-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PO+o+OuWhMf1criTf5rUHn/BGg7Wk5hfsEXors1r2Vw08QENEAY7SvHU7qcyDMiN SoA9vCqqOZ2P/MPVaGlPeQ== 0001047469-07-009148.txt : 20071114 0001047469-07-009148.hdr.sgml : 20071114 20071113185616 ACCESSION NUMBER: 0001047469-07-009148 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071113 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 071240235 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 4087256355 13F-HR/A 1 a2180738z13f-hra.txt Q3F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/07 ----------------------- Check Here if Amendment /X/; Amendment Number: 34 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ ------------------------------------ Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 11/14/07 ------------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Investment Counsel LLC --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 52 -------------------- Form 13F Information Table Value Total: $225535 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Investment Counsel LLC ------ ----------------- --------------------------------- [Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ ACI Worldwide Inc. COM 004498101 6261 280125 280125 132800 147325 Advanced Energy Industries COM 007973100 4938 327000 327000 152200 174800 Blackrock, Inc. COM 09247X101 260 1500 1500 1500 0 Burlington Northern, Inc. COM 12189T104 576 7100 7100 7100 0 Cal Dive International Inc. COM 12802T101 7116 474400 474400 222700 251700 Camco International Ltd. COM G18708100 224 160000 160000 160000 0 Canadian National Rail COM 136375102 484 8500 8500 8500 0 Casey's General Stores, Inc. COM 147528103 3043 109865 109865 79650 30215 Colonial BancGroup Inc. COM 195493309 7630 352925 352925 164200 188725 Columbia Sportswear Co. COM 198516106 2510 45375 45375 21800 23575 Columbus McKinnon Corp. COM 199333105 8694 349300 349300 168900 180400 Dress Barn, Inc. COM 261570105 4005 235450 235450 116800 118650 Dynamic Materials Corp. COM 267888105 5392 112600 112600 76600 36000 Federated Investors Inc. COM 314211103 6896 173700 173700 52800 120900 FTI Consulting COM 302941109 8306 165100 165100 81800 83300 General Electric COM 369604103 435 10500 10500 10500 0 Graco Inc. COM 384109104 839 21450 21450 5900 15550 Harsco Corporation COM 415864107 794 13400 13400 13400 0 Holly Corporation COM 435758305 3451 57675 57675 26600 31075 Inspired Gaming Group PL COM G4836G109 446 61500 61500 61500 0 IPC Holdings Ltd. COM G4933P101 5480 189943 189943 98018 91925 Jack Henry & Associates Inc. COM 426281101 3954 152900 152900 71350 81550 Jacobs Engineering Group COM 469814107 11675 154470 154470 75600 78870 JB Hunt Transport Services COM 445658107 9256 351950 351950 123700 228250 Kaydon Corporation COM 486587108 9300 178875 178875 80900 97975 Kirby Corporation COM 497266106 11362 257400 257400 125200 132200 Korn/Ferry International COM 500643200 6580 398550 398550 190800 207750
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Ladish Co Inc. COM 505754200 3975 71650 71650 33000 38650 LMI Aerospace COM 502079106 6563 283500 283500 143700 139800 Marten Transport Ltd. COM 573075108 5736 372200 372200 180200 192000 Natco Group Inc. - A CLA 63227W203 7532 145550 145550 66000 79550 National Oilwell Varco COM 637071101 686 4750 4750 4750 0 Park Electrochemical Corp. COM 700416209 10339 307900 307900 144500 163400 Penwest Pharmaceuticals COM 709754105 5608 509400 509400 256100 253300 Phillips Electronics N.V. COM N6817P109 297 6600 6600 6600 0 Platinum Underwriters COM G7127P100 2773 77125 77125 35500 41625 PMI Group Inc. COM 69344M101 7959 243400 243400 104200 139200 RBC Bearings Inc. COM 75524B104 3896 101600 101600 58600 43000 SGL Carbon AG COM D6949M108 695 12000 12000 12000 0 Stantec Inc. COM 85472N109 7385 223650 223650 119400 104250 Streettracks Gold Trust ETF 863307104 6796 92450 92450 10650 81800 Sulzer AG COM H83580128 143 100 100 100 0 Superior Energy Service COM 868157108 7530 212475 212475 102700 109775 Telvent GIT SA COM E90215109 383 15400 15400 15400 0 Teva Pharmaceutical COM 881624209 689 15500 15500 15500 0 Trading Emissions PLC COM G9006F104 224 71011 71011 71011 0 Umicore COM B95505119 353 1480 1480 1480 0 Vossloh AG COM D9494V101 279 2600 2600 2600 0 Wabtec Corporation COM 929740108 8871 236800 236800 116700 120100 Weir Group PLC COM G95248137 151 9000 9000 9000 0 Zebra Technologies Corp. COM 989207105 6381 174875 174875 79500 95375 Zumtobel AG COM A989A1109 384 10100 10100 10100 0
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