-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EoO4qUcx3EkFb0Tijikg/sBabJ00Di+bzwWoDpE+BJ0ddtPethOnK4SiJ6IQuiyh X8/B/l7qYLb2xbn+GgvnBQ== 0001144204-05-033939.txt : 20051104 0001144204-05-033939.hdr.sgml : 20051104 20051104105441 ACCESSION NUMBER: 0001144204-05-033939 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051104 DATE AS OF CHANGE: 20051104 EFFECTIVENESS DATE: 20051104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 051178917 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137817195 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v028361_13fhr.txt ---------------------- OMB APPROVAL ---------------------- OMB Number: Expires: Estimated average burden hours per response... UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended September 30, 2005 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding [ ] entries FCA Corp - ------------------------------------------------------------------------------- Name of Insitutional Investment Manager 5847 San Felipe, Suite 850 Houston Texas 77057 - ------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Barry Papa Chief Operating Officer 713-260-1400 - ------------------------------------------------------------------------------- Name Title Telephone /s/ BARRY PAPA -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 11/04/2005 -------------------------------- Place and Date of Signing Report Type: [ X ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 240 Form 13F table value total: $156,599 List of other included Managers:None Have greater than 10,000 shares or aggregate FMV is greater than $200,000 For the Quarter Ending June 30, 2005 FCA Corp Form 13(f) For the Quarter Ending September 30, 2005
INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR MKT SHARES OR --------------------- ----------------------- OF ID CUSIP VALUE PRINCIPAL SOLE SHARED OTHER SOLE SHARED OTHER NAME CLASS Number (X1,000) AMOUNT (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------------------- 1ST CENTURY BANK N.A. COMMON STOCK 319425104 424 53,700 53,700 53,700 3M CO COMMON STOCK 88579Y101 1,053 14,350 14,350 14,350 AAMES INVESTMENT CORP REIT 00253G108 75 12,000 12,000 12,000 ABERDEEN ASIA-PAC INCOME FD CLOSED-END FUND 003009107 364 58,200 58,200 58,200 ABN AMRO HOLDING NV-SP ADR ADR 000937102 244 10,153 10,153 10,153 ACTIVISION INC COMMON STOCK 004930202 205 13,349 13,349 13,349 ADAMS EXPRESS COMPANY CLOSED-END FUND 006212104 152 11,581 11,581 11,581 AEW REAL ESTATE INCOME FUND CLOSED-END FUND 00104H107 303 16,000 16,000 16,000 AGCO CORP COMMON STOCK 001084102 218 12,000 12,000 12,000 AIM SELECT REAL ESTATE INC CLOSED-END FUND 00888R107 263 16,000 16,000 16,000 ALAMO GROUP INC COMMON STOCK 011311107 1,101 55,536 55,536 55,536 ALTO PALERMO S.A.-ADR ADR 02151P107 177 17,000 17,000 17,000 ALTRIA GROUP INC COMMON STOCK 02209S103 287 3,900 3,900 3,900 AMCOR LTD-SPONS ADR ADR 02341R302 612 30,000 30,000 30,000 AMDOCS LTD COMMON STOCK 010510864 277 10,000 10,000 10,000 AMERICAN BUSINESS BANK COMMON STOCK 02475L105 579 13,781 13,781 13,781 AMERICAN EXPRESS CO COMMON STOCK 025816109 1,138 22,635 22,635 22,635 AMERICAN FINANCIAL REALTY TR REIT 02607P305 170 12,000 12,000 12,000 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 2,666 43,020 43,020 43,020 AMERICAN LAND LEASE INC REIT 027118108 352 14,800 9,200 5,600 5,600 9,200 AMERICAN NATIONAL INSURANCE COMMON STOCK 028591105 357 2,998 2,998 2,998 AMERICAN STATES WATER CO COMMON STOCK 029899101 900 26,900 26,900 26,900 AMGEN INC COMMON STOCK 031162100 2,300 28,870 28,870 28,870 ANDRX CORP COMMON STOCK 034553107 278 18,000 18,000 18,000 AQUA AMERICA INC COMMON STOCK 03836W103 809 21,288 21,288 21,288 ATI TECHNOLOGIES INC COMMON STOCK 001941103 209 15,000 15,000 15,000 ATMOS ENERGY CORP COMMON STOCK 049560105 424 15,000 15,000 15,000 AUST & NZ BNKG GRP-SPON ADR ADR 052528304 367 4,000 4,000 4,000 AUTOMATIC DATA PROCESSING COMMON STOCK 053015103 280 6,500 6,500 6,500 BAA PLC-SPONS ADR ADR 05518L206 109 10,000 10,000 10,000 BANCO SANTANDER CEN-SPON ADR ADR 05964H105 224 17,000 17,000 17,000 BANK OF AMERICA CORP COMMON STOCK 060505104 886 21,042 21,042 21,042 BANK OF NEW YORK CO INC COMMON STOCK 064057102 384 13,040 13,040 13,040 BAXTER INTERNATIONAL INC. COMMON STOCK 071813109 742 18,600 18,600 18,600 BHP BILLITON LTD-SPON ADR ADR 088606108 1,094 32,000 32,000 32,000 BICO INC COMMON STOCK 088766100 0 10,000 10,000 10,000 BNP PARIBAS-ADR ADR 05565A202 228 6,000 6,000 6,000 BOEING CO COMMON STOCK 097023105 238 3,500 3,500 3,500 BP PLC-SPONS ADR ADR 055622104 324 4,580 4,580 4,580 BRANDYWINE REALTY TRUST REIT 105368203 233 7,500 7,500 7,500 BUNGE LIMITED COMMON STOCK 013317810 342 6,500 6,500 6,500 BURLINGTON NORTHERN SANTA FE COMMON STOCK 12189T104 1,277 21,350 21,350 21,350 CALIFORNIA WATER SERVICE GRP COMMON STOCK 130788102 869 21,100 21,100 21,100 CAMDEN PROPERTY TRUST REIT 133131102 217 3,900 3,900 3,900 CATERPILLAR INC COMMON STOCK 149123101 235 4,000 4,000 4,000 CATHAY PAC AIRWAYS-SPONS ADR ADR 148906308 96 10,800 10,800 10,800 CEMEX SA -SPONS ADR PART CER ADR 151290889 293 5,611 5,611 5,611 CENTRAL SECURITIES CORP CLOSED-END FUND 155123102 461 18,185 18,185 18,185 CHEMED CORP COMMON STOCK 16359R103 225 5,200 5,200 5,200 CIA SANEAMENTO BASICO DE-ADR ADR 20441A102 174 10,000 10,000 10,000 CIA VALE DO RIO DOCE-ADR ADR 204412209 368 8,400 8,400 8,400 CIMAREX ENERGY CO COMMON STOCK 171798101 279 6,150 2,000 4,150 4,150 2,000 CISCO SYSTEMS INC COMMON STOCK 17275R102 617 34,413 34,413 34,413 CITIGROUP INC COMMON STOCK 172967101 476 10,449 10,449 10,449 COCA-COLA CO/THE COMMON STOCK 191216100 417 9,660 9,660 9,660 COMPASS BANCSHARES INC COMMON STOCK 20449H109 282 6,150 6,150 6,150 CONMED CORP COMMON STOCK 207410101 383 13,720 13,720 13,720 CONSTELLATION ENERGY GROUP COMMON STOCK 210371100 924 15,000 15,000 15,000 CONTINENTAL AIRLINES-CL B COMMON STOCK 210795308 97 10,000 10,000 10,000 COOPER TIRE & RUBBER COMMON STOCK 216831107 590 38,650 38,650 38,650 CRH PLC -SPONSORED ADR ADR 12626K203 249 9,200 9,200 9,200 CVS CORP COMMON STOCK 126650100 1,847 63,678 63,678 63,678 DELTA FINANCIAL CORP COMMON STOCK 247918105 124 17,000 17,000 17,000 DESARROLLADORA HOMEX-ADR ADR 25030W100 230 7,500 7,500 7,500 DEUTSCHE BANK AG -REG COMMON STOCK 009992499 281 3,000 3,000 3,000 DIAMONDROCK HOSPITALITY CO REIT 252784301 141 12,000 12,000 12,000 DOW CHEMICAL COMMON STOCK 260543103 917 22,015 22,015 22,015 DST SYSTEMS INC COMMON STOCK 233326107 213 3,885 3,885 3,885 DUKE REALTY CORP REIT 264411505 804 23,720 23,720 23,720 ENERGY SELECT SECTOR SPDR ETF 81369Y506 2,085 38,850 38,850 38,850 ENGINEERED SUPPORT SYSTEMS COMMON STOCK 292866100 1,944 47,362 47,362 47,362 EQUITY INCOME FUND (AT&T) UIT 294700703 610 7,849 7,849 7,849 EQUITY INNS INC REIT 294703103 149 11,000 11,000 11,000 EQUITY OFFICE PROPERTIES TR REIT 294741103 1,707 52,200 48,100 4,100 4,100 48,100 EQUITY ONE INC REIT 294752100 489 21,032 21,032 21,032 EUROPE FUND INC CLOSED-END FUND 29874M103 178 15,300 15,300 15,300 EVEREST RE CAP TRUST PUBLIC 299807206 261 10,000 10,000 10,000 EVEREST RE GROUP LTD COMMON STOCK 012268483 497 5,075 5,075 5,075 EXTRA SPACE STORAGE INC REIT 30225T102 203 13,200 13,200 13,200 EXXON MOBIL CORP COMMON STOCK 30231G102 1,062 16,716 16,716 16,716 FANNIE MAE PUBLIC 313586794 387 7,000 7,000 7,000 FIRST SEISMIC CORP COMMON STOCK 336397104 3 467,409 467,409 467,409 FIRST TRUST VALUE LINE 100 CLOSED-END FUND 33735D104 1,006 60,971 60,971 60,971 FIRST TRUST VALUE LINE DVD CLOSED-END FUND 33735A100 1,573 105,672 105,672 105,672 FISERV INC COMMON STOCK 337738108 228 4,960 4,960 4,960 FLAGSTAR BANCORP INC COMMON STOCK 337930101 993 61,650 61,650 61,650 FORD MOTOR CO COMMON STOCK 345370860 103 10,496 10,496 10,496 FPL GROUP INC COMMON STOCK 302571104 1,994 41,900 41,900 41,900 FREDDIE MAC COMMON STOCK 313400301 582 10,300 10,300 10,300 FRIEDMAN BILLINGS RAMSEY-A REIT 358434108 102 10,000 10,000 10,000 GENERAL ELECTRIC CO COMMON STOCK 369604103 1,170 34,750 34,750 34,750 GENERAL GROWTH PROPERTIES REIT 370021107 202 4,500 4,500 4,500 GENESEE & WYOMING INC-CL A COMMON STOCK 371559105 2,790 88,008 88,008 88,008 GLAXOSMITHKLINE PLC-ADR ADR 37733W105 758 14,779 6,779 8,000 8,000 6,779 GMH COMMUNITIES TRUST REIT 36188G102 227 15,500 15,500 15,500 GRUPO TELEVISA SA-SPONS ADR ADR 40049J206 215 3,000 3,000 3,000 HANG LUNG PROPERTIES-SP ADR ADR 41043M104 145 18,000 18,000 18,000 HCA INC COMMON STOCK 404119109 1,116 23,290 23,290 23,290 HEADWATERS INC COMMON STOCK 42210P102 374 10,000 10,000 10,000 HERSHA HOSPITALITY TRUST REIT 427825104 119 12,000 12,000 12,000 HIGHLAND HOSPITALITY CORP REIT 430141101 177 17,300 17,300 17,300 HOME DEPOT INC COMMON STOCK 437076102 1,332 34,935 31,635 3,300 3,300 31,635 HRPT PROPERTIES TRUST REIT 40426W101 125 10,100 10,100 10,100 ICICI BANK LTD-SPON ADR ADR 45104G104 283 10,000 10,000 10,000 ING GROEP N.V.-SPONSORED ADR ADR 456837103 353 11,842 1,000 10,842 10,842 1,000 INGLES MARKETS INC -CL A COMMON STOCK 457030104 1,609 101,853 101,853 101,853 INTEL CORP COMMON STOCK 458140100 891 36,160 36,160 36,160 INTERCONTINENTAL HOTELS-ADR ADR 45857P103 288 22,677 22,677 22,677 INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 1,183 14,750 14,750 14,750 INTL RECTIFIER CORP COMMON STOCK 460254105 225 5,000 5,000 5,000 INTL SPEEDWAY CORP-CL A COMMON STOCK 460335201 415 7,900 7,900 7,900 IRSA -SP GDR GDR 450047204 121 10,000 10,000 10,000 ISHARES COHEN & STEERS RLTY ETF 464287564 1,416 19,260 13,860 5,400 5,400 13,860 ISHARES DJ SELECT DIVIDEND ETF 464287168 1,130 18,140 18,140 18,140 ISHARES DJ US REAL ESTATE ETF 464287739 289 4,500 1,300 3,200 3,200 1,300 ISHARES MSCI AUSTRALIA INDEX ETF 464286103 1,092 55,700 5,700 50,000 50,000 5,700 ISHARES MSCI EAFE INDEX FUND ETF 464287465 2,706 46,578 46,578 46,578 ISHARES MSCI EMERGING MKT IN ETF 464287234 663 7,815 7,815 7,815 ISHARES MSCI EMU ETF 464286608 1,247 16,216 14,216 2,000 2,000 14,216 ISHARES MSCI JAPAN INDEX FD ETF 464286848 963 78,970 52,970 26,000 26,000 52,970 ISHARES MSCI PACIFIC EX JPN ETF 464286665 1,440 13,960 960 13,000 13,000 960 ISHARES MSCI UNITED KINGDOM ETF 464286699 413 21,800 15,000 6,800 6,800 15,000 ISHARES RUSSELL 2000 ETF 464287655 292 4,400 1,600 2,800 2,800 1,600 ISHARES RUSSELL 3000 INDEX ETF 464287689 1,780 25,035 25,035 25,035 ISHARES RUSSELL MIDCAP GRWTH ETF 464287481 246 2,700 100 2,600 2,600 100 ISHARES S&P 500 INDEX FUND ETF 464287200 351 2,855 2,855 2,855 ISHARES S&P 500/BARRA GROWTH ETF 464287309 306 5,220 5,220 5,220 ISHARES S&P EUROPE 350 ETF 464287861 1,136 14,100 12,600 1,500 1,500 12,600 ISHARES S&P GLBL HEALTHCARE ETF 464287325 2,173 41,900 41,900 41,900 ISHARES S&P GLOBAL 100 ETF 464287572 1,364 21,470 21,470 21,470 ISHARES S&P LATIN AMERICA 40 ETF 464287390 229 1,900 400 1,500 1,500 400 ISHARES S&P MIDCAP 400 ETF 464287507 2,090 29,104 29,104 29,104 ISHARES S&P SMALLCAP 600 ETF 464287804 1,203 20,835 20,835 20,835 ISHARES S&P SMALLCAP 600/VAL ETF 464287879 2,186 34,210 34,210 34,210 ISHARES S&P/TOPIX 150 INDEX ETF 464287382 454 4,300 300 4,000 4,000 300 JAMES HARDIE INDS-SPONS ADR ADR 47030M106 357 10,400 10,400 10,400 JANUARY 06 CALLS ON FNM US EQUITY OPTION 3HA99Q13 2 18 18 18 JANUARY 06 CALLS ON FRE US EQUITY OPTION 3134009AI 22 20 20 20 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 950 65,725 65,725 65,725 JAPAN EQUITY FUND CLOSED-END FUND 471057109 173 20,000 20,000 20,000 JAPAN SMALLER CAPITALIZATION CLOSED-END FUND 47109U104 334 19,000 19,000 19,000 JOHN HAN BK & THRIFT OPP FD CLOSED-END FUND 409735107 946 100,588 100,588 100,588 JOHNSON & JOHNSON COMMON STOCK 478160104 1,098 17,357 17,357 17,357 JPMORGAN CHASE & CO COMMON STOCK 46625H100 516 15,210 15,210 15,210 KINGFISHER PLC-SPONS ADR ADR 495724403 92 12,000 12,000 12,000 KITE REALTY GROUP TRUST REIT 49803T102 149 10,000 10,000 10,000 KOOKMIN BANK-SPON ADR ADR 50049M109 273 4,600 4,600 4,600 KT CORP-SP ADR ADR 48268K101 214 9,500 9,500 9,500 LACLEDE GROUP INC/THE COMMON STOCK 505597104 650 20,000 20,000 20,000 LAFARGE NORTH AMERICA INC COMMON STOCK 505862102 646 9,560 9,560 9,560 LAFARGE S.A.-SPONSORED ADR ADR 505861401 221 10,000 10,000 10,000 LASALLE HOTEL PROPERTIES REIT 517942108 648 18,800 18,800 18,800 LATIN AMERICAN DISCOVERY FD CLOSED-END FUND 51828C106 245 9,000 9,000 9,000 LEXMARK INTERNATIONAL INC-A COMMON STOCK 529771107 1,046 17,141 17,141 17,141 LLOYDS TSB GROUP PLC -SP ADR ADR 539439109 229 6,900 6,900 6,900 LUBRIZOL CORP COMMON STOCK 549271104 219 5,055 5,055 5,055 MER LY NIKKEI 225 MITTS MISC. 590188371 96 10,000 10,000 10,000 METRIS COMPANIES INC COMMON STOCK 591598107 190 13,000 13,000 13,000 MICROFINANCIAL INC COMMON STOCK 595072109 2,637 676,100 676,100 676,100 MICROSOFT CORP COMMON STOCK 594918104 1,607 62,475 62,475 62,475 MIDCAP SPDR TRUST SERIES 1 ETF 595635103 1,157 8,836 8,836 8,836 MITSUBISHI TOKYO FINAN-ADR ADR 606816106 195 15,000 15,000 15,000 MORGAN STANLEY ASIA PACIFIC CLOSED-END FUND 61744U106 324 22,000 22,000 22,000 NASDAQ-100 INDEX TRCKNG STCK ETF 631100104 605 15,340 15,340 15,340 NATIONAL AUSTRALIA BK-SP ADR ADR 632525408 503 4,000 4,000 4,000 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 239 3,633 3,633 3,633 NESTLE SA-SPONS ADR FOR REG ADR 641069406 228 3,100 3,100 3,100 NEWELL RUBBERMAID INC COMMON STOCK 651229106 243 10,750 10,750 10,750 NEWS CORP-CLASS B COMMON STOCK 65248E203 429 26,001 1,001 25,000 25,000 1,001 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 365 9,000 9,000 9,000 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 277 5,100 5,100 5,100 NOVEMBER 05 CALLS ON HD US EQUITY OPTION 4370769KY 11 10 10 10 OCTOBER 05 CALLS ON LOW US EQUITY OPTION 5486619JV 15 7 7 7 OIL SERVICE HOLDRS TRUST ETF 678002106 1,252 10,100 10,100 10,100 PARKER DRILLING CO COMMON STOCK 701081101 278 30,000 30,000 30,000 PENTAIR INC COMMON STOCK 709631105 320 8,760 8,760 8,760 PEOPLES ENERGY CORP COMMON STOCK 711030106 591 15,000 15,000 15,000 PERKINELMER INC COMMON STOCK 714046109 204 10,000 10,000 10,000 PETROQUEST ENERGY INC COMMON STOCK 716748108 104 10,000 10,000 10,000 PFIZER INC COMMON STOCK 717081103 543 21,735 21,735 21,735 PHC INC-CL A (MASS) COMMON STOCK 693315103 29 10,000 10,000 10,000 PHELPS DODGE CORP COMMON STOCK 717265102 731 5,623 5,623 5,623 PORTUGAL TELECOM SGPS-SP ADR ADR 737273102 185 20,300 20,300 20,300 PRAXAIR INC COMMON STOCK 74005P104 954 19,900 19,900 19,900 PROGRESS ENERGY INC COMMON STOCK 743263105 1,619 36,174 36,174 36,174 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 236 3,500 500 3,000 3,000 500 PUBLIC STORAGE INC REIT 74460D109 517 7,715 5,215 2,500 2,500 5,215 QUANEX CORP COMMON STOCK 747620102 286 4,325 4,325 4,325 REAL ESTATE INCOME FUND INC CLOSED-END FUND 755881109 306 16,000 16,000 16,000 RED ALERT GROUP INC COMMON STOCK 75629Q105 0 25,067 25,067 25,067 REGAL BELOIT COMMON STOCK 758750103 535 16,500 16,500 16,500 REPSOL YPF SA -SPONSORED ADR ADR 76026T205 323 10,000 10,000 10,000 RGC RESOURCES INC COMMON STOCK 74955L103 510 18,650 18,650 18,650 RINKER GROUP LTD-ADR ADR 76687M101 254 4,000 4,000 4,000 RIO TINTO PLC-SPON ADR ADR 767204100 986 6,000 6,000 6,000 ROYCE MICRO-CAP TRUST CLOSED-END FUND 780915104 709 49,618 49,618 49,618 ROYCE VALUE TRUST CLOSED-END FUND 780910105 3,565 179,333 179,333 179,333 RYDEX S&P EQUAL WEIGHT ETF ETF 78355W106 1,818 11,168 11,168 11,168 SANDISK CORP COMMON STOCK 80004C101 241 5,000 5,000 5,000 SBC COMMUNICATIONS INC COMMON STOCK 78387G103 228 9,510 9,510 9,510 SEMCO ENERGY INC COMMON STOCK 78412D109 66 10,000 10,000 10,000 SENIOR HOUSING PROP TRUST REIT 81721M109 196 10,300 3,500 6,800 6,800 3,500 SIEMENS AG-SPONS ADR ADR 826197501 232 3,000 3,000 3,000 SOUTHWALL TECHNOLOGIES INC COMMON STOCK 844909101 13 14,750 14,750 14,750 SOUTHWEST WATER CO COMMON STOCK 845331107 573 39,543 39,543 39,543 SOVEREIGN BANCORP INC COMMON STOCK 845905108 206 9,325 9,325 9,325 SPDR TRUST SERIES 1 ETF 78462F103 283 2,300 2,300 2,300 STAR GAS PARTNERS L.P. LTD PART 85512C105 132 53,238 53,238 53,238 STMICROELECTRONICS NV-NY SHS NY REG SHRS 861012102 242 14,000 14,000 14,000 STONEMOR PARTNERS LP UNIT 86183Q100 225 10,180 10,180 10,180 STRATEGIC HOTEL CAPITAL INC REIT 86272T106 183 10,000 10,000 10,000 SUBURBAN PROPANE PARTNERS LP UNIT 864482104 840 29,275 29,275 29,275 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 136 16,499 16,499 16,499 TARGET CORP COMMON STOCK 87612E106 623 12,000 12,000 12,000 TELECOM NEW ZEALAND-SP ADR ADR 879278208 1,008 30,000 30,000 30,000 TELSTRA CORP-ADR ADR 87969N204 500 32,100 32,100 32,100 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK 88023U101 178 15,000 15,000 15,000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 603 17,800 17,800 17,800 THE COOPER COS INC COMMON STOCK 216648402 345 4,500 4,500 4,500 TOTAL SA-SPON ADR ADR 89151E109 217 1,600 1,600 1,600 TXU CORP COMMON STOCK 873168108 2,982 26,420 26,420 26,420 UNILEVER N V -NY SHARES NY REG SHRS 904784709 279 3,900 900 3,000 3,000 900 UNITED DOMINION REALTY TRUST REIT 910197102 487 20,557 20,557 20,557 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 1,488 28,708 28,708 28,708 USG CORP COMMON STOCK 903293405 241 3,500 3,500 3,500 VAN KAMPEN SENIOR INCOME TRS CLOSED-END FUND 920961109 239 30,100 30,100 30,100 VITRAN CORP INC COMMON STOCK 92850E107 211 13,000 13,000 13,000 WA/CLAY US TREAS INFL PROT CLOSED-END FUND 95766Q106 2,898 232,938 232,938 232,938 WAL-MART STORES INC COMMON STOCK 931142103 1,296 29,565 29,565 29,565 WASHINGTON MUTUAL INC COMMON STOCK 939322103 431 11,000 1,000 10,000 10,000 1,000 WASTE MANAGEMENT INC COMMON STOCK 94106L109 688 24,050 24,050 24,050 WELLS FARGO & COMPANY COMMON STOCK 949746101 416 7,100 7,100 7,100 WESTPAC BANKING CORP-SP ADR ADR 961214301 404 5,000 5,000 5,000 WGL HOLDINGS INC COMMON STOCK 92924F106 1,912 59,521 59,521 59,521 WILLIAMS COS INC COMMON STOCK 969457100 7,791 311,002 311,002 311,002 WINSTON HOTELS INC REIT 97563A102 119 11,900 11,900 11,900 WISCONSIN ENERGY CORP COMMON STOCK 976657106 958 24,000 24,000 24,000 WORLDWIDE WEB NETWORX CORP COMMON STOCK 981604101 0 304,000 304,000 304,000 WPS RESOURCES CORP COMMON STOCK 92931B106 578 10,000 10,000 10,000 XCEL ENERGY INC COMMON STOCK 98389B100 992 50,608 50,608 50,608
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