-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqQ2ptwWYEsD6+Bpg7RqQ1hpJcyKfcpDm+xJiGHnWMaum0Ix9DyJwgKW0nFFQvyy U2VxUJ+cjSNP+uuYWBJqEg== 0000912057-02-031876.txt : 20020814 0000912057-02-031876.hdr.sgml : 20020814 20020814123641 ACCESSION NUMBER: 0000912057-02-031876 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CDC IXIS ASSET MANAGEMENT CENTRAL INDEX KEY: 0001166767 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10092 FILM NUMBER: 02733274 MAIL ADDRESS: STREET 1: 77 PLACE DES CINQ MARTYRS DU STREET 2: LYCEE BUFFON BP 541 CEDEX 15 CITY: PARIS STATE: I0 ZIP: 00000 13F-HR 1 a2086557z13f-hr.txt 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]: Amendment Number: _____ This Amendment (Check only one.): \ \ is a restatement. \ \ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CDC IXIS Asset Management 7, place des Cinq Address: Martyrs du Lycee Buffon BP 541 Cedex 15 Paris France 75725 Form 13F File Number: 28-10092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan McWhan Tobin Title: Vice President and Counsel CDC IXIS Asset Management North America, L.P. Phone: (617) 449-2139 Signature, Place, and Date of Signing: /s/ Susan McWhan Tobin - ------------------------------ [Signature] Boston, MA - ------------------------------ [City, State] August 14, 2002 - ------------------------------ [Date] Report Type (Check only one:): \ \ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) \ \ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) \X\ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NAME 13F FILE NUMBER ---- --------------- AEW Capital Management, L.P. 28-6538 Hansberger Global Investors, Inc. 28-6508 Harris Associates L.P. 28-2013 Jurika & Voyles, L.P. 28-2899 Loomis, Sayles & Company, L.P. 28-398 Mercury Advisors 28-790 Montgomery Asset Management, LLC 28-3396 Miller Anderson 28-3432 Reich & Tang Asset Management LLC 28-4818 RS Investment Management, L.P. 28-5452 Snyder Capital Management, L.P. 28-6636 Vaughan, Nelson, Scarborough & McCullough L.P. 28-5840 Westpeak Global Advisors, L.P. 28-4372 Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total: $26,334 (thousands)
List of Other Included Managers:
No. File No. Name 01 28-398 Loomis, Sayles & Company, L.P.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF ISSUER MARKET VALUE TITLE OF 06/30/02 SHARES INVESTMENT OTHER VOTING CLASS CUSIP (x$1000) 06/30/02 DISCRETION MANAGERS AUTHORITY ======================================================================================================================== 3M Co. Common 88579Y101 407 3,311.00 Defined 1 Sole Abbott Laboratories Inc Common 002824100 258 6,850.00 Defined 1 Sole Accenture LTD Common G1150G111 31 1,610.00 Defined 1 Sole Ace LTD Common G0070K103 176 5,554.00 Defined 1 Sole Adobe Systems Inc. Common 00724F101 17 603.00 Defined 1 Sole Advent Software Inc. Common 007974108 21 810.00 Defined 1 Sole Agilent Technologies Common 00846U101 52 2,214.00 Defined 1 Sole Alcoa Inc. Common 013817101 246 7,422.00 Defined 1 Sole American International Grp Common 026874107 488 7,145.00 Defined 1 Sole Amgen Inc Common 031162100 222 5,300.00 Defined 1 Sole Analog Devices Inc. Common 032654105 79 2,664.00 Defined 1 Sole Anheuser-Busch Cos Inc Common 035229103 204 4,080.00 Defined 1 Sole AOL Time Warner Inc. Common 00184A105 228 15,500.00 Defined 1 Sole Apple Computer Inc. Common 0378363100 43 2,412.00 Defined 1 Sole Applied Materials Inc. Common 038222105 109 5,748.00 Defined 1 Sole AT & T Common 001957109 43 4,000.00 Defined 1 Sole Avon Products Inc Common 054303102 111 2,120.00 Defined 1 Sole Bank of America Corp Common 060505104 697 9,909.00 Defined 1 Sole Bank One Corp. Common 06423A103 361 9,391.00 Defined 1 Sole Baxter Intl Inc Common 071813109 119 2,680.00 Defined 1 Sole Bellsouth Corp Common 079860102 326 10,350.00 Defined 1 Sole Biogen Inc Common 090597105 33 790.00 Defined 1 Sole Biomet Inc. Common 090613100 29 1,060.00 Defined 1 Sole Bk of New York Co Common 064057102 184 5,451.00 Defined 1 Sole Boeing Co Common 097023105 287 6,375.00 Defined 1 Sole Boston Scientific Corp Common 101137107 43 1,475.00 Defined 1 Sole Bristol Myers Squibb Common 110122108 134 5,200.00 Defined 1 Sole Cadence Design Systems Common 127387108 19 1,174.00 Defined 1 Sole Capital One Financial Corp. Common 14040H105 252 4,133.00 Defined 1 Sole Cardinal Health Inc. Common 14149Y108 98 1,600.00 Defined 1 Sole CenturyTel Common 156700106 127 4,300.00 Defined 1 Sole Chevron Texaco Common 166764100 457 5,162.00 Defined 1 Sole Chiron Corp Common 170040109 17 492.00 Defined 1 Sole Cigna Corp. Common 125509109 54 550.00 Defined 1 Sole Cinergy Corp Common 172474108 88 2,450.00 Defined 1 Sole Cisco Systems Inc. Common 17275R102 403 28,919.00 Defined 1 Sole Citigroup Inc Common 172967101 1,090 28,126.00 Defined 1 Sole Clear Channel Communications Common 184502102 48 1,500.00 Defined 1 Sole Coca-cola Co Common 191216100 321 5,740.00 Defined 1 Sole Comcast Corp A Special Common 200300200 88 3,700.00 Defined 1 Sole Computer Assoc. Intl Common 204912109 40 2,536.00 Defined 1 Sole Computer Sciences Corp. Common 205363104 31 650.00 Defined 1 Sole Costco Wholesale Corp Common 22160K105 119 3,071.00 Defined 1 Sole Cox Communications Inc A Common 224044107 54 1,950.00 Defined 1 Sole Dell Computer Corp Common 247025109 244 9,327.00 Defined 1 Sole Delphi Automotive Systems Common 247126105 51 3,897.00 Defined 1 Sole Devon Energy Corp (NEW) Common 25179M103 56 1,140.00 Defined 1 Sole Dow Chemical Co. Common 260543103 161 4,677.00 Defined 1 Sole Du Pont De Nem & Co EI Common 263534109 264 5,941.00 Defined 1 Sole Duke Energy Corporation Common 264399106 247 7,950.00 Defined 1 Sole El Paso Energy Cop Common 28336L109 49 2,370.00 Defined 1 Sole Electronic Arts Common 285512109 80 1,211.00 Defined 1 Sole Electronic Data Systems Common 285661104 57 1,539.00 Defined 1 Sole Emerson Electric Co Common 291011104 141 2,643.00 Defined 1 Sole Entergy Corp Common 29364G103 76 1,800.00 Defined 1 Sole Equity Residental Prop Trust Common 294741103 138 4,784.00 Defined 1 Sole Exxon Mobil Corp Common 30231G102 1,172 28,636.00 Defined 1 Sole Fannie Mae Common 313586109 279 3,782.00 Defined 1 Sole First Data Corp. Common 319963104 18 490.00 Defined 1 Sole Firstenergy Corp Common 337932107 141 4,230.00 Defined 1 Sole Fleetboston Financial Corp Common 339030108 265 8,201.00 Defined 1 Sole Flextronics Intl LTD Common Y2573F102 15 2,070.00 Defined 1 Sole Fluor Corp (NEW) Common 343412102 15 374.00 Defined 1 Sole Ford Motor Co Common 345370860 60 3,740.00 Defined 1 Sole Genentech Inc Common 368710406 36 1,060.00 Defined 1 Sole General Electric Co Common 369604103 659 22,689.00 Defined 1 Sole General Motors Corp Common 370442105 58 1,087.00 Defined 1 Sole Genzyme Corp (General Division) Common 372917104 21 1,081.00 Defined 1 Sole GlobalSantaFe Corp Common G3930E101 88 3,235.00 Defined 1 Sole Goldman Sachs Group Inc Common 38141G104 173 2,359.00 Defined 1 Sole Guidant Common 401698105 41 1,340.00 Defined 1 Sole Halliburton Co Common 406216101 119 7,480.00 Defined 1 Sole Harley Davison Inc. Common 412822108 67 1,316.00 Defined 1 Sole Hartford Fin Serv Group Common 416515104 88 1,483.00 Defined 1 Sole HCA Inc Common 404119109 111 2,330.00 Defined 1 Sole Heinz (JH) Co Common 423074103 61 1,492.00 Defined 1 Sole Hewlett-Packard Co Common 428236103 97 6,379.00 Defined 1 Sole IBM Corp Common 459200101 326 4,526.00 Defined 1 Sole IDEC Pharmaceuticals Corp Common 449370105 29 818.00 Defined 1 Sole Illinois Tool Works Common 452308109 324 4,748.00 Defined 1 Sole Immunex Common 452528102 37 1,677.00 Defined 1 Sole Intel Corp Common 458140100 310 16,965.00 Defined 1 Sole International Paper Co Common 460146103 189 4,334.00 Defined 1 Sole Intuit Common 461202103 49 982.00 Defined 1 Sole JM Smuckers Co. Common 832696405 5 141.00 Defined 1 Sole John Hancock Fin Serv Common 410145106 125 3,555.00 Defined 1 Sole Johnson & Johnson Common 478160104 541 10,360.00 Defined 1 Sole Johnson Controls Inc. Common 478366107 58 715.00 Defined 1 Sole KeyCorp Common 493267108 264 9,676.00 Defined 1 Sole Keyspan Corp Common 49337W100 52 1,393.00 Defined 1 Sole Kinder Morgan Inc Common 49455P101 35 920.00 Defined 1 Sole King Pharmaceuticals Inc. Common 495582108 22 1,000.00 Defined 1 Sole KLA Tencor Corporation Common 482480100 37 840.00 Defined 1 Sole Kraft Foods Inc A Common 50075N104 280 6,840.00 Defined 1 Sole Lehman Brothers Hold Inc. Common 524908100 207 3,310.00 Defined 1 Sole Liberty Media Corp New/S.A Common 530718105 90 9,000.00 Defined 1 Sole Lilly (ELI) & Co. Common 532457108 152 2,700.00 Defined 1 Sole Linear Technology Common 535678106 36 1,159.00 Defined 1 Sole Lockheed Martin Corp Common 539830109 134 1,929.00 Defined 1 Sole Masco Corp Common 574599106 50 1,852.00 Defined 1 Sole Maxim Intergrated Products Common 57772K101 98 2,552.00 Defined 1 Sole May Department Stores & Co Common 577778103 51 1,550.00 Defined 1 Sole McGraw Hill Companies Inc. Common 580645109 60 1,000.00 Defined 1 Sole McKesson Corp Common 58155Q103 34 1,040.00 Defined 1 Sole Medimmune Inc. Common 584699102 27 1,035.00 Defined 1 Sole Medtronic Inc. Common 585055106 189 4,400.00 Defined 1 Sole Merck & Co. Inc. Common 589331107 304 6,000.00 Defined 1 Sole Mercury Interactive Corp. Common 589405109 10 451.00 Defined 1 Sole Microsoft Corp Common 594918104 523 9,570.00 Defined 1 Sole Morgan Stanley Dean Witter Common 617446448 337 7,815.00 Defined 1 Sole Motorola Inc. Common 620076109 98 6,790.00 Defined 1 Sole Network Appliance Corp. Common 64120L104 8 632.00 Defined 1 Sole Occidental Petroleum Corp. Common 674599105 95 3,153.00 Defined 1 Sole Omnicom Group Inc. Common 681919106 46 1,000.00 Defined 1 Sole Oracle Corp Common 68389X105 98 10,347.00 Defined 1 Sole Pepsico Inc Common 713448108 452 9,380.00 Defined 1 Sole Pfizer Inc. Common 717081103 672 19,214.00 Defined 1 Sole Pharmacia Corp. Common 71713U102 202 5,400.00 Defined 1 Sole Philip Morris Comp Inc Common 718154107 405 9,270.00 Defined 1 Sole Procter & Gamble Co Common 742718109 630 7,060.00 Defined 1 Sole Prudential Financial Inc Common 744320102 220 6,584.00 Defined 1 Sole Qualcomm Inc. Common 747525103 60 2,190.00 Defined 1 Sole Safeway Inc Common 786514208 76 2,620.00 Defined 1 Sole Samsung El/SP GDR 1/2 VOT 144A Common 796050888 42 305.00 Defined 1 Sole Sanmina-SCI Corp Common 800907107 29 4,662.00 Defined 1 Sole SBC Communications Inc. Common 78387G103 351 11,500.00 Defined 1 Sole Schering-Plough Corp. Common 806605101 246 10,000.00 Defined 1 Sole Schlumberger LTD Common 806857108 159 3,409.00 Defined 1 Sole Southern Co Common 842587107 222 8,089.00 Defined 1 Sole Sprint Corp/FON Group Common 852061100 93 8,800.00 Defined 1 Sole Sprint Corp/PCS Group Common 852061506 10 2,200.00 Defined 1 Sole St Jude Medical Inc. Common 790849103 20 274.00 Defined 1 Sole Stryker Corp. Common 863667101 20 370.00 Defined 1 Sole Sun Microsystems Common 866810104 31 6,134.00 Defined 1 Sole Sungard Data Systems Inc. Common 867363103 42 1,570.00 Defined 1 Sole Sysco Corp Common 871829107 157 5,760.00 Defined 1 Sole Target Corp Common 87612E106 208 5,460.00 Defined 1 Sole Tenet Healthcare Corp Common 88033G100 107 1,500.00 Defined 1 Sole Texas Instruments Inc. Common 882508104 198 8,363.00 Defined 1 Sole Travelers Property Casualty-A- Common 89420G109 89 5,000.00 Defined 1 Sole United Health Group Inc Common 91324P102 128 1,400.00 Defined 1 Sole United Technologies Corp Common 913017109 139 2,050.00 Defined 1 Sole Unocal Corp Common 915289102 77 2,093.00 Defined 1 Sole Verisign Inc Common 92343E102 12 1,606.00 Defined 1 Sole Veritas Software Corp Common 923436109 54 2,747.00 Defined 1 Sole Verizon Communications I Common 92343V104 173 4,300.00 Defined 1 Sole Viacom Inc B Common 925524308 244 5,500.00 Defined 1 Sole Walgreen Co Common 931422109 212 5,500.00 Defined 1 Sole Wal-mart Stores Inc Common 931142103 765 13,900.00 Defined 1 Sole Walt Disney Co/Disney Series Common 254687106 113 6,000.00 Defined 1 Sole Wellpoint Health Newtorks Inc Common 94973H108 47 610.00 Defined 1 Sole Wells Fargo & Co Common 949746101 518 10,356.00 Defined 1 Sole Whirlpool Corp. Common 963320106 20 302.00 Defined 1 Sole Wyeth Common 983024100 292 5,700.00 Defined 1 Sole Xilinx Inc. Common 983919101 28 1,228.00 Defined 1 Sole Yahoo Inc. Common 984332106 12 791.00 Defined 1 Sole Zimmer Holdings Inc. Common 98956P102 27 764.00 Defined 1 Sole
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