-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMz59bMMIVIiLaEHJL9x9AUqgOigVgjjKKVIDcsWW6vgRxG2hNotfHgcrvmPsSO8 of0koOElr9lg1VilmEtptg== /in/edgar/work/20000908/0000902584-00-000008/0000902584-00-000008.txt : 20000922 0000902584-00-000008.hdr.sgml : 20000922 ACCESSION NUMBER: 0000902584-00-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] IRS NUMBER: 132831881 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05637 FILM NUMBER: 718941 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STE 5780 STREET 2: TWO PRUDENTIAL PLZ CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, DC 20549" FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2000 Check here if Amendment: [ ] This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisory Research, Inc. Address: 180 North Stetson, Suite 5780 Chicago, IL 60601 13F File Number: 28-6596 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true,correct and complete, and that it is understood that all required items,statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the Reporting Manager: Name: David B. Heller Title: President Phone: 312-565-1414 Signature, Place and Date of Signing: David B. Heller, President Chicago, Illinois, August 11, 2000 Report Type: [ X] 13F HOLDINGS REPORT. Securities with an aggregate market value of $200,000 and above are reported in this report. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE ADVISORY RESEARCH INC. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 141 Form 13F Information Table Total Value (K): $471,552 List of Other Managers: NONE - COLUMN 7 OF INFORMATION TABLE HAS THUS BEEN OMITTED. "ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE" NAME OF ISSUER TITLE CUSIP VALUE SH/P INV VOTE OF CLASS (K) AMT DSC AUTH A C MOORE COMMON 00086T103 772 121100 SOLE SOLE ALASKA AIR GRP COMMON 011659109 5112 188450 SOLE SOLE ALLIANCE BANC COMMON 01852J105 1487 90446 SOLE SOLE AMERICAN INTL COMMON 026874107 2973 25302 SOLE SOLE AMGEN INC. COMMON 031162100 208 2967 SOLE SOLE APACHE CORP COMMON 037411105 446 7581 SOLE SOLE APRTMNT INV MNGT CL A 03748R101 3372 77960 SOLE SOLE ARCH CHEMICALS COMMON 03937R102 219 10000 SOLE SOLE ATCHISON CASTING COMMON 046613105 436 75800 SOLE SOLE ADP COMMON 053015103 337 6288 SOLE SOLE BANK OF AMERICA COMMON 060505104 640 14891 SOLE SOLE BELL MICROPROD COMMON 078137106 3151 171475 SOLE SOLE BERKSHIRE HATH COMMON 084670108 269 5 SOLE SOLE BERKSHIRE HATH CL B 008467020 343 195 SOLE SOLE BHC COMMUNICTNS CL A 055448104 1388 9132 SOLE SOLE BINDLEY WESTERN COMMON 090324104 25969 982260 SOLE SOLE BLAIR CORP COMMON 092828102 7792 421172 SOLE SOLE BOCA RESORTS CL A 09688T106 5644 571546 SOLE SOLE BOISE CASCADE COMMON 097383103 7035 271880 SOLE SOLE BP AMOCO P L C DEP RPT 055622104 494 8726 SOLE SOLE BROOKLINE BANC COMMON 113739106 6141 536860 SOLE SOLE BURLINGTON COAT COMMON 121579106 2207 204100 SOLE SOLE CPL ENERGY INC COMMON 12614C106 215 6717 SOLE SOLE CAPITAL TRUST COMMON 14052H100 2066 516400 SOLE SOLE CAPITOL FED FNCL COMMON 14057C106 951 86000 SOLE SOLE CARDINAL HEALTH COMMON 141494108 354 4779 SOLE SOLE CATALINA MKTING COMMON 148867104 212 2078 SOLE SOLE CATERPILLAR INC COMMON 149123101 273 8053 SOLE SOLE CENTURY ALUM CO COMMON 156431108 846 77800 SOLE SOLE CHARMING SHOPPES COMMON 161133103 15266 2996768 SOLE SOLE CHRIS CRAFT COMMON 170520100 12396 187638 SOLE SOLE CISCO SYS INC COMMON 17275R102 611 9606 SOLE SOLE CITIGROUP INC COMMON 172967101 1205 19997 SOLE SOLE CITIZENS UTILS CL B 177342201 33883 1964225 SOLE SOLE COCA COLA COMMON 191216100 202 3512 SOLE SOLE COLGATE PALMOLV COMMON 194162103 282 4705 SOLE SOLE COMMUNITY SVGS COMMON 204037105 2923 257010 SOLE SOLE COVAD COMMUN COMMON 222184204 5716 354500 SOLE SOLE DELL COMPUTER COMMON 247025109 317 6430 SOLE SOLE DELTIC TIMBER COMMON 247850100 1426 66700 SOLE SOLE DISNEY WALT CO COMMON 254687106 220 5670 SOLE SOLE DOBSON COMMUN COMMON 256069105 12288 638362 SOLE SOLE DOW JONES CO INC COMMON 260561105 228 3112 SOLE SOLE DUKE ENERGY COMMON 264399106 279 4951 SOLE SOLE EMERSON ELEC COMMON 291011104 374 6191 SOLE SOLE EQUITY RES PTYS SH BEN 29476L107 793 17250 SOLE SOLE EQUITY RES PTYS CONV E 29476L883 3375 131050 SOLE SOLE EVERGREEN RES COMMON 299900308 28557 963944 SOLE SOLE EXXON MOBIL COMMON 30231G102 476 6060 SOLE SOLE FED AGRIC MTG CL C 313148306 1532 105200 SOLE SOLE FED NATL MTG COMMON 313586109 211 4046 SOLE SOLE FINISH LINE INC CL A 317923100 8896 1086444 SOLE SOLE FIRST NRTHN CAP COMMON 335832101 2165 161900 SOLE SOLE FIRSTFED FINCL COMMON 337907109 1096 77600 SOLE SOLE FPL GROUP INC COMMON 302571104 261 5268 SOLE SOLE FRIEDMANS INC CL A 358438109 287 58200 SOLE SOLE GANNETT INC COMMON 364730101 295 4934 SOLE SOLE GAP INC DEL COMMON 364760108 273 8721 SOLE SOLE GARDENFRESH REST COMMON 36933P100 459 44000 SOLE SOLE GENERAL ELEC COMMON 369604103 2148 40520 SOLE SOLE GENERAL MLS COMMON 370334104 261 6845 SOLE SOLE GUIDANT CORP COMMON 401698105 309 6251 SOLE SOLE GUILFORD MLS COMMON 401794102 935 220036 SOLE SOLE GULF CDA RES COMMON 40218L305 385 80000 SOLE SOLE HARDINGE INC COMMON 412324303 1030 98700 SOLE SOLE HASBRO INC COMMON 418056107 5517 366253 SOLE SOLE HEWLETT PACKARD COMMON 428236103 478 3825 SOLE SOLE HOUSEHOLD INTL COMMON 441815107 311 7475 SOLE SOLE HUGOTRON COMMON 444717102 746 60000 SOLE SOLE ILLINOIS TOOLWKS COMMON 452308109 260 4569 SOLE SOLE INTEL CORP COMMON 458140100 325 2432 SOLE SOLE IBM COMMON 459200101 754 6884 SOLE SOLE JEFFERIES GROUP COMMON 472319102 11324 560910 SOLE SOLE JOHNSON&JOHNSON COMMONN 478160104 559 5484 SOLE SOLE JR CIGAR INC COMMON 282491109 462 46800 SOLE SOLE KEY PRODTN INC COMMON 493138101 4590 262300 SOLE SOLE LAZARE KAPLAN COMMON 521078105 386 47500 SOLE SOLE LEUCADIA NATL COMMON 527288104 1170 51300 SOLE SOLE LEVEL 3 COMMUN COMMON 52729N100 880 10000 SOLE SOLE LINEAR TECHNOLGY COMMON 535678106 214 3349 SOLE SOLE LUCENT TECH COMMON 549463107 302 5094 SOLE SOLE MAF BANCORP COMMON 55261R108 8724 479679 SOLE SOLE MARQUETTE BANK COMMON 571998103 325 500 SOLE SOLE MARSH & MCLENNAN COMMON 571748102 204 1955 SOLE SOLE MARSHALL&ILSLEY COMMON 571834100 1388 33438 SOLE SOLE MCDONALDS COMMON 580135101 225 6822 SOLE SOLE MCLEODUSA INC CL A 582266102 1490 72000 SOLE SOLE MEDTRONIC INC COMMON 585055106 457 9182 SOLE SOLE MERCK & CO INC COMMON 589331107 640 8348 SOLE SOLE MICROSOFT CORP COMMON 594918104 489 6107 SOLE SOLE MINNESOTA MNG COMMON 604059105 324 3929 SOLE SOLE MONRO MUFFLER COMMON 610236101 381 41500 SOLE SOLE MONY GROUP INC COMMON 615337102 22887 676874 SOLE SOLE MUNICIPAL PRTNRS COMMON 62622C101 425 36000 SOLE SOLE NASDAQ 100 TR SER 1 631100104 1732 18584 SOLE SOLE NETWORK EQUIP COMMON 641208103 496 49300 SOLE SOLE NORTHERN TR CORP COMMON 665859104 959 14738 SOLE SOLE OFFICEMAX INC COMMON 67622M108 4160 832076 SOLE SOLE OMNICOM GROUP COMMON 681919106 272 3056 SOLE SOLE ORACLE CORP COMMON 68389X105 709 8439 SOLE SOLE PBOC HLDGS COMMON 69316G108 4574 538100 SOLE SOLE PENNACO ENERGY COMMON 708046107 16630 1015600 SOLE SOLE PEPSICO INC COMMON 713448108 384 8644 SOLE SOLE PFIZER INC COMMON 717081103 960 19997 SOLE SOLE PICO HLDGS INC COMMON 693366205 2628 186900 SOLE SOLE PLAINS ALL AMER COMMON 726503105 419 22500 SOLE SOLE PLAINS RES INC COMMON 726540503 15104 944000 SOLE SOLE PRICE COMMUN COMMON 741437305 10836 459890 SOLE SOLE PRIMA ENERGY COMMON 741901201 1685 31500 SOLE SOLE QLT PHOTOTHERAP COMMON 746927102 464 6000 SOLE SOLE RCN CORP COMMON 749361101 9665 380882 SOLE SOLE ROYAL DUTCH PETE COMMON 780257804 272 4415 SOLE SOLE RURAL CELLULAR CL A 781904107 22990 300282 SOLE SOLE SBC COMMUN COMMON 78387G103 367 8479 SOLE SOLE SCHERING PLOUGH COMMON 806605101 216 4284 SOLE SOLE SCHNITZER STL CL A 806882106 4219 265752 SOLE SOLE SCHWAB CHARLES COMMON 808513105 1579 46973 SOLE SOLE SEACOAST FINL COMMON 81170Q106 2798 294500 SOLE SOLE SPDR TR UNIT SER 78462F103 6133 42213 SOLE SOLE STIFEL FINL COMMON 860630102 1517 144461 SOLE SOLE STRYKER CORP COMMON 863667101 234 5358 SOLE SOLE SUN MICROSYSTMS COMMON 866810104 1089 11980 SOLE SOLE TBC CORP COMMON 872180104 1358 293700 SOLE SOLE TELECORP PCS CL A 879299105 20005 496252 SOLE SOLE TELEGLOBE INC COMMON 87941V100 6213 294960 SOLE SOLE TIMKEN CO COMMON 887389104 8741 469312 SOLE SOLE TRIBUNE CO NEW COMMON 896047107 873 24949 SOLE SOLE U S G CORP COMMON 903293405 233 7662 SOLE SOLE U S WEST INC COMMON 91273H101 237 2767 SOLE SOLE UBIQUITEL INC COMMON 903474302 3917 415000 SOLE SOLE UNITED TECH COMMON 913017109 282 4796 SOLE SOLE UNITRIN INC COMMON 913275103 382 13000 SOLE SOLE URBAN SHOPPING COMMON 917060105 1897 56300 SOLE SOLE US UNWIRED INC COMMON 90338R104 1410 108500 SOLE SOLE USEC INC COMMON 90333E108 7266 1571124 SOLE SOLE VIACOM INC CL B 925524308 247 3624 SOLE SOLE VRGINIA CAP BANC COMMON 927758102 2794 183200 SOLE SOLE WALGREEN CO COMMON 931422109 430 13359 SOLE SOLE WELLSFORD RL PTY COMMON 950240101 6905 456525 SOLE SOLE WILLIAMS COS INC COMMON 969457100 5848 140283 SOLE SOLE WORLDCOM INC COMMON 98157D106 474 10327 SOLE SOLE TOTAL 471552 27211361
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