116 3,150 X X 28-5284 3150 COLUMN TOTAL 8,943,171
FILE NO. 28-1235 PAGE 226 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NUVEEN MUN ADVANTAGE FD INC COM 67062H106 114,160 8,000 X 28-5284 8000 4,281 300 X X 28-5284 300 222,612 15,600 X 28-12020 15600 NUVEEN MUN INCOME FD INC COM 67062J102 87,431 7,970 X X 28-5284 7970 NUVEEN INSD QUALITY MUN FD I COM 67062N103 100,510 7,358 X 28-5284 7358 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 126,143 8,921 X X 28-5284 8921 28,139 1,990 X 28-12020 1990 NUVEEN PREM INCOME MUN FD COM 67062T100 27,249 2,029 X 28-5284 2029 20,145 1,500 X X 28-5284 1500 89,524 6,666 X 28-12020 6666 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 4,023 300 X 28-5284 300 127,395 9,500 X 28-12020 9500 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 200,079 14,100 X 28-5284 14100 120,615 8,500 X X 28-5284 8500 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 13,800 1,000 X 28-5284 1000 45,126 3,270 X X 28-5284 3270 75,900 5,500 X 28-12020 5500 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 27,945 1,935 X X 28-5284 1935 NUVEEN TAX FREE ADV MUN FD COM 670657105 206,678 14,453 X X 28-5284 14453 12,470 872 X 28-12020 872 NVIDIA CORP COM 67066G104 254,849 16,956 X 28-5284 15906 1050 179,278 11,928 X X 28-5284 11428 500 360,510 23,986 X 28-CPADV 23986 344,984 22,953 X X 28-CPADV 22953 53,296 3,546 X 28-12020 3070 476 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 27,820 2,000 X X 28-5284 2000 83,460 6,000 X 28-12020 6000 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 13,290 1,000 X 28-12020 1000 NUVEEN SR INCOME FD COM 67067Y104 17,310 3,000 X X 28-5284 3000 14,131 2,449 X 28-12020 2449 COLUMN TOTAL 3,003,153
FILE NO. 28-1235 PAGE 227 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NUVEEN MUN HIGH INC OPP FD COM 670682103 14,245 1,100 X 28-5284 1100 85,470 6,600 X X 28-5284 6600 NUTRI SYS INC NEW COM 67069D108 5,585 366 X 28-CPADV 366 NUVEEN MUN VALUE FD 2 COM 670695105 104,272 6,650 X 28-5284 6650 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 142,480 9,965 X 28-12020 9965 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 44,508 3,395 X 28-5284 3395 17,174 1,310 X X 28-5284 1310 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 107,850 7,500 X 28-12020 7500 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 10,776 800 X 28-5284 800 53,880 4,000 X 28-12020 4000 NUVEEN GA DIV ADV MUNI FD COM 67070T100 35,200 2,500 X 28-12020 2500 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 6,915 500 X 28-5284 500 6,915 500 X X 28-5284 500 92,177 6,665 X 28-12020 6665 NUVASIVE INC COM 670704105 4,732,285 113,321 X 28-CPADV 113321 680,688 16,300 X X 28-CPADV 16300 44,976 1,077 X 28-12020 320 757 NUVEEN REAL ESTATE INCOME FD COM 67071B108 11,790 1,500 X 28-12020 1500 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 50,369 3,510 X X 28-5284 3510 NUVEEN QUALITY PFD INCOME FD COM 67071S101 13,400 2,000 X 28-5284 2000 25,728 3,840 X X 28-5284 3840 6,700 1,000 X 28-12020 1000 NUVEEN NEW JERSEY DIVID COM 67071T109 48,543 3,300 X 28-5284 3300 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 23,762 1,666 X 28-5284 1666 57,052 4,000 X X 28-5284 4000 45,642 3,200 X 28-12020 3200 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 27,040 2,000 X X 28-5284 2000 COLUMN TOTAL 6,495,422
FILE NO. 28-1235 PAGE 228 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY PFD INCOME FD COM 67072C105 73,305 10,125 X 28-5284 10125 9,803 1,354 X X 28-5284 1354 35,722 4,934 X 28-12020 4934 NXSTAGE MEDICAL INC COM 67072V103 3,459 517 X 28-CPADV 517 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 13,860 2,000 X 28-5284 2000 NUVEEN MULTI STRAT INC & GR COM 67073B106 2,419 350 X 28-12020 350 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 10,202 1,415 X X 28-5284 1415 32,928 4,567 X 28-12020 4267 300 NV ENERGY INC COM 67073Y106 28,674 2,474 X 28-5284 2474 21,071 1,818 X 28-CPADV 1818 10,431 900 X 28-12020 900 O CHARLEYS INC COM 670823103 1,593 170 X 28-5284 170 94 10 X 28-CPADV 10 1,551,007 165,529 X 28-12020 165529 OGE ENERGY CORP COM 670837103 210,753 6,371 X 28-5284 6371 215,748 6,522 X X 28-5284 6522 25,505 771 X 28-CPADV 771 82,270 2,487 X 28-12020 2487 OM GROUP INC COM 670872100 31,910 1,050 X 28-5284 740 310 346,081 11,388 X 28-CPADV 11388 15,195 500 X 28-12020 500 NUVEEN MULT CURR ST GV INCM COM 67090N109 96,049 5,724 X 28-5284 5724 NUVEEN MUN VALUE FD INC COM 670928100 577,673 58,116 X 28-5284 58116 315,605 31,751 X X 28-5284 31751 119,479 12,020 X 28-12020 12020 NUVEEN FLA INVT QUALITY MUN COM 670970102 58,545 4,500 X X 28-5284 4500 NUVEEN NJ INVT QUALITY MUN F COM 670971100 62,264 4,650 X 28-5284 4650 13,390 1,000 X X 28-5284 1000 COLUMN TOTAL 3,965,035
FILE NO. 28-1235 PAGE 229 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- NUVEEN PA INVT QUALITY MUN F COM 670972108 339,559 25,881 X 28-5284 25881 520,011 39,635 X X 28-5284 31664 5000 2971 413,228 31,496 X 28-12020 30496 1000 NUVEEN QUALITY INCOME MUN FD COM 670977107 57,588 4,143 X 28-5284 4143 107,961 7,767 X X 28-5284 7767 33,360 2,400 X 28-12020 2400 NUVEEN MICH QUALITY INCOME M COM 670979103 81,443 6,289 X 28-12020 6289 NUVEEN OHIO QUALITY INCOME M COM 670980101 190,078 12,563 X 28-12020 12563 NUVEEN INSD MUN OPPORTUNITY COM 670984103 27,500 2,000 X 28-5284 2000 191,125 13,900 X 28-12020 13900 NUVEEN PREMIER MUN INCOME FD COM 670988104 4,002 300 X 28-12020 300 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 18,162 1,301 X X 28-5284 1301 NUVEEN MICH PREM INCOME MUN COM 67101Q109 51,430 4,085 X 28-12020 1700 2385 OSI PHARMACEUTICALS INC COM 671040103 54,150 1,534 X X 28-5284 1534 12,602 357 X 28-CPADV 357 213,565 6,050 X X 28-CPADV 6050 OSI SYSTEMS INC COM 671044105 3,445,123 188,361 X 28-CPADV 188361 497,488 27,200 X X 28-CPADV 27200 OYO GEOSPACE CORP COM 671074102 54,243 2,100 X X 28-5284 2100 6,251 242 X 28-CPADV 242 7,749 300 X 28-12020 300 OBAGI MEDICAL PRODUCTS INC COM 67423R108 58,000 5,000 X X 28-5284 5000 OCCIDENTAL PETE CORP DEL COM 674599105 27,024,872 344,705 X 28-5284 326231 290 18184 12,946,741 165,137 X X 28-5284 151712 4465 8960 25,363,576 323,515 X 28-CPADV 306599 16916 15,491,918 197,601 X X 28-CPADV 66940 1564 129097 566,205 7,222 X 28-11135 7222 89,341,739 1,139,563 X 28-12020 1104591 34972 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 19,320 4,000 X 28-5284 4000 1,691 350 X 28-12020 350 COLUMN TOTAL 177,140,680
FILE NO. 28-1235 PAGE 230 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- OCEANEERING INTL INC COM 675232102 652,625 11,500 X X 28-5284 11100 400 43,357 764 X 28-CPADV 764 170,250 3,000 X X 28-CPADV 3000 2,554 45 X 28-11135 45 OCEANFIRST FINL CORP COM 675234108 46,702 4,026 X X 28-5284 4026 OCLARO INC COM 67555N107 633 575 X X 28-5284 575 OCWEN FINL CORP NOTE 3.250% 8 675746AD3 1,616,953 1,730 X 28-11439 1730 OCWEN FINL CORP COM NEW 675746309 9,826 868 X 28-CPADV 868 214,299 18,931 X 28-11135 18931 ODYSSEY HEALTHCARE INC COM 67611V101 30,000 2,400 X 28-5284 2400 88 7 X 28-CPADV 7 ODYSSEY RE HLDGS CORP COM 67612W108 574,930 8,871 X 28-CPADV 8871 OFFICEMAX INC DEL COM 67622P101 2,667 212 X 28-CPADV 212 2,302 183 X 28-12020 183 OFFICE DEPOT INC COM 676220106 1,814 274 X 28-5284 274 81,413 12,298 X 28-CPADV 12298 72,641 10,973 X X 28-CPADV 10973 12,082 1,825 X 28-12020 1825 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 23,486 200 X 28-5284 200 73,511 626 X X 28-5284 200 426 OIL STS INTL INC COM 678026105 703 20 X 28-5284 20 3,304,855 94,075 X 28-CPADV 94075 849,619 24,185 X X 28-CPADV 24185 13,349 380 X 28-12020 380 OILSANDS QUEST INC COM 678046103 11,300 10,000 X 28-12020 10000 OLD DOMINION FGHT LINES INC COM 679580100 1,156 38 X 28-CPADV 38 OLD LINE BANCSHARES INC COM 67984M100 191,400 30,000 X X 28-5284 30000 OLD NATL BANCORP IND COM 680033107 10,259 916 X 28-5284 916 1,001,437 89,414 X 28-12020 13545 75869 COLUMN TOTAL 9,016,211
FILE NO. 28-1235 PAGE 231 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- OLD REP INTL CORP COM 680223104 161,044 13,222 X 28-5284 10622 2600 1,950,895 160,172 X X 28-5284 158572 1600 28,099 2,307 X 28-CPADV 2307 2,063,730 169,436 X 28-12020 169436 OLD SECOND BANCORP INC ILL COM 680277100 11,156 1,947 X 28-CPADV 1947 OLIN CORP COM PAR $1 680665205 207,920 11,922 X X 28-5284 11922 5,197 298 X 28-CPADV 298 87,200 5,000 X X 28-CPADV 5000 22,672 1,300 X 28-12020 1300 OMNICARE INC COM 681904108 272,402 12,096 X 28-5284 8826 3270 79,045 3,510 X X 28-5284 1635 1100 775 26,641 1,183 X 28-CPADV 1183 47,292 2,100 X 28-12020 400 1700 OMNICOM GROUP INC COM 681919106 4,704,235 127,348 X 28-5284 125573 1775 5,307,059 143,667 X X 28-5284 130398 2850 10419 525,915 14,237 X 28-CPADV 14237 506,374 13,708 X X 28-CPADV 13708 252,448 6,834 X 28-11135 6834 26,020,204 704,391 X 28-12020 677367 27024 OMEGA HEALTHCARE INVS INC COM 681936100 633,126 39,521 X 28-CPADV 39521 137,291 8,570 X X 28-CPADV 8570 272 17 X 28-11135 17 OMEGA FLEX INC COM 682095104 2,516 150 X X 28-5284 150 436,020 26,000 X 28-12020 26000 OMEGA PROTEIN CORP COM 68210P107 290,515 59,900 X 28-CPADV 59900 2,425 500 X 28-12020 500 OMNITURE INC COM 68212S109 6,153 287 X 28-CPADV 287 52,099 2,430 X 28-12020 2430 OMNIVISION TECHNOLOGIES INC COM 682128103 9,768 600 X X 28-CPADV 600 OMNOVA SOLUTIONS INC COM 682129101 1,547,683 238,840 X 28-CPADV 238840 20,898 3,225 X X 28-CPADV 3225 25,920 4,000 X 28-12020 4000 COLUMN TOTAL 45,444,214
FILE NO. 28-1235 PAGE 232 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- OMNICELL INC COM 68213N109 16,710 1,500 X X 28-5284 1500 2,384 214 X 28-CPADV 214 OMNICARE CAP TR I PIERS 68214Q200 1,621,973 50,000 X 28-11439 50000 ON ASSIGNMENT INC COM 682159108 1,580 270 X 28-5284 270 392 67 X 28-CPADV 67 ON SEMICONDUCTOR CORP COM 682189105 41,250 5,000 X 28-5284 5000 356,582 43,222 X X 28-5284 43222 173,588 21,041 X 28-CPADV 21041 25,303 3,067 X 28-11135 3067 13,794 1,672 X 28-12020 1672 ONCOTHYREON INC COM 682324108 865 166 X 28-5284 166 ONE LIBERTY PPTYS INC COM 682406103 4,905 545 X 28-5284 545 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 291,005 5,500 X 28-5284 5500 179,894 3,400 X X 28-5284 3400 194,973 3,685 X 28-12020 3185 500 ONEOK INC NEW COM 682680103 180,463 4,928 X 28-5284 4928 333,059 9,095 X X 28-5284 9095 33,031 902 X 28-CPADV 902 147,945 4,040 X X 28-CPADV 4040 115,170 3,145 X 28-12020 3145 ONLINE RES CORP COM 68273G101 2,820 457 X 28-5284 457 1,135 184 X 28-CPADV 184 ONSTREAM MEDIA CORP COM 682875109 891 2,172 X 28-5284 2172 ONVIA INC COM NEW 68338T403 26,422 4,389 X X 28-5284 4389 ONYX PHARMACEUTICALS INC COM 683399109 2,997 100 X 28-5284 100 14,985 500 X X 28-5284 500 175,564 5,858 X 28-CPADV 5858 93,716 3,127 X 28-11135 3127 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 98,175 5,250 X 28-5284 5250 1,664 89 X 28-12020 89 COLUMN TOTAL 4,153,235
FILE NO. 28-1235 PAGE 233 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- OPEN TEXT CORP COM 683715106 346,422 9,280 X X 28-5284 9280 185,269 4,963 X 28-CPADV 4963 OPENWAVE SYS INC COM NEW 683718308 12,969 4,988 X 28-CPADV 4988 OPENTABLE INC COM 68372A104 9,894 359 X 28-CPADV 359 OPKO HEALTH INC COM 68375N103 13,680 6,000 X X 28-5284 6000 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 60,229 4,148 X X 28-5284 4148 5,866 404 X 28-CPADV 404 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 17,045 700 X 28-5284 700 9,813 403 X 28-CPADV 403 OPTICAL CABLE CORP COM NEW 683827208 110,219 36,376 X X 28-5284 36376 ORACLE CORP COM 68389X105 63,395,572 3,042,014 X 28-5284 2895258 146756 35,262,322 1,692,050 X X 28-5284 1525461 69405 97184 37,039,974 1,777,350 X 28-CPADV 1691207 86143 26,558,433 1,274,397 X X 28-CPADV 328846 7903 937648 1,457,654 69,945 X 28-11135 69945 113,555,868 5,448,938 X 28-12020 5265427 183511 OPTIMER PHARMACEUTICALS INC COM 68401H104 2,963 219 X 28-CPADV 219 OPTIONSXPRESS HLDGS INC COM 684010101 3,456 200 X 28-5284 200 3,024 175 X X 28-5284 175 6,981 404 X 28-CPADV 404 ORASURE TECHNOLOGIES INC COM 68554V108 29,000 10,000 X 28-5284 10000 12,859 4,434 X 28-CPADV 4434 ORBCOMM INC COM 68555P100 2,856 1,050 X 28-5284 1050 ORBITAL SCIENCES CORP COM 685564106 4,491 300 X 28-5284 300 3,802 254 X 28-CPADV 254 ORBITZ WORLDWIDE INC COM 68557K109 13,726 2,221 X 28-CPADV 2221 COLUMN TOTAL 278,124,387
FILE NO. 28-1235 PAGE 234 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- O REILLY AUTOMOTIVE INC COM 686091109 46,657 1,291 X 28-5284 1291 0 0 X X 28-5284 100 100- 183,519 5,078 X 28-CPADV 5078 178,712 4,945 X X 28-CPADV 4945 131,875 3,649 X 28-11135 3649 1,457,888 40,340 X 28-12020 40340 ORIENTAL FINL GROUP INC COM 68618W100 55,880 4,400 X X 28-CPADV 4400 ORION MARINE GROUP INC COM 68628V308 6,860 334 X 28-CPADV 334 ORITANI FINL CORP COM 686323106 27,280 2,000 X 28-5284 2000 ORIX CORP SPONSORED ADR 686330101 4,496 148 X 28-5284 148 4,344 143 X X 28-5284 143 6,896 227 X 28-11135 227 4,253 140 X 28-12020 140 ORMAT TECHNOLOGIES INC COM 686688102 40,820 1,000 X 28-12020 1000 ORRSTOWN FINL SVCS INC COM 687380105 25,116 650 X 28-5284 500 150 ORTHOLOGIC CORP COM 68750J107 257,048 325,377 X X 28-5284 325377 OSHKOSH CORP COM 688239201 460,733 14,896 X 28-5284 13986 910 653,860 21,140 X X 28-5284 140 21000 41,137 1,330 X 28-CPADV 1330 12,991 420 X 28-12020 420 OSIRIS THERAPEUTICS INC COM 68827R108 9,544 1,433 X 28-CPADV 1433 OSTEOTECH INC COM 688582105 579 130 X 28-5284 130 OTIX GLOBAL INC COM 68906N101 950 1,000 X X 28-5284 1000 OTTER TAIL CORP COM 689648103 9,572 400 X 28-12020 400 OVERSEAS SHIPHOLDING GROUP I COM 690368105 20,927 560 X X 28-5284 560 12,930 346 X 28-CPADV 346 144,248 3,860 X X 28-CPADV 3860 COLUMN TOTAL 3,799,115
FILE NO. 28-1235 PAGE 235 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- OWENS & MINOR INC NEW COM 690732102 346,615 7,660 X X 28-5284 7660 470,555 10,399 X 28-CPADV 10399 122,175 2,700 X X 28-CPADV 2700 43,123 953 X 28-11135 953 OWENS CORNING NEW COM 690742101 18,499 824 X 28-CPADV 824 123,475 5,500 X X 28-CPADV 5500 OWENS ILL INC COM NEW 690768403 7,284,798 197,420 X 28-5284 190054 7366 2,488,610 67,442 X X 28-5284 62692 2110 2640 15,042,986 407,669 X 28-CPADV 387284 20385 9,329,722 252,838 X X 28-CPADV 77330 1654 173854 7,333,506 198,740 X 28-12020 186490 12250 OXFORD INDS INC COM 691497309 21,867 1,110 X 28-5284 960 150 16,430 834 X 28-CPADV 834 OXIGENE INC COM 691828107 2,840 2,000 X 28-5284 2000 P C CONNECTION COM 69318J100 452 83 X 28-CPADV 83 PC-TEL INC COM 69325Q105 875 140 X 28-5284 140 PDL BIOPHARMA INC COM 69329Y104 1,488,500 188,896 X 28-CPADV 188896 489 62 X 28-11135 62 PG&E CORP COM 69331C108 380,485 9,397 X 28-5284 9397 189,696 4,685 X X 28-5284 4685 5,577,538 137,751 X 28-CPADV 137751 611,682 15,107 X X 28-CPADV 15107 43,810 1,082 X 28-12020 1082 PHH CORP COM NEW 693320202 1,171 59 X 28-5284 59 3,968 200 X X 28-5284 200 16,765 845 X 28-CPADV 845 99 5 X 28-11135 5 238 12 X 28-12020 12 P F CHANGS CHINA BISTRO INC COM 69333Y108 9,919 292 X 28-5284 42 250 83,668 2,463 X 28-CPADV 2463 20,382 600 X X 28-CPADV 600 COLUMN TOTAL 51,074,938
FILE NO. 28-1235 PAGE 236 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PHI INC COM NON VTG 69336T205 6,023 297 X 28-CPADV 297 PGT INC COM 69336V101 3,665,446 1,277,159 X 28-12020 1277159 PICO HLDGS INC COM NEW 693366205 4,602 138 X 28-5284 138 9,705 291 X 28-CPADV 291 PMA CAP CORP CL A 693419202 5,975 1,050 X 28-12020 1050 PMC-SIERRA INC COM 69344F106 717 75 X 28-5284 75 9,560 1,000 X X 28-5284 1000 18,107 1,894 X 28-CPADV 1894 650 68 X 28-11135 68 10,994 1,150 X 28-12020 1150 PMI GROUP INC COM 69344M101 524,335 123,373 X X 28-5284 123373 16,142 3,798 X 28-CPADV 3798 PNC FINL SVCS GROUP INC COM 693475105 76,773,755 1,580,032 X 28-5284 1540248 4035 35749 82,948,038 1,707,101 X X 28-5284 1377456 44606 285039 835,165 17,188 X 28-CPADV 17188 838,323 17,253 X X 28-CPADV 17253 28,891,517 594,598 X 28-12020 482207 112391 PNC FINL SVCS GROUP INC PFD CV D $1.80 693475501 65,631 821 X 28-5284 821 1,999 25 X X 28-5284 25 POSCO SPONSORED ADR 693483109 2,495 24 X 28-5284 24 125,144 1,204 X X 28-5284 1204 109,137 1,050 X X 28-CPADV 1050 195,199 1,878 X 28-11135 1878 3,118 30 X 28-12020 30 PNM RES INC COM 69349H107 117 10 X 28-5284 10 23,360 2,000 X X 28-5284 2000 962,993 82,448 X 28-CPADV 82448 211,700 18,125 X X 28-CPADV 18125 COLUMN TOTAL 196,259,947
FILE NO. 28-1235 PAGE 237 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PPG INDS INC COM 693506107 20,875,037 358,616 X 28-5284 342775 15841 28,057,511 482,005 X X 28-5284 463431 2270 16304 3,022,030 51,916 X 28-CPADV 51058 858 833,625 14,321 X X 28-CPADV 7384 32 6905 40,805 701 X 28-11135 701 12,320,263 211,652 X 28-12020 188232 23420 PPL CORP COM 69351T106 12,423,775 409,485 X 28-5284 399900 1240 8345 14,897,638 491,023 X X 28-5284 473688 570 16765 486,563 16,037 X 28-CPADV 16037 452,339 14,909 X X 28-CPADV 14909 393,692 12,976 X 28-12020 11173 1803 PS BUSINESS PKS INC CALIF COM 69360J107 1,160,910 22,621 X 28-CPADV 22621 7,698 150 X X 28-CPADV 150 PVF CAPITAL CORP COM 693654105 242,569 103,221 X 28-12020 103221 PSS WORLD MED INC COM 69366A100 655 30 X 28-5284 30 104,784 4,800 X X 28-5284 4800 7,029 322 X 28-CPADV 322 299,071 13,700 X X 28-CPADV 13700 PACCAR INC COM 693718108 42,348 1,123 X 28-5284 843 280 56,565 1,500 X X 28-5284 1500 565,009 14,983 X 28-CPADV 14983 527,789 13,996 X X 28-CPADV 13996 2,338 62 X 28-11135 62 38,012 1,008 X 28-12020 1008 PACER INTL INC TENN COM 69373H106 846,946 219,416 X 28-CPADV 219416 PACHOLDER HIGH YIELD FD INC COM 693742108 7,625 1,105 X 28-5284 1105 10,350 1,500 X X 28-5284 1500 PACIFIC CAP BANCORP NEW COM 69404P101 259 180 X 28-5284 180 79 55 X X 28-5284 55 959 666 X 28-12020 666 PACIFIC ETHANOL INC COM 69423U107 22 43 X 28-5284 43 COLUMN TOTAL 97,724,295
FILE NO. 28-1235 PAGE 238 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PACKAGING CORP AMER COM 695156109 6,528 320 X 28-5284 320 20,114 986 X 28-CPADV 986 PACTIV CORP COM 695257105 301,060 11,557 X 28-5284 11557 14,484 556 X X 28-5284 556 203,529 7,813 X 28-CPADV 7813 210,354 8,075 X X 28-CPADV 8075 31,286 1,201 X 28-11135 1201 2,605 100 X 28-12020 100 PACWEST BANCORP DEL COM 695263103 4,591 241 X 28-CPADV 241 PAETEC HOLDING CORP COM 695459107 19,129 4,943 X 28-CPADV 4943 PALL CORP COM 696429307 83,444 2,585 X 28-5284 835 1750 32,280 1,000 X X 28-5284 1000 124,375 3,853 X 28-CPADV 3853 119,856 3,713 X X 28-CPADV 3713 43,126 1,336 X 28-11135 1336 205,010 6,351 X 28-12020 6351 PALM INC NEW COM 696643105 35,723 2,046 X 28-5284 2046 175,263 10,038 X X 28-5284 10010 28 858,857 49,190 X 28-CPADV 49190 10,476 600 X X 28-CPADV 600 140 8 X 28-12020 8 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1,799 111 X X 28-5284 111 PAN AMERICAN SILVER CORP COM 697900108 22,800 1,000 X X 28-5284 1000 22,800 1,000 X 28-12020 1000 PANASONIC CORP ADR 69832A205 27,214 1,864 X 28-5284 1864 19,447 1,332 X X 28-5284 1332 96,360 6,600 X X 28-CPADV 6600 48,910 3,350 X 28-12020 3350 PANERA BREAD CO CL A 69840W108 54,890 998 X 28-5284 598 400 169,950 3,090 X X 28-5284 1515 1575 22,715 413 X 28-CPADV 413 148,500 2,700 X X 28-CPADV 2700 610,500 11,100 X 28-12020 11100 COLUMN TOTAL 3,748,115
FILE NO. 28-1235 PAGE 239 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PANTRY INC COM 698657103 6,821 435 X 28-CPADV 435 PAPA JOHNS INTL INC COM 698813102 50,762 2,066 X 28-5284 2066 2,531 103 X 28-CPADV 103 105,651 4,300 X 28-12020 4300 PAR PHARMACEUTICAL COS INC COM 69888P106 2,029,404 94,347 X 28-CPADV 94347 25,812 1,200 X X 28-CPADV 1200 PARAGON SHIPPING INC CL A 69913R309 2,968 700 X X 28-5284 700 PARALLEL PETE CORP DEL COM 699157103 1,465 462 X 28-CPADV 462 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,106 80 X 28-5284 80 456,198 33,010 X 28-CPADV 33010 19,735 1,428 X 28-11135 1428 PAREXEL INTL CORP COM 699462107 7,203 530 X 28-5284 530 247,338 18,200 X 28-11135 18200 1,498,107 110,236 X 28-12020 100 110136 PARK ELECTROCHEMICAL CORP COM 700416209 5,177 210 X 28-5284 210 6,335 257 X 28-CPADV 257 14,790 600 X X 28-CPADV 600 1,972 80 X 28-11135 80 PARK NATL CORP COM 700658107 35,004 600 X 28-5284 600 14,468 248 X 28-CPADV 248 35,879 615 X 28-12020 615 PARK OHIO HLDGS CORP COM 700666100 872 100 X 28-12020 100 PARKE BANCORP INC COM 700885106 183,129 21,494 X X 28-5284 21494 PARKER DRILLING CO COM 701081101 3,822 700 X X 28-5284 700 325,416 59,600 X 28-CPADV 59600 PARKER HANNIFIN CORP COM 701094104 864,588 16,678 X 28-5284 16088 590 760,596 14,672 X X 28-5284 13723 949 463,190 8,935 X 28-CPADV 8935 441,158 8,510 X X 28-CPADV 8510 5,288 102 X 28-11135 102 26,903,405 518,970 X 28-12020 516878 2092 COLUMN TOTAL 34,520,190
FILE NO. 28-1235 PAGE 240 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PARKWAY PPTYS INC COM 70159Q104 3,940 200 X X 28-5284 200 5,221 265 X 28-CPADV 265 3,940 200 X 28-12020 200 PATNI COMPUTER SYS SPONS ADR 703248203 685,425 37,050 X 28-CPADV 37050 6,938 375 X X 28-CPADV 375 PATRICK INDS INC COM 703343103 7,547 2,150 X 28-5284 2150 PATRIOT COAL CORP COM 70336T104 22,109 1,880 X 28-5284 1880 20,321 1,728 X X 28-5284 1308 420 23,802 2,024 X 28-12020 2024 PATTERSON COMPANIES INC COM 703395103 176,362 6,472 X 28-5284 6472 275,552 10,112 X X 28-5284 2112 8000 104,122 3,821 X 28-CPADV 3821 105,185 3,860 X X 28-CPADV 3860 550,777 20,212 X 28-12020 20212 PATTERSON UTI ENERGY INC COM 703481101 47,927 3,174 X 28-5284 2314 860 18,120 1,200 X X 28-5284 1200 21,759 1,441 X 28-CPADV 1441 7,550 500 X 28-12020 500 PAULSON CAP CORP COM 703797100 940 500 X 28-5284 500 PAYCHEX INC COM 704326107 7,041,400 242,389 X 28-5284 237949 4440 1,457,961 50,188 X X 28-5284 32620 17568 417,768 14,381 X 28-CPADV 14381 398,944 13,733 X X 28-CPADV 13733 2,159,374 74,333 X 28-12020 73412 921 PEABODY ENERGY CORP SDCV 4.750%12 704549AG9 264,000 3,000 X 28-5284 3000 PEABODY ENERGY CORP COM 704549104 827,959 22,245 X 28-5284 20515 1730 1,124,416 30,210 X X 28-5284 23190 3520 3500 426,057 11,447 X 28-CPADV 11447 456,168 12,256 X X 28-CPADV 12256 21,111,333 567,204 X 28-12020 548577 18627 PEARSON PLC SPONSORED ADR 705015105 6,240 502 X 28-5284 502 PECO II INC COM NEW 705221208 427,626 132,803 X X 28-5284 132803 COLUMN TOTAL 38,206,783
FILE NO. 28-1235 PAGE 241 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PEERLESS SYS CORP COM 705536100 11,350 5,000 X X 28-5284 5000 PENGROWTH ENERGY TR TR UNIT NEW 706902509 66,633 6,340 X 28-5284 6340 112,194 10,675 X X 28-5284 10675 56,754 5,400 X 28-12020 1900 3500 PENFORD CORP COM 707051108 717 100 X 28-5284 100 PENN NATL GAMING INC COM 707569109 41,573 1,503 X 28-5284 1503 11,064 400 X X 28-5284 400 4,857,262 175,606 X 28-CPADV 175606 664,946 24,040 X X 28-CPADV 24040 21,575 780 X 28-12020 780 PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 120,602 9,400 X 28-12020 9400 PENN VA CORP COM 707882106 92 4 X 28-CPADV 4 384,888 16,800 X 28-12020 1800 15000 PENN VA RESOURCES PARTNERS L COM 707884102 20,568 1,200 X 28-5284 1200 28,281 1,650 X X 28-5284 1650 135,406 7,900 X 28-12020 7900 PENN WEST ENERGY TR TR UNIT 707885109 104,544 6,600 X 28-5284 6600 262,786 16,590 X X 28-5284 16097 493 57,468 3,628 X 28-12020 2555 1073 PENNEY J C INC COM 708160106 801,360 23,744 X 28-5284 22224 1520 459,675 13,620 X X 28-5284 13620 347,321 10,291 X 28-CPADV 10291 332,471 9,851 X X 28-CPADV 9851 358,020 10,608 X 28-12020 7355 3253 PENNS WOODS BANCORP INC COM 708430103 2,753 86 X 28-CPADV 86 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 102,552 13,476 X 28-5284 13476 44,701 5,874 X X 28-5284 5874 556 73 X 28-CPADV 73 10,129 1,331 X 28-12020 1331 PENSKE AUTOMOTIVE GRP INC COM 70959W103 173,656 9,054 X 28-CPADV 9054 PENSON WORLDWIDE INC COM 709600100 641,379 65,850 X 28-CPADV 65850 COLUMN TOTAL 10,233,276
FILE NO. 28-1235 PAGE 242 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PENTAIR INC COM 709631105 121,327 4,110 X 28-5284 4100 10 875,268 29,650 X X 28-5284 13950 15700 24,620 834 X 28-CPADV 834 59,040 2,000 X X 28-CPADV 2000 53,136 1,800 X 28-12020 1800 PEOPLES BANCORP INC COM 709789101 3,054 234 X 28-CPADV 234 22,838 1,750 X 28-12020 1750 PEOPLES UNITED FINANCIAL INC COM 712704105 133,800 8,599 X 28-5284 8499 100 216,673 13,925 X X 28-5284 5829 8096 236,232 15,182 X 28-CPADV 15182 221,917 14,262 X X 28-CPADV 14262 607 39 X 28-11135 39 131,249 8,435 X 28-12020 8435 PEP BOYS MANNY MOE & JACK COM 713278109 3,810 390 X 28-5284 390 PEPCO HOLDINGS INC COM 713291102 485,772 32,646 X 28-5284 27576 5070 693,096 46,579 X X 28-5284 41366 550 4663 132,313 8,892 X 28-CPADV 8892 125,736 8,450 X X 28-CPADV 8450 55,205 3,710 X 28-12020 3710 PEPSI BOTTLING GROUP INC COM 713409100 255,044 6,999 X 28-5284 6999 73 2 X X 28-5284 2 197,140 5,410 X 28-CPADV 5410 175,641 4,820 X X 28-CPADV 4820 16,362 449 X 28-12020 100 349 PEPSIAMERICAS INC COM 71343P200 91,963 3,220 X 28-5284 2170 1050 8,739 306 X X 28-5284 306 18,564 650 X 28-CPADV 650 19,992 700 X X 28-CPADV 700 132,376 4,635 X 28-12020 4635 COLUMN TOTAL 4,511,587
FILE NO. 28-1235 PAGE 243 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PEPSICO INC COM 713448108 121,304,891 2,067,932 X 28-5284 1983150 370 84412 94,361,473 1,608,617 X X 28-5284 1464115 40632 103870 26,691,767 455,025 X 28-CPADV 433558 21467 19,391,588 330,576 X X 28-CPADV 81634 1934 247008 742,812 12,663 X 28-11135 12663 246,068,200 4,194,821 X 28-12020 4015340 179481 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 232,804 4,840 X X 28-5284 4840 PERFICIENT INC COM 71375U101 2,679 324 X 28-CPADV 324 PERICOM SEMICONDUCTOR CORP COM 713831105 2,256 230 X 28-5284 230 70,632 7,200 X X 28-CPADV 7200 PERKINELMER INC COM 714046109 183,184 9,521 X 28-5284 9521 136,412 7,090 X X 28-5284 4790 2300 125,079 6,501 X 28-CPADV 6501 187,513 9,746 X X 28-CPADV 9746 163,540 8,500 X 28-12020 8500 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 3,831 300 X 28-5284 300 72,138 5,649 X X 28-5284 5649 462,913 36,250 X 28-CPADV 36250 10,216 800 X 28-12020 800 PEROT SYS CORP CL A 714265105 1,119,482 37,693 X 28-CPADV 37693 366,587 12,343 X 28-11135 12343 PERRIGO CO COM 714290103 6,628 195 X 28-5284 195 843,054 24,803 X 28-CPADV 24803 206,625 6,079 X 28-11135 6079 601,215 17,688 X 28-12020 17138 550 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 9,211 258 X 28-5284 258 2,249 63 X X 28-5284 63 35,700 1,000 X X 28-CPADV 1000 PETMED EXPRESS INC COM 716382106 1,056 56 X 28-5284 56 196,040 10,400 X 28-CPADV 10400 346,840 18,400 X 28-12020 18400 COLUMN TOTAL 513,948,615
FILE NO. 28-1235 PAGE 244 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PETROCHINA CO LTD SPONSORED ADR 71646E100 98,963 870 X 28-5284 870 284,375 2,500 X X 28-5284 2500 22,750 200 X 28-12020 200 PETROHAWK ENERGY CORP COM 716495106 26,292 1,086 X 28-5284 836 250 9,684 400 X X 28-5284 400 77,787 3,213 X 28-CPADV 3213 182,810 7,551 X 28-12020 2551 5000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 46,582 1,185 X 28-5284 1185 1,179 30 X X 28-5284 30 53,069 1,350 X 28-12020 1250 100 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 527,116 11,484 X 28-5284 11284 200 451,931 9,846 X X 28-5284 9646 200 8,128,569 177,093 X 28-CPADV 177093 7,968,883 173,614 X X 28-CPADV 173614 201,363 4,387 X 28-11135 4387 224,772 4,897 X 28-12020 3772 1125 PETROLEUM & RES CORP COM 716549100 11,095 477 X 28-5284 477 PETROQUEST ENERGY INC COM 716748108 18,834 2,902 X 28-CPADV 2902 PETSMART INC COM 716768106 404,311 18,589 X 28-5284 1490 17099 204,124 9,385 X X 28-5284 3750 5635 257,955 11,860 X 28-CPADV 11860 PFIZER INC COM 717081103 72,585,387 4,385,824 X 28-5284 4182223 900 202701 83,697,984 5,057,280 X X 28-5284 4523971 100682 432627 30,953,266 1,870,288 X 28-CPADV 1828701 41587 18,926,381 1,143,588 X X 28-CPADV 185145 3319 955124 846,168 51,128 X 28-11135 51128 99,007,048 5,982,299 X 28-12020 5687335 294964 PFSWEB INC COM NEW 717098206 971,422 585,194 X X 28-5284 585194 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 6,526 100 X 28-5284 100 6,526 100 X X 28-5284 100 COLUMN TOTAL 326,203,152
FILE NO. 28-1235 PAGE 245 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PHARMACEUTICAL PROD DEV INC COM 717124101 265,452 12,099 X 28-5284 7704 4395 70,866 3,230 X X 28-5284 2275 955 24,968 1,138 X 28-CPADV 1138 68,014 3,100 X X 28-CPADV 3100 746 34 X 28-11135 34 326,796 14,895 X 28-12020 14195 700 PHARMERICA CORP COM 71714F104 613 33 X X 28-5284 33 1,255,759 67,623 X 28-CPADV 67623 16,713 900 X X 28-CPADV 900 34,559 1,861 X 28-11135 1861 836 45 X 28-12020 45 PHASE FORWARD INC COM 71721R406 2,106 150 X 28-5284 150 82,836 5,900 X 28-CPADV 5900 127,764 9,100 X X 28-CPADV 9100 16,188 1,153 X 28-11135 1153 PHILIP MORRIS INTL INC COM 718172109 53,896,448 1,105,795 X 28-5284 1078835 26960 187,728,885 3,851,639 X X 28-5284 3804259 3054 44326 15,267,610 313,246 X 28-CPADV 308940 4306 11,767,055 241,425 X X 28-CPADV 21905 27 219493 980,941 20,126 X 28-11135 20126 83,605,525 1,715,337 X 28-12020 1518440 196897 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 2,262 44 X 28-12020 44 PHILLIPS VAN HEUSEN CORP COM 718592108 6,846 160 X 28-5284 160 2,353 55 X X 28-5284 55 179,333 4,191 X 28-CPADV 4191 38,511 900 X X 28-CPADV 900 PHOENIX COS INC NEW COM 71902E109 5,073 1,561 X 28-5284 1561 764 235 X X 28-5284 235 803 247 X 28-CPADV 247 634 195 X 28-12020 195 PHOENIX TECHNOLOGY LTD COM 719153108 730 200 X 28-5284 200 PHOTRONICS INC COM 719405102 12,158 2,565 X 28-CPADV 2565 COLUMN TOTAL 355,790,147
FILE NO. 28-1235 PAGE 246 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PIEDMONT NAT GAS INC COM 720186105 286,705 11,976 X 28-5284 11326 650 31,122 1,300 X X 28-5284 1000 300 432,500 18,066 X 28-CPADV 18066 93,366 3,900 X 28-12020 2300 1600 PIER 1 IMPORTS INC COM 720279108 96,750 25,000 X X 28-5284 25000 19,958 5,157 X 28-CPADV 5157 PIKE ELEC CORP COM 721283109 60 5 X 28-CPADV 5 PIMCO CORPORATE INCOME FD COM 72200U100 279,288 20,035 X 28-5284 3450 16585 13,940 1,000 X X 28-5284 1000 21,816 1,565 X 28-12020 1565 PIMCO MUN INCOME FD II COM 72200W106 190,910 17,000 X X 28-5284 17000 30,501 2,716 X 28-12020 2716 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 90,038 8,750 X 28-5284 8750 31,899 3,100 X X 28-5284 3100 92,610 9,000 X 28-12020 9000 PIMCO MUN INCOME FD III COM 72201A103 11,290 1,000 X 28-5284 1000 79,030 7,000 X X 28-5284 7000 PIMCO CORPORATE OPP FD COM 72201B101 126,000 9,000 X X 28-5284 9000 88,480 6,320 X 28-12020 6320 PIMCO FLOATING RATE INCOME F COM 72201H108 455,618 37,842 X 28-5284 234 37608 PIMCO HIGH INCOME FD COM SHS 722014107 1,801,393 174,216 X 28-5284 142716 31500 19,129 1,850 X X 28-5284 1850 20,680 2,000 X 28-12020 2000 PIMCO INCOME OPPORTUNITY FD COM 72202B100 87,640 4,000 X X 28-5284 4000 PINNACLE ENTMT INC COM 723456109 96,805 9,500 X X 28-CPADV 9500 PINNACLE WEST CAP CORP COM 723484101 119,465 3,640 X 28-5284 1460 2180 204,140 6,220 X X 28-5284 6220 146,246 4,456 X 28-CPADV 4456 136,531 4,160 X X 28-CPADV 4160 141,290 4,305 X 28-12020 4305 COLUMN TOTAL 5,245,200
FILE NO. 28-1235 PAGE 247 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PIONEER DRILLING CO COM 723655106 352 48 X 28-CPADV 48 PIONEER FLOATING RATE TR COM 72369J102 9,299 850 X X 28-5284 850 PIONEER MUN HIGH INC ADV TR COM 723762100 61,100 5,000 X 28-5284 5000 PIONEER MUN HIGH INCOME TR COM SHS 723763108 67,000 5,000 X 28-5284 5000 PIONEER NAT RES CO COM 723787107 5,661 156 X 28-5284 156 233,200 6,426 X X 28-5284 6426 124,221 3,423 X 28-CPADV 3423 114,059 3,143 X X 28-CPADV 3143 47,576 1,311 X 28-12020 279 1032 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 21,040 1,000 X 28-5284 1000 157,800 7,500 X 28-12020 7500 PIPER JAFFRAY COS COM 724078100 6,251 131 X 28-5284 131 429 9 X X 28-5284 9 11,405 239 X 28-CPADV 239 45,716 958 X 28-12020 958 PITNEY BOWES INC COM 724479100 4,514,326 181,663 X 28-5284 168983 12680 5,568,040 224,066 X X 28-5284 215866 8200 213,635 8,597 X 28-CPADV 8597 196,613 7,912 X X 28-CPADV 7912 1,267 51 X 28-11135 51 18,489,046 744,026 X 28-12020 733050 10976 PITTSBURGH & W VA RR SH BEN INT 724819107 22,739 2,100 X 28-12020 2100 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1,822,067 39,362 X 28-5284 39362 4,864,616 105,090 X X 28-5284 104090 1000 89,571 1,935 X 28-12020 1935 PLAINS EXPL& PRODTN CO COM 726505100 30,564 1,105 X 28-5284 1105 5,532 200 X X 28-5284 200 53,716 1,942 X 28-CPADV 1942 PLANTRONICS INC NEW COM 727493108 17,829 665 X 28-5284 665 589,230 21,978 X 28-CPADV 21978 8,043 300 X X 28-CPADV 300 67,025 2,500 X 28-12020 2500 COLUMN TOTAL 37,458,968
FILE NO. 28-1235 PAGE 248 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PLAYBOY ENTERPRISES INC CL B 728117300 13,107 4,340 X 28-CPADV 4340 PLEXUS CORP COM 729132100 125,774 4,775 X 28-5284 4775 1,317 50 X 28-CPADV 50 PLUG POWER INC COM 72919P103 1,663 1,890 X X 28-5284 1890 88 100 X 28-12020 100 PLUM CREEK TIMBER CO INC COM 729251108 378,741 12,361 X 28-5284 12361 2,079,414 67,866 X X 28-5284 47866 500 19500 213,714 6,975 X 28-CPADV 6975 341,636 11,150 X X 28-CPADV 11150 437,846 14,290 X 28-12020 13362 928 POLARIS INDS INC COM 731068102 52,198 1,280 X 28-5284 1280 77,482 1,900 X X 28-5284 1900 18,473 453 X 28-CPADV 453 12,234 300 X 28-12020 300 POLO RALPH LAUREN CORP CL A 731572103 183,888 2,400 X 28-5284 2400 7,662 100 X X 28-5284 100 212,237 2,770 X 28-CPADV 2770 196,377 2,563 X X 28-CPADV 2563 34,479 450 X 28-12020 450 POLYCOM INC COM 73172K104 324,344 12,125 X 28-CPADV 12125 272,850 10,200 X X 28-CPADV 10200 POLYONE CORP COM 73179P106 4,469 670 X 28-5284 670 2,441 366 X 28-CPADV 366 30,015 4,500 X 28-12020 4500 POLYMET MINING CORP COM 731916102 395 150 X 28-12020 150 PONIARD PHARMACEUTICALS INC COM NEW 732449301 99,484 13,300 X X 28-CPADV 13300 POOL CORPORATION COM 73278L105 27,997 1,260 X 28-5284 1260 151,652 6,825 X X 28-5284 6825 11,288 508 X 28-CPADV 508 33,330 1,500 X 28-12020 1500 COLUMN TOTAL 5,346,595
FILE NO. 28-1235 PAGE 249 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- POPULAR INC COM 733174106 2,830 1,000 X 28-5284 1000 2,830 1,000 X X 28-5284 1000 3,229 1,141 X 28-CPADV 1141 PORTER BANCORP INC COM 736233107 163,815 10,050 X 28-12020 10050 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 6,648,506 146,669 X 28-CPADV 146669 907,960 20,030 X X 28-CPADV 20030 24,478 540 X 28-12020 540 PORTLAND GEN ELEC CO COM NEW 736508847 769 39 X 28-5284 39 6,488 329 X 28-CPADV 329 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 5,231 493 X 28-5284 493 POST PPTYS INC COM 737464107 36,000 2,000 X X 28-5284 2000 6,354 353 X 28-CPADV 353 POTASH CORP SASK INC COM 73755L107 678,092 7,506 X 28-5284 6156 1350 1,437,851 15,916 X X 28-5284 5741 10175 29,180 323 X 28-11135 323 145,447 1,610 X 28-12020 1569 41 POTLATCH CORP NEW COM 737630103 967 34 X 28-5284 34 11,380 400 X X 28-5284 400 22,788 801 X 28-CPADV 801 17,070 600 X 28-12020 600 POWELL INDS INC COM 739128106 8,446 220 X 28-CPADV 220 POWER INTEGRATIONS INC COM 739276103 3,066 92 X 28-5284 92 10,032 301 X 28-CPADV 301 POWER-ONE INC COM 739308104 1,950 1,000 X 28-5284 1000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11,178,885 264,589 X 28-5284 262908 1681 3,875,888 91,737 X X 28-5284 89837 100 1800 772,119 18,275 X 28-12020 18275 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 6,351 300 X 28-5284 300 COLUMN TOTAL 26,008,002
FILE NO. 28-1235 PAGE 250 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 242,660 11,000 X 28-5284 11000 1,545,303 70,050 X X 28-5284 70050 81,975 3,716 X 28-12020 3716 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 13,764 615 X 28-12020 615 POWERSHARES ETF TRUST PRVT EQTY PORT 73935X195 817,936 87,200 X 28-5284 87200 11,068 1,180 X 28-12020 1180 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 22,364 1,411 X 28-12020 1411 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 7,088 300 X 28-5284 300 140,776 5,958 X 28-12020 5958 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 595,543 48,815 X 28-5284 48815 POWERSHARES ETF TRUST FINL SECT PORT 73935X377 12,352 723 X 28-12020 723 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 32,310 1,289 X 28-12020 1289 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 61,889 2,685 X X 28-5284 2685 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 10,936 1,007 X 28-5284 1007 90,420 8,326 X X 28-5284 8326 213,247 19,636 X 28-12020 19636 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 30,763 1,841 X 28-5284 1841 630,134 37,710 X X 28-5284 33710 4000 25,199 1,508 X 28-12020 1508 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 313,690 6,670 X 28-5284 6670 2,670,881 56,791 X X 28-5284 6791 50000 232,799 4,950 X 28-12020 4950 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 38,131 2,867 X 28-5284 2867 23,302 1,752 X 28-12020 1752 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 6,260 370 X X 28-5284 370 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 9,670 800 X X 28-5284 800 POWERSHARES ETF TRUST VAL LINE TIME 73935X682 10,620 1,000 X 28-5284 1000 10,620 1,000 X 28-12020 1000 COLUMN TOTAL 7,901,700
FILE NO. 28-1235 PAGE 251 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 40,170 2,544 X 28-5284 2544 14,243 902 X 28-12020 902 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 13,600 1,000 X 28-5284 1000 27,200 2,000 X X 28-5284 1000 1000 6,134 451 X 28-12020 451 POWERSHARES ETF TRUST DYNM MC GRWTH 73935X807 30,166 1,876 X 28-12020 1876 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 16,663 975 X 28-5284 975 17,090 1,000 X X 28-5284 1000 POWERSHARES ETF TRUST DYNM SM CP VAL 73935X864 7,018 581 X 28-5284 581 POWERSHARES ETF TRUST DYNM SM CP GRW 73935X872 9,377 786 X 28-5284 786 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 70,932 2,786 X 28-5284 2786 254,345 9,990 X X 28-5284 9990 25,002 982 X 28-12020 982 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 124,365 5,457 X 28-5284 5457 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 5,586 200 X 28-12020 200 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 50,020 2,000 X 28-5284 2000 50,020 2,000 X 28-12020 2000 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 59,113 4,369 X 28-5284 4369 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 52,300 2,000 X X 28-5284 2000 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 16,681 1,000 X 28-5284 1000 93,414 5,600 X X 28-5284 5600 11,760 705 X 28-12020 705 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 27,968 1,600 X 28-5284 1600 65,742 3,761 X X 28-5284 3761 POWERWAVE TECHNOLOGIES INC COM 739363109 15,667 9,792 X 28-CPADV 9792 POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 1,941 100 X X 28-5284 100 COLUMN TOTAL 1,106,517
FILE NO. 28-1235 PAGE 252 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- POZEN INC COM 73941U102 14,970 2,034 X 28-5284 2034 13,771 1,871 X 28-CPADV 1871 PRAXAIR INC COM 74005P104 34,223,127 418,939 X 28-5284 393969 160 24810 21,041,302 257,575 X X 28-5284 232226 10285 15064 1,646,952 20,161 X 28-CPADV 19768 393 1,307,448 16,005 X X 28-CPADV 3376 15 12614 609,898 7,466 X 28-11135 7466 40,149,410 491,485 X 28-12020 483027 8458 PRE PAID LEGAL SVCS INC COM 740065107 3,556 70 X 28-5284 70 688,340 13,550 X 28-CPADV 13550 PRECISION CASTPARTS CORP COM 740189105 1,729,854 16,981 X 28-5284 16511 470 1,834,577 18,009 X X 28-5284 16724 230 1055 688,743 6,761 X 28-CPADV 6761 686,094 6,735 X X 28-CPADV 6735 580,150 5,695 X 28-11135 5695 638,725 6,270 X 28-12020 6270 PRECISION DRILLING TR TR UNIT 740215108 7,571 1,142 X 28-5284 1142 13,446 2,028 X 28-12020 2028 PREFORMED LINE PRODS CO COM 740444104 5,727 143 X 28-CPADV 143 3,645,151 91,015 X 28-12020 91015 PREMIERE GLOBAL SVCS INC COM 740585104 177,601 21,372 X 28-CPADV 21372 189,468 22,800 X X 28-CPADV 22800 PRESIDENTIAL LIFE CORP COM 740884101 2,279 220 X 28-5284 220 2,072 200 X 28-CPADV 200 PREMIERWEST BANCORP COM 740921101 10,431 3,849 X 28-CPADV 3849 PRESSTEK INC COM 741113104 6,330 3,000 X X 28-5284 3000 PRESTIGE BRANDS HLDGS INC COM 74112D101 991,732 140,871 X 28-5284 140871 12,243 1,739 X 28-CPADV 1739 95,744 13,600 X X 28-CPADV 13600 213,741 30,361 X 28-11135 30361 COLUMN TOTAL 111,230,453
FILE NO. 28-1235 PAGE 253 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PRICE T ROWE GROUP INC COM 74144T108 22,093,071 483,437 X 28-5284 454881 28556 31,840,744 696,734 X X 28-5284 647323 1920 47491 12,319,121 269,565 X 28-CPADV 254205 15360 6,977,019 152,670 X X 28-CPADV 59576 1294 91800 280,095 6,129 X 28-11135 6129 5,713 125 X 28-TRCO 125 15,863,613 347,125 X 28-12020 334715 12410 PRICELINE COM INC COM NEW 741503403 1,662,180 10,024 X 28-5284 10024 2,743,989 16,548 X X 28-5284 15423 1125 5,255,997 31,697 X 28-CPADV 31161 536 3,413,736 20,587 X X 28-CPADV 2432 18155 212,415 1,281 X 28-11135 1281 782,173 4,717 X 28-12020 2955 1762 PRIDE INTL INC DEL COM 74153Q102 4,657 153 X 28-5284 153 12,176 400 X X 28-5284 400 49,130 1,614 X 28-CPADV 1614 PRIMORIS SVCS CORP COM 74164F103 9,748 1,352 X 28-CPADV 1352 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 347,579 12,690 X 28-5284 10510 2180 324,572 11,850 X X 28-5284 5450 6400 400,524 14,623 X 28-CPADV 14623 383,131 13,988 X X 28-CPADV 13988 1,585,443 57,884 X 28-12020 57309 575 PROASSURANCE CORP COM 74267C106 4,436 85 X 28-5284 85 231,150 4,429 X 28-CPADV 4429 10,647 204 X 28-11135 204 PROCTER & GAMBLE CO COM 742718109 428,578,635 7,399,493 X 28-5284 7218710 930 179853 327,043,716 5,646,473 X X 28-5284 4782965 51616 811892 31,654,902 546,528 X 28-CPADV 530001 16527 21,281,661 367,432 X X 28-CPADV 67984 1387 298061 1,644,407 28,391 X 28-11135 28391 254,756,428 4,398,419 X 28-12020 4140928 257491 PRIVATEBANCORP INC COM 742962103 636 26 X 28-CPADV 26 COLUMN TOTAL 1 ,171,773,444
FILE NO. 28-1235 PAGE 254 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PROGENICS PHARMACEUTICALS IN COM 743187106 262 50 X 28-5284 50 5,764 1,100 X X 28-5284 1100 10,852 2,071 X 28-CPADV 2071 12,251 2,338 X 28-12020 2338 PROGRESS ENERGY INC COM 743263105 2,099,475 53,750 X 28-5284 45554 8196 1,667,940 42,702 X X 28-5284 37203 225 5274 420,832 10,774 X 28-CPADV 10774 397,123 10,167 X X 28-CPADV 10167 643,474 16,474 X 28-11135 16474 597,266 15,291 X 28-12020 13172 2119 PROGRESS SOFTWARE CORP COM 743312100 9,468 418 X 28-5284 28 390 362 16 X 28-CPADV 16 929 41 X 28-11135 41 479,455 21,168 X 28-12020 21168 PROGRESSIVE CORP OHIO COM 743315103 1,259,881 75,988 X 28-5284 58288 17700 291,311 17,570 X X 28-5284 252 5618 11700 486,888 29,366 X 28-CPADV 29366 464,737 28,030 X X 28-CPADV 28030 27,195,478 1,640,258 X 28-12020 1550313 89945 PROLOGIS SH BEN INT 743410102 70,328 5,900 X 28-5284 2300 3600 58,205 4,883 X X 28-5284 4883 876,096 73,498 X 28-CPADV 73498 205,477 17,238 X X 28-CPADV 17238 44,748 3,754 X 28-11135 3754 PROSHARES TR PSHS ULT S&P 5 74347R107 54,294 1,582 X 28-5284 1582 368,940 10,750 X X 28-5284 10750 PROSHARES TR PSHS ULTRA QQQ 74347R206 61,164 1,200 X 28-5284 1200 561,689 11,020 X X 28-5284 9670 1350 PROSHARES TR PSHS ULTSH 20Y 74347R297 649,148 14,750 X 28-5284 13150 1600 31,247 710 X X 28-5284 710 44,010 1,000 X 28-12020 1000 PROSHARES TR PSHS ULSHT 7-1 74347R313 431,926 8,235 X 28-5284 8235 PROSHARES TR PSHS SH MSCI E 74347R370 26,664 440 X X 28-5284 440 COLUMN TOTAL 39,527,684
FILE NO. 28-1235 PAGE 255 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PROSHARES TR PSHS SHRT S&P5 74347R503 320,739 5,700 X 28-5284 5700 280,844 4,991 X X 28-5284 4991 194,075 3,449 X 28-12020 449 3000 PROSHARES TR PSHS ULTRA TEC 74347R693 293,883 6,784 X X 28-5284 6784 PROSHARES TR PSHS SHORT DOW 74347R701 8,555 150 X 28-5284 150 PROSHARES TR PSHS ULTRA O&G 74347R719 37,321 1,163 X 28-5284 1163 PROSHARES TR PSHS ULTRA FIN 74347R743 16,448 2,783 X 28-5284 2783 1,773 300 X X 28-5284 300 4,433 750 X 28-12020 750 PROSHARES TR PSHS ULT BASMA 74347R776 342,336 12,494 X X 28-5284 12494 PROSHARES TR PSHS SHT SCAP6 74347R784 6,678 160 X X 28-5284 160 PROSHARES TR PSHS SH MDCAP4 74347R800 18,482 390 X X 28-5284 390 PROSHARES TR PSHS ULSHRUS20 74347R834 2,869 100 X X 28-5284 100 PROSHARES TR PSHS ULTSHRT Q 74347R875 18,424 800 X 28-5284 800 27,636 1,200 X X 28-5284 1200 PROSHARES TR PSHS ULSHT SP5 74347R883 565,460 14,000 X 28-5284 14000 118,141 2,925 X X 28-5284 2925 PROSPECT CAPITAL CORPORATION COM 74348T102 6,148 574 X X 28-5284 574 PROSPERITY BANCSHARES INC COM 743606105 11,133 320 X X 28-5284 320 3,687,984 106,007 X 28-CPADV 106007 599,606 17,235 X X 28-CPADV 17235 51,141 1,470 X 28-12020 1470 PROTECTION ONE INC COM NEW 743663403 4,410 1,000 X X 28-5284 1000 PROTECTIVE LIFE CORP COM 743674103 5,569 260 X 28-5284 260 82,681 3,860 X X 28-5284 1610 2250 17,329 809 X 28-CPADV 809 PROVIDENCE SVC CORP COM 743815102 11,963 1,026 X 28-CPADV 1026 COLUMN TOTAL 6,736,061
FILE NO. 28-1235 PAGE 256 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PROVIDENT ENERGY TR TR UNIT 74386K104 22,176 3,850 X 28-5284 3850 149,904 26,025 X X 28-5284 26025 12,384 2,150 X 28-12020 150 2000 PROVIDENT FINL SVCS INC COM 74386T105 64,374 6,256 X X 28-5284 6256 5,968 580 X 28-CPADV 580 19,551 1,900 X X 28-CPADV 1900 PROVIDENT NEW YORK BANCORP COM 744028101 325 34 X 28-CPADV 34 PRUDENTIAL FINL INC COM 744320102 1,271,906 25,484 X 28-5284 23729 1755 268,715 5,384 X X 28-5284 5384 947,042 18,975 X 28-CPADV 18975 894,188 17,916 X X 28-CPADV 17916 193,202 3,871 X 28-12020 3871 PRUDENTIAL PLC ADR 74435K204 77,637 4,031 X 28-5284 4031 5,123 266 X X 28-5284 266 541,514 28,116 X 28-11135 28116 11,440 594 X 28-12020 594 PSYCHIATRIC SOLUTIONS INC COM 74439H108 7,091 265 X 28-CPADV 265 29,757 1,112 X 28-11135 1112 17,394 650 X 28-12020 650 PUBLIC SVC ENTERPRISE GROUP COM 744573106 5,390,011 171,438 X 28-5284 171438 8,631,789 274,548 X X 28-5284 257728 16820 690,297 21,956 X 28-CPADV 21956 913,332 29,050 X X 28-CPADV 29050 588,337 18,713 X 28-11135 18713 753,774 23,975 X 28-12020 23454 521 PUBLIC STORAGE COM 74460D109 778,884 10,352 X 28-5284 8727 1625 251,151 3,338 X X 28-5284 945 2393 2,903,060 38,584 X 28-CPADV 37835 749 619,376 8,232 X X 28-CPADV 3238 4994 19,111 254 X 28-11135 254 427,965 5,688 X 28-12020 3708 1980 PUBLIC STORAGE COM A DP1/1000 74460D729 32,280 1,257 X 28-5284 1257 12,840 500 X X 28-5284 500 488 19 X 28-12020 19 COLUMN TOTAL 26,552,386
FILE NO. 28-1235 PAGE 257 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- PULTE HOMES INC COM 745867101 22,354 2,034 X 28-5284 2034 2,143 195 X X 28-5284 195 140,386 12,774 X 28-CPADV 12774 179,170 16,303 X X 28-CPADV 16303 61,379 5,585 X 28-12020 5285 300 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 18,434 2,600 X 28-12020 2600 PUTNAM MANAGED MUN INCOM TR COM 746823103 65,548 9,597 X 28-5284 9597 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 118,293 20,221 X 28-5284 20221 94,700 16,188 X X 28-5284 16188 58,500 10,000 X 28-12020 10000 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 9,213 1,538 X 28-5284 1538 16,736 2,794 X X 28-5284 2794 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 8,610 750 X X 28-5284 750 QLT INC COM 746927102 90,243 24,390 X X 28-5284 24390 223,480 60,400 X 28-CPADV 60400 18,500 5,000 X 28-12020 5000 QAD INC COM 74727D108 1,638 360 X 28-CPADV 360 QLOGIC CORP COM 747277101 791 46 X 28-5284 36 10 6,880 400 X X 28-5284 400 566,568 32,940 X 28-CPADV 32940 83,609 4,861 X X 28-CPADV 4861 25,129 1,461 X 28-12020 111 1350 PZENA INVESTMENT MGMT INC CLASS A 74731Q103 12,149 1,487 X 28-CPADV 1487 QUAKER CHEM CORP COM 747316107 90,352 4,120 X 28-5284 4000 120 32,895 1,500 X X 28-5284 1500 5,373 245 X 28-CPADV 245 QUALCOMM INC COM 747525103 35,706,653 793,834 X 28-5284 748770 450 44614 22,198,305 493,515 X X 28-5284 414046 4965 74504 27,668,502 615,129 X 28-CPADV 588323 26806 20,989,872 466,649 X X 28-CPADV 107468 2307 356874 408,463 9,081 X 28-11135 9081 102,516,707 2,279,162 X 28-12020 2206466 72696 COLUMN TOTAL 211,441,575
FILE NO. 28-1235 PAGE 258 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- QUALSTAR CORP COM 74758R109 138,248 68,780 X X 28-5284 68780 QUALITY SYS INC COM 747582104 30,785 500 X 28-5284 500 61,570 1,000 X X 28-5284 1000 4,802 78 X 28-CPADV 78 219,189 3,560 X 28-12020 3560 QUANEX BUILDING PRODUCTS COR COM 747619104 1,824 127 X 28-5284 127 860,020 59,890 X 28-CPADV 59890 34,105 2,375 X X 28-CPADV 2375 388 27 X 28-11135 27 QUANTA SVCS INC COM 74762E102 8,852 400 X 28-5284 400 172,194 7,781 X 28-CPADV 7781 263,834 11,922 X X 28-CPADV 11922 24,719,431 1,117,010 X 28-12020 1086162 30848 QUANTUM FUEL SYS TECH WORLDW COM 74765E109 13,300 10,000 X 28-12020 10000 QUANTUM CORP COM DSSG 747906204 3,092 2,454 X 28-5284 2454 15,876 12,600 X 28-CPADV 12600 QUATERRA RES INC COM 747952109 17,550 25,000 X 28-5284 25000 QUEST DIAGNOSTICS INC COM 74834L100 1,776,339 34,036 X 28-5284 33202 834 960,192 18,398 X X 28-5284 17598 800 4,192,371 80,329 X 28-CPADV 79062 1267 3,429,509 65,712 X X 28-CPADV 7409 58303 509,635 9,765 X 28-11135 9765 591,521 11,334 X 28-12020 6088 5246 QUEST SOFTWARE INC COM 74834T103 1,180 70 X 28-5284 70 11,054 656 X 28-CPADV 656 202,200 12,000 X X 28-CPADV 12000 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 33,197 6,014 X 28-11135 6014 QUESTAR CORP COM 748356102 2,175,888 57,931 X 28-5284 39975 17956 2,741,918 73,001 X X 28-5284 58201 14800 3,169,350 84,381 X 28-CPADV 81888 2493 848,706 22,596 X X 28-CPADV 14797 35 7764 255,408 6,800 X 28-11135 6800 3,044,914 81,068 X 28-12020 72216 8852 COLUMN TOTAL 50,508,442
FILE NO. 28-1235 PAGE 259 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- QUICKSILVER RESOURCES INC COM 74837R104 26,166 1,844 X 28-5284 1844 7,095 500 X X 28-5284 500 5,974 421 X 28-CPADV 421 109,263 7,700 X X 28-CPADV 7700 284 20 X 28-11135 20 QUIKSILVER INC COM 74838C106 2,750 1,000 X 28-5284 1000 QUIDEL CORP COM 74838J101 1,623 100 X 28-5284 100 4,804 296 X 28-CPADV 296 288,764 17,792 X 28-11135 17792 QUICKSILVER GAS SVCS LP COM UNITS LPI 74839G106 4,347 250 X 28-12020 250 QWEST COMMUNICATIONS INTL IN COM 749121109 448,456 117,705 X 28-5284 117705 202,063 53,035 X X 28-5284 53035 260,615 68,403 X 28-CPADV 68403 251,334 65,967 X X 28-CPADV 65967 25,241 6,625 X 28-11135 6625 140,463 36,867 X 28-12020 36865 2 RAIT FINANCIAL TRUST COM 749227104 13,665 4,648 X 28-CPADV 4648 2,205 750 X 28-12020 750 RCN CORP COM NEW 749361200 1,126,407 121,119 X X 28-5284 121119 RC2 CORP COM 749388104 194,513 13,650 X 28-CPADV 13650 152,475 10,700 X X 28-CPADV 10700 RGC RES INC COM 74955L103 23,409 850 X X 28-5284 850 RLI CORP COM 749607107 8,445 160 X 28-5284 160 5,278 100 X X 28-5284 100 975,322 18,479 X 28-CPADV 18479 145,673 2,760 X X 28-CPADV 2760 21,112 400 X 28-12020 400 RPC INC COM 749660106 5,240 500 X 28-12020 500 RPM INTL INC COM 749685103 1,020,426 55,188 X 28-5284 6128 49060 304,216 16,453 X X 28-5284 13953 2500 23,464 1,269 X 28-CPADV 1269 1,001,215 54,149 X 28-12020 48922 5227 COLUMN TOTAL 6,802,307
FILE NO. 28-1235 PAGE 260 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- RRI ENERGY INC COM 74971X107 13,809 1,934 X 28-5284 1934 15,422 2,160 X X 28-5284 1530 630 21,170 2,965 X 28-CPADV 2965 48,288 6,763 X 28-12020 5963 800 RTI INTL METALS INC COM 74973W107 8,843 355 X 28-5284 125 230 12,455 500 X 28-12020 500 RTI BIOLOGICS INC COM 74975N105 12,698 2,919 X 28-CPADV 2919 4,785 1,100 X 28-12020 1100 RF MICRODEVICES INC COM 749941100 2,172 400 X X 28-5284 400 27,210 5,011 X 28-CPADV 5011 RACKSPACE HOSTING INC COM 750086100 755,707 44,297 X 28-CPADV 44297 8,957 525 X X 28-CPADV 525 RADIAN GROUP INC COM 750236101 830,255 78,474 X 28-CPADV 78474 5,819 550 X X 28-CPADV 550 205,252 19,400 X 28-12020 19400 RADIANT SYSTEMS INC COM 75025N102 2,578 240 X 28-5284 240 64 6 X 28-CPADV 6 RADIO ONE INC CL A 75040P108 74,740 74,000 X 28-12020 74000 RADIOSHACK CORP COM 750438103 33,140 2,000 X 28-5284 200 1800 92,792 5,600 X X 28-5284 5600 107,688 6,499 X 28-CPADV 6499 115,891 6,994 X X 28-CPADV 6994 RADISYS CORP COM 750459109 1,912 220 X 28-5284 220 13,313 1,532 X 28-CPADV 1532 RAMBUS INC DEL COM 750917106 174,000 10,000 X X 28-5284 10000 21,680 1,246 X 28-CPADV 1246 RALCORP HLDGS INC NEW COM 751028101 301,764 5,161 X 28-5284 5161 139,042 2,378 X X 28-5284 2378 28,533 488 X 28-CPADV 488 245,983 4,207 X 28-12020 218 3989 COLUMN TOTAL 3,325,962
FILE NO. 28-1235 PAGE 261 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 285 32 X 28-CPADV 32 RANDGOLD RES LTD ADR 752344309 69,880 1,000 X X 28-5284 1000 RANGE RES CORP COM 75281A109 105,384 2,135 X 28-5284 2135 1,185 24 X X 28-5284 24 327,750 6,640 X 28-CPADV 6640 351,246 7,116 X X 28-CPADV 7116 197,884 4,009 X 28-11135 4009 32,824 665 X 28-12020 665 RAVEN INDS INC COM 754212108 26,730 1,000 X 28-5284 1000 16,439 615 X X 28-5284 615 8,340 312 X 28-CPADV 312 RAYMOND JAMES FINANCIAL INC COM 754730109 7,100 305 X 28-5284 305 1,979 85 X X 28-5284 85 36,177 1,554 X 28-CPADV 1554 212,546 9,130 X X 28-CPADV 9130 27,354 1,175 X 28-12020 1175 RAYONIER INC COM 754907103 220,137 5,381 X 28-5284 4165 1216 183,563 4,487 X X 28-5284 4098 389 28,964 708 X 28-CPADV 708 11,250 275 X 28-11135 275 207,496 5,072 X 28-12020 5072 RAYTHEON CO *W EXP 06/16/2 755111119 57,765 5,045 X 28-5284 518 4527 4,030 352 X X 28-5284 352 RAYTHEON CO COM NEW 755111507 8,365,680 174,394 X 28-5284 166704 210 7480 14,864,656 309,874 X X 28-5284 297048 1610 11216 855,257 17,829 X 28-CPADV 17829 826,859 17,237 X X 28-CPADV 17237 973,167 20,287 X 28-11135 20287 12,710,323 264,964 X 28-12020 260729 4235 READY MIX INC COM 755747102 3,710 1,000 X 28-12020 1000 REALNETWORKS INC COM 75605L104 14,776 3,972 X 28-CPADV 3972 COLUMN TOTAL 40,750,736
FILE NO. 28-1235 PAGE 262 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- REALTY INCOME CORP COM 756109104 107,730 4,200 X 28-5284 4200 29,498 1,150 X X 28-5284 1150 29,395 1,146 X 28-CPADV 1146 35,910 1,400 X X 28-CPADV 1400 98,701 3,848 X 28-12020 3848 REAVES UTIL INCOME FD COM SH BEN INT 756158101 4,977 317 X 28-5284 317 37,413 2,383 X 28-12020 2383 RED HAT INC COM 756577102 55,280 2,000 X 28-5284 2000 30,404 1,100 X X 28-5284 1100 229,827 8,315 X 28-CPADV 8315 382,344 13,833 X X 28-CPADV 13833 365,594 13,227 X 28-12020 13227 RED ROBIN GOURMET BURGERS IN COM 75689M101 241,977 11,850 X 28-CPADV 11850 REDDY ICE HLDGS INC COM 75734R105 1,703 313 X 28-12020 313 REDWOOD TR INC COM 758075402 22,072 1,424 X 28-CPADV 1424 110,903 7,155 X X 28-CPADV 7155 19,220 1,240 X 28-12020 1240 REED ELSEVIER N V SPONS ADR NEW 758204200 11,051 489 X 28-5284 489 382,912 16,943 X 28-11135 16943 1,763 78 X 28-12020 78 REED ELSEVIER P L C SPONS ADR NEW 758205207 5,866 195 X 28-5284 195 330,880 11,000 X X 28-5284 11000 2,076 69 X 28-12020 69 REGAL BELOIT CORP COM 758750103 17,553 384 X 28-5284 44 340 2,750,645 60,176 X 28-CPADV 60176 309,000 6,760 X X 28-CPADV 6760 3,657 80 X 28-11135 80 REGAL ENTMT GROUP CL A 758766109 47,555 3,860 X 28-5284 3860 1,663 135 X 28-CPADV 135 26,796 2,175 X 28-11135 2175 REGENCY CTRS CORP COM 758849103 10,189 275 X X 28-5284 275 793,574 21,419 X 28-CPADV 21419 259 7 X 28-11135 7 COLUMN TOTAL 6,498,387
FILE NO. 28-1235 PAGE 263 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 15,688 800 X 28-5284 800 143,153 7,300 X 28-12020 7300 REGENERON PHARMACEUTICALS COM 75886F107 28,950 1,500 X 28-5284 900 600 124,736 6,463 X 28-CPADV 6463 REGENT COMMUNICATIONS INC DE COM 758865109 195,495 454,639 X X 28-5284 454639 REGIS CORP MINN COM 758932107 1,039 67 X 28-5284 67 1,318 85 X X 28-5284 85 10,261 662 X 28-CPADV 662 REGIONS FINANCIAL CORP NEW COM 7591EP100 581,709 93,673 X 28-5284 42670 51003 361,720 58,248 X X 28-5284 46444 11804 283,530 45,657 X 28-CPADV 45657 368,917 59,407 X X 28-CPADV 59407 141,501 22,786 X 28-12020 21487 1299 REHABCARE GROUP INC COM 759148109 3,904 180 X 28-5284 180 454,514 20,955 X 28-CPADV 20955 954 44 X 28-11135 44 REINSURANCE GROUP AMER INC PFD TR INC EQ 759351307 1,186 20 X 28-5284 20 REINSURANCE GROUP AMER INC COM NEW 759351604 8,251 185 X 28-5284 185 2,230 50 X X 28-5284 50 4,819,298 108,056 X 28-CPADV 108056 15,922 357 X 28-11135 357 RELIANCE STEEL & ALUMINUM CO COM 759509102 174,496 4,100 X 28-5284 4100 18,258 429 X 28-CPADV 429 RENAISSANCE LEARNING INC COM 75968L105 10,964 1,103 X 28-CPADV 1103 RENASANT CORP COM 75970E107 6,905 465 X 28-CPADV 465 RENESOLA LTD SPONS ADS 75971T103 6,253 1,300 X X 28-5284 1300 REPLIGEN CORP COM 759916109 930,958 185,820 X 28-CPADV 185820 9,770 1,950 X X 28-CPADV 1950 COLUMN TOTAL 8,721,880
FILE NO. 28-1235 PAGE 264 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- RENT A CTR INC NEW COM 76009N100 12,763 676 X 28-CPADV 676 28,981 1,535 X 28-11135 1535 RENTECH INC COM 760112102 3,240 2,000 X 28-5284 2000 8,424 5,200 X 28-12020 200 5000 REPSOL YPF S A SPONSORED ADR 76026T205 10,647 392 X 28-5284 392 67,004 2,467 X X 28-5284 2467 11,434 421 X 28-11135 421 REPUBLIC AWYS HLDGS INC COM 760276105 3,499 375 X 28-CPADV 375 4,665 500 X 28-12020 500 REPROS THERAPEUTICS INC COM 76028H100 900 1,000 X 28-12020 1000 REPUBLIC BANCORP KY CL A 760281204 2,615 131 X 28-CPADV 131 103,792 5,200 X X 28-CPADV 5200 3,593 180 X 28-12020 180 REPUBLIC FIRST BANCORP INC COM 760416107 2,724 600 X 28-5284 600 REPUBLIC SVCS INC COM 760759100 44,797 1,686 X 28-5284 486 1200 138,137 5,199 X X 28-5284 379 4820 328,591 12,367 X 28-CPADV 12367 315,014 11,856 X X 28-CPADV 11856 390,473 14,696 X 28-12020 13841 855 RES-CARE INC COM 760943100 2,842 200 X 28-5284 200 3,311 233 X 28-CPADV 233 21,315 1,500 X X 28-CPADV 1500 16,455 1,158 X 28-12020 1158 RESEARCH IN MOTION LTD COM 760975102 903,943 13,366 X 28-5284 13366 537,659 7,950 X X 28-5284 7950 1,025,338 15,161 X 28-CPADV 15161 9,198 136 X X 28-CPADV 136 219,798 3,250 X 28-11135 3250 6,582,157 97,326 X 28-12020 94603 2723 RESMED INC COM 761152107 127,735 2,826 X 28-5284 2826 655,355 14,499 X X 28-5284 3174 11325 34,623 766 X 28-CPADV 766 COLUMN TOTAL 11,621,022
FILE NO. 28-1235 PAGE 265 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- RESOURCE AMERICA INC CL A 761195205 8,745 1,818 X 28-CPADV 1818 RESOURCES CONNECTION INC COM 76122Q105 6,688 392 X 28-CPADV 392 RETAIL VENTURES INC COM 76128Y102 1,464,744 277,940 X 28-CPADV 277940 89,327 16,950 X X 28-CPADV 16950 RETRACTABLE TECHNOLOGIES INC COM 76129W105 1,562,004 964,200 X X 28-5284 964200 REX ENERGY CORPORATION COM 761565100 2,146 257 X 28-CPADV 257 REYNOLDS AMERICAN INC COM 761713106 826,336 18,561 X 28-5284 16661 1900 139,615 3,136 X X 28-5284 3136 347,612 7,808 X 28-CPADV 7808 320,633 7,202 X X 28-CPADV 7202 114,016 2,561 X 28-12020 2134 427 RICKS CABARET INTL INC COM NEW 765641303 1,720 200 X 28-5284 200 RIGEL PHARMACEUTICALS INC COM NEW 766559603 4,863 593 X 28-CPADV 593 RIGHTNOW TECHNOLOGIES INC COM 76657R106 392,335 27,170 X X 28-5284 27170 15,090 1,045 X 28-CPADV 1045 504,923 34,967 X 28-12020 34967 RIMAGE CORP COM 766721104 4,085 239 X 28-CPADV 239 RIO TINTO PLC SPONSORED ADR 767204100 576,602 3,386 X 28-5284 3386 976,613 5,735 X X 28-5284 1026 4709 178,805 1,050 X X 28-CPADV 1050 1,022 6 X 28-11135 6 107,453 631 X 28-12020 610 21 RITCHIE BROS AUCTIONEERS COM 767744105 1,325 54 X 28-5284 54 4,908 200 X X 28-5284 200 370,554 15,100 X 28-12020 13300 1800 RITE AID CORP COM 767754104 13,694 8,350 X 28-5284 8350 10,496 6,400 X X 28-5284 5800 600 21,851 13,324 X 28-CPADV 13324 4,807 2,931 X 28-12020 300 2631 RIVERBED TECHNOLOGY INC COM 768573107 172,079 7,836 X 28-CPADV 7836 COLUMN TOTAL 8,245,091
FILE NO. 28-1235 PAGE 266 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- RIVUS BOND FUND COM 769667106 16,072 1,000 X 28-12020 1000 ROBBINS & MYERS INC COM 770196103 7,514 320 X 28-5284 320 11,317 482 X 28-CPADV 482 3,174,543 135,202 X 28-12020 135202 ROBERT HALF INTL INC COM 770323103 14,687 587 X 28-5284 587 82,566 3,300 X X 28-5284 3300 161,404 6,451 X 28-CPADV 6451 156,300 6,247 X X 28-CPADV 6247 50,315 2,011 X 28-12020 2011 ROCHESTER MED CORP COM 771497104 8,597 714 X 28-11135 714 ROCK-TENN CO CL A 772739207 28,407 603 X 28-CPADV 603 19,739 419 X 28-11135 419 ROCKWELL AUTOMATION INC COM 773903109 5,652,551 132,689 X 28-5284 127252 5437 1,820,809 42,742 X X 28-5284 40152 1230 1360 15,032,092 352,866 X 28-CPADV 336423 16443 9,541,335 223,975 X X 28-CPADV 63363 1280 159332 22,237 522 X 28-11135 522 9,841,835 231,029 X 28-12020 211824 19205 ROCKWELL COLLINS INC COM 774341101 1,254,404 24,693 X 28-5284 24593 100 1,698,904 33,443 X X 28-5284 28468 4975 328,320 6,463 X 28-CPADV 6463 318,668 6,273 X X 28-CPADV 6273 1,060,704 20,880 X 28-12020 14170 6710 ROCKWOOD HLDGS INC COM 774415103 473 23 X 28-5284 23 10,882 529 X 28-CPADV 529 ROFIN SINAR TECHNOLOGIES INC COM 775043102 27,552 1,200 X X 28-5284 1200 2,716,329 118,307 X 28-CPADV 118307 400,422 17,440 X X 28-CPADV 17440 ROGERS COMMUNICATIONS INC CL B 775109200 79,524 2,820 X 28-5284 2820 7,191 255 X X 28-5284 255 79,496 2,819 X 28-12020 2819 ROGERS CORP COM 775133101 5,095 170 X 28-5284 170 COLUMN TOTAL 53,630,284
FILE NO. 28-1235 PAGE 267 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ROLLINS INC COM 775711104 10,179 540 X 28-5284 540 69,971 3,712 X X 28-5284 3712 2,187 116 X 28-CPADV 116 508,950 27,000 X 28-12020 27000 ROPER INDS INC NEW COM 776696106 708,673 13,901 X 28-5284 6625 7276 702,250 13,775 X X 28-5284 6600 7175 48,380 949 X 28-CPADV 949 255,206 5,006 X X 28-CPADV 5006 11,674 229 X 28-11135 229 94,823 1,860 X 28-12020 1200 660 ROSETTA RESOURCES INC COM 777779307 20,184 1,374 X 28-CPADV 1374 ROSETTA STONE INC COM 777780107 9,184 400 X 28-CPADV 400 ROSS STORES INC COM 778296103 18,196,931 380,928 X 28-5284 364442 16486 7,895,426 165,280 X X 28-5284 154064 5523 5693 16,316,273 341,559 X 28-CPADV 324698 16861 9,921,160 207,686 X X 28-CPADV 62717 1343 143626 77,913 1,631 X 28-11135 1631 4,956,663 103,761 X 28-12020 93337 10424 ROVI CORP COM 779376102 1,613 48 X 28-5284 48 49,224 1,465 X 28-CPADV 1465 15,456 460 X 28-12020 460 ROWAN COS INC COM 779382100 12,689 550 X 28-5284 550 101,393 4,395 X 28-CPADV 4395 105,753 4,584 X X 28-CPADV 4584 369 16 X 28-11135 16 4,614 200 X 28-12020 200 ROYAL BANCSHARES PA INC CL A 780081105 383 247 X X 28-5284 247 ROYAL BK CDA MONTREAL QUE COM 780087102 78,962 1,474 X 28-5284 1474 388,383 7,250 X X 28-5284 3200 4050 208,602 3,894 X 28-11135 3894 58,981 1,101 X 28-12020 1101 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 O 780097689 8,943 527 X 28-5284 527 COLUMN TOTAL 60,841,392
FILE NO. 28-1235 PAGE 268 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 126,286 10,840 X 28-5284 10840 46,600 4,000 X 28-12020 4000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 16,912 1,600 X 28-5284 1600 217,975 20,622 X X 28-5284 20622 50,736 4,800 X 28-12020 4800 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 53,550 5,000 X 28-12020 5000 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 36,288 3,600 X X 28-5284 3600 14,112 1,400 X 28-12020 1000 400 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 15,735 1,500 X 28-5284 1500 25,176 2,400 X X 28-5284 2400 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 7,325 695 X 28-12020 695 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 11,550 1,100 X 28-5284 1100 29,400 2,800 X X 28-5284 2800 15,750 1,500 X 28-12020 1500 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 3,750 300 X 28-5284 300 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 20,519 1,700 X 28-5284 700 1000 12,070 1,000 X X 28-5284 1000 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 233,119 4,180 X 28-5284 3922 258 2,393,593 42,919 X X 28-5284 42819 100 528,030 9,468 X 28-12020 9168 300 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 17,710,199 309,673 X 28-5284 305308 4365 27,006,548 472,225 X X 28-5284 451906 20319 120,099 2,100 X X 28-CPADV 2100 23,734 415 X 28-11135 415 12,111,641 211,779 X 28-12020 195609 16170 ROYAL GOLD INC COM 780287108 28,318 621 X 28-5284 621 8,254 181 X 28-CPADV 181 264,982 5,811 X 28-12020 5811 ROYCE VALUE TR INC COM 780910105 88,779 8,591 X 28-5284 8591 11,533 1,116 X 28-12020 1116 COLUMN TOTAL 61,232,563
FILE NO. 28-1235 PAGE 269 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- RUBICON TECHNOLOGY INC COM 78112T107 4,170 281 X 28-CPADV 281 RUBY TUESDAY INC COM 781182100 884,521 105,050 X 28-CPADV 105050 124,195 14,750 X X 28-CPADV 14750 RUDDICK CORP COM 781258108 6,123 230 X 28-5284 230 3,168 119 X 28-CPADV 119 69,212 2,600 X X 28-CPADV 2600 16,930 636 X 28-11135 636 RUDOLPH TECHNOLOGIES INC COM 781270103 1,702 230 X 28-5284 230 12,336 1,667 X 28-CPADV 1667 RURBAN FINL CORP COM 78176P108 174,340 23,000 X 28-12020 23000 RUTHS HOSPITALITY GROUP INC COM 783332109 4,220 1,000 X 28-5284 1000 RYANAIR HLDGS PLC SPONSORED ADR 783513104 5,808 200 X 28-12020 200 RYDER SYS INC COM 783549108 19,530 500 X 28-5284 500 234 6 X X 28-5284 6 102,845 2,633 X 28-CPADV 2633 94,408 2,417 X X 28-CPADV 2417 39,060 1,000 X 28-12020 1000 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 14,920 400 X X 28-5284 400 55,801 1,496 X 28-12020 1496 RYDEX ETF TRUST TOP 50 ETF 78355W205 110,964 1,400 X X 28-5284 1400 14,267 180 X 28-12020 180 RYLAND GROUP INC COM 783764103 2,297 109 X 28-5284 109 4,214 200 X X 28-5284 200 19,427 922 X 28-CPADV 922 10,535 500 X X 28-CPADV 500 S & T BANCORP INC COM 783859101 64,968 5,013 X 28-5284 5013 5,184 400 X X 28-5284 400 13,582 1,048 X 28-CPADV 1048 18,144 1,400 X 28-12020 1400 COLUMN TOTAL 1,897,105
FILE NO. 28-1235 PAGE 270 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORP COM 78388J106 251,514 9,305 X X 28-5284 45 9260 25,327 937 X 28-CPADV 937 127,041 4,700 X X 28-CPADV 4700 SAIC INC COM 78390X101 80,684 4,600 X X 28-5284 100 4500 36,466 2,079 X 28-CPADV 2079 68,406 3,900 X X 28-CPADV 3900 SCBT FINANCIAL CORP COM 78401V102 7,531 268 X 28-CPADV 268 SEI INVESTMENTS CO COM 784117103 241,513 12,272 X 28-5284 12272 208,116 10,575 X X 28-5284 10575 16,826 855 X 28-CPADV 855 10,726 545 X 28-11135 545 SJW CORP COM 784305104 31,990 1,400 X X 28-5284 1400 3,565 156 X 28-CPADV 156 137,100 6,000 X 28-12020 6000 SK TELECOM LTD SPONSORED ADR 78440P108 37,203 2,132 X 28-5284 2132 1,710 98 X X 28-5284 98 SL GREEN RLTY CORP COM 78440X101 21,925 500 X 28-5284 500 1,232,930 28,117 X 28-CPADV 28117 930,497 21,220 X X 28-CPADV 18480 2740 614 14 X 28-11135 14 SLM CORP COM 78442P106 366,693 42,052 X 28-5284 6292 35760 81,619 9,360 X X 28-5284 1560 7800 220,756 25,316 X 28-CPADV 25316 203,908 23,384 X X 28-CPADV 23384 22,149 2,540 X 28-12020 2540 SPDR TR UNIT SER 1 78462F103 332,244,848 3,146,556 X 28-5284 3101154 750 44652 149,128,981 1,412,340 X X 28-5284 1282497 1192 128651 7,141,052 67,630 X 28-CPADV 67630 10,780,845 102,101 X X 28-CPADV 102101 2,119,930 20,077 X 28-11135 20077 4,462,867 42,266 X 28-12020 40826 1440 SPSS INC COM 78462K102 8,493 170 X 28-5284 170 20,184 404 X 28-CPADV 404 56,055 1,122 X 28-11135 1122 COLUMN TOTAL 510,330,064
FILE NO. 28-1235 PAGE 271 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- S1 CORPORATION COM 78463B101 4,134 669 X 28-CPADV 669 SPDR GOLD TRUST GOLD SHS 78463V107 20,092,251 203,260 X 28-5284 196018 7242 12,839,824 129,892 X X 28-5284 121502 256 8134 2,765,625 27,978 X 28-12020 26550 1428 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 6,957 100 X 28-5284 100 26,437 380 X X 28-5284 380 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 17,823 300 X 28-5284 300 12,120 204 X X 28-5284 204 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 163,773 3,100 X 28-5284 3100 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 17,826 300 X 28-5284 300 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 3,033,688 99,400 X 28-5284 99400 36,471 1,195 X X 28-5284 1195 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 11,309 320 X 28-5284 320 11,486 325 X X 28-5284 325 35,340 1,000 X 28-12020 1000 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 9,830 384 X 28-12020 384 SPX CORP COM 784635104 1,832,892 29,915 X 28-5284 26526 3389 2,183,050 35,630 X X 28-5284 35075 40 515 40,683 664 X 28-CPADV 664 49,016 800 X X 28-CPADV 800 797 13 X 28-11135 13 189,753 3,097 X 28-12020 3032 65 SPDR SERIES TRUST MORGAN TECH ET 78464A102 1,960,750 36,877 X 28-5284 36877 547,172 10,291 X X 28-5284 10091 200 SPDR SERIES TRUST DJ SML VALUE E 78464A300 34,935 641 X X 28-5284 641 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 4,874,912 126,654 X 28-5284 125294 1360 675,038 17,538 X X 28-5284 16552 986 1,624,393 42,203 X 28-12020 42203 COLUMN TOTAL 53,098,285
FILE NO. 28-1235 PAGE 272 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SPDR SERIES TRUST BRCLYS SHRT ET 78464A425 2,598,288 107,992 X 28-5284 106992 1000 283,186 11,770 X X 28-5284 9770 2000 805,457 33,477 X 28-12020 29310 4167 SPDR SERIES TRUST BRCLYS MUNI ET 78464A458 8,483 365 X 28-5284 365 SPDR SERIES TRUST DB INT GVT ETF 78464A490 98,368 1,750 X X 28-5284 500 1250 SPDR SERIES TRUST BRCLYS INTL ET 78464A516 36,811 630 X 28-5284 630 675,217 11,556 X X 28-5284 11556 185,807 3,180 X 28-12020 3180 SPDR SERIES TRUST DJ REIT ETF 78464A607 6,909,147 151,716 X 28-5284 145926 5790 1,307,772 28,717 X X 28-5284 26312 2405 1,150,249 25,258 X 28-11135 25258 2,282,328 50,117 X 28-12020 50117 SPDR SERIES TRUST BRCLYS 1-3MT E 78464A680 18,490 403 X 28-11135 403 3,900 85 X 28-12020 85 SPDR SERIES TRUST KBW REGN BK ET 78464A698 23,878 1,120 X X 28-5284 1120 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 270,620 7,000 X 28-5284 7000 50,722 1,312 X X 28-5284 1312 SPDR SERIES TRUST S&P METALS MNG 78464A755 228,200 5,000 X 28-5284 5000 SPDR SERIES TRUST S&P DIVID ETF 78464A763 23,153 525 X 28-5284 525 571,095 12,950 X X 28-5284 12950 SPDR SERIES TRUST S&P BIOTECH 78464A870 4,561 85 X 28-12020 85 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 180,360 12,000 X 28-5284 12000 SRA INTL INC CL A 78464R105 62,654 2,902 X 28-5284 2902 1,403 65 X X 28-5284 65 STEC INC COM 784774101 1,234 42 X 28-5284 42 16,605 565 X 28-CPADV 565 111,535 3,795 X 28-11135 3795 SVB FINL GROUP COM 78486Q101 433 10 X X 28-5284 10 600,631 13,881 X 28-CPADV 13881 COLUMN TOTAL 18,510,587
FILE NO. 28-1235 PAGE 273 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SWS GROUP INC COM 78503N107 3,744 260 X 28-5284 260 13,910 966 X 28-CPADV 966 SXC HEALTH SOLUTIONS CORP COM 78505P100 19,652 420 X 28-5284 420 37,432 800 X X 28-CPADV 800 11,464 245 X 28-12020 245 S Y BANCORP INC COM 785060104 101,781 4,408 X 28-5284 4408 40,985 1,775 X X 28-5284 1775 1,019,262 44,143 X 28-12020 44143 SABINE ROYALTY TR UNIT BEN INT 785688102 8,072 200 X 28-5284 200 4,036 100 X X 28-5284 100 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 11,727 1,069 X 28-5284 1069 362 33 X X 28-5284 33 SAFETY INS GROUP INC COM 78648T100 9,876 300 X X 28-5284 300 1,021 31 X 28-CPADV 31 SAFEWAY INC COM NEW 786514208 436,581 22,139 X 28-5284 20839 1300 39,558 2,006 X X 28-5284 2006 6,816,395 345,659 X 28-CPADV 345659 1,211,617 61,441 X X 28-CPADV 61441 349,044 17,700 X 28-11135 17700 24,058 1,220 X 28-12020 1220 SAIA INC COM 78709Y105 884,770 55,023 X 28-CPADV 55023 10,452 650 X X 28-CPADV 650 ST JOE CO COM 790148100 26,878 923 X 28-5284 923 713,003 24,485 X X 28-5284 7100 17385 39,341 1,351 X 28-CPADV 1351 32,119 1,103 X 28-12020 1103 ST JUDE MED INC COM 790849103 16,175,340 414,646 X 28-5284 393940 330 20376 6,484,398 166,224 X X 28-5284 148729 2105 15390 13,506,900 346,242 X 28-CPADV 330503 15739 9,602,390 246,152 X X 28-CPADV 58406 1279 186467 200,160 5,131 X 28-11135 5131 7,398,325 189,652 X 28-12020 179743 9909 COLUMN TOTAL 65,234,653
FILE NO. 28-1235 PAGE 274 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ST MARY LD & EXPL CO COM 792228108 25,157 775 X 28-5284 165 610 1,623 50 X X 28-5284 50 17,626 543 X 28-CPADV 543 40,218 1,239 X 28-11135 1239 SAKS INC COM 79377W108 1,364 200 X 28-5284 200 3,410 500 X X 28-5284 500 4,119 604 X 28-CPADV 604 1,364 200 X 28-12020 200 SALESFORCE COM INC COM 79466L302 826,510 14,518 X 28-5284 6916 7602 69,739 1,225 X X 28-5284 1025 200 240,529 4,225 X 28-CPADV 4225 235,235 4,132 X X 28-CPADV 4132 911 16 X 28-11135 16 14,517 255 X 28-12020 255 SALIX PHARMACEUTICALS INC COM 795435106 1,403 66 X 28-CPADV 66 SALLY BEAUTY HLDGS INC COM 79546E104 7,921 1,114 X 28-CPADV 1114 279,679 39,336 X 28-11135 39336 48,348 6,800 X 28-12020 6800 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 82,173 4,550 X 28-5284 4550 147,117 8,146 X X 28-5284 8146 14,448 800 X 28-12020 800 SANDERS MORRIS HARRIS GROUP COM 80000Q104 12,618 2,135 X 28-CPADV 2135 SANDERSON FARMS INC COM 800013104 14,115 375 X 28-CPADV 375 SANDISK CORP COM 80004C101 134,540 6,200 X 28-5284 4890 1310 29,295 1,350 X X 28-5284 1350 183,517 8,457 X 28-CPADV 8457 155,524 7,167 X X 28-CPADV 7167 23,089 1,064 X 28-12020 1064 SANDRIDGE ENERGY INC COM 80007P307 386,856 29,850 X X 28-5284 29850 28,940 2,233 X 28-CPADV 2233 SANDY SPRING BANCORP INC COM 800363103 60,236 3,700 X X 28-5284 3700 6,512 400 X X 28-CPADV 400 COLUMN TOTAL 3,098,653
FILE NO. 28-1235 PAGE 275 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SANGAMO BIOSCIENCES INC COM 800677106 3,284 400 X 28-5284 400 110,835 13,500 X 28-12020 13500 SANMINA SCI CORP COM NEW 800907206 404 47 X 28-5284 47 SANOFI AVENTIS SPONSORED ADR 80105N105 239,953 6,494 X 28-5284 6294 200 542,057 14,670 X X 28-5284 12035 2635 8,646 234 X X 28-CPADV 234 736,709 19,938 X 28-11135 19938 117,390 3,177 X 28-12020 1777 1400 SANTANDER BANCORP COM 802809103 15,298 1,569 X 28-CPADV 1569 SANTARUS INC COM 802817304 41,454 12,600 X X 28-CPADV 12600 SAP AG SPON ADR 803054204 248,308 5,081 X 28-5284 5081 125,498 2,568 X X 28-5284 2018 550 1,726,870 35,336 X 28-CPADV 35336 239,463 4,900 X X 28-CPADV 4900 20,721 424 X 28-12020 253 171 SARA LEE CORP COM 803111103 2,567,124 230,442 X 28-5284 225240 5202 2,282,508 204,893 X X 28-5284 198193 6700 314,582 28,239 X 28-CPADV 28239 297,739 26,727 X X 28-CPADV 26727 3,037,800 272,693 X 28-12020 268493 4200 SASOL LTD SPONSORED ADR 803866300 71,818 1,884 X 28-5284 1884 8,539 224 X X 28-5284 224 45,401 1,191 X 28-12020 1191 SATYAM COMPUTER SERVICES LTD ADR 804098101 6,580 1,000 X X 28-5284 1000 SAUER-DANFOSS INC COM 804137107 29,913 3,900 X X 28-CPADV 3900 SAUL CTRS INC COM 804395101 56,175 1,750 X 28-5284 1750 28,890 900 X X 28-5284 900 4,622 144 X 28-CPADV 144 8,314 259 X 28-12020 259 SAVIENT PHARMACEUTICALS INC COM 80517Q100 320,720 21,100 X 28-CPADV 21100 SAVVIS INC COM NEW 805423308 5,996 379 X 28-CPADV 379 COLUMN TOTAL 13,263,611
FILE NO. 28-1235 PAGE 276 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SCANA CORP NEW COM 80589M102 125,884 3,607 X 28-5284 2827 780 251,245 7,199 X X 28-5284 7199 167,555 4,801 X 28-CPADV 4801 153,490 4,398 X X 28-CPADV 4398 4,328 124 X 28-11135 124 392,102 11,235 X 28-12020 10035 1200 SCANSOURCE INC COM 806037107 11,300 399 X 28-CPADV 399 SCHEIN HENRY INC COM 806407102 35,637 649 X 28-5284 649 65,892 1,200 X 28-CPADV 1200 659 12 X 28-11135 12 19,219 350 X 28-12020 350 SCHERING PLOUGH CORP COM 806605101 11,835,309 418,949 X 28-5284 412229 6720 12,829,879 454,155 X X 28-5284 437239 16916 2,065,499 73,115 X 28-CPADV 73115 2,002,953 70,901 X X 28-CPADV 70901 643,818 22,790 X 28-11135 22790 15,732,538 556,904 X 28-12020 528278 28626 SCHERING PLOUGH CORP PFD CONV MAN07 806605705 13,106 54 X 28-5284 54 38,832 160 X X 28-5284 160 60,675 250 X 28-12020 250 SCHLUMBERGER LTD DBCV 2.125% 6 806857AD0 313,000 2,000 X 28-5284 2000 SCHLUMBERGER LTD COM 806857108 60,348,993 1,012,567 X 28-5284 945872 160 66535 59,076,950 991,224 X X 28-5284 847102 23544 120578 14,038,065 235,538 X 28-CPADV 225972 9566 10,935,706 183,485 X X 28-CPADV 36785 863 145837 649,938 10,905 X 28-11135 10905 59,943,415 1,005,762 X 28-12020 977441 28321 SCHNITZER STL INDS CL A 806882106 5,325 100 X 28-5284 100 5,325 100 X X 28-5284 100 3,621 68 X 28-CPADV 68 116,085 2,180 X X 28-CPADV 2180 SCHOLASTIC CORP COM 807066105 12,316 506 X 28-CPADV 506 COLUMN TOTAL 251,898,659
FILE NO. 28-1235 PAGE 277 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SCHOOL SPECIALTY INC COM 807863105 6,404 270 X 28-5284 100 170 949 40 X X 28-5284 40 428,644 18,071 X 28-CPADV 18071 SCHULMAN A INC COM 808194104 374,943 18,813 X 28-CPADV 18813 5,979 300 X X 28-CPADV 300 SCHWAB CHARLES CORP NEW COM 808513105 2,700,112 140,998 X 28-5284 107589 33409 2,014,427 105,192 X X 28-5284 103792 1400 4,069,375 212,500 X 28-CPADV 209508 2992 3,576,033 186,738 X X 28-CPADV 13008 173730 91,154 4,760 X 28-11135 4760 1,235,194 64,501 X 28-12020 55401 9100 SCHWEITZER-MAUDUIT INTL INC COM 808541106 109,046 2,006 X 28-CPADV 2006 SCIENTIFIC GAMES CORP CL A 80874P109 13,361 844 X 28-CPADV 844 SCOTTS MIRACLE GRO CO CL A 810186106 5,584 130 X 28-5284 130 74,948 1,745 X X 28-5284 1745 18,769 437 X 28-CPADV 437 5,663,301 131,858 X 28-12020 129358 2500 SCRIPPS E W CO OHIO CL A NEW 811054402 1,425 190 X 28-5284 190 78,248 10,433 X X 28-5284 10433 453,960 60,528 X 28-CPADV 60528 69,225 9,230 X 28-12020 9230 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 89,973 2,435 X 28-5284 955 1480 1,294,359 35,030 X X 28-5284 34340 690 117,021 3,167 X 28-CPADV 3167 107,155 2,900 X X 28-CPADV 2900 6,318 171 X 28-11135 171 723,629 19,584 X 28-12020 19584 SEABOARD CORP COM 811543107 9,100 7 X 28-CPADV 7 SEABRIGHT INSURANCE HLDGS IN COM 811656107 3,163 277 X 28-CPADV 277 SEACOAST BKG CORP FLA COM 811707306 524 208 X 28-5284 208 4,428 1,757 X X 28-5284 1657 100 SEACOR HOLDINGS INC DBCV 2.875%12 811904AJ0 229,750 2,000 X 28-5284 2000 COLUMN TOTAL 23,576,501
FILE NO. 28-1235 PAGE 278 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SEACOR HOLDINGS INC COM 811904101 14,693 180 X 28-5284 180 8,163 100 X X 28-5284 100 26,775 328 X 28-CPADV 328 SEABRIDGE GOLD INC COM 811916105 2,860 100 X 28-12020 100 SEAHAWK DRILLING INC COM 81201R107 311 10 X 28-5284 10 808 26 X X 28-5284 26 15,358 494 X 28-CPADV 494 SEALED AIR CORP NEW COM 81211K100 324,091 16,510 X 28-5284 16260 250 310,017 15,793 X X 28-5284 14473 1320 122,275 6,229 X 28-CPADV 6229 120,783 6,153 X X 28-CPADV 6153 1,512 77 X 28-11135 77 42,205 2,150 X 28-12020 2150 SEALY CORP COM 812139301 317 99 X 28-CPADV 99 SEARS HLDGS CORP COM 812350106 119,779 1,834 X 28-5284 1651 183 213,956 3,276 X X 28-5284 3199 77 144,270 2,209 X 28-CPADV 2209 128,334 1,965 X X 28-CPADV 1965 69,163 1,059 X 28-12020 1059 SEATTLE GENETICS INC COM 812578102 70,655 5,036 X 28-11135 5036 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 288,670 9,330 X 28-5284 9330 494,947 15,997 X X 28-5284 15997 92,975 3,005 X X 28-CPADV 3005 59,375,624 1,919,057 X 28-12020 1869420 49637 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 162,416 5,665 X 28-5284 5665 819,733 28,592 X X 28-5284 28592 28,670 1,000 X 28-12020 1000 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 36,204 1,422 X 28-5284 1422 21,896 860 X X 28-5284 860 3,615 142 X 28-12020 142 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,713,386 62,373 X 28-5284 62373 135,702 4,940 X X 28-5284 4940 82,245 2,994 X 28-12020 2994 COLUMN TOTAL 64,992,408
FILE NO. 28-1235 PAGE 279 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 9,644,185 178,861 X 28-5284 178686 175 3,180,417 58,984 X X 28-5284 56362 2622 110,536 2,050 X 28-12020 2050 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7,155,707 478,963 X 28-5284 457168 21795 1,899,487 127,141 X X 28-5284 114092 13049 250,394 16,760 X 28-12020 16760 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 214,566 8,146 X 28-5284 8146 32,056 1,217 X X 28-5284 1217 31,345 1,190 X X 28-CPADV 1190 33,126,896 1,257,665 X 28-12020 1223476 34189 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4,543,128 217,687 X 28-5284 217687 6,330,017 303,307 X X 28-5284 301319 1988 449,749 21,550 X 28-12020 19550 2000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5,711,343 194,727 X 28-5284 189663 5064 2,228,347 75,975 X X 28-5284 65050 250 10675 135,094 4,606 X 28-12020 3256 1350 SELECT COMFORT CORP COM 81616X103 5,795 1,220 X 28-12020 1220 SELECTICA INC COM 816288104 1,362,503 4,128,796 X X 28-5284 4128796 SELECTIVE INS GROUP INC COM 816300107 251,523 15,990 X 28-5284 15500 490 175,390 11,150 X X 28-5284 11150 297,407 18,907 X 28-CPADV 18907 50,336 3,200 X X 28-CPADV 3200 31,775 2,020 X 28-12020 2020 SEMTECH CORP COM 816850101 9,270 545 X 28-5284 545 2,517 148 X 28-CPADV 148 287,350 16,893 X 28-11135 16893 SEMPRA ENERGY COM 816851109 393,648 7,903 X 28-5284 7678 225 331,585 6,657 X X 28-5284 5343 1314 564,945 11,342 X 28-CPADV 11342 549,653 11,035 X X 28-CPADV 11035 348,222 6,991 X 28-11135 6991 249,100 5,001 X 28-12020 3500 1501 SEMITOOL INC COM 816909105 2,535 300 X X 28-5284 300 COLUMN TOTAL 79,956,821
FILE NO. 28-1235 PAGE 280 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SENIOR HSG PPTYS TR SH BEN INT 81721M109 3,918 205 X 28-5284 205 5,733 300 X X 28-5284 300 423,401 22,156 X 28-CPADV 22156 449,658 23,530 X X 28-CPADV 23530 38,220 2,000 X 28-12020 2000 SENSIENT TECHNOLOGIES CORP COM 81725T100 431,796 15,549 X 28-CPADV 15549 35,379 1,274 X 28-11135 1274 87,170 3,139 X 28-12020 3139 SEPRACOR INC COM 817315104 9,664 422 X 28-5284 422 333,035 14,543 X 28-CPADV 14543 SERVICE CORP INTL COM 817565104 1,367 195 X 28-5284 195 6,225 888 X X 28-5284 888 227,257 32,419 X 28-CPADV 32419 154,220 22,000 X 28-12020 22000 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 289,280 5,650 X X 28-5284 5650 SHAW GROUP INC COM 820280105 145,881 4,546 X 28-5284 4366 180 123,547 3,850 X X 28-5284 1600 2250 2,002,609 62,406 X 28-CPADV 62406 350,423 10,920 X X 28-CPADV 10920 37,545 1,170 X 28-12020 1170 SHENANDOAH TELECOMMUNICATION COM 82312B106 4,757 265 X 28-CPADV 265 SHERWIN WILLIAMS CO COM 824348106 730,944 12,150 X 28-5284 12150 2,973,889 49,433 X X 28-5284 49433 253,815 4,219 X 28-CPADV 4219 234,985 3,906 X X 28-CPADV 3906 225,720 3,752 X 28-11135 3752 1,662,221 27,630 X 28-12020 26862 768 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 40,085 500 X X 28-CPADV 500 561 7 X 28-11135 7 SHIRE PLC SPONSORED ADR 82481R106 333,192 6,372 X 28-5284 5362 1010 47,061 900 X X 28-5284 625 275 2,405,392 46,001 X 28-CPADV 44777 1224 290,628 5,558 X X 28-CPADV 5237 321 165,812 3,171 X 28-12020 71 3100 COLUMN TOTAL 14,525,390
FILE NO. 28-1235 PAGE 281 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SHORE BANCSHARES INC COM 825107105 8,900 532 X 28-5284 532 2,166,401 129,492 X X 28-5284 129492 SHORETEL INC COM 825211105 2,343 300 X 28-12020 300 SHUFFLE MASTER INC COM 825549108 14,808 1,572 X 28-CPADV 1572 SIEMENS A G SPONSORED ADR 826197501 205,349 2,209 X 28-5284 2209 64,328 692 X X 28-5284 292 400 269,584 2,900 X X 28-CPADV 2900 206,092 2,217 X 28-11135 2217 204,326 2,198 X 28-12020 2198 SIERRA BANCORP COM 82620P102 2,402 200 X X 28-5284 200 1,970 164 X 28-CPADV 164 6,005 500 X 28-12020 500 SIFCO INDS INC COM 826546103 26,460 1,800 X 28-12020 1800 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 110 50 X 28-12020 50 SIGMA ALDRICH CORP COM 826552101 573,376 10,622 X 28-5284 10622 1,904,414 35,280 X X 28-5284 16905 18375 283,125 5,245 X 28-CPADV 5245 537,155 9,951 X X 28-CPADV 9951 2,765,935 51,240 X 28-12020 51240 SIGMA DESIGNS INC COM 826565103 1,090 75 X 28-5284 75 SIGNATURE BK NEW YORK N Y COM 82669G104 3,335 115 X 28-5284 115 723,724 24,956 X 28-CPADV 24956 169,650 5,850 X X 28-CPADV 5850 9,744 336 X 28-11135 336 SILICON LABORATORIES INC COM 826919102 28,372 612 X 28-5284 612 14,001 302 X 28-CPADV 302 12,749 275 X 28-12020 275 SILGAN HOLDINGS INC COM 827048109 7,910 150 X 28-5284 150 13,763 261 X 28-CPADV 261 28,685 544 X 28-11135 544 SILICON IMAGE INC COM 82705T102 10,060 4,140 X 28-CPADV 4140 COLUMN TOTAL 10,266,166
FILE NO. 28-1235 PAGE 282 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SILICON STORAGE TECHNOLOGY I COM 827057100 5,481,842 2,265,224 X X 28-5284 2265224 SILICON GRAPHICS INTL CORP COM 82706L108 15,534 2,315 X 28-CPADV 2315 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 1,508 210 X 28-5284 210 86 12 X X 28-5284 12 125,456 17,473 X X 28-CPADV 17473 3,411 475 X 28-12020 475 SILVER STD RES INC COM 82823L106 16,127 755 X X 28-5284 755 12,816 600 X 28-12020 600 SILVER WHEATON CORP COM 828336107 38,400 3,050 X 28-5284 3050 28,957 2,300 X X 28-5284 2300 44,065 3,500 X 28-12020 3500 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 9,133 317 X 28-CPADV 317 SIMON PPTY GROUP INC NEW COM 828806109 1,438,242 20,715 X 28-5284 16868 3847 926,266 13,341 X X 28-5284 12566 775 3,015,761 43,436 X 28-CPADV 43436 814,761 11,735 X X 28-CPADV 1245 10490 69 1 X 28-11135 1 109,005 1,570 X 28-12020 1052 518 SIMON PPTY GROUP INC NEW PFD CONV I 6% 828806802 5,164 85 X 28-5284 85 13,504,725 222,300 X 28-11439 222300 12,758 210 X 28-12020 210 SIMPSON MANUFACTURING CO INC COM 829073105 17,935 710 X 28-5284 340 370 5,431 215 X 28-CPADV 215 282,230 11,173 X 28-11135 11173 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 11,300 567 X 28-5284 567 SINCLAIR BROADCAST GROUP INC CL A 829226109 724,950 202,500 X 28-5284 2500 200000 1,432 400 X X 28-5284 300 100 158 44 X 28-CPADV 44 5,370 1,500 X 28-12020 1500 SINGAPORE FD INC COM 82929L109 100,359 8,100 X 28-12020 8100 SIRONA DENTAL SYSTEMS INC COM 82966C103 10,026 337 X 28-CPADV 337 COLUMN TOTAL 26,763,277
FILE NO. 28-1235 PAGE 283 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SIRIUS XM RADIO INC COM 82967N108 1,717,120 2,704,126 X 28-5284 2704126 2,991 4,710 X X 28-5284 3710 1000 14,288 22,500 X 28-11439 22500 11,830 18,630 X 28-12020 18630 SKECHERS U S A INC CL A 830566105 559,124 32,621 X 28-CPADV 32621 SKYLINE CORP COM 830830105 1,805 80 X 28-5284 80 SKYWEST INC COM 830879102 8,953 540 X 28-5284 540 12,866 776 X 28-CPADV 776 SKYWORKS SOLUTIONS INC COM 83088M102 4,634 350 X X 28-5284 280 70 21,846 1,650 X 28-CPADV 1650 280,688 21,200 X X 28-CPADV 21200 71,086 5,369 X 28-11135 5369 SKILLSOFT PLC SPONSORED ADR 830928107 24,000 2,500 X 28-5284 2500 2,918 304 X X 28-5284 304 642,240 66,900 X 28-CPADV 66900 294,595 30,687 X X 28-CPADV 30687 SMART BALANCE INC COM 83169Y108 1,228 200 X X 28-5284 200 1,842 300 X 28-12020 300 SMARTHEAT INC COM 83172F104 17,318 1,459 X 28-CPADV 1459 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 13,239 294 X 28-5284 294 8,466 188 X X 28-5284 188 14,545 323 X 28-12020 208 115 SMITH & WESSON HLDG CORP COM 831756101 11,715 2,240 X 28-CPADV 2240 SMITH A O COM 831865209 8,763 230 X 28-5284 230 22,860 600 X X 28-5284 600 14,211 373 X 28-CPADV 373 3,810 100 X 28-12020 100 COLUMN TOTAL 3,788,981
FILE NO. 28-1235 PAGE 284 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SMITH INTL INC COM 832110100 1,436,607 50,056 X 28-5284 50056 2,263,081 78,853 X X 28-5284 56818 3000 19035 214,619 7,478 X 28-CPADV 7478 205,693 7,167 X X 28-CPADV 7167 545 19 X 28-11135 19 11,509 401 X 28-12020 37 364 SMITH MICRO SOFTWARE INC COM 832154108 177,984 14,400 X 28-CPADV 14400 16,068 1,300 X X 28-CPADV 1300 SMITHFIELD FOODS INC COM 832248108 2,484 180 X 28-5284 180 28 2 X X 28-5284 2 18,520 1,342 X 28-CPADV 1342 73,071 5,295 X 28-12020 5045 250 SMUCKER J M CO COM NEW 832696405 2,802,692 52,871 X 28-5284 50664 2207 2,208,821 41,668 X X 28-5284 35694 12 5962 6,130,076 115,640 X 28-CPADV 114734 906 446,980 8,432 X X 28-CPADV 3975 4457 29,209 551 X 28-11135 551 2,694,975 50,839 X 28-12020 41696 9143 SNAP ON INC COM 833034101 55,964 1,610 X 28-5284 1605 5 51,619 1,485 X X 28-5284 1485 1,939,469 55,796 X 28-CPADV 55796 348,851 10,036 X X 28-CPADV 10036 18,770 540 X 28-11135 540 4,345 125 X 28-12020 125 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1,722 44 X 28-5284 44 17,609 450 X X 28-5284 450 190,798 4,876 X 28-11135 4876 3,913 100 X 28-12020 100 SOHU COM INC COM 83408W103 6,121 89 X 28-5284 89 6,878 100 X X 28-5284 100 32,258 469 X 28-CPADV 469 93,197 1,355 X 28-11135 1355 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 5,740 1,000 X X 28-5284 1000 SOLARWINDS INC COM 83416B109 14,342 651 X 28-CPADV 651 127,774 5,800 X X 28-CPADV 5800 COLUMN TOTAL 21,652,332
FILE NO. 28-1235 PAGE 285 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SOLERA HOLDINGS INC COM 83421A104 1,182 38 X 28-5284 38 723,712 23,263 X 28-CPADV 23263 12,351 397 X 28-11135 397 SOLUTIA INC COM NEW 834376501 46 4 X X 28-5284 4 3,034 262 X 28-CPADV 262 9,855 851 X 28-11135 851 SOMANETICS CORP COM NEW 834445405 172,371 10,693 X 28-11135 10693 SOMAXON PHARMACEUTICALS INC COM 834453102 2,380 1,000 X 28-5284 1000 SONIC AUTOMOTIVE INC CL A 83545G102 10,206 972 X 28-CPADV 972 51,135 4,870 X X 28-CPADV 4870 SONIC FDRY INC COM 83545R108 6,400 10,000 X 28-5284 10000 SONIC CORP COM 835451105 136,259 12,320 X 28-5284 6755 5565 19,355 1,750 X X 28-5284 1750 2,591,015 234,269 X 28-CPADV 234269 374,713 33,880 X X 28-CPADV 33880 SONICWALL INC COM 835470105 663,230 78,956 X 28-CPADV 78956 21,840 2,600 X X 28-CPADV 2600 SONOCO PRODS CO COM 835495102 414,807 15,062 X 28-5284 15062 369,394 13,413 X X 28-5284 13413 1,543,452 56,044 X 28-CPADV 56044 281,734 10,230 X 28-12020 10230 SONOSITE INC COM 83568G104 1,217 46 X X 28-5284 46 8,970 339 X 28-CPADV 339 212 8 X 28-12020 8 SONY CORP ADR NEW 835699307 81,848 2,803 X 28-5284 2803 224,519 7,689 X X 28-5284 6739 950 129,064 4,420 X X 28-CPADV 4420 3,854 132 X 28-11135 132 16,381 561 X 28-12020 561 COLUMN TOTAL 7,874,536
FILE NO. 28-1235 PAGE 286 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SOTHEBYS COM 835898107 32,496 1,886 X 28-5284 1886 1,723 100 X X 28-5284 100 2,154 125 X 28-CPADV 125 96,143 5,580 X X 28-CPADV 5580 5,875 341 X 28-11135 341 SONUS NETWORKS INC COM 835916107 53,000 25,000 X X 28-5284 25000 15,786 7,446 X 28-CPADV 7446 SOURCE CAP INC COM 836144105 7,923 190 X 28-12020 190 SOUTH FINL GROUP INC COM 837841105 853 580 X 28-5284 580 437 297 X 28-CPADV 297 SOUTH JERSEY INDS INC COM 838518108 1,731,536 49,052 X 28-5284 49052 12,355 350 X X 28-5284 350 4,801 136 X 28-CPADV 136 17,650 500 X 28-12020 500 SOUTHCOAST FINANCIAL CORP COM 84129R100 52,250 11,000 X X 28-5284 11000 SOUTHERN CO COM 842587107 19,403,639 612,682 X 28-5284 589199 620 22863 15,339,871 484,366 X X 28-5284 460112 1085 23169 1,034,342 32,660 X 28-CPADV 32660 964,985 30,470 X X 28-CPADV 30470 460,038 14,526 X 28-11135 14526 2,757,064 87,056 X 28-12020 83465 3591 SOUTHERN COPPER CORP COM 84265V105 138,934 4,527 X 28-5284 4526 1 576,021 18,769 X X 28-5284 18769 67,886 2,212 X 28-CPADV 2212 57,329 1,868 X 28-12020 725 1143 SOUTHERN NATL BANCORP OF VA COM 843395104 88,821 12,285 X 28-5284 12285 SOUTHERN UN CO NEW COM 844030106 439,355 21,133 X 28-5284 20947 186 201,788 9,706 X X 28-5284 5006 4700 17,006 818 X 28-CPADV 818 SOUTHSIDE BANCSHARES INC COM 84470P109 36,595 1,625 X 28-11135 1625 COLUMN TOTAL 43,618,656
FILE NO. 28-1235 PAGE 287 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLS CO COM 844741108 70,502 7,344 X 28-5284 6479 865 457,872 47,695 X X 28-5284 42363 5332 2,199,504 229,115 X 28-CPADV 229115 287,520 29,950 X X 28-CPADV 29950 91,680 9,550 X 28-12020 1000 8550 SOUTHWEST BANCORP INC OKLA COM 844767103 568,873 40,518 X 28-CPADV 40518 199,958 14,242 X 28-11135 14242 SOUTHWEST GAS CORP COM 844895102 94,058 3,677 X 28-5284 3277 400 102,320 4,000 X X 28-5284 4000 347,223 13,574 X 28-CPADV 13574 38,370 1,500 X 28-12020 1500 SOUTHWEST WTR CO COM 845331107 32,994 6,706 X X 28-5284 6706 SOUTHWESTERN ENERGY CO COM 845467109 163,422 3,829 X 28-5284 2869 960 2,656,403 62,240 X X 28-5284 62240 565,083 13,240 X 28-CPADV 13240 534,311 12,519 X X 28-CPADV 12519 466,364 10,927 X 28-11135 10927 98,164 2,300 X 28-12020 2300 SOVRAN SELF STORAGE INC COM 84610H108 48,688 1,600 X 28-5284 1600 51,731 1,700 X X 28-5284 1700 14,941 491 X 28-CPADV 491 SPAIN FD COM 846330108 19,841 2,775 X 28-12020 2775 SPARTAN MTRS INC COM 846819100 533,378 103,770 X 28-CPADV 103770 3,084 600 X X 28-CPADV 600 SPARTAN STORES INC COM 846822104 134,235 9,500 X 28-CPADV 9500 27,299 1,932 X 28-11135 1932 SPARTECH CORP COM NEW 847220209 115,767 10,749 X 28-CPADV 10749 303,057 28,139 X 28-12020 28139 SPECTRA ENERGY PARTNERS LP COM 84756N109 52,774 2,170 X X 28-5284 2170 COLUMN TOTAL 10,279,416
FILE NO. 28-1235 PAGE 288 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SPECTRA ENERGY CORP COM 847560109 1,460,653 77,120 X 28-5284 76336 784 2,166,584 114,392 X X 28-5284 93742 20650 482,023 25,450 X 28-CPADV 25450 454,655 24,005 X X 28-CPADV 24005 13,571,874 716,572 X 28-12020 696627 19945 SPECTRUM CTL INC COM 847615101 4,245 500 X 28-5284 500 3,396 400 X 28-12020 400 SPECTRUM PHARMACEUTICALS INC COM 84763A108 176,366 26,206 X X 28-5284 26206 191,805 28,500 X 28-CPADV 28500 SPEEDWAY MOTORSPORTS INC COM 847788106 2,130 148 X 28-CPADV 148 38,565 2,680 X 28-12020 2680 SPHERIX INC COM 84842R106 117,312 56,400 X 28-5284 56400 SPHERION CORP COM 848420105 2,546 410 X 28-5284 410 13,985 2,252 X 28-CPADV 2252 103,086 16,600 X X 28-CPADV 16600 SPIRE CORP COM 848565107 11,220 2,000 X 28-12020 2000 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 4,890,070 270,768 X 28-CPADV 270768 5,815 322 X 28-12020 322 SPRINT NEXTEL CORP COM SER 1 852061100 203,927 51,627 X 28-5284 41797 9830 404,271 102,347 X X 28-5284 97905 2026 2416 440,030 111,400 X 28-CPADV 111400 435,377 110,222 X X 28-CPADV 110222 203,374 51,487 X 28-12020 43431 8056 STAAR SURGICAL CO COM PAR $0.01 852312305 69,360 17,000 X 28-12020 17000 STAGE STORES INC COM NEW 85254C305 1,013,964 78,238 X 28-CPADV 78238 117,288 9,050 X X 28-CPADV 9050 STAMPS COM INC COM NEW 852857200 4,131,143 446,610 X X 28-5284 446610 STANCORP FINL GROUP INC COM 852891100 1,897 47 X 28-5284 47 146,301 3,624 X 28-CPADV 3624 24,222 600 X 28-12020 600 COLUMN TOTAL 30,887,484
FILE NO. 28-1235 PAGE 289 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- STANDARD MICROSYSTEMS CORP COM 853626109 5,106 220 X 28-5284 220 25,020 1,078 X X 28-5284 1078 12,232 527 X 28-CPADV 527 673 29 X 28-11135 29 STANDARD MTR PRODS INC COM 853666105 1,368 90 X 28-5284 90 STANDARD PAC CORP NEW COM 85375C101 3,100 840 X 28-5284 840 14,646 3,969 X 28-CPADV 3969 STANDARD PARKING CORP COM 853790103 2,938 168 X 28-CPADV 168 STANDARD REGISTER CO COM 853887107 529 90 X 28-5284 90 STANDEX INTL CORP COM 854231107 2,181 110 X 28-5284 110 694 35 X 28-CPADV 35 STANLEY INC COM 854532108 3,344 130 X 28-5284 130 439,040 17,070 X 28-CPADV 17070 5,787 225 X X 28-CPADV 225 STANLEY WKS COM 854616109 146,213 3,425 X 28-5284 3425 300,965 7,050 X X 28-5284 7050 134,132 3,142 X 28-CPADV 3142 136,096 3,188 X X 28-CPADV 3188 14,515 340 X 28-12020 80 260 STAPLES INC COM 855030102 1,311,326 56,474 X 28-5284 54950 1524 2,278,393 98,122 X X 28-5284 97672 450 703,520 30,298 X 28-CPADV 30298 757,088 32,605 X X 28-CPADV 205 32400 469,508 20,220 X 28-11135 20220 25,556,025 1,100,604 X 28-12020 1069589 31015 STAR GAS PARTNERS L P UNIT LTD PARTN 85512C105 908 250 X 28-5284 250 1,172 323 X X 28-5284 323 STARBUCKS CORP COM 855244109 883,180 42,769 X 28-5284 37670 5099 238,239 11,537 X X 28-5284 5335 6202 620,636 30,055 X 28-CPADV 30055 586,543 28,404 X X 28-CPADV 28404 3,036 147 X 28-11135 147 469,560 22,739 X 28-12020 21378 1361 COLUMN TOTAL 35,127,713
FILE NO. 28-1235 PAGE 290 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- STARENT NETWORKS CORP COM 85528P108 1,195 47 X 28-5284 47 102 4 X 28-CPADV 4 STARTEK INC COM 85569C107 608 70 X 28-5284 70 3,255 375 X 28-12020 375 STATE AUTO FINL CORP COM 855707105 2,600 145 X 28-5284 145 1,076 60 X X 28-5284 60 72 4 X 28-CPADV 4 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 248,386 7,520 X 28-5284 6700 820 196,694 5,955 X X 28-5284 1777 4178 252,812 7,654 X 28-CPADV 7654 233,819 7,079 X X 28-CPADV 7079 2,775 84 X 28-11135 84 16,977 514 X 28-12020 514 STATE STR CORP COM 857477103 24,771,602 470,943 X 28-5284 439039 330 31574 14,644,103 278,405 X X 28-5284 259444 3190 15771 20,909,815 397,525 X 28-CPADV 375928 21597 12,245,753 232,809 X X 28-CPADV 82005 1904 148900 338,534 6,436 X 28-11135 6436 67,118,862 1,276,024 X 28-12020 1243204 32820 STATOILHYDRO ASA SPONSORED ADR 85771P102 126,900 5,630 X 28-5284 5630 92,256 4,093 X X 28-5284 3093 1000 131,836 5,849 X X 28-CPADV 5849 497,368 22,066 X 28-11135 22066 31,150 1,382 X 28-12020 382 1000 STEAK N SHAKE CO COM 857873103 3,178 270 X 28-5284 270 1,101,495 93,585 X 28-CPADV 93585 139,180 11,825 X X 28-CPADV 11825 2,401 204 X 28-11135 204 2,319 197 X 28-12020 197 STEEL DYNAMICS INC COM 858119100 76,700 5,000 X 28-5284 2880 2120 257,712 16,800 X X 28-5284 16800 27,090 1,766 X 28-CPADV 1766 39,884 2,600 X X 28-CPADV 2600 433,355 28,250 X 28-12020 28250 STEELCASE INC CL A 858155203 3,981 641 X 28-CPADV 641 COLUMN TOTAL 143,955,845
FILE NO. 28-1235 PAGE 291 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- STEIN MART INC COM 858375108 2,796 220 X 28-5284 220 177,940 14,000 X X 28-CPADV 14000 STELLARONE CORP COM 85856G100 45,032 3,053 X 28-5284 3053 STEMCELLS INC COM 85857R105 6,520 4,000 X 28-12020 4000 STEPAN CO COM 858586100 15,020 250 X 28-CPADV 250 STERLING BANCSHARES INC COM 858907108 4,825 660 X 28-5284 660 274,257 37,518 X 28-CPADV 37518 34,006 4,652 X 28-11135 4652 54,825 7,500 X 28-12020 7500 STERICYCLE INC COM 858912108 387,036 7,990 X 28-5284 7990 1,055,362 21,787 X X 28-5284 6412 15375 155,056 3,201 X 28-CPADV 3201 391,686 8,086 X X 28-CPADV 8086 21,507 444 X 28-11135 444 1,245,635 25,715 X 28-12020 25615 100 STERIS CORP COM 859152100 4,354 143 X 28-5284 143 36,540 1,200 X X 28-5284 1200 456,750 15,000 X 28-CPADV 15000 15,225 500 X X 28-CPADV 500 193,388 6,351 X 28-11135 6351 637,319 20,930 X 28-12020 20930 STEREOTAXIS INC COM 85916J102 892 200 X 28-5284 200 2,939 659 X 28-CPADV 659 STERLING CONSTRUCTION CO INC COM 859241101 9,851 550 X 28-5284 550 STERLING FINL CORP WASH COM 859319105 832 416 X 28-CPADV 416 STERLITE INDS INDIA LTD ADS 859737207 5,590 350 X 28-5284 350 2,986 187 X 28-12020 187 STEWART ENTERPRISES INC CL A 860370105 4,325 827 X 28-CPADV 827 145,917 27,900 X X 28-CPADV 27900 STEWART INFORMATION SVCS COR COM 860372101 2,227 180 X 28-5284 180 COLUMN TOTAL 5,390,638
FILE NO. 28-1235 PAGE 292 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- STIFEL FINL CORP COM 860630102 1,208 22 X X 28-5284 22 94,373 1,719 X 28-CPADV 1719 148,230 2,700 X X 28-CPADV 2700 STMICROELECTRONICS N V NY REGISTRY 861012102 128,427 13,619 X 28-5284 12889 730 2,452 260 X X 28-5284 260 STONE ENERGY CORP COM 861642106 6,361 390 X 28-5284 390 4,371 268 X 28-CPADV 268 STONERIDGE INC COM 86183P102 15,456 2,183 X 28-CPADV 2183 106,200 15,000 X 28-12020 15000 STRATASYS INC COM 862685104 34,320 2,000 X 28-5284 2000 38,610 2,250 X X 28-5284 2250 STRATEGIC DIAGNOSTICS INC COM 862700101 598 340 X X 28-5284 340 STRATEGIC HOTELS & RESORTS I COM 86272T106 1,399 540 X 28-CPADV 540 STRATTEC SEC CORP COM 863111100 59,318 4,240 X X 28-5284 4240 3,358 240 X 28-12020 240 STRAYER ED INC COM 863236105 871 4 X 28-5284 4 3,177,910 14,599 X 28-CPADV 14599 453,427 2,083 X X 28-CPADV 2083 43,536 200 X 28-12020 200 STRYKER CORP COM 863667101 10,711,349 235,777 X 28-5284 231723 4054 14,223,542 313,087 X X 28-5284 292815 1305 18967 629,024 13,846 X 28-CPADV 13846 755,910 16,639 X X 28-CPADV 16639 327,414 7,207 X 28-11135 7207 23,970,185 527,629 X 28-12020 201155 326474 STUDENT LN CORP COM 863902102 2,320 50 X 28-5284 50 1,067 23 X X 28-5284 23 12,064 260 X 28-CPADV 260 STURM RUGER & CO INC COM 864159108 7,505 580 X 28-5284 400 180 COLUMN TOTAL 54,960,805
FILE NO. 28-1235 PAGE 293 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 73,938 1,768 X 28-5284 1768 78,622 1,880 X X 28-5284 1880 145,659 3,483 X 28-12020 3483 SUCCESSFACTORS INC COM 864596101 891,954 63,394 X 28-12020 63394 SUFFOLK BANCORP COM 864739107 7,254 245 X 28-CPADV 245 SUCAMPO PHARMACEUTICALS INC CL A 864909106 334,759 57,420 X 28-CPADV 57420 SUN BANCORP INC COM 86663B102 1,489 282 X 28-CPADV 282 SUN COMMUNITIES INC COM 866674104 10,760 500 X 28-5284 500 10,760 500 X X 28-5284 500 138,266 6,425 X 28-12020 6425 SUN LIFE FINL INC COM 866796105 172,601 5,525 X 28-5284 5525 63,636 2,037 X X 28-5284 2037 317,367 10,159 X 28-12020 10159 SUN MICROSYSTEMS INC COM NEW 866810203 30,015 3,302 X 28-5284 882 2420 42,541 4,680 X X 28-5284 2662 2000 18 291,762 32,097 X 28-CPADV 32097 263,892 29,031 X X 28-CPADV 29031 1,818 200 X 28-12020 200 SUN HEALTHCARE GROUP INC COM NEW 866933401 1,987 230 X 28-CPADV 230 94,176 10,900 X X 28-CPADV 10900 SUN HYDRAULICS CORP COM 866942105 290,059 13,773 X 28-11135 13773 11,583 550 X 28-12020 550 SUNCOR ENERGY INC NEW COM 867224107 440,260 12,739 X 28-5284 12589 150 969,926 28,065 X X 28-5284 22945 5120 95,040 2,750 X X 28-CPADV 2750 919,676 26,611 X 28-12020 18611 8000 SUNOPTA INC COM 8676EP108 315,698 77,950 X 28-CPADV 77950 COLUMN TOTAL 6,015,498
FILE NO. 28-1235 PAGE 294 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 53,325 900 X 28-5284 900 685,523 11,570 X X 28-5284 7985 2500 1085 70,330 1,187 X 28-12020 1187 SUNOCO INC COM 86764P109 478,728 16,827 X 28-5284 14927 1900 536,425 18,855 X X 28-5284 17855 1000 5,258,015 184,816 X 28-CPADV 184816 508,771 17,883 X X 28-CPADV 17883 5,918 208 X 28-11135 208 76,189 2,678 X 28-12020 2678 SUNPOWER CORP COM CL A 867652109 15,363 514 X 28-5284 514 61,275 2,050 X X 28-5284 550 1500 211,502 7,076 X 28-CPADV 7076 15,692 525 X 28-12020 525 SUNPOWER CORP COM CL B 867652307 4,138 164 X 28-5284 164 49,072 1,945 X X 28-5284 1945 10,370 411 X 28-12020 411 SUNRISE SENIOR LIVING INC COM 86768K106 267 88 X 28-CPADV 88 SUNSTONE HOTEL INVS INC NEW COM 867892101 4,970 700 X 28-5284 700 3,671 517 X 28-CPADV 517 SUNTRUST BKS INC COM 867914103 811,890 36,004 X 28-5284 32161 3843 1,973,305 87,508 X X 28-5284 79708 7800 454,180 20,141 X 28-CPADV 20141 607,023 26,919 X X 28-CPADV 37 26882 168,584 7,476 X 28-11135 7476 792,159 35,129 X 28-12020 34125 1004 SUNTECH PWR HLDGS CO LTD ADR 86800C104 10,640 700 X 28-5284 700 54,294 3,572 X X 28-5284 2072 1500 3,040 200 X X 28-CPADV 200 217,710 14,323 X 28-12020 13598 725 SUPERIOR ENERGY SVCS INC COM 868157108 8,377 372 X 28-CPADV 372 194,798 8,650 X X 28-CPADV 8650 663,980 29,484 X 28-11135 29484 9,571 425 X 28-12020 425 SUPERIOR INDS INTL INC COM 868168105 13,618 959 X 28-CPADV 959 COLUMN TOTAL 14,032,713
FILE NO. 28-1235 PAGE 295 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SUPERTEX INC COM 868532102 3,900 130 X 28-5284 130 5,400 180 X 28-CPADV 180 9,000 300 X X 28-CPADV 300 SUPERVALU INC COM 868536103 121,881 8,093 X 28-5284 4973 3120 39,638 2,632 X X 28-5284 1902 730 2,826,491 187,682 X 28-CPADV 187682 1,295,717 86,037 X X 28-CPADV 86037 5,060 336 X 28-11135 336 2,741 182 X 28-12020 182 SURMODICS INC COM 868873100 52,890 2,150 X 28-5284 2000 150 146,739 5,965 X X 28-5284 1275 4690 SUSQUEHANNA BANCSHARES INC P COM 869099101 293,534 49,836 X 28-5284 48582 1254 87,437 14,845 X X 28-5284 11037 3808 297,074 50,437 X 28-CPADV 50437 SUSSEX BANCORP COM 869245100 47,925 10,650 X X 28-5284 10650 SWEDISH EXPT CR CORP ROG ARGI ETN22 870297603 50,472 7,200 X 28-12020 7200 SWIFT ENERGY CO COM 870738101 12,077 510 X 28-5284 170 340 1,421 60 X X 28-5284 60 21,572 911 X 28-CPADV 911 SWISS HELVETIA FD INC COM 870875101 152,270 12,625 X 28-5284 12625 130,850 10,849 X X 28-5284 10849 18,092 1,500 X 28-12020 1500 SYBASE INC COM 871130100 2,451 63 X 28-5284 63 2,412 62 X X 28-5284 62 2,411,100 61,982 X 28-CPADV 61982 42,790 1,100 X X 28-CPADV 1100 10,970 282 X 28-11135 282 SYCAMORE NETWORKS INC COM 871206108 927 307 X 28-CPADV 307 SYKES ENTERPRISES INC COM 871237103 1,041 50 X 28-5284 50 6,704 322 X 28-CPADV 322 40,724 1,956 X 28-11135 1956 SYMANTEC CORP NOTE 1.000% 6 871503AF5 213,500 2,000 X 28-5284 2000 COLUMN TOTAL 8,354,800
FILE NO. 28-1235 PAGE 296 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORP COM 871503108 2,686,982 163,144 X 28-5284 157214 5930 1,815,653 110,240 X X 28-5284 106660 3580 11,573,008 702,672 X 28-CPADV 702672 7,187,969 436,428 X X 28-CPADV 436428 27,966 1,698 X 28-11135 1698 8,159,040 495,388 X 28-12020 477826 17562 SYMMETRICOM INC COM 871543104 1,502 290 X 28-5284 290 178,741 34,506 X 28-CPADV 34506 SYMMETRY MED INC COM 871546206 1,037 100 X X 28-5284 100 1,110 107 X 28-CPADV 107 SYMYX TECHNOLOGIES COM 87155S108 191,484 28,925 X 28-CPADV 28925 37,747 5,702 X 28-12020 5702 SYNAPTICS INC COM 87157D109 13,532 537 X 28-CPADV 537 139,734 5,545 X 28-11135 5545 31,752 1,260 X 28-12020 100 1160 SYNGENTA AG SPONSORED ADR 87160A100 26,513 577 X 28-5284 577 140,653 3,061 X X 28-5284 1361 1700 2,802,169 60,983 X 28-CPADV 60983 142,445 3,100 X X 28-CPADV 3100 178,102 3,876 X 28-11135 3876 140,791 3,064 X 28-12020 2664 400 SYNOPSYS INC COM 871607107 739,995 33,006 X 28-5284 30136 2870 138,219 6,165 X X 28-5284 6165 5,063,624 225,853 X 28-CPADV 222925 2928 301,280 13,438 X X 28-CPADV 12659 779 229,693 10,245 X 28-11135 10245 1,618,388 72,185 X 28-12020 64085 8100 SYNOVUS FINL CORP COM 87161C105 110,239 29,397 X 28-5284 20397 9000 34,875 9,300 X X 28-5284 3500 5800 4,721 1,259 X 28-CPADV 1259 2,276 607 X 28-12020 607 SYNTEL INC COM 87162H103 4,296 90 X 28-11135 90 COLUMN TOTAL 43,725,536
FILE NO. 28-1235 PAGE 297 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- SYNNEX CORP COM 87162W100 9,754 320 X 28-CPADV 320 53,797 1,765 X 28-11135 1765 SYNTHESIS ENERGY SYS INC COM 871628103 240 200 X 28-12020 200 SYNIVERSE HLDGS INC COM 87163F106 9,170 524 X 28-CPADV 524 103,250 5,900 X X 28-CPADV 5900 165,288 9,445 X 28-11135 9445 SYPRIS SOLUTIONS INC COM 871655106 944 370 X 28-5284 370 638 250 X 28-12020 250 SYSCO CORP COM 871829107 14,641,222 589,184 X 28-5284 580444 300 8440 5,194,992 209,054 X X 28-5284 166084 42970 1,305,694 52,543 X 28-CPADV 51312 1231 935,926 37,663 X X 28-CPADV 10367 44 27252 93,560 3,765 X 28-11135 3765 22,994,525 925,333 X 28-12020 917871 7462 SYSTEMAX INC COM 871851101 121,300 10,000 X 28-5284 10000 1,201 99 X 28-CPADV 99 4,852 400 X 28-12020 400 TCF FINL CORP COM 872275102 103,016 7,900 X 28-5284 7900 494,490 37,921 X X 28-5284 9552 28369 12,988 996 X 28-CPADV 996 136,920 10,500 X X 28-CPADV 10500 TC PIPELINES LP UT COM LTD PRT 87233Q108 266,700 7,000 X 28-5284 7000 7,620 200 X X 28-5284 200 53,340 1,400 X 28-12020 900 500 TD AMERITRADE HLDG CORP COM 87236Y108 418,060 21,297 X 28-5284 21297 55,298 2,817 X 28-CPADV 2817 883 45 X 28-11135 45 2,042 104 X 28-12020 104 TECO ENERGY INC COM 872375100 229,856 16,325 X 28-5284 14025 2300 707,576 50,254 X X 28-5284 48254 2000 169,467 12,036 X 28-CPADV 12036 168,918 11,997 X X 28-CPADV 11997 222,351 15,792 X 28-12020 13792 2000 COLUMN TOTAL 48,685,878
FILE NO. 28-1235 PAGE 298 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TEL OFFSHORE TR UNIT BEN INT 872382106 1,880 400 X X 28-5284 400 TEPPCO PARTNERS L P UT LTD PARTNER 872384102 478,650 13,786 X 28-5284 13786 596,316 17,175 X X 28-5284 16650 525 465,526 13,408 X 28-12020 13008 400 TFS FINL CORP COM 87240R107 21,658 1,820 X 28-CPADV 1820 187,306 15,740 X X 28-CPADV 15740 9,520 800 X 28-12020 800 TGC INDS INC COM NEW 872417308 409,844 84,504 X 28-5284 84504 TICC CAPITAL CORP COM 87244T109 10,982 2,179 X 28-CPADV 2179 THQ INC COM NEW 872443403 4,152 607 X 28-5284 607 856,183 125,173 X 28-CPADV 125173 112,860 16,500 X X 28-CPADV 16500 TJX COS INC NEW COM 872540109 1,952,567 52,559 X 28-5284 51439 1120 1,481,245 39,872 X X 28-5284 37589 2283 676,576 18,212 X 28-CPADV 18212 634,819 17,088 X X 28-CPADV 17088 1,399,589 37,674 X 28-12020 36879 795 TLC VISION CORP COM 872549100 75,357 249,527 X X 28-5284 249527 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 11,357 678 X 28-CPADV 678 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 129,519 13,325 X 28-12020 10325 3000 TNS INC COM 872960109 17,152 626 X 28-CPADV 626 219,584 8,014 X 28-11135 8014 TTM TECHNOLOGIES INC COM 87305R109 192,088 16,747 X 28-CPADV 16747 314,542 27,423 X 28-11135 27423 T-3 ENERGY SRVCS INC COM 87306E107 5,142 261 X 28-CPADV 261 TW TELECOM INC COM 87311L104 15,158 1,127 X 28-CPADV 1127 COLUMN TOTAL 10,279,572
FILE NO. 28-1235 PAGE 299 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 120,220 10,969 X 28-5284 10343 626 16,769 1,530 X X 28-5284 1530 156,366 14,267 X X 28-CPADV 14267 6,769,433 617,649 X 28-12020 599690 17959 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 8,800 785 X 28-5284 75 710 5,101 455 X 28-CPADV 455 TALBOTS INC COM 874161102 7,707 835 X 28-5284 835 17,279 1,872 X 28-CPADV 1872 TALEO CORP CL A 87424N104 3,305 146 X 28-5284 146 138,104 6,100 X 28-CPADV 6100 TALISMAN ENERGY INC COM 87425E103 6,071,480 350,143 X 28-5284 321181 28962 1,124,811 64,868 X X 28-5284 56830 4290 3748 11,674,779 673,286 X 28-CPADV 635994 37292 6,029,794 347,739 X X 28-CPADV 137452 3044 207243 677,734 39,085 X 28-11135 39085 4,565,171 263,274 X 28-12020 239879 23395 TANGER FACTORY OUTLET CTRS I COM 875465106 72,738 1,948 X X 28-5284 1948 327,584 8,773 X 28-CPADV 8773 373 10 X 28-11135 10 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 281,400 15,000 X 28-5284 15000 18,760 1,000 X X 28-5284 1000 593,473 31,635 X 28-CPADV 31635 8,442 450 X X 28-CPADV 450 TARGET CORP COM 87612E106 99,137,770 2,123,774 X 28-5284 2109903 13871 13,587,334 291,074 X X 28-5284 224019 26950 40105 4,796,183 102,746 X 28-CPADV 101565 1181 4,611,284 98,785 X X 28-CPADV 6908 91877 530,145 11,357 X 28-11135 11357 38,761,392 830,364 X 28-12020 788045 42319 TASEKO MINES LTD COM 876511106 2,660 1,000 X 28-5284 1000 1,330 500 X X 28-5284 500 TASTY BAKING CO COM 876553306 820 125 X 28-5284 125 7,380 1,125 X X 28-5284 750 375 COLUMN TOTAL 200,125,921
FILE NO. 28-1235 PAGE 300 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TATA MTRS LTD SPONSORED ADR 876568502 136,080 10,500 X 28-12020 10500 TAUBMAN CTRS INC COM 876664103 545,061 15,107 X 28-CPADV 15107 456,232 12,645 X 28-12020 12645 TEAM INC COM 878155100 7,153 422 X 28-CPADV 422 TECH DATA CORP COM 878237106 1,248 30 X 28-5284 30 355,058 8,533 X 28-CPADV 8533 TECHNE CORP COM 878377100 206,073 3,294 X 28-5284 3294 1,911,521 30,555 X X 28-5284 16385 14170 25,274 404 X 28-CPADV 404 10,010 160 X 28-11135 160 18,768 300 X 28-12020 300 TECHNITROL INC COM 878555101 3,408 370 X 28-5284 370 14,736 1,600 X X 28-5284 1600 908,511 98,644 X 28-CPADV 98644 210,909 22,900 X X 28-CPADV 22900 TECHWELL INC COM 87874D101 25,254 2,300 X X 28-CPADV 2300 TECK RESOURCES LTD CL B 878742204 72,482 2,629 X 28-5284 2556 73 42,099 1,527 X X 28-5284 1232 295 7,085 257 X 28-12020 257 TECUMSEH PRODS CO CL B 878895101 10,124,488 888,113 X 28-12020 888113 TECUMSEH PRODS CO CL A 878895200 12,508 1,104 X 28-CPADV 1104 TEJON RANCH CO DEL COM 879080109 64,200 2,500 X X 28-5284 2500 TEKELEC COM 879101103 1,857 113 X 28-CPADV 113 1,101 67 X 28-11135 67 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 18,245 971 X 28-5284 971 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 34,271 1,955 X 28-5284 1955 9,729 555 X 28-12020 555 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 2,704 220 X 28-5284 220 COLUMN TOTAL 15,226,065
FILE NO. 28-1235 PAGE 301 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TELECOM ARGENTINA S A SPON ADR REP B 879273209 3,838 240 X 28-5284 240 183,086 11,450 X X 28-5284 11450 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 8,842 923 X 28-5284 923 33,453 3,492 X X 28-5284 3492 3,717 388 X 28-12020 388 TELECOMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 13,923 900 X 28-5284 900 TELECOMMUNICATION SYS INC CL A 87929J103 2,424 290 X X 28-5284 290 2,158,335 258,174 X 28-CPADV 258174 306,979 36,720 X X 28-CPADV 36720 TELEDYNE TECHNOLOGIES INC COM 879360105 24,185 672 X 28-5284 322 350 1,800 50 X X 28-5284 50 219,899 6,110 X 28-CPADV 6110 12,165 338 X 28-11135 338 TELEFLEX INC COM 879369106 1,906,264 39,459 X 28-5284 39099 360 702,911 14,550 X X 28-5284 14550 26,184 542 X 28-CPADV 542 135,268 2,800 X X 28-CPADV 2800 67,634 1,400 X 28-12020 1400 TELEFONICA S A SPONSORED ADR 879382208 287,117 3,463 X 28-5284 3463 308,923 3,726 X X 28-5284 3726 128,511 1,550 X X 28-CPADV 1550 558,648 6,738 X 28-11135 6738 215,234 2,596 X 28-12020 2480 116 TELEFONOS DE MEXICO S A B SPON ADR A SHS 879403707 37,141 2,126 X 28-5284 2126 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 117,964 6,764 X 28-5284 6764 66,272 3,800 X X 28-5284 900 2900 56,087 3,216 X 28-12020 3216 TELEPHONE & DATA SYS INC COM 879433100 1,551 50 X 28-5284 50 40,933 1,320 X 28-CPADV 1320 31,010 1,000 X 28-12020 1000 TELEPHONE & DATA SYS INC SPL COM 879433860 6,886 232 X 28-5284 232 TELIK INC COM 87959M109 238 300 X 28-12020 300 COLUMN TOTAL 7,667,422
FILE NO. 28-1235 PAGE 302 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TELKONET INC COM 879604106 153 450 X 28-12020 450 TELLABS INC COM 879664100 6,823 986 X 28-5284 986 1,277,875 184,664 X 28-CPADV 184664 188,577 27,251 X X 28-CPADV 27251 184,812 26,707 X 28-12020 25000 1707 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 80,408 5,764 X 28-5284 5764 66,960 4,800 X X 28-5284 1700 3100 22,320 1,600 X 28-12020 1600 TELMEX INTERNACIONAL SAB DE SPON ADR SR A 879690204 30,083 2,126 X 28-5284 2126 TELUS CORP NON-VTG SHS 87971M202 33,764 1,086 X 28-5284 1086 3,420 110 X 28-12020 110 TEMPLE INLAND INC COM 879868107 11,822 720 X 28-5284 720 10,213 622 X 28-CPADV 622 19,786 1,205 X 28-12020 1205 TELETECH HOLDINGS INC COM 879939106 1,860,342 109,047 X 28-CPADV 109047 17,913 1,050 X X 28-CPADV 1050 20,472 1,200 X 28-12020 1200 TEMPLETON DRAGON FD INC COM 88018T101 32,868 1,294 X 28-5284 1294 233,578 9,196 X X 28-5284 9196 12,700 500 X 28-12020 500 TEMPLETON EMERGING MKTS FD I COM 880191101 57,970 3,400 X X 28-5284 3400 1,705 100 X 28-12020 100 TEMPLETON EMERG MKTS INCOME COM 880192109 80,253 5,550 X 28-5284 5550 261,162 18,061 X X 28-5284 14600 3461 TEMPLETON GLOBAL INCOME FD COM 880198106 135,706 14,592 X 28-5284 14592 116,250 12,500 X X 28-5284 12500 7,440 800 X 28-12020 800 TEMPUR PEDIC INTL INC COM 88023U101 27,899 1,473 X 28-CPADV 1473 TENARIS S A SPONSORED ADR 88031M109 24,970 701 X 28-5284 701 56,992 1,600 X X 28-CPADV 1600 209,517 5,882 X 28-11135 5882 COLUMN TOTAL 5,094,753
FILE NO. 28-1235 PAGE 303 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TENET HEALTHCARE CORP COM 88033G100 63,816 10,853 X 28-5284 10853 103,329 17,573 X 28-CPADV 17573 201,731 34,308 X X 28-CPADV 34308 16,464 2,800 X 28-12020 2800 TENNANT CO COM 880345103 7,003 241 X 28-CPADV 241 TENNECO INC COM 880349105 626 48 X 28-5284 48 52 4 X X 28-5284 4 4,082 313 X 28-CPADV 313 TERADATA CORP DEL COM 88076W103 32,364 1,176 X 28-5284 1176 37,317 1,356 X X 28-5284 1220 136 201,501 7,322 X 28-CPADV 7322 196,410 7,137 X X 28-CPADV 7137 45,353 1,648 X 28-12020 1448 200 TERADYNE INC COM 880770102 23,366 2,526 X 28-5284 2526 12,562 1,358 X X 28-5284 1358 344,230 37,214 X 28-CPADV 37214 62,512 6,758 X X 28-CPADV 6758 34,012 3,677 X 28-12020 1700 1977 TEREX CORP NEW COM 880779103 39,180 1,890 X 28-5284 1890 203,672 9,825 X X 28-5284 9825 2,977,243 143,620 X 28-CPADV 143620 532,554 25,690 X X 28-CPADV 25690 477 23 X 28-11135 23 40,361 1,947 X 28-12020 1947 TERNIUM SA SPON ADR 880890108 5,373 202 X X 28-5284 202 TERRA INDS INC COM 880915103 191,829 5,533 X 28-5284 5533 1,525 44 X X 28-5284 44 41,951 1,210 X 28-CPADV 1210 TERRA NITROGEN CO L P COM UNIT 881005201 78,173 750 X 28-5284 750 31,269 300 X X 28-5284 300 7,817 75 X 28-12020 75 COLUMN TOTAL 5,538,154
FILE NO. 28-1235 PAGE 304 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TESORO CORP COM 881609101 90,629 6,050 X 28-5284 6050 358,816 23,953 X X 28-5284 23753 200 138,535 9,248 X 28-CPADV 9248 136,348 9,102 X X 28-CPADV 9102 TETRA TECHNOLOGIES INC DEL COM 88162F105 6,628 684 X 28-5284 684 1,938 200 X 28-CPADV 200 TETRA TECH INC NEW COM 88162G103 34,754 1,310 X 28-5284 750 560 47,754 1,800 X X 28-5284 1800 163,186 6,151 X 28-CPADV 6151 152,680 5,755 X 28-12020 5755 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9,115,564 180,292 X 28-5284 173591 6701 15,625,214 309,043 X X 28-5284 286798 1745 20500 2,547,971 50,395 X 28-CPADV 50395 562,986 11,135 X X 28-CPADV 11135 259,474 5,132 X 28-11135 5132 69,627,794 1,377,132 X 28-12020 1328892 48240 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2 88163VAE9 227,500 2,000 X 28-5284 2000 TESSERA TECHNOLOGIES INC COM 88164L100 1,143 41 X 28-5284 41 195 7 X X 28-5284 7 18,212 653 X 28-CPADV 653 16,734 600 X X 28-CPADV 600 1,199 43 X 28-11135 43 TEVA PHARMACEUTICAL FIN CO B NOTE 1.750% 2 88165FAA0 935,000 8,000 X 28-5284 8000 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 5,254 312 X 28-CPADV 312 129,668 7,700 X X 28-CPADV 7700 TEXAS INDS INC COM 882491103 12,219 291 X 28-5284 11 280 293,930 7,000 X X 28-5284 7000 462 11 X 28-CPADV 11 TEXAS INSTRS INC COM 882508104 7,831,464 330,581 X 28-5284 311471 19110 5,587,902 235,876 X X 28-5284 227801 550 7525 1,347,416 56,877 X 28-CPADV 56877 1,324,484 55,909 X X 28-CPADV 55909 484,461 20,450 X 28-11135 20450 29,271,388 1,235,601 X 28-12020 1195704 39897 COLUMN TOTAL 146,358,902
FILE NO. 28-1235 PAGE 305 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TEXAS PAC LD TR SUB CTF PROP I 882610108 40,163 1,275 X 28-5284 1275 TEXAS ROADHOUSE INC CL A 882681109 57,879 5,450 X 28-5284 5450 130,244 12,264 X 28-CPADV 12264 5,265,226 495,784 X 28-12020 495784 TEXTRON INC COM 883203101 200,998 10,590 X 28-5284 10590 273,692 14,420 X X 28-5284 14420 222,616 11,729 X 28-CPADV 11729 210,090 11,069 X X 28-CPADV 11069 3,549 187 X 28-11135 187 487,558 25,688 X 28-12020 24363 1325 THERAGENICS CORP COM 883375107 480 300 X 28-5284 300 85,109 53,193 X 28-12020 53193 THERMO FISHER SCIENTIFIC INC COM 883556102 1,793,352 41,066 X 28-5284 31086 9980 1,911,611 43,774 X X 28-5284 21824 21950 8,991,042 205,886 X 28-CPADV 204466 1420 3,811,299 87,275 X X 28-CPADV 8303 78972 961,133 22,009 X 28-11135 22009 2,116,030 48,455 X 28-12020 30845 17610 THESTREET COM COM 88368Q103 10,730 3,700 X X 28-CPADV 3700 THOMAS & BETTS CORP COM 884315102 205,116 6,819 X 28-5284 6819 69,515 2,311 X X 28-5284 1449 862 21,808 725 X 28-CPADV 725 THOMAS WEISEL PARTNERS GRP I COM 884481102 15,267 2,859 X 28-CPADV 2859 THOMPSON CREEK METALS CO INC COM 884768102 362,100 30,000 X 28-CPADV 30000 20,519 1,700 X X 28-CPADV 1700 546,300 45,261 X 28-12020 41611 3650 THOMSON REUTERS CORP COM 884903105 19,336 576 X X 28-5284 576 107,961 3,216 X 28-12020 3216 THOMSON SPONSORED ADR 885118109 1,296 658 X 28-5284 658 6,304 3,200 X X 28-5284 3200 COLUMN TOTAL 27,948,323
FILE NO. 28-1235 PAGE 306 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- THOR INDS INC COM 885160101 18,477 597 X 28-5284 597 13,680 442 X 28-CPADV 442 THORATEC CORP COM NEW 885175307 30,270 1,000 X X 28-5284 1000 10,897 360 X 28-CPADV 360 3COM CORP COM 885535104 2,249 430 X X 28-5284 430 1,320,193 252,427 X 28-CPADV 252427 9,806 1,875 X X 28-CPADV 1875 427,929 81,822 X 28-11135 81822 3-D SYS CORP DEL COM NEW 88554D205 3,166 343 X 28-CPADV 343 341,012 36,946 X 28-11135 36946 3M CO NOTE 11 88579YAB7 171,750 2,000 X 28-5284 2000 3M CO COM 88579Y101 104,062,576 1,410,062 X 28-5284 1356523 290 53249 105,405,588 1,428,260 X X 28-5284 1306230 5400 116630 22,990,028 311,518 X 28-CPADV 297542 13976 16,910,384 229,138 X X 28-CPADV 53855 1157 174126 64,427 873 X 28-11135 873 66,985,160 907,658 X 28-12020 872884 34774 3PAR INC COM 88580F109 512,344 46,450 X 28-CPADV 46450 30,333 2,750 X X 28-CPADV 2750 TIBCO SOFTWARE INC COM 88632Q103 9,490 1,000 X 28-5284 1000 17,557 1,850 X 28-CPADV 1850 TICKETMASTER ENTMT INC COM 88633P302 421 36 X 28-5284 36 18,049 1,544 X 28-CPADV 1544 164 14 X 28-12020 14 TIDEWATER INC COM 886423102 415,569 8,825 X 28-5284 7085 1740 89,471 1,900 X X 28-5284 1900 16,999 361 X 28-CPADV 361 TIFFANY & CO NEW COM 886547108 460,010 11,939 X 28-5284 11889 50 374,512 9,720 X X 28-5284 7295 2425 188,142 4,883 X 28-CPADV 4883 168,916 4,384 X X 28-CPADV 4384 3,545 92 X 28-11135 92 107,884 2,800 X 28-12020 2800 COLUMN TOTAL 321,180,998
FILE NO. 28-1235 PAGE 307 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TIGERLOGIC CORPORATION COM 8867EQ101 4,520 2,000 X X 28-5284 2000 TIM HORTONS INC COM 88706M103 57,958 2,048 X X 28-5284 1236 812 55,836 1,973 X 28-CPADV 1973 223,202 7,887 X 28-12020 7887 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 2,312 94 X 28-5284 94 TIMBERLAND CO CL A 887100105 4,343 312 X 28-5284 312 15,312 1,100 X X 28-CPADV 1100 TIME WARNER INC COM NEW 887317303 1,483,350 51,541 X 28-5284 48066 3475 996,680 34,631 X X 28-5284 30088 66 4477 12,666,999 440,132 X 28-CPADV 440132 10,852,478 377,084 X X 28-CPADV 377084 34,248 1,190 X 28-11135 1190 23,024 800 X 28-11439 800 903,778 31,403 X 28-12020 26898 4505 TIME WARNER CABLE INC COM 88732J207 331,879 7,702 X 28-5284 7619 83 281,076 6,523 X X 28-5284 6087 16 420 7,409,239 171,948 X 28-CPADV 171948 3,514,593 81,564 X X 28-CPADV 81564 1,336 31 X 28-11135 31 8,618 200 X 28-11439 200 314,729 7,304 X 28-12020 6762 542 TIMKEN CO COM 887389104 28,233 1,205 X 28-5284 1205 1,617 69 X X 28-5284 69 19,517 833 X 28-CPADV 833 63,261 2,700 X 28-12020 2700 TITAN INTL INC ILL COM 88830M102 120,150 13,500 X 28-CPADV 13500 TITAN MACHY INC COM 88830R101 6,260 500 X X 28-5284 500 180,288 14,400 X 28-CPADV 14400 TITANIUM METALS CORP COM NEW 888339207 69,086 7,204 X 28-5284 7204 2,877 300 X X 28-5284 300 29,307 3,056 X 28-CPADV 3056 33,162 3,458 X X 28-CPADV 3458 27,744 2,893 X 28-12020 1232 1661 COLUMN TOTAL 39,767,012
FILE NO. 28-1235 PAGE 308 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TIVO INC COM 888706108 20,720 2,000 X X 28-5284 2000 10,536 1,017 X 28-CPADV 1017 TOLL BROTHERS INC COM 889478103 387,263 19,819 X 28-5284 19819 142,642 7,300 X X 28-5284 1300 6000 22,803 1,167 X 28-CPADV 1167 1,172 60 X 28-12020 60 TOLLGRADE COMMUNICATIONS INC COM 889542106 518 80 X 28-5284 80 874,411 134,940 X X 28-5284 134940 TOMKINS PLC SPONSORED ADR 890030208 9,784 816 X 28-5284 816 TOMPKINS FINANCIAL CORPORATI COM 890110109 11,624 266 X 28-5284 266 335,354 7,674 X 28-CPADV 7674 14,071 322 X 28-12020 322 TOOTSIE ROLL INDS INC COM 890516107 3,139 132 X 28-5284 132 130,077 5,470 X X 28-5284 850 4620 4,590 193 X 28-CPADV 193 TORCHMARK CORP COM 891027104 1,302,466 29,990 X 28-5284 7762 22228 1,706,625 39,296 X X 28-5284 12196 27100 180,973 4,167 X 28-CPADV 4167 166,945 3,844 X X 28-CPADV 3844 52,116 1,200 X 28-12020 1200 TORO CO COM 891092108 139,394 3,505 X 28-5284 3145 360 661,375 16,630 X X 28-5284 5990 10640 17,101 430 X 28-CPADV 430 7,954 200 X X 28-CPADV 200 181,391 4,561 X 28-11135 4561 TORONTO DOMINION BK ONT COM NEW 891160509 2,354,036 36,525 X 28-5284 36525 103,507 1,606 X X 28-5284 1606 304,268 4,721 X 28-12020 2474 2247 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 15,355 574 X 28-5284 574 331,700 12,400 X X 28-5284 12400 349,409 13,062 X 28-12020 13062 TORTOISE CAP RES CORP COM 89147N304 6,722 1,031 X X 28-5284 1031 COLUMN TOTAL 9,850,041
FILE NO. 28-1235 PAGE 309 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TORTOISE NORTH AMRN ENRGY CO COM 89147T103 18,360 1,000 X 28-5284 1000 TORTOISE ENERGY CAP CORP COM 89147U100 19,800 1,000 X 28-5284 1000 TOTAL S A SPONSORED ADR 89151E109 2,583,203 43,591 X 28-5284 42125 1466 1,235,808 20,854 X X 28-5284 13656 7198 515,562 8,700 X 28-11135 8700 276,566 4,667 X 28-12020 3487 1180 TOWER BANCORP INC COM 891709107 126,096 4,800 X 28-5284 4800 86,691 3,300 X X 28-5284 3300 TOWER GROUP INC COM 891777104 3,707 152 X 28-5284 152 337,143 13,823 X 28-CPADV 13823 147,560 6,050 X X 28-CPADV 6050 31,024 1,272 X 28-11135 1272 7,317 300 X 28-12020 300 TOTAL SYS SVCS INC COM 891906109 403 25 X 28-5284 25 150,371 9,334 X 28-CPADV 9334 335,394 20,819 X X 28-CPADV 20819 21,297 1,322 X 28-11135 1322 8,393 521 X 28-12020 521 TRACK DATA CORP COM PAR $.01 891918302 149,525 38,047 X X 28-5284 38047 TOWNEBANK PORTSMOUTH VA COM 89214P109 6,375 500 X X 28-5284 500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 320,723 4,082 X 28-5284 3982 100 333,530 4,245 X X 28-5284 4000 245 168,847 2,149 X 28-11135 2149 432,214 5,501 X 28-12020 5421 80 TRACTOR SUPPLY CO COM 892356106 33,555 693 X 28-5284 593 100 136,544 2,820 X X 28-5284 2820 5,197,790 107,348 X 28-CPADV 107348 717,584 14,820 X X 28-CPADV 14820 41,060 848 X 28-11135 848 183,996 3,800 X 28-12020 3800 TRADESTATION GROUP INC COM 89267P105 14,409 1,768 X 28-CPADV 1768 TRANSACT TECHNOLOGIES INC COM 892918103 21,200 4,000 X 28-12020 4000 COLUMN TOTAL 13,662,047
FILE NO. 28-1235 PAGE 310 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TRANS WORLD ENTMT CORP COM 89336Q100 2,543,799 2,795,384 X X 28-5284 2795384 TRANSATLANTIC HLDGS INC COM 893521104 119,555 2,383 X 28-5284 1997 386 351 7 X X 28-5284 7 2,892,602 57,656 X 28-CPADV 57656 2,258 45 X 28-11135 45 40,086 799 X 28-12020 85 714 TRANSCANADA CORP COM 89353D107 139,931 4,511 X 28-5284 4511 263,670 8,500 X X 28-5284 1500 7000 17,650 569 X 28-12020 569 TRANSDIGM GROUP INC COM 893641100 941,060 18,893 X X 28-5284 15928 2965 11,257 226 X 28-CPADV 226 144,449 2,900 X X 28-CPADV 2900 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 8,070 300 X 28-12020 300 TRANSOCEAN INC NOTE 1.625%12 893830AU3 398,000 4,000 X 28-5284 4000 TRANSOCEAN INC NOTE 1.500%12 893830AV1 772,000 8,000 X 28-5284 8000 TRANS1 INC COM 89385X105 8,494 1,766 X 28-CPADV 1766 TRANSWITCH CORP COM 894065101 116,232 166,045 X X 28-5284 166045 TRAVELERS COMPANIES INC COM 89417E109 4,554,661 92,518 X 28-5284 68822 23696 8,547,116 173,616 X X 28-5284 163618 9998 9,722,334 197,488 X 28-CPADV 196776 712 5,052,376 102,628 X X 28-CPADV 6140 26 96462 707,583 14,373 X 28-11135 14373 31,868,056 647,330 X 28-12020 628188 19142 TRAVELCENTERS OF AMERICA LLC COM 894174101 40,874 7,312 X X 28-5284 7312 TREDEGAR CORP COM 894650100 2,610 180 X 28-5284 180 14,573 1,005 X 28-CPADV 1005 TREE COM INC COM 894675107 15 2 X 28-5284 2 498 66 X 28-CPADV 66 15 2 X 28-12020 2 COLUMN TOTAL 68,930,175
FILE NO. 28-1235 PAGE 311 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS INC COM 89469A104 295,597 8,287 X 28-CPADV 8287 43,838 1,229 X 28-11135 1229 107,010 3,000 X 28-12020 3000 TRI CONTL CORP COM 895436103 8,816 800 X 28-5284 800 274,993 24,954 X X 28-5284 24954 TRIAN ACQUISITION I CORP COM 89582E108 29,190 3,000 X X 28-5284 3000 TRIDENT MICROSYSTEMS INC COM 895919108 1,360 525 X 28-CPADV 525 TRICO MARINE SERVICES INC NOTE 3.000% 1 896106AQ4 29,187,500 500,000 X X 28-5284 500000 TRIMBLE NAVIGATION LTD COM 896239100 484,512 20,264 X 28-5284 3189 17075 904,994 37,850 X X 28-5284 10500 27350 3,090,989 129,276 X 28-CPADV 129276 615,204 25,730 X X 28-CPADV 25730 2,979,664 124,620 X 28-12020 124620 TRINA SOLAR LIMITED SPON ADR 89628E104 355,800 11,060 X X 28-5284 11060 TRINITY INDS INC COM 896522109 8,595 500 X 28-5284 500 42,116 2,450 X X 28-5284 2450 4,934 287 X 28-CPADV 287 140,442 8,170 X X 28-CPADV 8170 993,221 57,779 X 28-12020 48189 9590 TRIQUINT SEMICONDUCTOR INC COM 89674K103 2,185,926 283,151 X 28-CPADV 283151 16,212 2,100 X X 28-CPADV 2100 31,884 4,130 X 28-12020 4130 TRIUMPH GROUP INC NEW COM 896818101 28,938 603 X 28-5284 443 160 41,559 866 X 28-11135 866 TRUE RELIGION APPAREL INC COM 89784N104 182,547 7,040 X X 28-5284 7040 166,963 6,439 X 28-11135 6439 TRUEBLUE INC COM 89785X101 5,726 407 X 28-CPADV 407 TRUSTCO BK CORP N Y COM 898349105 8,250 1,320 X 28-5284 710 610 75,000 12,000 X X 28-CPADV 12000 1,650 264 X 28-12020 264 COLUMN TOTAL 42,313,430
FILE NO. 28-1235 PAGE 312 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- TRUSTMARK CORP COM 898402102 1,238 65 X X 28-5284 65 3,524 185 X 28-CPADV 185 TUESDAY MORNING CORP COM NEW 899035505 17 4 X 28-CPADV 4 TUPPERWARE BRANDS CORP COM 899896104 132,934 3,330 X 28-5284 3330 130,379 3,266 X X 28-5284 2600 666 28,663 718 X 28-CPADV 718 105,628 2,646 X 28-11135 2646 3,992 100 X 28-12020 100 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 30,075 1,683 X X 28-5284 1683 19,818 1,109 X 28-12020 681 428 TURKISH INVT FD INC COM 900145103 15,250 1,250 X 28-12020 1250 TUTOR PERINI CORP COM 901109108 3,536 166 X 28-5284 166 134,190 6,300 X X 28-CPADV 6300 426 20 X 28-12020 20 TWEEN BRANDS INC COM 901166108 1,057 126 X 28-CPADV 126 1,678 200 X 28-12020 200 21ST CENTY HLDG CO COM 90136Q100 261,905 64,828 X X 28-5284 64828 TWIN DISC INC COM 901476101 2,344 188 X 28-CPADV 188 II VI INC COM 902104108 72,504 2,850 X 28-5284 2850 1,088,476 42,786 X X 28-5284 40936 1850 3,765 148 X 28-CPADV 148 152,640 6,000 X 28-12020 6000 TYLER TECHNOLOGIES INC COM 902252105 284,890 16,670 X X 28-5284 16670 5,323,415 311,493 X 28-CPADV 311493 574,993 33,645 X X 28-CPADV 33645 TYSON FOODS INC CL A 902494103 12,011 951 X 28-5284 366 585 34,733 2,750 X X 28-5284 2750 124,709 9,874 X 28-CPADV 9874 118,709 9,399 X X 28-CPADV 9399 UAL CORP COM NEW 902549807 46 5 X 28-5284 5 6,814 739 X 28-CPADV 739 COLUMN TOTAL 8,674,359
FILE NO. 28-1235 PAGE 313 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- UCBH HOLDINGS INC COM 90262T308 688 860 X 28-5284 860 550 688 X 28-CPADV 688 UDR INC COM 902653104 8,500 540 X 28-5284 540 138,307 8,787 X X 28-5284 8787 500,327 31,787 X 28-CPADV 31787 5,100 324 X 28-12020 324 UGI CORP NEW COM 902681105 201,733 8,050 X 28-5284 5050 3000 399,882 15,957 X X 28-5284 15957 3,998,348 159,551 X 28-CPADV 159551 572,370 22,840 X X 28-CPADV 22840 12,530 500 X 28-12020 500 UIL HLDG CORP COM 902748102 6,598 250 X 28-5284 250 26,390 1,000 X X 28-5284 1000 31,668 1,200 X 28-12020 1200 UMB FINL CORP COM 902788108 1,011 25 X X 28-5284 25 1,264,195 31,261 X 28-CPADV 31261 155,290 3,840 X X 28-CPADV 3840 US BANCORP DEL COM NEW 902973304 23,095,221 1,056,506 X 28-5284 990176 490 65840 9,700,003 443,733 X X 28-5284 378187 7596 57950 2,750,338 125,816 X 28-CPADV 123564 2252 2,307,454 105,556 X X 28-CPADV 19366 84 86106 436,632 19,974 X 28-11135 19974 19,607,895 896,976 X 28-12020 876660 20316 UQM TECHNOLOGIES INC COM 903213106 1,725 300 X 28-5284 300 URS CORP NEW COM 903236107 5,647,612 129,384 X 28-5284 121324 8060 3,123,463 71,557 X X 28-5284 70317 500 740 41,206 944 X 28-CPADV 944 26,190 600 X X 28-CPADV 600 3,838,974 87,949 X 28-12020 87494 455 USANA HEALTH SCIENCES INC COM 90328M107 249,003 7,300 X X 28-5284 7300 580 17 X 28-CPADV 17 USA TECHNOLOGIES INC *W EXP 12/31/2 90328S179 1,336 3,180 X 28-5284 3180 USA TECHNOLOGIES INC CONV PFD SER A 90328S203 36,000 4,000 X X 28-5284 4000 COLUMN TOTAL 78,187,119
FILE NO. 28-1235 PAGE 314 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- USA TECHNOLOGIES INC COM NO PAR 90328S500 9,554 5,620 X 28-5284 5620 2,453 1,443 X X 28-5284 1383 60 U S G CORP COM NEW 903293405 12,885 750 X 28-5284 750 73,960 4,305 X X 28-5284 2305 2000 9,913 577 X 28-CPADV 577 9,707 565 X 28-12020 565 USEC INC NOTE 3.000%10 90333EAC2 42,381,000 612,000 X X 28-5284 612000 USEC INC COM 90333E108 8,076 1,722 X 28-5284 1722 75,040 16,000 X X 28-5284 1000 15000 U S PHYSICAL THERAPY INC COM 90337L108 226,050 15,000 X 28-CPADV 15000 U S GEOTHERMAL INC COM 90338S102 780 500 X 28-12020 500 USA MOBILITY INC COM 90341G103 1,009,522 78,379 X 28-CPADV 78379 5,474 425 X X 28-CPADV 425 U S AIRWAYS GROUP INC COM 90341W108 122,200 26,000 X X 28-CPADV 26000 ULTA SALON COSMETCS & FRAG I COM 90384S303 3,302 200 X X 28-5284 200 333,502 20,200 X 28-CPADV 20200 ULTIMATE SOFTWARE GROUP INC COM 90385D107 7,955 277 X 28-CPADV 277 226,888 7,900 X 28-12020 7900 ULTRA CLEAN HLDGS INC COM 90385V107 3,096 600 X X 28-5284 600 ULTRA PETROLEUM CORP COM 903914109 111,041 2,268 X 28-5284 2268 938,661 19,172 X X 28-5284 4372 14800 19,584 400 X 28-12020 400 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 2,089 52 X 28-5284 52 ULTRATECH INC COM 904034105 2,911 220 X 28-5284 220 14,950 1,130 X 28-CPADV 1130 UMPQUA HLDGS CORP COM 904214103 1,823 172 X 28-CPADV 172 39,220 3,700 X X 28-CPADV 3700 COLUMN TOTAL 45,651,636
FILE NO. 28-1235 PAGE 315 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- UNDER ARMOUR INC CL A 904311107 13,915 500 X 28-5284 100 400 114,103 4,100 X X 28-5284 4100 26,689 959 X 28-12020 959 UNICA CORP COM 904583101 511,729 67,156 X X 28-5284 67156 13,419 1,761 X 28-CPADV 1761 UNIFIRST CORP MASS COM 904708104 4,445 100 X 28-5284 100 629,945 14,172 X 28-CPADV 14172 200,025 4,500 X X 28-CPADV 4500 400,050 9,000 X 28-12020 9000 UNILEVER PLC SPON ADR NEW 904767704 669,621 23,348 X 28-5284 19348 4000 776,941 27,090 X X 28-5284 20290 6800 4,962 173 X 28-11135 173 244,124 8,512 X 28-12020 7732 780 UNILEVER N V N Y SHS NEW 904784709 7,607,438 263,598 X 28-5284 246576 17022 11,656,554 403,900 X X 28-5284 383503 5352 15045 124,098 4,300 X X 28-CPADV 4300 14,315 496 X 28-11135 496 1,283,318 44,467 X 28-12020 44467 UNION BANKSHARES CORP COM 905399101 18,675 1,500 X X 28-CPADV 1500 UNION BANKSHARES INC COM 905400107 64,040 4,000 X X 28-5284 4000 UNION DRILLING INC COM 90653P105 1,711 224 X 28-CPADV 224 UNION PAC CORP COM 907818108 34,958,302 599,114 X 28-5284 574706 290 24118 27,693,902 474,617 X X 28-5284 435273 13890 25454 18,529,159 317,552 X 28-CPADV 304307 13245 11,344,465 194,421 X X 28-CPADV 51204 1031 142186 210,352 3,605 X 28-11135 3605 30,831,148 528,383 X 28-12020 507551 20832 UNISOURCE ENERGY CORP COM 909205106 10,148 330 X 28-5284 330 1,937 63 X 28-CPADV 63 6,150 200 X 28-12020 200 COLUMN TOTAL 147,965,680
FILE NO. 28-1235 PAGE 316 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- UNISYS CORP COM 909214108 14,098 5,280 X 28-5284 5280 1,736 650 X X 28-5284 650 22,396 8,388 X 28-CPADV 8388 1,466 549 X 28-12020 50 499 UNIT CORP COM 909218109 165,000 4,000 X 28-5284 4000 27,101 657 X 28-CPADV 657 1,774 43 X 28-11135 43 26,565 644 X 28-12020 444 200 UNITED AMER INDEMNITY LTD CL A 90933T109 133 18 X 28-CPADV 18 UNITED AMERN HEALTHCARE CORP COM 90934C105 682,966 656,698 X X 28-5284 656698 UNITED CMNTY FINL CORP OHIO COM 909839102 22,359 12,850 X 28-12020 12850 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 1,465 293 X 28-11135 293 UNITED BANKSHARES INC WEST V COM 909907107 10,383 530 X 28-5284 150 380 882 45 X X 28-5284 45 10,539 538 X 28-CPADV 538 UNITED BANCORP INC OHIO COM 909911109 1,614 200 X 28-5284 200 45,999 5,700 X 28-12020 5700 UNITED CAPITAL CORP COM 909912107 11,560 500 X 28-12020 500 UNITED DOMINION REALTY TR IN NOTE 4.000%12 910197AK8 1,996,851 2,000 X 28-11439 2000 UNITED DOMINION REALTY TR IN NOTE 3.625% 910197AM4 1,374,821 1,500 X 28-11439 1500 UNITED FIRE & CAS CO COM 910331107 2,864 160 X 28-5284 160 1,038 58 X X 28-5284 58 1,504 84 X 28-CPADV 84 25,060 1,400 X X 28-CPADV 1400 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 1,965 517 X 28-5284 517 407 107 X X 28-5284 107 UNITED NAT FOODS INC COM 911163103 9,803 410 X 28-5284 410 4,782 200 X 28-CPADV 200 224,180 9,376 X 28-11135 9376 UNITED ONLINE INC COM 911268100 192,960 24,000 X X 28-5284 24000 8,040 1,000 X 28-12020 1000 COLUMN TOTAL 4,892,311
FILE NO. 28-1235 PAGE 317 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE INC CL B 911312106 56,045,797 992,488 X 28-5284 837461 155027 36,282,596 642,511 X X 28-5284 631163 11348 8,267,716 146,409 X 28-CPADV 146409 4,941,520 87,507 X X 28-CPADV 87507 289,578 5,128 X 28-11135 5128 3,712,677 65,746 X 28-12020 63086 2660 UNITED RENTALS INC COM 911363109 546,940 53,101 X 28-CPADV 53101 UNITED STATES CELLULAR CORP COM 911684108 9,338 239 X 28-CPADV 239 US GOLD CORPORATION COM PAR $0.10 912023207 11,433 3,956 X 28-CPADV 3956 1,734 600 X 28-12020 600 UNITED STATES NATL GAS FUND UNIT 912318102 377,441 32,150 X 28-5284 32150 46,960 4,000 X X 28-5284 4000 158,795 13,526 X 28-12020 13026 500 UNITED STATES OIL FUND LP UNITS 91232N108 405,545 11,206 X 28-5284 11206 362 10 X X 28-5284 10 22,619 625 X 28-12020 625 U STORE IT TR COM 91274F104 55,938 8,950 X 28-5284 8950 177,794 28,447 X 28-CPADV 28447 100,000 16,000 X 28-12020 16000 UNITED STATES STL CORP NEW COM 912909108 369,114 8,319 X 28-5284 8039 280 437,266 9,855 X X 28-5284 9655 200 332,464 7,493 X 28-CPADV 7493 314,450 7,087 X X 28-CPADV 7087 154,141 3,474 X 28-11135 3474 564,874 12,731 X 28-12020 12084 647 UNITED STATIONERS INC COM 913004107 10,950 230 X 28-5284 230 646,306 13,575 X 28-CPADV 13575 COLUMN TOTAL 114,284,348
FILE NO. 28-1235 PAGE 318 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP COM 913017109 96,055,231 1,576,485 X 28-5284 1519664 210 56611 81,302,555 1,334,360 X X 28-5284 1217269 11461 105630 26,450,444 434,112 X 28-CPADV 416096 18016 16,978,023 278,648 X X 28-CPADV 74885 1401 202362 973,418 15,976 X 28-11135 15976 32,189,319 528,300 X 28-12020 505838 22462 UNITED THERAPEUTICS CORP DEL COM 91307C102 24,495 500 X X 28-5284 500 18,028 368 X 28-CPADV 368 244,950 5,000 X X 28-CPADV 5000 124,337 2,538 X 28-11135 2538 UNITEDHEALTH GROUP INC COM 91324P102 9,927,634 396,471 X 28-5284 351378 45093 2,826,741 112,889 X X 28-5284 91404 3520 17965 11,698,888 467,208 X 28-CPADV 438998 28210 8,205,783 327,707 X X 28-CPADV 101093 2663 223951 342,497 13,678 X 28-11135 13678 4,734,138 189,063 X 28-12020 183026 6037 UNITIL CORP COM 913259107 28,916 1,288 X 28-11135 1288 6,735 300 X 28-12020 300 UNITRIN INC COM 913275103 4,580 235 X 28-CPADV 235 77,960 4,000 X X 28-CPADV 4000 82,443 4,230 X 28-12020 4230 UNIVERSAL AMERICAN CORP COM 913377107 416,637 44,229 X 28-CPADV 44229 4,946 525 X X 28-CPADV 525 379,428 40,279 X 28-12020 40279 UNIVERSAL CORP VA COM 913456109 41,820 1,000 X 28-5284 1000 48,093 1,150 X X 28-5284 1000 150 640,892 15,325 X 28-CPADV 15325 12,546 300 X 28-12020 300 UNIVERSAL DISPLAY CORP COM 91347P105 22,686 1,900 X 28-5284 900 1000 17,910 1,500 X X 28-CPADV 1500 UNIVERSAL FST PRODS INC COM 913543104 6,708 170 X 28-5284 170 17,047 432 X 28-CPADV 432 3,946 100 X 28-12020 100 COLUMN TOTAL 293,909,774
FILE NO. 28-1235 PAGE 319 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 60,218 1,850 X X 28-5284 500 1350 8,138 250 X 28-CPADV 250 UNIVERSAL INS HLDGS INC COM 91359V107 50,300 10,000 X X 28-CPADV 10000 45,270 9,000 X 28-12020 9000 UNIVERSAL STAINLESS & ALLOY COM 913837100 2,007,080 109,977 X 28-CPADV 109977 289,810 15,880 X X 28-CPADV 15880 UNIVERSAL HLTH SVCS INC CL B 913903100 41,369 668 X 28-5284 668 68,123 1,100 X X 28-5284 800 300 253,232 4,089 X 28-CPADV 4089 619 10 X 28-11135 10 190,249 3,072 X 28-12020 3072 UNIVEST CORP PA COM 915271100 39,158 1,807 X 28-CPADV 1807 UNUM GROUP COM 91529Y106 442,372 20,633 X 28-5284 250 20383 191,695 8,941 X X 28-5284 8941 331,248 15,450 X 28-CPADV 15450 389,565 18,170 X X 28-CPADV 18170 126,710 5,910 X 28-11135 5910 106,385 4,962 X 28-12020 4293 669 URBAN OUTFITTERS INC COM 917047102 422,712 14,011 X 28-5284 8266 5745 296,119 9,815 X X 28-5284 7770 2045 33,428 1,108 X 28-CPADV 1108 456,955 15,146 X 28-11135 15146 URSTADT BIDDLE PPTYS INS COM 917286106 6,580 500 X X 28-5284 500 URSTADT BIDDLE PPTYS INS CL A 917286205 10,213 700 X 28-5284 700 29,180 2,000 X X 28-5284 2000 998,029 68,405 X 28-CPADV 68405 4,742 325 X X 28-CPADV 325 VCA ANTECH INC COM 918194101 24,201 900 X 28-5284 900 14,978 557 X 28-CPADV 557 337,738 12,560 X 28-12020 10710 1850 COLUMN TOTAL 7,276,416
FILE NO. 28-1235 PAGE 320 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- V F CORP COM 918204108 1,030,317 14,225 X 28-5284 13465 760 1544,251,565 21,320,607 X X 28-5284 13159 21306998 450 259,589 3,584 X 28-CPADV 3584 241,554 3,335 X X 28-CPADV 3335 405,680 5,601 X 28-11135 5601 166,589 2,300 X 28-12020 2100 200 VSE CORP COM 918284100 3,550 91 X 28-CPADV 91 VAALCO ENERGY INC COM NEW 91851C201 148,120 32,200 X X 28-CPADV 32200 VAIL RESORTS INC COM 91879Q109 15,999 477 X 28-CPADV 477 154,955 4,620 X X 28-CPADV 4620 VALASSIS COMMUNICATIONS INC COM 918866104 10,978 614 X 28-CPADV 614 VALHI INC NEW COM 918905100 4,472 369 X 28-5284 369 VALENCE TECHNOLOGY INC COM 918914102 3,600 2,000 X X 28-5284 2000 VALEANT PHARMACEUTICALS INTL COM 91911X104 17,313 617 X 28-5284 617 14,535 518 X 28-CPADV 518 14,030 500 X 28-12020 500 VALE S A ADR 91912E105 160,430 6,936 X 28-5284 6936 327,521 14,160 X X 28-5284 14160 3,430,642 148,320 X 28-CPADV 146890 1430 301,361 13,029 X X 28-CPADV 12519 53 457 208,910 9,032 X 28-11135 9032 153,028 6,616 X 28-12020 4386 2230 VALE S A ADR REPSTG PFD 91912E204 143,570 7,000 X X 28-CPADV 7000 VALERO ENERGY CORP NEW COM 91913Y100 133,520 6,886 X 28-5284 5006 1880 687,821 35,473 X X 28-5284 35273 200 587,304 30,289 X 28-CPADV 30289 577,357 29,776 X X 28-CPADV 40 29736 38,955 2,009 X 28-11135 2009 271,402 13,997 X 28-12020 6985 7012 VALLEY NATL BANCORP COM 919794107 170,020 13,834 X 28-5284 10105 3729 3,254,650 264,821 X 28-CPADV 264821 513,611 41,791 X X 28-CPADV 41791 COLUMN TOTAL 1 ,557,702,948
FILE NO. 28-1235 PAGE 321 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VALMONT INDS INC COM 920253101 852 10 X 28-5284 10 59,626 700 X X 28-5284 700 10,136 119 X 28-CPADV 119 VALSPAR CORP COM 920355104 244,784 8,898 X 28-5284 8898 1,075,696 39,102 X X 28-5284 9545 29557 338,180 12,293 X 28-CPADV 12293 295,650 10,747 X 28-11135 10747 323,463 11,758 X 28-12020 11758 VALUECLICK INC COM 92046N102 13,190 1,000 X X 28-5284 1000 766,946 58,146 X 28-CPADV 58146 4,946 375 X X 28-CPADV 375 185 14 X 28-11135 14 VAN KAMPEN HIGH INCOME TR II COM NEW 920913506 2,075 150 X 28-12020 150 VAN KAMPEN MUN TR SH BEN INT 920919107 26,477 1,944 X 28-5284 1944 11,918 875 X 28-12020 875 VAN KAMPEN OHIO QUALITY MUN COM 920923109 67,750 4,550 X 28-12020 4550 VAN KAMPEN TR INSD MUNS COM 920928108 45,865 3,365 X X 28-5284 3365 VAN KAMPEN TR INVT GRADE MUN COM 920929106 13,188 942 X 28-12020 942 VAN KAMPEN TR INVT GRADE N Y COM 920931102 27,512 1,900 X X 28-5284 1900 VAN KAMPEN TR INVT GRADE N J COM 920933108 31,851 2,021 X 28-12020 2021 VAN KAMPEN MUN OPPORTUNITY T COM 920935103 5,447 395 X 28-5284 395 9,115 661 X 28-12020 661 VAN KAMPEN SENIOR INCOME TR COM 920961109 12,245 3,100 X 28-5284 3100 7,505 1,900 X 28-12020 1900 VAN KAMPEN SELECT SECTOR MUN COM 92112M103 73,541 6,406 X 28-5284 6406 28,700 2,500 X 28-12020 2500 VAN KAMPEN PA VALUE MUN INCO COM 92112T108 602,680 47,269 X 28-5284 46868 401 303,029 23,767 X X 28-5284 9059 14306 402 7,089 556 X 28-12020 556 COLUMN TOTAL 4,409,641
FILE NO. 28-1235 PAGE 322 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VAN KAMPEN DYNAMIC CR OPPORT COM 921166104 67,380 6,000 X 28-12020 6000 VANDA PHARMACEUTICALS INC COM 921659108 145,721 12,519 X 28-CPADV 12519 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4,439 100 X 28-5284 100 284,496 6,409 X X 28-5284 6409 11,098 250 X 28-12020 250 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 7,992 100 X 28-5284 100 151,848 1,900 X X 28-5284 1900 79,840 999 X 28-11135 999 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 42,294 525 X X 28-5284 525 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 459,807 5,744 X 28-5284 5744 632,395 7,900 X X 28-5284 7900 206,689 2,582 X 28-11135 2582 65,641 820 X 28-12020 820 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2,515,539 31,642 X 28-5284 31642 1,599,461 20,119 X X 28-5284 18979 1140 117,582,567 1,479,026 X 28-12020 1401124 77902 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 6,104,405 177,971 X 28-5284 161382 16589 6,299,264 183,652 X X 28-5284 126993 56659 208,270 6,072 X X 28-CPADV 6072 122,296,547 3,565,497 X 28-12020 3480477 85020 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2,613,683 59,796 X 28-5284 59796 3,527,397 80,700 X X 28-5284 80700 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1,870,673 29,111 X 28-5284 29111 2,028,688 31,570 X X 28-5284 31570 5,205 81 X 28-12020 81 VANGUARD WORLD FDS ENERGY ETF 92204A306 3,002,133 37,616 X 28-5284 37616 418,763 5,247 X X 28-5284 5061 186 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2,213,223 74,120 X 28-5284 73820 300 5,148,163 172,410 X X 28-5284 171705 705 29,860 1,000 X 28-12020 1000 COLUMN TOTAL 279,623,481
FILE NO. 28-1235 PAGE 323 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1,220,692 23,772 X 28-5284 23218 554 133,151 2,593 X X 28-5284 2593 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1,370,157 27,652 X 28-5284 27652 2,369,283 47,816 X X 28-5284 47696 120 38,649 780 X 28-12020 780 VANGUARD WORLD FDS INF TECH ETF 92204A702 4,205,422 84,277 X 28-5284 84277 8,998,866 180,338 X X 28-5284 180338 106,287 2,130 X 28-12020 1230 900 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2,899,566 45,562 X 28-5284 42702 2860 1,708,734 26,850 X X 28-5284 26550 300 1,751,691 27,525 X 28-12020 27525 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1,744,549 28,316 X 28-5284 28181 135 793,167 12,874 X X 28-5284 12874 VANGUARD WORLD FDS TELCOMM ETF 92204A884 147,585 2,705 X 28-5284 2705 16,368 300 X X 28-5284 300 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 40,701 970 X 28-12020 970 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 45,691,906 1,057,683 X 28-5284 1050175 7508 29,063,750 672,772 X X 28-5284 617548 40 55184 1,224,418 28,343 X 28-12020 28343 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 35,021,458 908,940 X 28-5284 883091 25849 22,716,941 589,591 X X 28-5284 536253 2625 50713 5,116,553 132,794 X 28-CPADV 132794 1,847,706 47,955 X X 28-CPADV 47955 1,303,740 33,837 X 28-11135 33837 171,341,754 4,446,970 X 28-12020 4343219 103751 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 3,569,306 68,299 X 28-5284 67634 665 1,823,247 34,888 X X 28-5284 34773 115 244,681 4,682 X 28-12020 4682 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 2,219,400 44,755 X 28-5284 44755 848,832 17,117 X X 28-5284 17117 39,374 794 X 28-12020 794 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 3,288 200 X X 28-5284 200 COLUMN TOTAL 349,621,222
FILE NO. 28-1235 PAGE 324 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VARIAN MED SYS INC COM 92220P105 2,927,445 69,486 X 28-5284 66643 2843 1,574,651 37,376 X X 28-5284 36676 700 240,689 5,713 X 28-CPADV 5713 288,085 6,838 X X 28-CPADV 6838 156,218 3,708 X 28-11135 3708 22,693,535 538,655 X 28-12020 516886 21769 VARIAN INC COM 922206107 6,944 136 X 28-5284 136 10,212 200 X X 28-5284 200 1,584,800 31,038 X 28-CPADV 31038 15,318 300 X X 28-CPADV 300 51,060 1,000 X 28-12020 1000 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 33,398 1,017 X 28-5284 307 710 14,778 450 X X 28-5284 450 242,162 7,374 X 28-CPADV 7374 1,412 43 X 28-11135 43 18,226 555 X 28-12020 555 VASCO DATA SEC INTL INC COM 92230Y104 3,079 415 X 28-CPADV 415 VECTREN CORP COM 92240G101 175,081 7,599 X 28-5284 7599 321,454 13,952 X X 28-5284 13952 18,939 822 X 28-CPADV 822 2,128,274 92,373 X 28-12020 79657 12716 VECTOR GROUP LTD COM 92240M108 436 28 X 28-5284 28 421 27 X 28-CPADV 27 VEECO INSTRS INC DEL COM 922417100 6,996 300 X 28-5284 300 231,871 9,943 X 28-CPADV 9943 VENOCO INC COM 92275P307 13,283 1,154 X 28-CPADV 1154 VENTAS INC COM 92276F100 143,990 3,740 X 28-5284 3000 740 7,700 200 X X 28-5284 200 1,128,897 29,322 X 28-CPADV 29322 243,051 6,313 X X 28-CPADV 6313 2,118 55 X 28-11135 55 187,457 4,869 X 28-12020 4869 COLUMN TOTAL 34,471,980
FILE NO. 28-1235 PAGE 325 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4,297,417 100,831 X 28-5284 91293 9538 10,068,421 236,237 X X 28-5284 235537 700 1,794,728 42,110 X 28-12020 42110 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 6,042,300 133,061 X 28-5284 119940 13121 17,301,255 381,001 X X 28-5284 258358 700 121943 1,859,358 40,946 X 28-12020 40946 VANGUARD INDEX FDS REIT ETF 922908553 127,873 3,085 X 28-5284 2910 175 118,133 2,850 X X 28-5284 2850 105,366 2,542 X 28-12020 2542 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3,649,167 63,519 X 28-5284 62302 1217 21,251,732 369,917 X X 28-5284 160635 400 208882 54,290 945 X 28-12020 945 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2,229,727 41,763 X 28-5284 40434 1329 5,501,466 103,043 X X 28-5284 102142 400 501 23,225 435 X 28-12020 435 VANGUARD INDEX FDS MID CAP ETF 922908629 14,551,663 255,741 X 28-5284 250899 4842 9,216,264 161,973 X X 28-5284 88785 18807 54381 2,232,927 39,243 X 28-12020 38693 550 VANGUARD INDEX FDS LARGE CAP ETF 922908637 36,952,947 768,732 X 28-5284 753558 15174 15,568,383 323,869 X X 28-5284 196522 127347 313,657 6,525 X 28-12020 6525 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 333,629 8,047 X 28-5284 8047 898,480 21,671 X X 28-5284 21671 VANGUARD INDEX FDS GROWTH ETF 922908736 21,065,820 427,472 X 28-5284 390776 36696 37,365,229 758,223 X X 28-5284 351381 26430 380412 49 1 X 28-11135 1 158,090 3,208 X 28-12020 3208 VANGUARD INDEX FDS VALUE ETF 922908744 19,219,968 417,100 X 28-5284 389090 28010 14,133,059 306,707 X X 28-5284 285367 16580 4760 2,014,341 43,714 X 28-12020 43714 VANGUARD INDEX FDS SMALL CP ETF 922908751 17,901,821 322,265 X 28-5284 310792 11473 11,744,770 211,427 X X 28-5284 175962 5120 30345 607,273 10,932 X 28-12020 10932 COLUMN TOTAL 278,702,828
FILE NO. 28-1235 PAGE 326 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FDS STK MRK ETF 922908769 37,846,169 706,217 X 28-5284 703590 2627 47,617,555 888,553 X X 28-5284 216851 832 670870 1,563,381 29,173 X 28-12020 29173 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 60,006 1,559 X 28-5284 618 941 1,963 51 X X 28-5284 51 38 1 X 28-11135 1 110,274 2,865 X 28-12020 2865 VERENIUM CORP COM NEW 92340P209 1,238 181 X 28-5284 181 VERIFONE HLDGS INC COM 92342Y109 1,589 100 X 28-5284 100 24,359 1,533 X 28-CPADV 1533 209,748 13,200 X X 28-CPADV 13200 15,890 1,000 X 28-12020 1000 VERISIGN INC COM 92343E102 18,455 779 X 28-5284 419 360 3,554 150 X X 28-5284 150 208,709 8,810 X 28-CPADV 8810 186,322 7,865 X X 28-CPADV 7865 663 28 X 28-11135 28 27,244 1,150 X 28-12020 1150 VERIZON COMMUNICATIONS INC COM 92343V104 72,637,315 2,399,647 X 28-5284 2322201 620 76826 83,929,114 2,772,683 X X 28-5284 2588638 28688 155357 13,909,216 459,505 X 28-CPADV 457030 2475 8,240,281 272,226 X X 28-CPADV 21415 93 250718 671,752 22,192 X 28-11135 22192 54,131,175 1,788,278 X 28-12020 1726371 61907 VERSAR INC COM 925297103 97,200 20,000 X X 28-5284 20000 VERSO PAPER CORP COM 92531L108 5,980 2,000 X 28-5284 2000 VERTEX PHARMACEUTICALS INC COM 92532F100 35,285 931 X 28-5284 931 63,862 1,685 X 28-CPADV 1685 123,175 3,250 X X 28-CPADV 3250 190 5 X 28-12020 5 VIAD CORP COM NEW 92552R406 86,808 4,360 X 28-CPADV 4360 2,529 127 X 28-12020 127 COLUMN TOTAL 321,831,039
FILE NO. 28-1235 PAGE 327 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VIASAT INC COM 92552V100 27,112 1,020 X 28-5284 750 270 2,658 100 X X 28-5284 400 300- 1,121,277 42,185 X 28-CPADV 42185 11,961 450 X X 28-CPADV 450 VIACOM INC NEW CL A 92553P102 28,331 962 X 28-5284 915 47 35,046 1,190 X X 28-5284 837 353 VIACOM INC NEW CL B 92553P201 8,057,911 287,372 X 28-5284 270028 17344 2,288,737 81,624 X X 28-5284 72634 2840 6150 17,042,291 607,785 X 28-CPADV 579247 28538 9,928,235 354,074 X X 28-CPADV 109602 2257 242215 2,468 88 X 28-11135 88 11,389,343 406,182 X 28-12020 383775 22407 VICAL INC COM 925602104 4,260 1,000 X 28-5284 1000 VICOR CORP COM 925815102 1,158 150 X 28-5284 150 VILLAGE BK & TR FINANCIAL CO COM 92705T101 294,210 73,369 X X 28-5284 73369 VILLAGE SUPER MKT INC CL A NEW 927107409 2,122 72 X 28-CPADV 72 VIRGIN MEDIA INC COM 92769L101 56,808 4,081 X 28-CPADV 4081 VIRGINIA COMM BANCORP INC COM 92778Q109 3,990 1,000 X 28-5284 1000 102,794 25,763 X 28-11135 25763 VIROPHARMA INC COM 928241108 241 25 X 28-5284 25 962 100 X X 28-5284 100 VIRTUAL RADIOLOGIC CORPORATI COM 92826B104 266,594 20,460 X X 28-5284 20460 VISA INC COM CL A 92826C839 5,670,268 82,047 X 28-5284 77277 4770 5,997,089 86,776 X X 28-5284 84301 2475 3,864,424 55,917 X 28-CPADV 55057 860 2,587,893 37,446 X X 28-CPADV 3721 33725 8,086 117 X 28-11135 117 3,090,254 44,715 X 28-12020 21102 23613 VIRTUALSCOPICS INC COM 928269109 188 150 X 28-12020 150 COLUMN TOTAL 71,886,711
FILE NO. 28-1235 PAGE 328 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VIRTUSA CORP COM 92827P102 406,647 42,850 X 28-CPADV 42850 5,694 600 X X 28-CPADV 600 VIRTUS INVT PARTNERS INC COM 92828Q109 11,270 722 X 28-CPADV 722 125 8 X 28-12020 8 VISHAY INTERTECHNOLOGY INC COM 928298108 35,155 4,450 X 28-5284 4450 28,053 3,551 X X 28-5284 3551 26,196 3,316 X 28-CPADV 3316 VITAL IMAGES INC COM 92846N104 12,520 1,000 X 28-5284 1000 22,536 1,800 X X 28-CPADV 1800 VITRAN CORP INC COM 92850E107 3,712,136 411,545 X 28-12020 411545 VIVO PARTICIPACOES S A SPON ADR PFD N 92855S200 9,545 378 X 28-5284 378 VIVUS INC COM 928551100 4,168 400 X 28-5284 400 23,278 2,234 X 28-CPADV 2234 VMWARE INC CL A COM 928563402 370,568 9,225 X 28-5284 8595 630 14,461 360 X X 28-5284 360 11,489 286 X 28-CPADV 286 4,017 100 X 28-12020 100 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2,730,398 121,351 X 28-5284 111539 9812 5,324,490 236,644 X X 28-5284 208877 758 27009 68,580 3,048 X X 28-CPADV 3048 490,095 21,782 X 28-11135 21782 3,783,083 168,137 X 28-12020 158999 9138 VOCUS INC COM 92858J108 522,250 25,000 X 28-5284 25000 522 25 X X 28-5284 25 104 5 X 28-CPADV 5 VOLCOM INC COM 92864N101 98,880 6,000 X 28-5284 6000 3,296 200 X 28-12020 200 VOLT INFORMATION SCIENCES IN COM 928703107 1,283 105 X 28-5284 105 13,613 1,114 X 28-CPADV 1114 VOLTERRA SEMICONDUCTOR CORP COM 928708106 121,176 6,600 X 28-CPADV 6600 COLUMN TOTAL 17,855,628
FILE NO. 28-1235 PAGE 329 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- VONAGE HLDGS CORP COM 92886T201 990 712 X 28-5284 712 VORNADO RLTY TR SH BEN INT 929042109 253,260 3,932 X 28-5284 3273 659 128,820 2,000 X X 28-5284 2000 1,963,346 30,482 X 28-CPADV 30482 404,366 6,278 X X 28-CPADV 525 5753 58,420 907 X 28-12020 907 VORNADO RLTY TR PFD CONV SER A 929042208 44,630 500 X 28-5284 500 VORNADO RLTY L P DBCV 3.625%11 929043AE7 582,750 6,000 X 28-5284 6000 VULCAN MATLS CO COM 929160109 167,995 3,107 X 28-5284 2607 500 575,575 10,645 X X 28-5284 6665 3980 284,030 5,253 X 28-CPADV 5253 271,864 5,028 X X 28-CPADV 5028 1,352 25 X 28-11135 25 232,068 4,292 X 28-12020 4292 W & T OFFSHORE INC COM 92922P106 152,113 12,990 X 28-CPADV 12990 21,078 1,800 X X 28-CPADV 1800 WD-40 CO COM 929236107 4,544 160 X 28-5284 160 42,600 1,500 X X 28-5284 1500 5,282 186 X 28-CPADV 186 201,470 7,094 X 28-11135 7094 8,520 300 X 28-12020 300 WGL HLDGS INC COM 92924F106 176,603 5,329 X 28-5284 5329 494,648 14,926 X X 28-5284 7726 7200 16,172 488 X 28-CPADV 488 8,285 250 X 28-12020 250 WHX CORP COM PAR $.01 N 929248607 14,097 7,342 X X 28-5284 7342 WABCO HLDGS INC COM 92927K102 7,329 349 X 28-5284 349 2,436 116 X X 28-5284 116 20,076 956 X 28-CPADV 956 693 33 X 28-12020 33 COLUMN TOTAL 6,145,412
FILE NO. 28-1235 PAGE 330 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WMS INDS INC COM 929297109 16,799 377 X 28-5284 377 49,016 1,100 X X 28-5284 1100 467,212 10,485 X 28-CPADV 10485 4,456 100 X X 28-CPADV 100 493,903 11,084 X 28-11135 11084 7,352 165 X 28-12020 165 W P CAREY & CO LLC COM 92930Y107 856,038 30,238 X 28-5284 30238 723,179 25,545 X X 28-5284 24045 1500 39,436 1,393 X 28-12020 1393 WNS HOLDINGS LTD SPON ADR 92932M101 180,574 11,300 X X 28-5284 11300 WSFS FINL CORP COM 929328102 20,220 759 X 28-5284 759 WPP PLC ADR 92933H101 16,973 395 X 28-5284 395 4,039 94 X X 28-5284 94 7,004 163 X 28-12020 163 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 151,511 12,700 X 28-CPADV 12700 WABTEC CORP COM 929740108 1,119,332 29,825 X 28-5284 2425 27400 4,107,659 109,450 X X 28-5284 3195 106255 385,058 10,260 X 28-CPADV 10260 42,446 1,131 X 28-11135 1131 WACOAL HOLDINGS CORP ADR 930004205 1,871 29 X 28-5284 29 WADDELL & REED FINL INC CL A 930059100 134,056 4,712 X 28-5284 2352 2360 560,209 19,691 X X 28-5284 19691 36,473 1,282 X 28-CPADV 1282 15,648 550 X X 28-CPADV 550 2,134 75 X 28-11135 75 WAL MART STORES INC COM 931142103 75,320,456 1,534,334 X 28-5284 1470833 290 63211 51,253,642 1,044,075 X X 28-5284 966017 5026 73032 33,475,895 681,929 X 28-CPADV 659213 22716 23,514,257 479,003 X X 28-CPADV 86945 1971 390087 595,560 12,132 X 28-11135 12132 97,397,456 1,984,059 X 28-12020 1891209 92850 COLUMN TOTAL 290,999,864
FILE NO. 28-1235 PAGE 331 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WALGREEN CO COM 931422109 10,068,789 268,716 X 28-5284 257910 10806 11,031,243 294,402 X X 28-5284 277908 16494 1,574,789 42,028 X 28-CPADV 42028 1,492,355 39,828 X X 28-CPADV 39828 332,584 8,876 X 28-11135 8876 17,039,483 454,750 X 28-12020 375943 78807 WALTER ENERGY INC COM 93317Q105 98,799 1,645 X 28-5284 1645 6,006 100 X X 28-5284 100 367,928 6,126 X 28-CPADV 6126 36,036 600 X X 28-CPADV 600 WALTER INVT MGMT CORP COM 93317W102 577 36 X 28-5284 36 673 42 X X 28-5284 42 13,697 855 X 28-CPADV 855 80 5 X 28-11135 5 WARNACO GROUP INC COM NEW 934390402 921 21 X 28-5284 21 275,309 6,277 X 28-CPADV 6277 144,738 3,300 X X 28-CPADV 3300 58,158 1,326 X 28-11135 1326 WARNER MUSIC GROUP CORP COM 934550104 1,294 234 X 28-5284 234 1,637 296 X 28-CPADV 296 WARREN RES INC COM 93564A100 13,983 4,724 X 28-CPADV 4724 WASHINGTON FED INC COM 938824109 5,193 308 X 28-CPADV 308 45,235 2,683 X X 28-CPADV 2683 WASHINGTON POST CO CL B 939640108 301,912 645 X 28-5284 445 200 740,971 1,583 X X 28-5284 1390 193 117,020 250 X 28-CPADV 250 95,488 204 X X 28-CPADV 204 468 1 X 28-11135 1 46,808 100 X 28-12020 100 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 303,466 10,537 X 28-5284 7887 2650 394,704 13,705 X X 28-5284 13305 400 302,112 10,490 X 28-CPADV 10490 20,160 700 X X 28-CPADV 700 605 21 X 28-11135 21 COLUMN TOTAL 44,933,221
FILE NO. 28-1235 PAGE 332 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WASHINGTON TR BANCORP COM 940610108 71,744 4,095 X X 28-5284 4095 5,536 316 X 28-CPADV 316 15,768 900 X X 28-CPADV 900 214,620 12,250 X 28-12020 12250 WASTE CONNECTIONS INC COM 941053100 5,859 203 X 28-5284 203 16,017 555 X 28-CPADV 555 5,772 200 X X 28-CPADV 200 15,123 524 X 28-11135 524 WASTE MGMT INC DEL COM 94106L109 12,270,960 411,501 X 28-5284 376251 35250 4,886,723 163,874 X X 28-5284 135769 1880 26225 1,167,781 39,161 X 28-CPADV 38292 869 1,013,701 33,994 X X 28-CPADV 7505 32 26457 393,236 13,187 X 28-11135 13187 14,360,417 481,570 X 28-12020 470013 11557 WATERS CORP COM 941848103 605,969 10,848 X 28-5284 10848 332,702 5,956 X X 28-5284 4089 1867 240,533 4,306 X 28-CPADV 4306 220,312 3,944 X X 28-CPADV 3944 179,869 3,220 X 28-11135 3220 70,048 1,254 X 28-12020 1254 WATSCO INC COM 942622200 16,712 310 X 28-5284 50 260 1,348 25 X X 28-5284 25 24,098 447 X 28-CPADV 447 102,429 1,900 X X 28-CPADV 1900 WATSON PHARMACEUTICALS INC COM 942683103 36,713 1,002 X 28-5284 1002 31,144 850 X X 28-5284 200 650 175,103 4,779 X 28-CPADV 4779 482,879 13,179 X X 28-CPADV 13179 515,525 14,070 X 28-11135 14070 WATSON WYATT WORLDWIDE INC CL A 942712100 1,089 25 X 28-5284 25 146,797 3,370 X X 28-5284 3370 666,381 15,298 X 28-CPADV 15298 7,623 175 X X 28-CPADV 175 741 17 X 28-11135 17 COLUMN TOTAL 38,301,272
FILE NO. 28-1235 PAGE 333 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES INC CL A 942749102 8,773 290 X 28-5284 290 1,083,918 35,832 X 28-CPADV 35832 9,831 325 X X 28-CPADV 325 WAUSAU PAPER CORP COM 943315101 309,160 30,916 X 28-CPADV 30916 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 2,664 300 X 28-12020 300 WEB COM GROUP INC COM 94733A104 13,237 1,867 X 28-CPADV 1867 WEBSENSE INC COM 947684106 9,223 549 X 28-CPADV 549 20,160 1,200 X X 28-CPADV 1200 773 46 X 28-11135 46 WEBMD HEALTH CORP CL A 94770V102 132,480 4,000 X X 28-5284 4000 WEBSTER FINL CORP CONN COM 947890109 48,733 3,908 X X 28-5284 3908 19,952 1,600 X X 28-CPADV 1600 WEIGHT WATCHERS INTL INC NEW COM 948626106 3,457 126 X 28-5284 126 85,064 3,100 X X 28-5284 3100 14,159 516 X 28-CPADV 516 WEINGARTEN RLTY INVS SH BEN INT 948741103 41,832 2,100 X 28-5284 2100 291,330 14,625 X X 28-5284 8625 6000 239,717 12,034 X 28-CPADV 12034 21,912 1,100 X X 28-CPADV 1100 WEIS MKTS INC COM 948849104 426,341 13,344 X 28-5284 12844 500 7,988 250 X X 28-5284 250 14,378 450 X 28-12020 450 WELLCARE HEALTH PLANS INC COM 94946T106 22,308 905 X 28-CPADV 905 WELLPOINT INC COM 94973V107 2,141,004 45,207 X 28-5284 41109 4098 1,517,320 32,038 X X 28-5284 21188 200 10650 3,151,619 66,546 X 28-CPADV 65323 1223 1,216,489 25,686 X X 28-CPADV 5257 20429 296,332 6,257 X 28-11135 6257 397,256 8,388 X 28-12020 4865 3523 COLUMN TOTAL 11,547,410
FILE NO. 28-1235 PAGE 334 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & CO NEW COM 949746101 61,371,644 2,177,844 X 28-5284 2088796 1000 88048 52,137,058 1,850,144 X X 28-5284 1702724 22117 125303 43,175,311 1,532,126 X 28-CPADV 1478732 53394 23,530,215 834,997 X X 28-CPADV 211020 4639 619338 367,185 13,030 X 28-11135 13030 88,748,204 3,149,333 X 28-12020 3056542 92791 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 10,716 12 X 28-5284 12 WENDYS ARBYS GROUP INC COM 950587105 22,080 4,668 X 28-5284 4668 84,076 17,775 X X 28-5284 16500 1275 10,553 2,231 X 28-CPADV 2231 315,150 66,628 X 28-11135 66628 117,597 24,862 X 28-12020 24862 WERNER ENTERPRISES INC COM 950755108 23,288 1,250 X X 28-5284 1250 469,085 25,179 X 28-CPADV 25179 6,055 325 X X 28-CPADV 325 1,211 65 X 28-11135 65 WESBANCO INC COM 950810101 744,414 48,151 X 28-5284 48151 69,570 4,500 X 28-CPADV 4500 29,374 1,900 X 28-12020 1900 WESCO FINL CORP COM 950817106 7,487 23 X 28-CPADV 23 WESCO INTL INC COM 95082P105 20,333 706 X 28-CPADV 706 WEST PHARMACEUTICAL SVSC INC COM 955306105 208,329 5,130 X 28-5284 5130 27,209 670 X X 28-5284 670 18,599 458 X 28-CPADV 458 WESTAR ENERGY INC COM 95709T100 17,559 900 X 28-5284 900 15,608 800 X X 28-5284 800 15,667 803 X 28-CPADV 803 13,657 700 X 28-12020 700 WESTAMERICA BANCORPORATION COM 957090103 12,324 237 X 28-5284 237 20,488 394 X 28-CPADV 394 WESTELL TECHNOLOGIES INC CL A 957541105 233 175 X X 28-5284 175 WESTERN ASSET GLB HI INCOME COM 95766B109 68,418 6,300 X 28-12020 6300 COLUMN TOTAL 271,678,697
FILE NO. 28-1235 PAGE 335 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET HIGH INCM FD I COM 95766H106 90,600 10,000 X 28-5284 10000 WESTERN ASSET HIGH INCM FD I COM 95766J102 74,395 8,454 X 28-5284 7640 814 66,440 7,550 X X 28-5284 7550 WESTERN ASSET HIGH INCM OPP COM 95766K109 68,903 11,839 X 28-5284 11839 62,274 10,700 X X 28-5284 10700 WESTERN ASSETT MGD HI INCM F COM 95766L107 71,791 11,886 X 28-5284 11886 34,096 5,645 X 28-12020 5645 WESTERN ASST MNG MUN FD INC COM 95766M105 62,450 5,000 X X 28-5284 5000 WESTERN ASST MN PRT FD INC COM 95766P108 189,980 14,000 X X 28-5284 14000 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 35,759 2,970 X 28-5284 2970 WESTERN ASSET INFL MGMT FD I COM 95766U107 28,451 1,786 X 28-5284 1786 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 60,807 4,671 X 28-5284 4671 WESTERN ASSET MUN DEF OPP TR COM 95768A109 40,646 1,975 X 28-5284 1975 WESTERN DIGITAL CORP COM 958102105 359,017 9,828 X 28-5284 9828 25,681 703 X X 28-5284 703 359,601 9,844 X 28-CPADV 9844 537,356 14,710 X X 28-CPADV 14710 230,468 6,309 X 28-11135 6309 53,516 1,465 X 28-12020 1215 250 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 8,850 500 X 28-5284 500 7,080 400 X 28-12020 400 WESTERN REFNG INC COM 959319104 645 100 X X 28-5284 100 323,822 50,205 X 28-CPADV 50205 3,870 600 X X 28-CPADV 600 WESTERN UN CO COM 959802109 1,300,126 68,717 X 28-5284 67749 968 1,579,990 83,509 X X 28-5284 81974 1535 581,752 30,748 X 28-CPADV 30748 750,443 39,664 X X 28-CPADV 39664 14,871 786 X 28-11135 786 2,425,809 128,214 X 28-12020 126585 1629 COLUMN TOTAL 9,449,489
FILE NO. 28-1235 PAGE 336 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WESTLAKE CHEM CORP COM 960413102 330,245 12,850 X 28-CPADV 12850 WESTPAC BKG CORP SPONSORED ADR 961214301 10,620 92 X 28-5284 92 219,798 1,904 X 28-11135 1904 WESTWOOD HLDGS GROUP INC COM 961765104 4,303 124 X 28-CPADV 124 WET SEAL INC CL A 961840105 110 29 X 28-CPADV 29 24,192 6,400 X X 28-CPADV 6400 WEYERHAEUSER CO COM 962166104 287,373 7,841 X 28-5284 7665 176 610,736 16,664 X X 28-5284 15064 250 1350 284,697 7,768 X 28-CPADV 7768 263,330 7,185 X X 28-CPADV 7185 36,064 984 X 28-11135 984 486,602 13,277 X 28-12020 12827 450 WHIRLPOOL CORP COM 963320106 295,931 4,230 X 28-5284 3023 1207 98,644 1,410 X X 28-5284 1410 231,777 3,313 X 28-CPADV 3313 219,604 3,139 X X 28-CPADV 3139 150,904 2,157 X 28-11135 2157 8,843,364 126,406 X 28-12020 126296 110 WHITING PETE CORP NEW COM 966387102 17,850 310 X 28-5284 310 34,548 600 X X 28-5284 600 384,807 6,683 X 28-CPADV 6683 17,274 300 X X 28-CPADV 300 11,977 208 X 28-11135 208 WHITNEY HLDG CORP COM 966612103 5,791 607 X 28-5284 607 24,632 2,582 X X 28-5284 2582 4,703 493 X 28-CPADV 493 364,352 38,192 X 28-11135 38192 WHOLE FOODS MKT INC COM 966837106 440,306 14,441 X 28-5284 10441 4000 937,263 30,740 X X 28-5284 6545 23500 695 146,596 4,808 X 28-CPADV 4808 132,967 4,361 X X 28-CPADV 4361 230,200 7,550 X 28-12020 4450 3100 COLUMN TOTAL 15,151,560
FILE NO. 28-1235 PAGE 337 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WILEY JOHN & SONS INC CL A 968223206 264,676 7,610 X 28-5284 7610 12,173 350 X X 28-5284 350 20,833 599 X 28-CPADV 599 14,364 413 X 28-11135 413 WILEY JOHN & SONS INC CL B 968223305 82,584 2,400 X 28-5284 2400 WILLBROS GROUP INC DEL COM 969203108 379,471 24,916 X 28-CPADV 24916 42,644 2,800 X X 28-CPADV 2800 WILLIAMS COS INC DEL COM 969457100 530,971 29,713 X 28-5284 26773 2940 550,003 30,778 X X 28-5284 30653 125 455,935 25,514 X 28-CPADV 25514 432,132 24,182 X X 28-CPADV 24182 4,146 232 X 28-11135 232 60,758 3,400 X 28-12020 2400 1000 WILLIAMS CTLS INC COM NEW 969465608 4,939 550 X X 28-5284 550 WILLIAMS CLAYTON ENERGY INC COM 969490101 6,024 200 X X 28-5284 200 228,008 7,570 X 28-CPADV 7570 95,480 3,170 X X 28-CPADV 3170 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 46,580 2,000 X X 28-5284 2000 11,645 500 X 28-12020 500 WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 26,824 1,400 X 28-5284 1400 WILLIAMS SONOMA INC COM 969904101 80,920 4,000 X 28-5284 4000 15,577 770 X 28-CPADV 770 20,230 1,000 X 28-12020 1000 WILLIS LEASE FINANCE CORP COM 970646105 2,734 200 X 28-12020 200 WILMINGTON TRUST CORP COM 971807102 646,100 45,500 X 28-5284 45500 905,037 63,735 X X 28-5284 61506 2229 22,379 1,576 X 28-CPADV 1576 WILSHIRE BANCORP INC COM 97186T108 11,744 1,600 X X 28-5284 1600 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 3,576 50 X 28-5284 50 COLUMN TOTAL 4,978,487
FILE NO. 28-1235 PAGE 338 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WINDSTREAM CORP COM 97381W104 3,169,221 312,855 X 28-5284 283674 29181 902,036 89,046 X X 28-5284 79855 155 9036 162,819 16,073 X 28-CPADV 16073 151,960 15,001 X X 28-CPADV 15001 230,002 22,705 X 28-12020 20892 1813 WINN DIXIE STORES INC COM NEW 974280307 8,515 649 X 28-5284 649 87,773 6,690 X X 28-CPADV 6690 WINNEBAGO INDS INC COM 974637100 3,972 270 X 28-5284 270 4,031 274 X 28-CPADV 274 WINTHROP RLTY TR SH BEN INT NEW 976391300 1,325 136 X 28-CPADV 136 4,383 450 X 28-12020 450 WINTRUST FINANCIAL CORP COM 97650W108 811 29 X 28-5284 29 841,680 30,103 X 28-CPADV 30103 10,485 375 X X 28-CPADV 375 WIRELESS TELECOM GROUP INC COM 976524108 1,340 2,000 X 28-12020 2000 WISCONSIN ENERGY CORP COM 976657106 15,275,816 338,185 X 28-5284 316213 300 21672 5,532,512 122,482 X X 28-5284 108197 3825 10460 18,806,530 416,350 X 28-CPADV 392711 23639 9,809,027 217,158 X X 28-CPADV 91562 1937 123659 14,604,139 323,315 X 28-12020 311473 11842 WISDOMTREE TRUST EQTY INC ETF 97717W208 215,171 6,402 X 28-12020 6402 WISDOMTREE TRUST LARGECAP DIVID 97717W307 49,299,264 1,251,568 X 28-5284 1248285 3283 3,732,793 94,765 X X 28-5284 94415 350 98,987 2,513 X 28-12020 2513 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 18,976 400 X 28-12020 400 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 662,725 17,500 X 28-12020 17500 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 277,512 13,196 X 28-5284 13196 37,244 1,771 X X 28-5284 1575 196 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 170,811 4,520 X 28-12020 4520 COLUMN TOTAL 124,121,860
FILE NO. 28-1235 PAGE 339 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WISDOMTREE TRUST DEFA FD 97717W703 10,561 229 X 28-5284 229 368,960 8,000 X 28-12020 8000 WISDOMTREE TRUST INTL DIV EX FI 97717W786 286,280 6,800 X 28-12020 6800 WISDOMTREE TRUST EUROPE TOT DIV 97717W885 203,201 4,667 X 28-12020 4667 WOLVERINE WORLD WIDE INC COM 978097103 12,047 485 X 28-5284 485 754,739 30,384 X 28-CPADV 30384 8,073 325 X X 28-CPADV 325 366,166 14,741 X 28-11135 14741 4,848,669 195,196 X 28-12020 195196 WOODWARD GOVERNOR CO COM 980745103 72,780 3,000 X X 28-5284 3000 4,488 185 X 28-CPADV 185 12,130 500 X X 28-CPADV 500 242,600 10,000 X 28-12020 10000 WOORI FIN HLDGS CO LTD ADR 981063100 53,820 1,300 X X 28-CPADV 1300 WORLD ACCEP CORP DEL COM 981419104 14,344 569 X 28-CPADV 569 156,453 6,206 X 28-11135 6206 WORLD FUEL SVCS CORP COM 981475106 1,106 23 X 28-5284 23 5,288 110 X 28-CPADV 110 WORLD WRESTLING ENTMT INC CL A 98156Q108 112,837 8,054 X 28-5284 8054 43,151 3,080 X X 28-5284 3080 4,343 310 X 28-CPADV 310 5,604 400 X 28-12020 400 WORTHINGTON INDS INC COM 981811102 86,250 6,205 X 28-5284 5105 1100 664,420 47,800 X X 28-5284 47300 500 6,714 483 X 28-CPADV 483 90,350 6,500 X 28-12020 6500 WRIGHT EXPRESS CORP COM 98233Q105 14,017 475 X 28-CPADV 475 WRIGHT MED GROUP INC COM 98235T107 316,140 17,701 X 28-CPADV 17701 893 50 X 28-12020 50 COLUMN TOTAL 8,766,424
FILE NO. 28-1235 PAGE 340 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- WYETH COM 983024100 87,363,406 1,798,341 X 28-5284 1746441 270 51630 104,953,544 2,160,427 X X 28-5284 1959679 11025 189723 14,704,486 302,686 X 28-CPADV 302686 10,525,926 216,672 X X 28-CPADV 216672 625,273 12,871 X 28-11135 12871 34,784,640 716,028 X 28-12020 698606 17422 WYNDHAM WORLDWIDE CORP COM 98310W108 7,050 432 X 28-5284 432 215,196 13,186 X X 28-5284 1646 11540 101,217 6,202 X 28-CPADV 6202 95,211 5,834 X X 28-CPADV 5834 47,377 2,903 X 28-12020 1803 1100 WYNN RESORTS LTD COM 983134107 3,828 54 X 28-5284 54 7,089 100 X X 28-5284 100 288,381 4,068 X 28-CPADV 4068 166,166 2,344 X X 28-CPADV 2344 XTO ENERGY INC COM 98385X106 25,950,365 628,034 X 28-5284 596467 490 31077 9,039,205 218,761 X X 28-5284 206748 5478 6535 24,678,701 597,258 X 28-CPADV 568000 29258 15,748,292 381,130 X X 28-CPADV 112340 2529 266261 325,932 7,888 X 28-11135 7888 13,498,789 326,689 X 28-12020 309344 17345 XCEL ENERGY INC COM 98389B100 1,580,412 82,142 X 28-5284 62667 19475 2,496,063 129,733 X X 28-5284 91808 37925 4,543,911 236,170 X 28-CPADV 236170 306,147 15,912 X X 28-CPADV 15912 177,566 9,229 X 28-12020 7196 2033 XILINX INC COM 983919101 328,934 14,045 X 28-5284 12825 1220 33,701 1,439 X X 28-5284 1439 295,256 12,607 X 28-CPADV 12607 275,841 11,778 X X 28-CPADV 11778 387,601 16,550 X 28-11135 16550 34,029 1,453 X 28-12020 1453 COLUMN TOTAL 353,589,535
FILE NO. 28-1235 PAGE 341 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- XEROX CORP COM 984121103 152,989 19,766 X 28-5284 16686 3080 117,772 15,216 X X 28-5284 14466 750 283,880 36,677 X 28-CPADV 36677 272,425 35,197 X X 28-CPADV 35197 406,528 52,523 X 28-11135 52523 30,186 3,900 X 28-12020 3900 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 7,620 200 X 28-12020 200 YRC WORLDWIDE INC COM 984249102 10,680 2,400 X 28-5284 2400 223 50 X 28-12020 50 YAHOO INC COM 984332106 1,373,258 77,106 X 28-5284 23596 53510 695,124 39,030 X X 28-5284 16255 22775 9,912,387 556,563 X 28-CPADV 556563 10,382,607 582,965 X X 28-CPADV 582965 837 47 X 28-11135 47 77,420 4,347 X 28-12020 2830 1517 YAMANA GOLD INC COM 98462Y100 38,877 3,630 X 28-5284 3630 53,550 5,000 X X 28-5284 5000 4,820 450 X X 28-CPADV 450 2,110 197 X 28-11135 197 1,256,808 117,349 X 28-12020 109712 7637 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 7,476 600 X X 28-5284 600 YORK WTR CO COM 987184108 2,772 200 X 28-5284 200 34,331 2,477 X X 28-5284 2827 350- YOUBET COM INC COM 987413101 5,289,024 2,518,583 X X 28-5284 2518583 10,326 4,917 X 28-CPADV 4917 YOUNG INNOVATIONS INC COM 987520103 618,285 23,500 X 28-CPADV 23500 1,394 53 X 28-11135 53 COLUMN TOTAL 31,043,709
FILE NO. 28-1235 PAGE 342 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- YUM BRANDS INC COM 988498101 11,850,199 351,013 X 28-5284 340438 10575 8,853,425 262,246 X X 28-5284 247872 645 13729 679,049 20,114 X 28-CPADV 20114 752,173 22,280 X X 28-CPADV 22280 1,553 46 X 28-11135 46 6,977,044 206,666 X 28-12020 202859 3807 ZALE CORP NEW COM 988858106 2,217 310 X 28-5284 310 644 90 X 28-CPADV 90 ZEBRA TECHNOLOGIES CORP CL A 989207105 7,494 289 X 28-5284 289 21,522 830 X 28-CPADV 830 124,205 4,790 X 28-12020 4790 ZENITH NATL INS CORP COM 989390109 16,532 535 X 28-5284 155 380 15,234 493 X 28-CPADV 493 14,678 475 X 28-11135 475 8,034 260 X 28-12020 260 ZEP INC COM 98944B108 2,616 161 X 28-CPADV 161 ZILOG INC COM PAR $0.01 989524301 1,769,659 683,266 X X 28-5284 683266 ZIMMER HLDGS INC COM 98956P102 9,638,051 180,319 X 28-5284 176166 4153 9,750,082 182,415 X X 28-5284 162817 4301 15297 13,114,225 245,355 X 28-CPADV 244321 1034 5,800,661 108,525 X X 28-CPADV 4570 103955 3,795 71 X 28-11135 71 15,120,738 282,895 X 28-12020 276864 6031 ZIONS BANCORPORATION COM 989701107 4,708 262 X 28-5284 262 77,271 4,300 X X 28-5284 3100 1200 111,863 6,225 X 28-CPADV 6225 107,263 5,969 X X 28-CPADV 5969 ZIOPHARM ONCOLOGY INC COM 98973P101 2,740 1,000 X 28-5284 1000 ZORAN CORP COM 98975F101 16,854 1,463 X 28-CPADV 1463 3,802 330 X 28-12020 330 ZOLTEK COS INC COM 98975W104 10,500 1,000 X 28-5284 1000 148,502 14,143 X 28-11135 14143 COLUMN TOTAL 85,007,333
FILE NO. 28-1235 PAGE 343 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ITEM 6: INVESTMENT ITEM 5: DISCRETION ITEM 8: ITEM 3: ITEM 4: SHARES OR (B)SHARED ITEM 7: VOTING AUTHORITY ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (A) (C) MANAGERS (SHARES) NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE OTH INSTR V (A)SOLE (B)SHARED (C)NONE - ----------------------------------------------------------------------------------------------------------------------------------- ZWEIG FD COM 989834106 48,150 15,000 X 28-12020 15000 ZWEIG TOTAL RETURN FD INC COM 989837109 24,865 6,592 X X 28-5284 6592 ZOLL MED CORP COM 989922109 15,064 700 X 28-5284 700 15,064 700 X X 28-5284 700 10,222 475 X 28-CPADV 475 1,054 49 X 28-11135 49 COLUMN TOTAL 114,419 GRAND TOTAL 39,239,956,294
FILE NO. 28-1235 PAGE 344 OF 344 FORM 13F NAME OF REPORTING MANAGER-PNC FINANCIAL SERVICES GROUP, INC. AS OF 09/30/09 ENTITY TOTALS FAIR MARKET ENTITY UNITS - ----------------------------------------------------------------------------------------------------------------------------------- 18,974,362,209 28-5284 462,691,038 4,876,586,059 28-CPADV 149,671,080 178,758,625 28-11135 5,422,766 41,494,760 28-11439 679,730 122,305 28-TRCO 2,155 10,320,244,278 28-12020 255,349,852 4,836,928,970 28-4750 22,308,500 11,459,088 1,464,143 -------- GRAND TOTALS 39,239,956,294 897,589,264 NUMBER OF ISSUES 3,893
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