-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fr6ViTt24o1sXc9O9RE9zkGGhrFN7jS6RyDxNDu8wuMzUv+yvHaRHyEvea2WNwpb 6v/N1BIOFDeStEScBhDMbA== 0001421224-09-000007.txt : 20091105 0001421224-09-000007.hdr.sgml : 20091105 20091105140441 ACCESSION NUMBER: 0001421224-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091105 DATE AS OF CHANGE: 20091105 EFFECTIVENESS DATE: 20091105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC World Markets Inc. CENTRAL INDEX KEY: 0001421224 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12719 FILM NUMBER: 091160643 BUSINESS ADDRESS: STREET 1: 38TH FLOOR, 161 BAY ST. CITY: TORONTO STATE: A6 ZIP: M5J 2S8 BUSINESS PHONE: 416-956-3055 MAIL ADDRESS: STREET 1: 38TH FLOOR, 161 BAY ST. CITY: TORONTO STATE: A6 ZIP: M5J 2S8 13F-HR/A 1 cibcwminc09q3_final2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [X]; Amendment Number: _one____ This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CIBC World Markets Inc. Address: 38th Floor, 161 Bay Street Toronto, Ontario, Canada M5J 2S8 13F File Number: ____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Moshe Ifergan Title: Associate, Compliance Phone: 416-956-3055 Signature, Place, and Date of Signing: /S/ Moshe Ifergan Toronto, ON November 5, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______0________ Form 13F Information Table Entry Total: ___194_____ Form 13F Information Table Value Total: ____1,677,452_ (thousands)_________ List of Other Included Managers: NONE Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NAME OF ISSUER TITLE OF Value SHARES/ SH/ PUT/INVSTMT OTH VOTING AUTHORITY CLASS CUSIP (x$1000) PRN AMT PRN CALLDSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------- 3COM CORP COM 88553510 543 103740 SH SOLE 103740 3M CO COM 88579Y10 580 7855 SH SOLE 7855 ADVANTAGE OIL & GAS COM 00765F10 145 20569 SH SOLE 20569 ALLIANCEBERNSTEIN HO COM 01881G10 218 7982 SH SOLE 7982 ALTRIA GROUP INC COM 02209S10 438 24590 SH SOLE 24590 AT&T INC COM 00206R10 2603 96388 SH SOLE 96388 BANCO SANTANDER SA COM 05964H10 381 23622 SH SOLE 23622 BCE INC COM 05534B76 34573 1401413 SH SOLE 1401413 BIOVAIL CORP COM 09067J10 8526 552591 SH SOLE 552591 BOSTON SCIENTIFIC CO COM 10113710 677 63925 SH SOLE 63925 BRISTOL MYERS SQUIBB COM 11012210 1929 85664 SH SOLE 85664 BROOKFIELD ASSET MGM COM 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COM 46428823 1020 23957 SH SOLE 23957 ISHARES TR INDEX COM 46428717 408 3970 SH SOLE 3970 ISHARES TR INDEX COM 46428764 1263 19300 SH SOLE 19300 ISHARES TR INDEX COM 46428763 1067 18900 SH SOLE 18900 ISHARES TR INDEX COM 46428746 2489 45519 SH SOLE 45519 ISHARES TR INDEX COM 46428718 5723 139865 SH SOLE 139865 ISHARES TR INDEX COM 46428723 1278 32856 SH SOLE 32856 KINROSS GOLD CORP COM 49690240 236 10873 SH SOLE 10873 KOREA ELECTRIC PWR COM 50063110 528 34660 SH SOLE 34660 LEGG MASON INC COM 52490110 1428 46012 SH SOLE 46012 M & F WORLDWIDE CORP COM 55254110 740 36566 SH SOLE 36566 MAGNA INTL INC COM 55922240 6798 159872 SH SOLE 159872 MANULIFE FINL CORP COM 56501R10 70265 3355535 SH SOLE 3355535 MARSH & MCLENNAN COS COM 57174810 1013 40950 SH SOLE 40950 MASSEY ENERGY CORP COM 57620610 1673 60000 SH SOLE 60000 MCDONALDS CORP COM 58013510 531 9307 SH SOLE 9307 MERCK & CO INC COM 58933110 407 12881 SH SOLE 12881 MICROSOFT CORP COM 59491810 4154 161500 SH SOLE 161500 MITSUBISHI UFJ FINL COM 60682210 482 90230 SH SOLE 90230 MOTOROLA INC COM 62007610 425 49512 SH SOLE 49512 NETFLIX INC COM 64110L10 905 19598 SH SOLE 19598 NEW GOLD INC CDA COM 64453510 399 105400 SH SOLE 105400 NEWMONT MINING CORP COM 65163910 1775 40323 SH SOLE 40323 NEXEN INC COM 65334H10 20405 904080 SH SOLE 904080 NIPPON TELEG & TEL C COM 65462410 870 37765 SH SOLE 37765 NORTHGATE MINERALS C COM 66641610 649 242247 SH SOLE 242247 OCWEN FINL CORP COM 67574630 645 57000 SH SOLE 57000 OPEN TEXT CORP COM 68371510 285 7628 SH SOLE 7628 PAN AMERICAN SILVER COM 69790010 205 8973 SH SOLE 8973 PATRIOT COAL CORP COM 70336T10 1412 120100 SH SOLE 120100 PENGROWTH ENERGY TR COM 70690250 222 21124 SH SOLE 21124 PENN WEST ENERGY TR COM 70788510 9565 603871 SH SOLE 603871 PERFECT WORLD CO LTD COM 71372U10 1777 36936 SH SOLE 36936 PETROLEO BRASILEIRO COM 71654V40 800 17436 SH SOLE 17436 PFIZER INC COM 71708110 2280 137789 SH SOLE 137789 PHILIP MORRIS INTL I COM 71817210 290 5952 SH SOLE 5952 PORTUGAL TELECOM SGP COM 73727310 432 40720 SH SOLE 40720 POTASH CORP SASK INC COM 73755L10 32491 359653 SH SOLE 359653 POWERSHARES GLOBAL E COM 73936T76 2087 97267 SH SOLE 97267 POWERSHARES QQQ TRUS COM 73935A10 722 17095 SH SOLE 17095 POWERSHS DB MULTI SE COM 73936B40 340 13337 SH SOLE 13337 PRECISION DRILLING T COM 74021510 776 116979 SH SOLE 116979 PROCTER & GAMBLE CO COM 74271810 735 12693 SH SOLE 12693 PROVIDENT ENERGY TR COM 74386K10 77 13340 SH SOLE 13340 RESEARCH IN MOTION L COM 76097510 9252 136807 SH SOLE 136807 RIO TINTO PLC COM 76720410 1019 5986 SH SOLE 5986 ROGERS COMMUNICATION COM 77510920 17626 625047 SH SOLE 625047 ROYAL BK CDA MONTREA COM 78008710 328177 6126141 SH SOLE 6126141 SANOFI AVENTIS COM 80105N10 1628 44055 SH SOLE 44055 SARA LEE CORP COM 80311110 119 10650 SH SOLE 10650 SELECT SECTOR SPDR T COM 81369Y60 2060 137880 SH SOLE 137880 SELECT SECTOR SPDR T COM 81369Y80 1099 52683 SH SOLE 52683 SHAW COMMUNICATIONS COM 82028K20 9951 552528 SH SOLE 552528 SILVER WHEATON CORP COM 82833610 734 58329 SH SOLE 58329 SPDR GOLD TRUST COM 78463V10 1023 10353 SH SOLE 10353 SPDR TR COM 78462F10 2252 21329 SH SOLE 21329 SPECTRA ENERGY CORP COM 84756010 301 15878 SH SOLE 15878 STANTEC INC COM 85472N10 1627 64872 SH SOLE 64872 STARBUCKS CORP COM 85524410 1243 60200 SH SOLE 60200 SUN LIFE FINL INC COM 86679610 27847 891396 SH SOLE 891396 SUN MICROSYSTEMS INC COM 86681020 279 30700 SH SOLE 30700 SUNCOR ENERGY INC NE COM 86722410 55438 1604109 SH SOLE 1604109 SUNPOWER CORP COM 86765230 227 9000 SH SOLE 9000 SXC HEALTH SOLUTIONS COM 78505P10 1578 33723 SH SOLE 33723 TASEKO MINES LTD COM 87651110 45 17100 SH SOLE 17100 TECK RESOURCES LTD COM 87874220 24435 886289 SH SOLE 886289 TELECOM CORP NEW ZEA COM 87927820 439 45851 SH SOLE 45851 TELEFONICA S A COM 87938220 1207 14556 SH SOLE 14556 TELUS CORP COM 87971M20 482 15496 SH SOLE 15496 TEMPUR PEDIC INTL IN COM 88023U10 453 23920 SH SOLE 23920 TENET HEALTHCARE COR COM 88033G10 739 125750 SH SOLE 125750 TERRA INDS INC COM 88091510 874 25216 SH SOLE 25216 TEVA PHARMACEUTICAL COM 88162420 694 13724 SH SOLE 13724 THOMPSON CREEK METAL COM 88476810 555 46009 SH SOLE 46009 THOMSON REUTERS CORP COM 88490310 57909 1725020 SH SOLE 1725020 TIM HORTONS INC COM 88706M10 7740 273486 SH SOLE 273486 TORONTO DOMINION BK COM 89116050 362555 5625363 SH SOLE 5625363 TOYOTA MOTOR CORP COM 89233130 350 4450 SH SOLE 4450 TRANSALTA CORP COM 89346D10 10724 522607 SH SOLE 522607 TRANSCANADA CORP COM 89353D10 46738 1506694 SH SOLE 1506694 TRANSITION THERAPEUT COM 89371620 472 58066 SH SOLE 58066 TYSON FOODS INC COM 90249410 172 13600 SH SOLE 13600 UBS AG COM H8923133 458 25005 SH SOLE 25005 ULTRA PETROLEUM CORP COM 90391410 245 5000 SH SOLE 5000 UNION PAC CORP COM 90781810 420 7200 SH SOLE 7200 UNISYS CORP COM 90921410 160 59900 SH SOLE 59900 UNITED STATES NATL G COM 91231810 2569 218784 SH SOLE 218784 UNITED STATES OIL FU COM 91232N10 280 7750 SH SOLE 7750 UNITED TECHNOLOGIES COM 91301710 230 3780 SH SOLE 3780 UTSTARCOM INC COM 91807610 63 30375 SH SOLE 30375 VALEANT PHARMACEUTIC COM 91911X10 856 30500 SH SOLE 30500 VALERO ENERGY CORP N COM 91913Y10 1644 84801 SH SOLE 84801 VENTAS INC COM 92276F10 770 20000 SH SOLE 20000 VERIZON COMMUNICATIO COM 92343V10 3046 100624 SH SOLE 100624 WACOAL HOLDINGS CORP COM 93000420 968 15005 SH SOLE 15005 WAL MART STORES INC COM 93114210 869 17705 SH SOLE 17705 WELLS FARGO & CO NEW COM 94974610 856 30390 SH SOLE 30390 WESTERN DIGITAL CORP COM 95810210 1203 32945 SH SOLE 32945 WISDOMTREE TRUST COM 97717W73 506 26629 SH SOLE 26629 WISDOMTREE TRUST COM 97717W69 733 44357 SH SOLE 44357 WISDOMTREE TRUST COM 97717W71 522 20693 SH SOLE 20693 WISDOMTREE TRUST COM 97717W72 561 23966 SH SOLE 23966 WISDOMTREE TRUST COM 97717W68 541 22912 SH SOLE 22912 WISDOMTREE TRUST COM 97717W66 650 34455 SH SOLE 34455 WISDOMTREE TRUST COM 97717W31 3468 73105 SH SOLE 73105 WSP HOLDINGS LIMITED COM 92934F10 310 65970 SH SOLE 65970 WYETH COM 98302410 1965 40450 SH SOLE 40450 XEROX CORP COM 98412110 167 21590 SH SOLE 21590 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