-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpYerd5W12oa1/Qbqzsejni/Ajjm4IkRpMiVf54TtXWwQejK7u2JyTuv1sEHv8q9 75vSvYxEtSS0j62Mxd6QIA== 0000950123-07-001707.txt : 20070209 0000950123-07-001707.hdr.sgml : 20070209 20070209165548 ACCESSION NUMBER: 0000950123-07-001707 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070209 DATE AS OF CHANGE: 20070209 EFFECTIVENESS DATE: 20070209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 07598702 BUSINESS ADDRESS: STREET 1: 200 PARK AVE STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2126923694 MAIL ADDRESS: STREET 1: 200 PARK AVE SOUTH STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 y30248e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/06 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey L. Gendell Address: 55 Railroad Avenue Greenwich, CT 06830 Form 13F File Number: 28-_____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Morley Title: Client Service Representative Phone: 212-713-9117 Signature, Place, and Date of Signing: James Morley New York, NY 2/9/07 - --------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-___________________________ _______________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------- Form 13F Information Table Entry Total: 254 ---------------- Form 13F Information Table Value Total: $ 10,029,790 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name - ------- --------------------------- -------------------------------- [Repeat as necessary.] 12/31/2006 UBS SECURITIES LLC 1 USD FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- AMERIS BANCORP COMMON 03076K108 9547130 338791 N X TONT 338791 0 0 ADA ES INC COMMON 005208103 2412357 148910 N X TONT 148910 0 0 ASTORIA FINANCIAL CORP COMMON 046265104 57582980 1909250 N X TONT 1909250 0 0 AK STEEL HOLDING CORP COMMON 001547108 185158090 10956100 N X TONT 10956100 0 0 AMERON INTERNATIONAL CORP COMMON 030710107 60507951 792300 N X TONT 792300 0 0 AMR CORP-DEL COMMON 001765106 541679762 17918616 N X TONT 17918616 0 0 AMERICAN SUPERCONDUCTOR CO COMMON 030111108 3629886 370019 N X TONT 370019 0 0 ASSOCIATED BANC CORP COMMON 045487105 28501843 817140 N X TONT 817140 0 0 AMERIANA BANCORP COMMON 023613102 3086180 236127 N X TONT 236127 0 0 AMERISDRV FINANCIAL INC COMMON 03074A102 3795909 795788 N X TONT 545788 0 0 ASTEC INDUSTRIES INC COMMON 046224101 90264669 2571643 N X TONT 2571643 0 0 AZZ INC COMMON 002474104 15334400 299500 N X TONT 299500 0 0 BANK OF AMERICA CORP OPTION 060505104 236640497 4432300 C X TONT 4432300 0 0 BANK OF AMERICA CORP COMMON 060505104 27343582 512148 N X TONT 512148 0 0 BB&T CORP COMMON 054937107 6615419 150590 N X TONT 150590 0 0 BCSB BANKCORP INC COMMON 054948104 3832935 255529 N X TONT 255529 0 0 BAKER MICHAEL CORP COMMON 057149106 19191345 847300 N X TONT 847300 0 0 BLOUNT INTL INC-NEW COMMON 095180105 15146538 1125300 N X TONT 1125300 0 0 BNCCORP INC COMMON 055936108 1649035 127437 N X TONT 127437 0 0 BLUE RIVER BANCHSHARES INC COMMON 09602P107 94024 15376 N X TONT 15376 0 0 ACR GROUP INC COMMON 00087B101 302670 51300 N X TONT 51300 0 0 BANCTRUST FINANCIAL GROUP COMMON 05978R107 992013 38872 N X TONT 38872 0 0 BRUSH WELLMAN INC COMMON 117421107 79730970 2361000 N X TONT 2361000 0 0 BEAZER HOMES USA INC COMMON 07556Q105 161462661 3434645 N X TONT 3434645 0 0 CITIGROUP INC OPTION 172967101 578243980 10381400 C X TONT 10381400 0 0 CITIGROUP INC COMMON 172967101 32407931 581830 N X TONT 581830 0 0 CAMCO FINANCIAL CORP COMMON 132618109 7289660 571738 N X TONT 571738 0 0 COLONY BANKCORP INC - GA COMMON 19623P101 698584 39468 N X TONT 39468 0 0 CAPITAL BK CORP COMMON 139793103 14651700 845453 N X TONT 845453 0 0 COMMUNITY BANK SYSTEMS INC COMMON 203607106 14101300 613100 N X TONT 613100 0 0 COMMUNITY CENTRAL BANK COR COMMON 20363J107 3969720 330810 N X TONT 330810 0 0 CCF HOLDING CO COMMON 12487X104 4894388 237534 N X TONT 237534 0 0 CENTRAL BANCORP INC - MASS COMMON 152418109 4890028 151104 N X TONT 151104 0 0 CECO ENVIRONMENTAL CORP COMMON 125141101 8843290 985874 N X TONT 985874 0 0 CHAMPION ENTERPRISES INC COMMON 158496109 53716329 5738924 N X TONT 5738924 0 0 CITY HOLDING CO COMMON 177835105 11508695 281455 N X TONT 281455 0 0 CHANNELL COMMERCIAL CORP COMMON 159186105 1016224 342163 N X TONT 342163 0 0 CFS BANCORP INC COMMON 12525D102 2378574 162360 N X TONT 162360 0 0 CLEVELAND CLIFFS INC COMMON 185896107 196964209 4066148 N X TONT 4066148 0 0 CLEAN HARBORS INC COMMON 184496107 59426034 1227557 N X TONT 1227557 0 0 COMERICA INC OPTION 200340107 9711540 165500 C X TONT 165500 0 0 COLUMBUS MCKINNON CORP-N.Y COMMON 199333105 31650045 1505711 N X TONT 1505711 0 0 CORE MOLDING TECHNOLOGIES COMMON 218683100 568385 58900 N X TONT 58900 0 0 COLONIAL BANCGROUP INC COMMON 195493309 10105138 392585 N X TONT 392585 0 0 CAPITAL ONE FINANCIAL CORP COMMON 14040H105 9062148 117966 N X TONT 117966 0 0 COOPERATIVE BANKSHARES INC COMMON 216844100 10143630 567000 N X TONT 567000 0 0
12/31/2006 UBS SECURITIES LLC 2 USD
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- COMMUNITY CAPITAL CORP-S.C COMMON 20363C102 4963382 241175 N X TONT 241175 0 0 CENTRAL PACIFIC FINANCIAL COMMON 154760102 15504000 400000 N X TONT 400000 0 0 COMMUNITY SHORES BANK CORP COMMON 204046106 571848 42803 N X TONT 42803 0 0 CENTEX CORP COMMON 152312104 322726907 5735328 N X TONT 5735328 0 0 CITIZENS FIRST BANCORP INC COMMON 17461R106 9283173 301990 N X TONT 301990 0 0 DARLING INTERNATIONAL INC COMMON 237266101 43235025 7846647 N X TONT 7846647 0 0 DUCOMMUN INC COMMON 264147109 9650784 421800 N X TONT 421800 0 0 DIME COMMUNITY BANCSHARES COMMON 253922108 1941786 138600 N X TONT 138600 0 0 DEARBORN BANCORP INC - MIC COMMON 24242R108 2183651 114929 N X TONT 114929 0 0 DOWNEY FINANCIAL CORP COMMON 261018105 194614488 2681379 N X TONT 2681379 0 0 DYCOM INDUSTRIES INC COMMON 267475101 78887424 3735200 N X TONT 3735200 0 0 ECOLOGY & ENVIRONMENT INC- COMMON 278878103 2070041 189912 N X TONT 189912 0 0 ENGLOBAL CORP COMMON 293306106 16842742 2619400 N X TONT 619400 0 0 ELMIRA SAVINGS BANK F.S.B. COMMON 289660102 3542819 116158 N X TONT 116158 0 0 EXCHANGE NATIONAL BANCSHAR COMMON 301309100 9483264 301056 N X TONT 301056 0 0 FIRST BANKSHARES INC MO COMMON 318687100 2098997 120632 N X TONT 120632 0 0 FIRST BANCTRUST CORP COMMON 31868F102 1113920 94400 N X TONT 94400 0 0 FIRST COMMUNITY CORPORATIO COMMON 319835104 2656457 158879 N X TONT 158879 0 0 FIRST COMMONWEALTH FINANCI COMMON 319829107 260784 19418 N X TONT 19418 0 0 FIRST DEFIANCE FINANCIAL C COMMON 32006W106 3666663 121212 N X TONT 121212 0 0 FIRSTFED FINANCIAL CORP DE COMMON 337907109 13996730 209000 N X TONT 209000 0 0 FIRST FEDERAL BANCSHARES INCCOMMON 32021B103 1208515 53403 N X TONT 53403 0 0 NORTH CENTRAL BANCSHARES I COMMON 658418108 2685524 68421 N X TONT 68421 0 0 FIRST FRANKLIN CORP COMMON 320272107 1643295 106019 N X TONT 106019 0 0 FIRST FINANCIAL SVCS CORP COMMON 32022D108 4152487 134821 N X TONT 134821 0 0 FIRST FEDERAL OF NOTHERN COMMON 32021X105 2329245 255961 N X TONT 255961 0 0 FIRST FED BANKSHARES INC D COMMON 32020V100 6572930 302900 N X TONT 302900 0 0 1ST INDEPENDENCE FINANCIAL COMMON 32053S107 2925842 178405 N X TONT 178405 0 0 COMFORT SYSTEMS USA INC COMMON 199908104 23660816 1871900 N X TONT 1871900 0 0 FIRST KEYSTONE FINANCIAL I COMMON 320655103 3280540 169100 N X TONT 169100 0 0 FIRST MARINER BANCORP COMMON 320795107 9422398 507946 N X TONT 507946 0 0 FMS FINANCIAL CORP COMMON 302509104 9600377 302851 N X TONT 302851 0 0 FNB UNITED CORP COMMON 302519103 297475 16220 N X TONT 16220 0 0 FIRST NIAGARA FINL GROUP I COMMON 33582V108 2849167 191734 N X TONT 191734 0 0 FERRO CORP COMMON 315405100 60766530 2937000 N X TONT 2937000 0 0 FIRST MERCHANTS CORP COMMON 320817109 6354711 233715 N X TONT 233715 0 0 FIDELITY BANCORP INC-PA COMMON 315831107 2474833 132770 N X TONT 132770 0 0 FIRST STATE BANCORPORATION COMMON 336453105 2626272 106112 N X TONT 106112 0 0 L B FOSTER CO CL A COMMON 350060109 34484552 1330936 N X TONT 1330936 0 0 FOSTER WHEELER LTD COMMON G36535139 212210811 3848582 N X TONT 3848582 0 0 GREATER ATLANTIC FINANCIAL COMMON 391601101 651348 146700 N X TONT 146700 0 0 GREENBRIER COMPANIES INC COMMON 393657101 55917000 1863900 N X TONT 1863900 0 0 GEHL CO COMMON 368483103 9026179 327867 N X TONT 327867 0 0 GENTEK INC COMMON 37245X203 33683742 973800 N X TONT 973800 0 0 GOODYEAR TIRE & RUBBER CO COMMON 382550101 107044802 5099800 N X TONT 5099800 0 0 GRAFTECH INTERNATIONAL LTD COMMON 384313102 65940680 9529000 N X TONT 9529000 0 0 HORIZON BANCORP-IND COMMON 440407104 7897804 287716 N X TONT 287716 0 0 HARDINGE INC COMMON 412324303 6367895 422835 N X TONT 422835 0 0 HOPFED BANCORP INC COMMON 439734104 3945335 245128 N X TONT 245128 0 0 HF FINANCIAL CORP COMMON 404172108 5860978 339175 N X TONT 339175 0 0 HMN FINANCIAL INC COMMON 40424G108 13597216 394008 N X TONT 394008 0 0
12/31/2006 UBS SECURITIES LLC 3 USD
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- HOVNANIAN ENTERPRISES INC COMMON 442487203 156438025 4614691 N X TONT 4614691 0 0 HAWKINS INC COMMON 420261109 2860000 200000 N X TONT 200000 0 0 HEXCEL CORP NEW COMMON 428291108 145076868 8332962 N X TONT 8332962 0 0 IBERIABANK CORP COMMON 450828108 19906523 337113 N X TONT 337113 0 0 INTEGRA BANK CORPORATION COMMON 45814P105 11497388 417783 N X TONT 417783 0 0 INTERNET CAPITAL GRP INC COMMON 46059C205 33476123 3262780 N X TONT 3262780 0 0 ICO INC NEW COMMON 449293109 4358028 772700 N X TONT 772700 0 0 INTERGRATED ELECTRICAL COMMON 45811E301 93076729 5231969 N X TONT 5173897 0 0 INFRASOURCE SVCS INC COMMON 45684P102 74055183 3401708 N X TONT 2155600 0 0 INDEPENDENCE FEDERAL SAVIN COMMON 453432106 1117711 110884 N X TONT 110884 0 0 INTERNET INFRASTRUCTURE HO COMMON 46059V104 5556096 1017600 N X TONT 1017600 0 0 INDEPENDENT BANK CORP-MASS COMMON 453836108 760954 21120 N X TONT 21120 0 0 INSITUFORM TECHNOLOGIES IN COMMON 457667103 1923984 74400 N X TONT 74400 0 0 INNOSPEC INC COMMON 45768S105 100161635 2151700 N X TONT 2151700 0 0 IPSCO INC COMMON 462622101 65932317 702379 N X TONT 702379 0 0 JEFFERSON BANCSHARES INC COMMON 472375104 1503654 115488 N X TONT 115488 0 0 J P MORGAN CHASE & CO OPTION 46625H100 272943300 5651000 C X TONT 5651000 0 0 J P MORGAN CHASE & CO COMMON 46625H100 26325142 545034 N X TONT 545034 0 0 JACKSONVILLE BANCORP INC ( COMMON 46924P100 918763 73501 N X TONT 73501 0 0 KB HOME COMMON 48666K109 291587721 5686188 N X TONT 5686188 0 0 KBR INC COMMON 48242W106 178233312 6813200 N X TONT 6813200 0 0 KITTY HAWK INC COMMON 498326206 2338112 4175200 N X TONT 4175200 0 0 KMG CHEMICALS INC COMMON 482564101 10300350 1030035 N X TONT 30035 0 0 KNBT BANCORP INC COMMON 482921103 10401426 621723 N X TONT 621723 0 0 KOPPERS HLDGS INC COMMON 50060P106 42952932 1647600 N X TONT 1647600 0 0 K-TRON INTERNATIONAL INC COMMON 482730108 1972707 26419 N X TONT 26419 0 0 LCC INTERNATIONAL INC CL A COMMON 501810105 2815212 695114 N X TONT 695114 0 0 LENNAR CORP COMMON 526057104 33832975 644929 N X TONT 644929 0 0 FIDELITY SOUTHERN CORP NEW COMMON 316394105 16576764 890745 N X TONT 890745 0 0 LINCOLN BANCORP-IND COMMON 532879103 2372313 118675 N X TONT 118675 0 0 LABOR READY INC NEW COMMON 505401208 13996788 763600 N X TONT 763600 0 0 LSB CORPORATION COMMON 50215P100 255775 15436 N X TONT 15436 0 0 LSB INDUSTRIES INC COMMON 502160104 7875558 680100 N X TONT 680100 0 0 META FINL GROUP INC COMMON 59100U108 6514280 218600 N X TONT 218600 0 0 MAGNETEK INC COMMON 559424106 3936355 696700 N X TONT 696700 0 0 MASSBANK CORP-READING MASS COMMON 576152102 9484818 288380 N X TONT 288380 0 0 MB FINL INC COMMON 55264U108 21653675 575743 N X TONT 575743 0 0 MONARCH COMMUNITY BANCORP COMMON 609045109 2198304 215520 N X TONT 215520 0 0 Metrocorp Bancshares Inc COMMON 591650106 3787642 180021 N X TONT 180021 0 0 MCDERMOTT INTL INC COMMON 580037109 54491404 1071400 N X TONT 1071400 0 0 MERRILL LYNCH & CO INC COMMON 590188108 6517000 70000 N X TONT 70000 0 0 MFB CORP COMMON 55272D106 3378624 98761 N X TONT 98761 0 0 MFRI, INC. COMMON 552721102 6534392 331695 N X TONT 331695 0 0 MUTUALFIRST FINL INC COMMON 62845B104 3505526 165355 N X TONT 165355 0 0 M I SCHOTTENSTEIN HOMES IN COMMON 55305B101 34038747 891300 N X TONT 891300 0 0 MET-PRO CORP COMMON 590876306 3078306 207433 N X TONT 207433 0 0 MESABI TRUST CBI COMMON 590672101 25260436 911600 N X TONT 911600 0 0 MATERIAL SCIENCES CORP COMMON 576674105 9279973 717154 N X TONT 717154 0 0 MAINSOURCE FINANCIAL GROUP COMMON 56062Y102 3264812 192728 N X TONT 192728 0 0 MIDSOUTH BANCORP INC-LA COMMON 598039105 9366945 300608 N X TONT 300608 0 0 MITTAL STEEL COMPANY NV COMMON 60684P101 91811519 2176660 N X TONT 2176660 0 0 MERITAGE CORP COMMON 59001A102 13466584 282200 N X TONT 282200 0 0 MATRIX SERVICE CO COMMON 576853105 53233185 3306409 N X TONT 2152563 0 0 MEADOW VALLEY CORP COMMON 583185103 3496188 344452 N X TONT 344452 0 0 NAVISTAR INTERNATIONAL COR COMMON 63934E108 176490342 5279400 N X TONT 5279400 0 0
12/31/2006 UBS SECURITIES LLC 4 USD
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- NORTHEAST BANCORP COMMON 663904100 4077850 213500 N X TONT 213500 0 0 NACCO INDUSTRIES INC CLASS COMMON 629579103 63122860 462100 N X TONT 462100 0 0 NATIONAL CITY CORP OPTION 635405103 1462400 40000 C X TONT 40000 0 0 NATIONAL CITY CORP COMMON 635405103 7507486 205347 N X TONT 205347 0 0 NEW HAMPSHIRE THRIFT COMMON 644722100 5971840 373240 N X TONT 373240 0 0 NATIONAL TECHNICAL SYSTEMS COMMON 638104109 3506686 513424 N X TONT 513424 0 0 NORTHWAY FINANCIAL INC COMMON 667270102 4890675 146801 N X TONT 146801 0 0 NORTHWEST PIPE CO COMMON 667746101 4683266 139300 N X TONT 139300 0 0 NORTHWEST BANCORP INC - PA COMMON 667328108 16328897 594643 N X TONT 594643 0 0 NEW YORK COMMUNITY BANCORP COMMON 649445103 4377832 271915 N X TONT 271915 0 0 OAK HILL FIANANCIAL INC COMMON 671337103 965205 34447 N X TONT 34447 0 0 ORLEANS HOMEBUILDERS COMMON 686588104 10091652 536790 N X TONT 536790 0 0 OHIO LEGACY CORP COMMON 677399107 1481506 169315 N X TONT 169315 0 0 OREGON STEEL MILLS INC COMMON 686079104 113760948 1822800 N X TONT 1822800 0 0 MIDWESTONE FINANCIAL GROUP COMMON 598510105 4950743 248282 N X TONT 248282 0 0 OTTER TAIL CORP COMMON 689648103 20130825 646047 N X TONT 646047 0 0 OHIO VALLEY BANC CORP COMMON 677719106 1074785 42735 N X TONT 42735 0 0 PAB BANKSHARES INC-VALDOST COMMON 69313P101 2296164 107700 N X TONT 107700 0 0 PATRICK INDUSTRIES INC COMMON 703343103 16413481 1313089 N X TONT 422868 0 0 PEOPLES BANK-BRIDGEPORT CO COMMON 710198102 26171549 586543 N X TONT 586543 0 0 PROVIDENT NEW YORK BANCORP COMMON 744028101 26104478 1742622 N X TONT 1742622 0 0 PEOPLES CMNTY BANCORP INC COMMON 709788103 1359180 75510 N X TONT 75510 0 0 PROVIDENT COMMUNITY BANCSH COMMON 74386S107 3350785 172543 N X TONT 172543 0 0 PERINI CORP COMMON 713839108 69393510 2254500 N X TONT 2254500 0 0 PEOPLES BANCORP OF N C INC COMMON 710577107 9702541 346272 N X TONT 346272 0 0 PIKE ELEC CORP COMMON 721283109 26293750 1610150 N X TONT 1610150 0 0 PERMA-FIX ENVIRONMENTAL COMMON 714157104 1346396 580343 N X TONT 580343 0 0 PREMIER FINANCIAL BANCORP COMMON 74050M105 7252982 520300 N X TONT 520300 0 0 PEOPLES BANCORP-AUBURN IND COMMON 709788103 1816799 93794 N X TONT 93794 0 0 PARK BANCORP INC COMMON 700164106 2522487 72600 N X TONT 72600 0 0 PENNFED FINANCIAL SERVICES COMMON 708167101 20826960 1078000 N X TONT 1078000 0 0 POCAHONTAS BANCORP INC COMMON 730234101 6774787 409848 N X TONT 409848 0 0 PULTE HOMES INC COMMON 745867101 192878195 5823617 N X TONT 5823617 0 0 PINNACLE BANCSHARES INC-DE COMMON 722903101 1968057 124600 N X TONT 124600 0 0 PRINCETON NATIONAL BANCORP COMMON 742282106 5554658 170650 N X TONT 170650 0 0 PNC FINANCIAL SVCS GROUP I COMMON 693475105 25089565 338865 N X TONT 338865 0 0 POWELL INDUSTRIES INC COMMON 739128106 19762220 625981 N X TONT 625981 0 0 PROVIDENT FINANCIAL HOLDIN COMMON 743868101 18670670 613763 N X TONT 613763 0 0 PORTEC RAIL PRODUCTS INC COMMON 736212101 4966983 495183 N X TONT 495183 0 0 PARTNERS TRUST FINANCIAL G COMMON 70213F102 47646070 4093305 N X TONT 4093305 0 0 PVF CAPITAL CORP COMMON 693654105 6395093 605023 N X TONT 605023 0 0 PARKVALE FINANCIAL CORP COMMON 701492100 8963089 282302 N X TONT 282302 0 0 QUANTA SERVICES INC COMMON 74762E102 131846043 6702900 N X TONT 6702900 0 0 QCR HOLDINGS INC COMMON 74727A104 4441384 251494 N X TONT 251494 0 0 RURBAN FINANCIAL CORP COMMON 78176P108 1940808 180205 N X TONT 180205 0 0 RIVER VALLEY BANCORP COMMON 768475105 2537812 140599 N X TONT 140599 0 0 RYERSON INC COMMON 78375P107 30672525 1222500 N X TONT 1222500 0 0 RYLAND GROUP INC COMMON 783764103 240429265 4401854 N X TONT 4401854 0 0 SOUTHERN COMMUNITY FINANCI COMMON 842632101 11285417 1119585 N X TONT 1119585 0 0 SHAW GROUP INC COMMON 820280105 302273850 9023100 N X TONT 9023100 0 0 SHILOH INDUSTRIES INC COMMON 824543102 22959233 1211569 N X TONT 1211569 0 0 SIFCO INDUSTRIES INC COMMON 826546103 2598806 501700 N X TONT 501700 0 0 SKY FINANCIAL GROUP INC COMMON 83080P103 7247105 253928 N X TONT 253928 0 0 SOUTHERN MISSOURI BANCORP COMMON 843380106 3089373 203382 N X TONT 203382 0 0 SUN BANCORP INC- N.J. COMMON 86663B102 35536999 1686616 N X TONT 1686616 0 0 SOVEREIGN BANCORP INC COMMON 845905108 20954418 825302 N X TONT 825302 0 0
12/31/2006 UBS SECURITIES LLC 5 USD
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