-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KTO4zZqbqKrvMKRDJ2oVrvN3GIDYVC+o0Zd1baj//5FcIOIuFK9xc7cnEojbbN5X 5/Z1Q7H/1Olxt7Qsa+Azww== 0001026710-09-000008.txt : 20091014 0001026710-09-000008.hdr.sgml : 20091014 20091014105828 ACCESSION NUMBER: 0001026710-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091014 DATE AS OF CHANGE: 20091014 EFFECTIVENESS DATE: 20091014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 091118468 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0909.txt GRANAHAN INVESTMENT MGT. 13F FILING Q3, 2009 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending September 30, 2009 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 14th day of October, 2009. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AARON'S INC. 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SOLE 14670 CLEAN ENERGY FUELS CORP COM 184499101 8447 586200 SH SOLE 3700 582500 CLEARWIRE COM 18538Q105 12849 1580410 SH SOLE 9950 1570460 COGENT INC COM 19239Y108 7952 787302 SH SOLE 4700 782602 COIN STAR COM 19259P300 274 8300 SH SOLE 8300 COMFORT SYSTEMS COM 199908104 3551 306400 SH SOLE 306400 COMPELLENT TECHNOLOGIES COM 20452A108 10628 588800 SH SOLE 3450 585350 CONCEPTUS COM 206016107 2903 156580 SH SOLE 156580 CONCUR TECHN COM 206708109 20994 528030 SH SOLE 3250 524780 CONTINENTAL AIRLINES COM 210795308 5730 348560 SH SOLE 2150 346410 CRUCELL COM 228769105 3723 162650 SH SOLE 162650 CUBIST PHARMA COM 229678107 1122 55540 SH SOLE 55540 CULLEN FROST COM 229899109 5781 111950 SH SOLE 650 111300 CYBERONICS COM 23251P102 6389 400800 SH SOLE 2500 398300 CYMER COM 232572107 22314 574210 SH SOLE 3700 570510 CYPRESS BIOSCIENCES COM 232674507 4459 545800 SH SOLE 3750 542050 DEALERTRACK HOLDINGS COM 242309102 2472 130700 SH SOLE 700 130000 DECKERS OUTDOOR COM 243537107 1256 14800 SH SOLE 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BIOTECH COM 30303Q103 6382 369118 SH SOLE 1308 367810 FACTSET RESH SYSTEMS COM 303075105 40979 618650 SH SOLE 3750 614900 FEI COMPANY COM 30241L109 12429 504220 SH SOLE 2650 501570 FGX INTERNATIONAL COM G3396L102 4048 290160 SH SOLE 1650 288510 FIRSTSERVICE CORP COM 33761N109 3117 161510 SH SOLE 161510 FLOW INTL COM 343468104 4881 1869950 SH SOLE 10650 1859300 FORRESTER COM 346563109 205 7700 SH SOLE 7700 FRONTEER DEVELOPMENT COM 35903Q106 10285 2402990 SH SOLE 14900 2388090 GAMESTOP CORP COM 36467W109 18678 705635 SH SOLE 4150 701485 GENESEE & WYOMING COM 371559105 14552 479960 SH SOLE 2900 477060 GENUINE PARTS COMPANY COM 372460105 4600 120850 SH SOLE 850 120000 GEOEYE COM 37250W108 22144 826260 SH SOLE 5250 821010 GROUP I AUTMOTIVE INC COM 398905109 204 7600 SH SOLE 7600 GUESS INC COM 401617105 3689 99600 SH SOLE 600 99000 HAEMONETICS COM 405024100 29004 516822 SH SOLE 3150 513672 HARRIS & HARRIS COM 413833104 1283 205200 SH SOLE 205200 HARRIS STRATEX NETWORKS CL A COM 41457P106 8362 1194555 SH SOLE 7025 1187530 HARTE HANKS INC COM 416196103 4945 357560 SH SOLE 2050 355510 HEALTHCARE SVCS COM 421906108 17642 960910 SH SOLE 5920 954990 HEARTLAND EXPR COM 422347104 7640 530543 SH SOLE 3433 527110 HEARTLAND PAYMENT SYSTEMS COM 42235N108 10656 734360 SH SOLE 4600 729760 HENRY SCHEIN COM 806407102 40178 731700 SH SOLE 4500 727200 HLTH CORP COM 40422Y101 17399 1190900 SH SOLE 8200 1182700 HMS HOLDINGS CORP COM 40425J101 3448 90200 SH SOLE 450 89750 HOT TOPIC INC COM 441339108 1922 256650 SH SOLE 1350 255300 ICF INTERNATIONAL COM 44925C103 1466 48347 SH SOLE 297 48050 ICON PLC COM 45103T107 19330 789300 SH SOLE 4550 784750 IDEXX LABORATORIES COM 45168D104 25158 503160 SH SOLE 3050 500110 IMMUNOGEN COM 45253H101 10380 1279870 SH SOLE 5600 1274270 IMPAX LABS COM 45256B101 8786 1005260 SH SOLE 3950 1001310 INTERPUBLIC GROUP COM 460690100 5478 728450 SH SOLE 3450 725000 INTERSIL COM 46069S109 18401 1201890 SH SOLE 8300 1193590 INVACARE COM 461203101 2519 113050 SH SOLE 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577128101 10248 289650 SH SOLE 1450 288200 MCGRATH RENT COM 580589109 16065 755293 SH SOLE 4700 750593 MEDICINES CO COM 584688105 440 40000 SH SOLE 40000 MERIDIAN BIOSCIENCE COM 589584101 2163 86480 SH SOLE 86480 METTLER TOLEDO COM 592688105 28314 312550 SH SOLE 1900 310650 MHI HOSPITALITY COM 55302L102 557 253150 SH SOLE 253150 MINE SAFETY APPLIANCES COM 602720104 6493 236020 SH SOLE 1310 234710 MKS INSTRUMENTS COM 55306N104 18512 959650 SH SOLE 6050 953600 MONOLITHIC POWER COM 609839105 634 27030 SH SOLE 27030 MONRO MUFFLER COM 610236101 2519 79225 SH SOLE 79225 MSC INDUSTRIAL COM 553530106 30151 691850 SH SOLE 4250 687600 MWI VETERINARY SUPPLY COM 55402X105 18445 461693 SH SOLE 2700 458993 NANOMETRICS COM 630077105 195 29662 SH SOLE 29662 NAPCO SECURITY TECHNOLOGIES COM 630402105 513 385766 SH SOLE 385766 NEKTAR COM 640268108 32846 3372240 SH SOLE 19250 3352990 NESS TECHNOLOGY COM 64104X108 1734 219720 SH SOLE 219720 NETEZZA COM 64111N101 27597 2455210 SH SOLE 15450 2439760 NETLOGIC SYSTEMS COM 64118B100 13007 289040 SH SOLE 1700 287340 NVR INC COM 62944T105 7495 11760 SH SOLE 60 11700 O'REILLY AUTO COM 686091109 11965 331061 SH SOLE 2100 328961 OCEANEERING INTERNATIONAL COM 675232102 10866 191480 SH SOLE 1200 190280 OCLARO COM 67555N107 4018 3653090 SH SOLE 25600 3627490 OM GROUP COM 670872100 13024 428570 SH SOLE 2650 425920 ON SEMICONDUCTOR CORP COM 682189105 8838 1071310 SH SOLE 7400 1063910 OPNEXT COM 68375V105 5692 1942578 SH SOLE 12100 1930478 ORMAT TECHNOLOGIES COM 686688102 12110 296679 SH SOLE 1770 294909 OSI SYSTEMS COM 671044105 1862 101810 SH SOLE 101810 PARAMETRIC TECH COM 699173209 11650 842970 SH SOLE 5200 837770 PAREXEL INTERNATIONAL COM 699462107 17513 1288675 SH SOLE 7875 1280800 PDL BIOPHARMA COM 69329Y104 17910 2272840 SH SOLE 13340 2259500 PENSKE AUTOMOTIVE COM 70959W103 17638 919600 SH SOLE 6300 913300 PERICOM SEMICONDUCTOR COM 713831105 1585 161550 SH SOLE 161550 PHARMA PRODUCT DEV COM 717124101 17503 797750 SH SOLE 5550 792200 PHC INC COM 693315103 47 38200 SH SOLE 38200 PINNACLE FINANC'L PTNRS COM 72346Q104 172 13500 SH SOLE 13500 PMC SIERRA COM 69344F106 29965 3134400 SH SOLE 20150 3114250 POLYCOM COM 73172K104 33501 1252390 SH SOLE 7650 1244740 POWER INTEGRATIONS COM 739276103 13370 401150 SH SOLE 2500 398650 PRICESMART COM 741511109 22586 1204560 SH SOLE 7000 1197560 PROS HOLDING COM 74346Y103 9992 1186750 SH SOLE 6050 1180700 QC HOLDINGS COM 74729T101 5655 837844 SH SOLE 4549 833295 QIAGEN NV COM N72482107 34483 1620450 SH SOLE 11150 1609300 QLT INC COM 746927102 4867 1315348 SH SOLE 1315348 RADIANT SYSTEMS COM 75025N102 3326 309680 SH SOLE 309680 RBC BEARINGS COM 75524B104 19387 830987 SH SOLE 4853 826134 RED HAT INC COM 756577102 28792 1041670 SH SOLE 6450 1035220 REGENERON COM 75886F107 22010 1140400 SH SOLE 6600 1133800 REGIS COM 758932107 253 16300 SH SOLE 16300 RESOURCES CONN. COM 76122Q105 21112 1237500 SH SOLE 7650 1229850 RITCHIE BROS AUTIONEERS INC COM 767744105 27776 1131860 SH SOLE 6950 1124910 RIVERBED TECHNOLOGY COM 768573107 23677 1078190 SH SOLE 6500 1071690 ROBERT HALF INTERNATIONAL COM 770323103 2567 102600 SH SOLE 600 102000 RUDDICK CORP COM 781258108 41324 1552380 SH SOLE 9400 1542980 RUDOLPH TECH COM 781270103 518 70000 SH SOLE 70000 SAFEGUARD SCIENTIFICS COM 786449207 1076 98041 SH SOLE 98041 SALESFORCE.COM COM 79466L302 29781 523120 SH SOLE 3480 519640 SEATTLE GENETICS COM 812578102 27290 1945124 SH SOLE 11450 1933674 SEI INVESTMENTS COM 784117103 4552 231300 SH SOLE 1400 229900 SEMITOOL COM 816909105 2340 276920 SH SOLE 276920 SENSIENT TECH COM 81725T100 53397 1922820 SH SOLE 11870 1910950 SILICON LABORATORIES INC COM 826919102 13241 285620 SH SOLE 1850 283770 SILICON MOTION COM 82706C108 5207 1308200 SH SOLE 8300 1299900 SKILLSOFT PLC COM 830928107 6721 700070 SH SOLE 4100 695970 SOLERA HOLDINGS COM 83421A104 4198 134950 SH SOLE 700 134250 SPARTAN STORES COM 846822104 4422 312920 SH SOLE 2050 310870 ST MARY LAND&EX COM 792228108 12185 375375 SH SOLE 2350 373025 STERICYCLE COM 858912108 17339 357940 SH SOLE 2100 355840 STERLING CONSTRUCTION COM 859241101 275 15370 SH SOLE 15370 STEVEN MADDEN LTD COM 556269108 412 11200 SH SOLE 11200 STRATASYS INC COM 862685104 8116 472940 SH SOLE 2900 470040 SUCAMPO PHARMACEUTICALS COM 864909106 644 110453 SH SOLE 110453 SUCCESS FACTORS COM 864596101 30170 2144250 SH SOLE 13450 2130800 SUN HEALTHCARE COM 866933401 8029 929261 SH SOLE 5439 923822 SYCAMORE NTWKS COM 871206108 11293 3739400 SH SOLE 23700 3715700 TEMPUR-PEDIC COM 88023U101 5245 276950 SH SOLE 1450 275500 TENNANT CO COM 880345103 2781 95700 SH SOLE 95700 TERADYNE COM 880770102 19277 2084030 SH SOLE 12950 2071080 TESCO COM 88157K101 11063 1386327 SH SOLE 8648 1377679 TIVO INC COM 888706108 6197 598120 SH SOLE 4400 593720 TRIMBLE NAV COM 896239100 11556 483310 SH SOLE 2970 480340 TRUBION PHARMACEUTICALS COM 89778N102 714 141200 SH SOLE 141200 TRUE RELIGION COM 89784n104 3440 132650 SH SOLE 610 132040 TRUEBLUE COM 89785X101 19891 1413750 SH SOLE 8550 1405200 U-STORE-IT TRUST COM 91274F104 10774 1723900 SH SOLE 11647 1712253 ULTICOM COM 903844108 2267 781700 SH SOLE 4500 777200 UNDER ARMOUR COM 904311107 237 8500 SH SOLE 8500 UNITED STATIONERS COM 913004107 1347 28300 SH SOLE 200 28100 VARIAN SEMICONDUCTOR COM 922207105 13556 412775 SH SOLE 2675 410100 VERIFONE HOLDINGS COM 92342Y109 35191 2214660 SH SOLE 13750 2200910 VERIGY COM Y93691106 18275 1572760 SH SOLE 9650 1563110 VERTEX PHARM COM 92532F100 19499 514497 SH SOLE 3300 511197 VOCUS COM 92858J108 2301 110130 SH SOLE 110130 WADDELL AND REED FINANCIAL COM 930059100 10936 384400 SH SOLE 2300 382100 WATSCO COM 942622200 26238 486705 SH SOLE 3000 483705 WET SEAL COM 961840105 7184 1900650 SH SOLE 9950 1890700 WMS INDUSTRIES INC COM 929297109 24069 540150 SH SOLE 3400 536750 XOMA LTD COM G9825R107 978 1207620 SH SOLE 1207620 ZYMOGENETICS COM 98985T109 3824 633060 SH SOLE 633060 icad inc COM 44934S107 86 39840 SH SOLE 39840 j2 GLOBAL COMMUNICATIONS COM 46626E205 6771 294250 SH SOLE 1550 292700
Report Summary: Number of Other Included Managers: None Table Entry Total: 225 Table Value $2,599 Million -----END PRIVACY-ENHANCED MESSAGE-----