-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2zb1gCZ0rUnswG8oFut1N1qUvT47yLAR39Sd6ruH31taLdOFf/5/mfIvYhbk4HI XDL91REGHwyD5xPFFD8vkg== /in/edgar/work/0000902584-00-000010/0000902584-00-000010.txt : 20001120 0000902584-00-000010.hdr.sgml : 20001120 ACCESSION NUMBER: 0000902584-00-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] IRS NUMBER: 132831881 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05637 FILM NUMBER: 772222 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STE 5780 STREET 2: TWO PRUDENTIAL PLZ CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, DC 20549" FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2000 Check here if Amendment: [ ] This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisory Research, Inc. Address: 180 North Stetson, Suite 5780 Chicago, IL 60601 13F File Number: 28-6596 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true,correct and complete, and that it is understood that all required items,statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the Reporting Manager: Name: David B. Heller Title: President Phone: 312-565-1414 Signature, Place and Date of Signing: David B. Heller, President Chicago, Illinois, November 15, 2000 Report Type: [ X] 13F HOLDINGS REPORT. Securities with an aggregate market value of $200,000 and above are reported in this report. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE ADVISORY RESEARCH INC. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 145 Form 13F Information Table Total Value (K): $499,578 List of Other Managers: NONE - COLUMN 7 OF INFORMATION TABLE HAS THUS BEEN OMITTED. "ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE" NAME OF ISSUER TITLE CUSIP VALUE SH/P INV VOTE OF CLASS (K) AMT DSC AUTH A C MOORE COMMON 00086T103 1007 130000 SOLE SOLE ALASKA AIR GRP COMMON 011659109 6771 282142 SOLE SOLE ALLIANCE BANC COMMON 01852J105 1686 93644 SOLE SOLE AMERICAN INTL COMMON 026874107 3704 38704 SOLE SOLE AMERICAN EXPRESS COMMON 025816109 397 6543 SOLE SOLE AMRICN HOME PROD COMMON 026609107 263 4653 SOLE SOLE APACHE CORP COMMON 037411105 431 7288 SOLE SOLE APRTMNT INV MNGT CL A 03748R101 3604 78248 SOLE SOLE A T & T COMMON 001957109 2912 99143 SOLE SOLE ATCHISON CASTING COMMON 046613105 226 57400 SOLE SOLE ADP COMMON 053015103 461 6888 SOLE SOLE BANK OF AMERICA COMMON 060505104 730 13929 SOLE SOLE BAXTER INTL INC COMMON 071813109 433 5424 SOLE SOLE BERKSHIRE HATH COMMON 084670108 322 5 SOLE SOLE BERKSHIRE HATH CL B 008467020 412 199 SOLE SOLE BHC COMMUNICTNS CL A 055448104 988 6276 SOLE SOLE BINDLEY WESTERN COMMON 090324104 23870 745948 SOLE SOLE BLAIR CORP COMMON 092828102 9605 408728 SOLE SOLE BOCA RESORTS CL A 09688T106 6238 567104 SOLE SOLE BOISE CASCADE COMMON 097383103 8304 312603 SOLE SOLE BP AMOCO P L C DEP RPT 055622104 578 10904 SOLE SOLE BRISTOL MYRS SQB COMMON 110122108 255 4464 SOLE SOLE BROOKLINE BANC COMMON 113739106 6551 572700 SOLE SOLE BURLINGTON COAT COMMON 121579106 3020 211000 SOLE SOLE CPL ENERGY INC COMMON 12614C106 293 7025 SOLE SOLE CAPITAL TRUST COMMON 14052H100 4594 1020800 SOLE SOLE CAPITOL FED FNCL COMMON 14057C106 1316 90000 SOLE SOLE CARDINAL HEALTH COMMON 141494108 392 4446 SOLE SOLE CATALINA MKTING COMMON 148867104 238 6334 SOLE SOLE CATERPILLAR INC COMMON 149123101 279 8253 SOLE SOLE CENTURY ALUM CO COMMON 156431108 897 71800 SOLE SOLE CHARMING SHOPPES COMMON 161133103 13867 2656992 SOLE SOLE CISCO SYS INC COMMON 17275R102 828 14981 SOLE SOLE CITIGROUP INC COMMON 172967101 1827 33792 SOLE SOLE CITIZENS UTILS CL B 177342201 25488 1896686 SOLE SOLE COLGATE PALMOLV COMMON 194162103 260 5505 SOLE SOLE COMMUNITY SVGS COMMON 204037105 3178 256820 SOLE SOLE COVAD COMMUN COMMON 222184204 3951 295400 SOLE SOLE DAISYTEK INTL COMMON 234053106 9942 1574820 SOLE SOLE DELTIC TIMBER COMMON 247850100 413 24400 SOLE SOLE DELUXE CORP COMMON 248019101 4537 223346 SOLE SOLE DISNEY WALT CO COMMON 254687106 228 5970 SOLE SOLE DOBSON COMMUN COMMON 256069105 9762 664600 SOLE SOLE DUKE ENERGY COMMON 264399106 425 4951 SOLE SOLE EMERSON ELEC COMMON 291011104 404 6027 SOLE SOLE EQUITY RES PTYS SH BEN 29476L107 684 14250 SOLE SOLE EQUITY RES PTYS CONV E 29476L883 3479 130050 SOLE SOLE EVERGREEN RES COMMON 299900308 34241 985355 SOLE SOLE EXXON MOBIL COMMON 30231G102 540 6060 SOLE SOLE FARM FAMILY HLDG COMMON 307901108 4015 126967 SOLE SOLE FED AGRIC MTG CL C 313148306 1877 106500 SOLE SOLE FED HOME LN MTG COMMON 313400301 206 3802 SOLE SOLE FED NATL MTG COMMON 313586109 289 4046 SOLE SOLE FINISH LINE INC CL A 317923100 8572 1172132 SOLE SOLE FIRST NRTHN CAP COMMON 335832101 1039 70900 SOLE SOLE FIRSTFED FINCL COMMON 337907109 2249 97800 SOLE SOLE FPL GROUP INC COMMON 302571104 327 4973 SOLE SOLE FRIEDMANS INC CL A 358438109 228 45600 SOLE SOLE GANNETT INC COMMON 364730101 297 5609 SOLE SOLE GENERAL ELEC COMMON 369604103 2537 43980 SOLE SOLE GENERAL MLS COMMON 370334104 243 6845 SOLE SOLE GUIDANT CORP COMMON 401698105 523 7403 SOLE SOLE GUILFORD MLS COMMON 401794102 439 234135 SOLE SOLE GULF CDA RES COMMON 40218L305 430 80000 SOLE SOLE HARDINGE INC COMMON 412324303 1229 102400 SOLE SOLE HASBRO INC COMMON 418056107 2640 230804 SOLE SOLE HEWLETT PACKARD COMMON 428236103 535 5519 SOLE SOLE HOUSEHOLD INTL COMMON 441815107 4346 76745 SOLE SOLE HUGOTRON COMMON 444717102 941 60000 SOLE SOLE ILLINOIS TOOLWKS COMMON 452308109 266 4769 SOLE SOLE INTEL CORP COMMON 458140100 577 13894 SOLE SOLE IBM COMMON 459200101 516 4589 SOLE SOLE JEFFERIES GROUP COMMON 472319102 15310 569680 SOLE SOLE JOHNSON&JOHNSON COMMONN 478160104 508 5412 SOLE SOLE JR CIGAR INC COMMON 282491109 603 46800 SOLE SOLE KEY PRODTN INC COMMON 493138101 5954 269849 SOLE SOLE LEUCADIA NATL COMMON 527288104 2710 101300 SOLE SOLE LEVEL 3 COMMUN COMMON 52729N100 1003 13000 SOLE SOLE LILLY ELI & CO COMMON 532457108 219 2704 SOLE SOLE LINEAR TECHNOLGY COMMON 535678106 217 3349 SOLE SOLE MAF BANCORP COMMON 55261R108 11795 474189 SOLE SOLE MARQUETTE BANK COMMON 571998103 325 500 SOLE SOLE MARSH & MCLENNAN COMMON 571748102 265 1995 SOLE SOLE MARSHALL&ILSLEY COMMON 571834100 1175 23438 SOLE SOLE MCDONALDS COMMON 580135101 218 7215 SOLE SOLE MCLEODUSA INC CL A 582266102 1353 94500 SOLE SOLE MEDTRONIC INC COMMON 585055106 486 9382 SOLE SOLE MERCK & CO INC COMMON 589331107 630 8469 SOLE SOLE MICROSOFT CORP COMMON 594918104 302 5001 SOLE SOLE MINNESOTA MNG COMMON 604059105 358 3929 SOLE SOLE MONRO MUFFLER COMMON 610236101 451 41500 SOLE SOLE MONY GROUP INC COMMON 615337102 27668 693869 SOLE SOLE MUNICIPAL PRTNRS COMMON 62622C101 427 36000 SOLE SOLE NASDAQ 100 TR SER 1 631100104 1559 17584 SOLE SOLE NORTHERN TR CORP COMMON 665859104 1390 15638 SOLE SOLE OFFICEMAX INC COMMON 67622M108 3168 889000 SOLE SOLE OMNICOM GROUP COMMON 681919106 201 2756 SOLE SOLE ORACLE CORP COMMON 68389X105 688 8739 SOLE SOLE PBOC HLDGS COMMON 69316G108 6355 747600 SOLE SOLE PENNACO ENERGY COMMON 708046107 18970 1091800 SOLE SOLE PEPSICO INC COMMON 713448108 433 9405 SOLE SOLE PFIZER INC COMMON 717081103 807 17959 SOLE SOLE PHILLIPS PETE CO COMMON 718507106 1081 17222 SOLE SOLE PICO HLDGS INC COMMON 693366205 2598 198900 SOLE SOLE PIONEER NAT RES COMMON 723787107 993 70000 SOLE SOLE PLAINS ALL AMER COMMON 726503105 436 22500 SOLE SOLE PLAINS RES INC COMMON 726540503 18704 990953 SOLE SOLE PRICE COMMUN COMMON 741437305 8471 433000 SOLE SOLE PRIMA ENERGY COMMON 741901201 1677 31500 SOLE SOLE QLT PHOTOTHERAP COMMON 746927102 425 6000 SOLE SOLE QWEST COMMUN INT COMMON 749121109 215 4470 SOLE SOLE RCN CORP COMMON 749361101 7690 370625 SOLE SOLE ROYAL DUTCH PETE COMMON 780257804 265 4415 SOLE SOLE RURAL CELLULAR CL A 781904107 19901 292127 SOLE SOLE SBC COMMUN COMMON 78387G103 289 5778 SOLE SOLE SCHERING PLOUGH COMMON 806605101 257 5521 SOLE SOLE SCHNITZER STL CL A 806882106 4099 287631 SOLE SOLE SCHWAB CHARLES COMMON 808513105 1657 46666 SOLE SOLE SEACOAST FINL COMMON 81170Q106 3690 335500 SOLE SOLE SPDR TR UNIT SER 78462F103 5452 37962 SOLE SOLE STIFEL FINL COMMON 860630102 1932 144461 SOLE SOLE STRYKER CORP COMMON 863667101 234 5458 SOLE SOLE SUN MICROSYSTMS COMMON 866810104 1399 11980 SOLE SOLE SYSCO CORP COMMON 871829107 207 4461 SOLE SOLE TBC CORP COMMON 872180104 1684 345400 SOLE SOLE TELECORP PCS CL A 879299105 9231 485867 SOLE SOLE TELEGLOBE INC COMMON 87941V100 6920 329525 SOLE SOLE TIMKEN CO COMMON 887389104 7093 518211 SOLE SOLE TRIBUNE CO NEW COMMON 896047107 829 19012 SOLE SOLE U S G CORP COMMON 903293405 225 8962 SOLE SOLE UBIQUITEL INC COMMON 903474302 4066 451800 SOLE SOLE UNITED TECH COMMON 913017109 346 4996 SOLE SOLE UNITRIN INC COMMON 913275103 412 13000 SOLE SOLE US UNWIRED INC COMMON 90338R104 1206 126500 SOLE SOLE USEC INC COMMON 90333E108 7541 1774428 SOLE SOLE VERIZON COMMUN COMMON 92343V104 214 4420 SOLE SOLE VRGINIA CAP BANC COMMON 927758102 3166 184200 SOLE SOLE VISTEON CORP COMMON 92839U107 13216 873756 SOLE SOLE WALGREEN CO COMMON 931422109 514 13559 SOLE SOLE WELLMAN INC COMMON 949702104 414 28700 SOLE SOLE WELLSFORD RL PTY COMMON 950240101 8171 413725 SOLE SOLE WESTCORP INC COMMON 957907108 250 16700 SOLE SOLE WILLIAMS COS INC COMMON 969457100 7054 166964 SOLE SOLE WORLDCOM INC COMMON 98157D106 314 10327 SOLE SOLE XCEL ENERGY INC COMMON 98389B100 340 12362 SOLE SOLE TOTAL 499578 30524118
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