-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VAMONzP58gqLRXv2CGEVIEDtNetj76XTcSuQ94Pz9/uYhfSv9AYAALoVNHv7uJyV tmyiPcxQjEpfOy63yJZFOA== 0001047469-03-005367.txt : 20030214 0001047469-03-005367.hdr.sgml : 20030214 20030213182816 ACCESSION NUMBER: 0001047469-03-005367 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 03561862 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 4087256355 13F-HR/A 1 a2102384z13f-hra.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/02 ---------- Check here if Amendment [x]; Amendment Number: 15 ------ This Amendment (Check only one.): [ ] is a restatement. [x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NEUMEIER INVESTMENT COUNSEL LLC -------------------------------- Address: 26435 CARMEL RANCHO BLVD. CARMEL, CA 93923 ------------------------- Form 13F File Number: 28-4792 ---- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PETER NEUMEIER -------------------- Title: PRESIDENT ------------------- Phone: 831-625-6355 ------------------- Signature, Place, and Date of Signing: /s/Peter Neumeier Carmel, California 2/14/03 - ------------------------- ------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 NEUMEIER INVESTMENT COUNSEL LLC ------------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------- Form 13F Information Table Entry Total: 28 ------- Form 13F Information Table Value Total: $166644 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 NEUMEIER INVESTMENT COUNSEL LLC - --------------------------------------------- [Repeat as necessary.
FORM 13F INFORMATION TABLE - ----------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - ------------------------------- -------------- ---------- -------- ------------------- VALUE SHARES/ SH/P PUT/ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT RN CALL Andrx Group COM 034553107 5780 394000 Arthur J. Gallagher COM 363576109 6746 229600 Autodesk Inc. COM 052769106 7717 539650 Borders Inc. COM 099709107 3721 231100 Colonial BancGroup Inc. COM 195493309 7309 612650 Dentsply International COM 249030107 1881 50562 Doral Financial Corporation COM 25811P100 8729 305224 Emcor Group Inc. COM 29084Q100 5889 111100 Engelhard Corporation COM 292845104 4972 222450 Harman International COM 413086109 10554 177375 Haverty Furniture COM 419596101 1791 128850 Jacobs Engineering Group COM 469814107 6226 174875 John Nuveen Company CLA 478035108 5800 228800 Lubrizol Corp. COM 549271104 5540 181650 Mohawk Industries Inc. COM 608190104 4089 71800 National Oilwell Inc. COM 637071101 6043 276700 Newfield Exploration COM 651290108 5034 139650 Pharmaceutical Resource COM 717125108 8085 271300 Platinum Underwriters COM G7127P100 3792 143900 Renaissance RE COM G7496G103 10165 256700 SEI Investments Co. COM 784117103 3131 115200 Silicon Valley Bancshares COM 827064106 7587 415750 St. Francis Capital Corp. COM 789374105 4856 207350 Superior Industries COM 868168105 6548 158325 Tetra Tech Inc. COM 88162G103 6690 548400 Tidewater Inc. COM 886423102 7892 253750
FORM 13F INFORMATION TABLE - ------------------------------------------ COL. 6 COLUMN 7 COLUMN 8 - ------- -------- ---------------------- INVSTMT OTHER VOTING AUTHORITY DSCRETN MANAGERS SOLE SHARED NONE NONE 394000 215000 179000 229600 123000 106600 539650 277900 261750 231100 149900 81200 612650 327300 285350 50562 31150 19412 305224 261150 44074 111100 58200 52900 222450 121000 101450 177375 98500 78875 128850 47500 81350 174875 92800 82075 228800 118200 110600 181650 99000 82650 71800 38250 33550 276700 130900 145800 139650 99050 40600 271300 148900 122400 143900 76200 67700 256700 129500 127200 115200 61100 54100 415750 225500 190250 207350 88800 118550 158325 76000 82325 548400 284400 264000 253750 136600 117150
FORM 13F INFORMATION TABLE - ----------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - ------------------------------- -------------- ---------- -------- ------------------- VALUE SHARES/ SH/P PUT/ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT RN CALL Triad Guaranty Inc. COM 595925105 2248 61000 Wilmington Trust COM 971807102 7829 247125
FORM 13F INFORMATION TABLE - ----------------------------------------- COL. 6 COLUMN 7 COLUMN 8 - ------- -------- ---------------------- INVSTMT OTHER VOTING AUTHORITY DSCRETN MANAGERS SOLE SHARED NONE NONE 61000 7200 53800 247125 142200 104925
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