-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RTKimYFvHUkaTsyry+4XpNa9HoWVEGWznZeUA6ouaNvxR4ieUImQxdyQxO4KLxhv OCWOb/4Q+2oQmKMWmp/cIQ== 0001047469-08-012204.txt : 20081114 0001047469-08-012204.hdr.sgml : 20081114 20081113180134 ACCESSION NUMBER: 0001047469-08-012204 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 081186377 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 4087256355 13F-HR/A 1 a2188883z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/08 ----------------------- Check Here if Amendment /X/; Amendment Number: 38 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ Form 13F File Number: 28-4792 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------- Title: President ------------------------------- Phone: 831-625-6355 ------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 11/14/08 -------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Investment Counsel LLC --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 58 -------------------- Form 13F Information Table Value Total: $199697 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Investment Counsel LLC ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------ ------- -------- -------------------- OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------- Advanced Energy Industries COM 007973100 4685 342500 342500 191500 151000 Applied Materials, Inc. COM 038222105 212 14000 14000 14000 0 Banco Stantander Chile COM 05965X109 214 5000 5000 5000 0 Bank of Hawaii Corporation COM 062540109 6570 122925 122925 56050 66875 Berkshire Hathaway Inc.-CL B CLB 084670207 439 100 100 100 0 Blackrock, Inc. COM 09247X101 224 1150 1150 1150 0 Borgwarner Inc. COM 099724106 387 11800 11800 11800 0 Burlington Northern, Inc. COM 12189T104 702 7600 7600 7600 0 CAE Inc. ADR 124765108 2405 299100 299100 212400 86700 CAE Inc. (Canadian) COM 124765108 256 32000 32000 32000 0 Camco International Ltd. COM G18708100 1104 1214900 1214900 472000 742900 Canadian National Rail COM 136375102 392 8200 8200 8200 0 Casey's General Stores, Inc. COM 147528103 3291 109090 109090 49775 59315 Climate Exchange PLC COM G2311R103 201 11000 11000 11000 0 Columbus McKinnon Corp. COM 199333105 4855 206000 206000 102050 103950 FTI Consulting COM 302941109 3301 45700 45700 27525 18175 Hanover Insurance Group COM 410867105 7718 169545 169545 86100 83445 Harsco Corporation COM 415864107 387 10400 10400 10400 0 Holly Corporation COM 435758305 4439 153500 153500 70600 82900 IPC Holdings Ltd. COM G4933P101 12041 398593 398593 192893 205700 Jack Henry & Associates Inc. COM 426281101 5530 272000 272000 149850 122150 Jacobs Engineering Group COM 469814107 4397 80955 80955 40635 40320 JB Hunt Transport Services COM 445658107 7430 222650 222650 81550 141100 Kaydon Corporation COM 486587108 5931 131625 131625 60525 71100 KBW Regional Banking EFT EFT 78464A698 93 2625 2625 2625 0 Key Energy Services COM 492914106 6072 523450 523450 246500 276950 Kirby Corporation COM 497266106 8793 231775 231775 112225 119550
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------ ------- -------- -------------------- OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------- Korn/Ferry International COM 500643200 1256 70475 70475 32000 38475 Lennox International Inc. COM 526107107 8431 253425 253425 117475 135950 LMI Aerospace COM 502079106 8018 398700 398700 186000 212700 NBTY, Inc. COM 628782104 2792 94575 94575 47350 47225 National Bank of Greece COM 633643408 347 42016 42016 42016 0 National Oilwell Varco COM 637071101 271 5400 5400 5400 0 Northwest Pipe Company COM 667746101 4220 96750 96750 61300 35450 Packaging Corp of America COM 695156109 8555 369050 369050 169650 199400 Park Electrochemical Corp. COM 700416209 3740 154300 154300 72000 82300 Platinum Underwriters COM G7127P100 2689 75800 75800 34275 41525 Potlatch Corporation COM 737630103 9223 198825 198825 92275 106550 Regal-Beloit Corp. COM 758750103 7592 178550 178550 83900 94650 SGL Carbon AG COM D6949M108 328 8350 8350 8350 0 SPDR Gold Trust ETF 863307104 1784 20975 20975 3600 17375 SMA Solar Technology COM B3B20H2DE 364 4730 4730 4730 0 St. Mary Land & Exploration COM 792228108 6911 193850 193850 92600 101250 Stantec Inc. COM 85472N109 7739 325150 325150 160500 164650 Superior Energy Service COM 868157108 7748 248825 248825 123675 125150 T-3 Energy Services COM 87306E107 5913 159300 159300 83950 75350 Telvent GIT SA COM E90215109 307 12900 12900 12900 0 Teva Pharmaceutical COM 881624209 481 10500 10500 10500 0 Trading Emissions PLC COM G9006F104 205 112361 112361 112361 0 Umeco PLC COM G9188V109 298 44000 44000 44000 0 Umicore COM B95505119 88 2900 2900 2900 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------ ------- -------- -------------------- OTHER VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------- Vossloh AG COM D9494V101 390 3950 3950 3950 0 Wabtec Corporation COM 929740108 8555 167000 167000 76900 90100 Watsco Inc. COM 942622200 3230 64250 64250 28400 35850 Weir Group PLC COM G95248137 98 9000 9000 9000 0 WestAmerica Bancorporation COM 957090103 5730 99600 99600 54700 44900 Xantrex Technology Inc. COM 98389A102 141 10000 10000 10000 0 Zumtobel AG COM A989A1109 184 13100 13100 13100 0
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