-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QONpt75sFX04T6jJpfRa9L6GRocBkxu0phsGwwDx6oQ3qQ3MC2FMZq/CezMiJfat K2crhQ7zJotQHv5ExskRww== 0000902584-02-000054.txt : 20020814 0000902584-02-000054.hdr.sgml : 20020814 20020814130830 ACCESSION NUMBER: 0000902584-02-000054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 02733669 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari2q02hr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: June 30, 2002 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLE CUSIP VALUE SH/P INV VOTE OF CLASS (K) AMT DSC AUTH AAR CORP COMMON 000361105 5879 576400 SOLE SOLE ACADIANA BNCSHRS COMMON 004280103 326 13100 SOLE SOLE ACETO CHEMICAL COMMON 004446100 597 56000 SOLE SOLE ADV MICRO DEVICE COMMON 007903107 6332 651489 SOLE SOLE AEGIS REALTY COMMON 00760P104 1418 126600 SOLE SOLE AIRNET SYSTEMS COMMON 009417106 524 61700 SOLE SOLE ALCOA INC COMMON 013817101 271 8173 SOLE SOLE ALLERGAN INC COMMON 018490102 229 3434 SOLE SOLE ALLOU HLTH/BEAUTY COMMON 019782101 775 99372 SOLE SOLE ALLSTATE CORP COMMON 020002101 203 5495 SOLE SOLE AMBASSADORS INTL COMMON 023178106 605 60200 SOLE SOLE AMCOL INTL CORP COMMON 02341W103 11839 1728400 SOLE SOLE AMERICAN EXPRESS COMMON 025816109 8138 224074 SOLE SOLE AMRICN FIN HLDGS COMMON 026075101 27459 917754 SOLE SOLE AMERICAN INTL COMMON 026874107 9746 142839 SOLE SOLE AMGEN INC COMMON 031162100 250 5976 SOLE SOLE AMPCO-PITTSBURG COMMON 032037103 476 39700 SOLE SOLE AMREP CORP COMMON 032159105 515 62000 SOLE SOLE ANDERSONS INC COMMON 034164103 714 52500 SOLE SOLE ANGELICA CORP COMMON 034663104 1156 67200 SOLE SOLE APACHE CORP COMMON 037411105 464 8068 SOLE SOLE APRTMNT INV MNGT CL A 03748R101 5423 110218 SOLE SOLE ATLANTIC AMERICAN COMMON 048209100 569 242300 SOLE SOLE AULT INC COMMON 051503100 394 88400 SOLE SOLE AUTO DATA PROC COMMON 053015103 6386 146645 SOLE SOLE AVIALL INC COMMON 05366B102 15975 1141059 SOLE SOLE AVNET INC COMMON 053807103 14902 677666 SOLE SOLE BANK OF AMERICA COMMON 060505104 808 11485 SOLE SOLE BAXTER INTL INC COMMON 071813109 6664 149931 SOLE SOLE BAYVIEW CAP CORP COMMON 07262L101 20766 3239600 SOLE SOLE BELL INDUSTRIES COMMON 078107109 288 15800 SOLE SOLE BERKSHIRE HATH COMMON 084670108 334 5 SOLE SOLE BERKSHIRE HATH CL B 008467020 1050 470 SOLE SOLE BLAIR CORP COMMON 092828102 11508 449883 SOLE SOLE BOCA RESORTS CL A 09688T106 16122 1216786 SOLE SOLE BOISE CASCADE CORP COMMON 097383103 16725 484377 SOLE SOLE BOMBAY CO INC COMMON 097924104 4745 1056900 SOLE SOLE BON TON STORES COMMON 09776J101 2634 560400 SOLE SOLE BOOKS A MILLION COMMON 19776J101 455 124800 SOLE SOLE BROOKLINE BANC COMMON 113739106 34397 1359583 SOLE SOLE BRUSH ENG MATLS COMMON 117421107 1009 81400 SOLE SOLE BURLINGTON COAT COMMON 121579106 455 21400 SOLE SOLE CALIF CSTAL CMNTYS COMMON 129915203 381 77700 SOLE SOLE CANDELA LASER CORP COMMON 136907102 557 101300 SOLE SOLE CAPITAL TRUST COMMON 14052H100 5301 1019500 SOLE SOLE CARDINAL HEALTH COMMON 141494108 8480 138082 SOLE SOLE CARRIZO OIL&GAS COMMON 144577103 1118 262400 SOLE SOLE CARVER BANCORP INC COMMON 146875109 296 24200 SOLE SOLE CASTLE ENERGY COMMON 148449309 540 81300 SOLE SOLE CATALINA MKTING COMMON 148867104 1129 40000 SOLE SOLE CATELLUS DEVEL COMMON 149111106 11969 586165 SOLE SOLE CATERPILLAR INC COMMON 149123101 7978 162987 SOLE SOLE CELERITEK INC COMMON 150926103 7569 1146799 SOLE SOLE CHASE INDS INC COMMON 161568100 585 42100 SOLE SOLE CHUBB CORP COMMON 171232101 13851 19080 SOLE SOLE CIRCUIT CITY INC COMMON 172737108 11910 635195 SOLE SOLE CISCO SYSTEMS COMMON 17275R102 229 16450 SOLE SOLE CITIGROUP INC COMMON 172967101 9228 238134 SOLE SOLE CITIZENS COMM CO COMMON 17453B101 4985 596276 SOLE SOLE CLEAR CHNEL COMM COMMON 184502102 207 6457 SOLE SOLE COBRA ELECTRS CORP COMMON 191042100 511 61900 SOLE SOLE COCA COLA CO COMMON 191216100 9871 176266 SOLE SOLE COLGATE PALMOLV COMMON 194162103 6856 136992 SOLE SOLE COMMONWEALTH TEL COMMON 203349105 11807 293427 SOLE SOLE COMMUNICATION SYS COMMON 203900105 317 50800 SOLE SOLE COMPUTER HORIZONS COMMON 205908106 602 123600 SOLE SOLE CPAC INC COMMON 126145101 366 56500 SOLE SOLE CUTTER BUCK INC COMMON 232217109 630 109600 SOLE SOLE DAISYTEK INTL COMMON 234053106 23304 1374081 SOLE SOLE DECKERS OUTDOOR COMMON 243537107 451 102200 SOLE SOLE DELL COMPUTER COMMON 247025109 3405 92004 SOLE SOLE DELUXE CORP COMMON 248019101 4862 125030 SOLE SOLE DISNEY WALT PRDCTN COMMON 254687106 4878 258078 SOLE SOLE DOW CHEMICAL CORP COMMON 260543103 313 9104 SOLE SOLE DOW JONES & CO COMMON 260561105 5301 109404 SOLE SOLE DUKE POWER COMMON 264399106 303 9747 SOLE SOLE DUTCHFORK BNCSHRS COMMON 26704P108 329 14000 SOLE SOLE EFC BANCORP COMMON 268423100 265 15000 SOLE SOLE ELEC DATA SYS CORP COMMON 285661104 3935 105911 SOLE SOLE EMERSON ELEC COMMON 291011104 223 4176 SOLE SOLE EQUITY RES PTYS TR SH BEN 29476L107 837 29120 SOLE SOLE EQUITY RES PTYS TR PFD SH B 29476L883 978 30550 SOLE SOLE EVERGREEN RES COMMON 299900308 40260 947303 SOLE SOLE EVERTRUST FNCL COMMON 300412103 585 32500 SOLE SOLE EXXON MOBIL COMMON 30231G102 632 15437 SOLE SOLE FED AGRIC MTG CL C 313148306 507 19000 SOLE SOLE FED NATL MTG COMMON 313586109 235 3194 SOLE SOLE FED SCREW WKS COMMON 313819104 484 12400 SOLE SOLE FIDELITY NAT FNL COMMON 316326107 2571 81360 SOLE SOLE FINANCIAL INDS CRP COMMON 317574101 916 50700 SOLE SOLE FINGERLAKES BANCRP COMMON 31787C107 200 15600 SOLE SOLE FINISH LINE INC CL A 317923100 25732 1435959 SOLE SOLE FIRST DATA CORP COMMON 319963104 355 9550 SOLE SOLE FIRSTFED FINCL COMMON 337907109 15849 546520 SOLE SOLE FLORIDAFIRST BNK COMMON 343258109 691 35400 SOLE SOLE FPL GROUP INC COMMON 302571104 209 3492 SOLE SOLE GA FINL INC COMMON 361437106 531 28500 SOLE SOLE GANNETT INC COMMON 364730101 7392 97398 SOLE SOLE GARDENFRESH REST COMMON 365235100 293 24700 SOLE SOLE GENERAL ELEC COMMON 369604103 6861 236193 SOLE SOLE GENERAL MLS COMMON 370334104 282 6397 SOLE SOLE GILLETTE CO COMMON 375766102 7609 224657 SOLE SOLE GOLDMAN SACHS GR COMMON 381416104 238 3250 SOLE SOLE GOODYS FAM CLTHG COMMON 382588101 666 57800 SOLE SOLE GRIFFIN NURSERIES COMMON 398231100 400 29100 SOLE SOLE HARDINGE BROS INC COMMON 412324303 388 38500 SOLE SOLE HCA HEALTHCARE COMMON 404119109 409 8603 SOLE SOLE HLTHCARE SVCS GRP COMMON 421906108 2061 133400 SOLE SOLE HOME DEPOT COMMON 437076102 224 6091 SOLE SOLE HORIZON OFFSHORE COMMON 44043J105 2777 329000 SOLE SOLE HOUSEHOLD INTL COMMON 441815107 8855 178179 SOLE SOLE HUDSON CITY BANC COMMON 443683107 8042 407200 SOLE SOLE HUFFY CORP COMMON 444356109 645 74800 SOLE SOLE I B M COMMON 459200101 5055 70211 SOLE SOLE ILLINOIS TOOLWKS COMMON 452308109 6830 100003 SOLE SOLE INTEL CORP COMMON 458140100 1403 76821 SOLE SOLE JACO ELECTRS INC COMMON 469783104 421 89500 SOLE SOLE JAKKS PAC INC COMMON 47012E106 6632 374490 SOLE SOLE JEFFERIES GROUP COMMON 472319102 29501 700740 SOLE SOLE JOHNSON&JOHNSON COMMON 478160104 6907 132162 SOLE SOLE K2 INC COMMON 482732104 894 87200 SOLE SOLE KEY PRODTN INC COMMON 493138101 17332 888849 SOLE SOLE KEYNOTE SYSTEMS COMMON 493308100 3222 440200 SOLE SOLE KROGER CO COMMON 501044101 236 11877 SOLE SOLE LANDAMERICA FINL COMMON 514936103 11387 361490 SOLE SOLE LAUDER ESTEE COS COMMON 5184391049 7109 201955 SOLE SOLE LEUCADIA NATL COMMON 527288104 18095 571547 SOLE SOLE LILLY ELI & CO COMMON 532457108 277 4911 SOLE SOLE LINCOLN BANCORP COMMON 532879103 550 31900 SOLE SOLE LMI AEROSPACE COMMON 502079106 285 67200 SOLE SOLE LYDALL INC COMMON 550819106 381 25000 SOLE SOLE MAF BANCORP COMMON 55261R108 22285 592680 SOLE SOLE MARSHALL&ILSLEY COMMON 571834100 1208 39074 SOLE SOLE MATRIX BANCORP COMMON 576819106 1805 161200 SOLE SOLE MEDTRONIC INC COMMON 585055106 2198 51292 SOLE SOLE MERCK & CO INC COMMON 589331107 398 7860 SOLE SOLE MERCURY AIR GRP COMMON 589354109 575 126500 SOLE SOLE METHODE ELECTRNC COMMON 591520200 13290 1040700 SOLE SOLE MICRON TECH COMMON 595112103 235 11614 SOLE SOLE MICROSOFT COMMON 594918104 2529 46243 SOLE SOLE MIDWEST GRAIN PROD COMMON 59832G104 329 25300 SOLE SOLE MISSION RESOURCES COMMON 605109107 524 374100 SOLE SOLE MONSANTO CO COMMON 61166W101 1246 70000 SOLE SOLE MONY GROUP INC COMMON 615337102 33999 999694 SOLE SOLE NASDAQ 100 TR SER 1 631100104 459 17584 SOLE SOLE NAVIGATORS GROUP COMMON 638904102 428 16000 SOLE SOLE NOKIA CORP COMMON 654902204 5908 407997 SOLE SOLE NORTHERN TRUST COMMON 665859104 7153 162347 SOLE SOLE NORTHWEST BANCORP COMMON 667328108 564 42700 SOLE SOLE OMNICOM GROUP COMMON 681919106 3428 74851 SOLE SOLE ORACLE CORP COMMON 68389X105 222 23455 SOLE SOLE OREGON TRAIL FNCL COMMON 685932105 556 29400 SOLE SOLE PENNEY JC INC COMMON 708160106 2355 106942 SOE SOLE PEPSICO INC COMMON 713448108 7331 152087 SOLE SOLE PETROLEUM DEV COMMON 716578109 575 97200 SOLE SOLE PFIZER INC COMMON 717081103 9078 259378 SOLE SOLE PHILLIPS PETE CO COMMON 718507106 512 8702 SOLE SOLE PICO HLDGS INC COMMON 693366205 1891 114100 SOLE SOLE PIONEER NAT RES COMMON 723787107 34022 1306014 SOLE SOLE PLAINS ALL AMER LP 726503105 20691 802291 SOLE SOLE PLAINS RES INC COMMON 726540503 37256 1392736 SOLE SOLE PLUM CREEK TIMBER COMMON 729251108 5534 180274 SOLE SOLE PRICE COMMUN COMMON 741437305 267 16681 SOLE SOLE PRIMA ENERGY COMMON 741901201 7809 342660 SOLE SOLE PRNCIPL FNCL GRP COMMON 74251V102 933 30100 SOLE SOLE PROCTER GAMBLE CO COMMON 742718109 369 4136 SOLE SOLE PROGRESS ENERGY COMMON 743263105 321 6166 SOLE SOLE PSS WORLD MED COMMON 69366A100 6391 789078 SOLE SOLE PUERTO RICAN CEM COMMON 745075101 864 24700 SOLE SOLE QUALCOMM INC COMMON 747525103 200 7278 SOLE SOLE R AND B INC COMMON 749124103 373 43100 SOLE SOLE RAILAMERICA INC COMMON 750753105 13176 1217740 SOLE SOLE RICHARDSON ELEC COMMON 763165107 614 57250 SOLE SOLE ROCK OF AGES CRP COMMON 772632105 678 95600 SOLE SOLE ROME BANCORP COMMON 775877103 415 20500 SOLE SOLE RTI INTL METALS COMMON 74973W107 575 47300 SOLE SOLE S&K FAMOUS BRANDS COMMON 783774102 462 37700 SOLE SOLE SAFEWAY INC COMMON 786514208 4996 171150 SOLE SOLE SANFILIPO JOHN B COMMON 800422107 671 96000 SOLE SOLE SAUCANY INC COMMON 804120202 600 84300 SOLE SOLE SBC COMMUNICATION COMMON 78387G103 316 10379 SOLE SOLE SCHLUMBERGER COMMON 806857108 1117 24033 SOLE SOLE SCHNITZER STEEL CL A 806882106 3473 155600 SOLE SOLE SCHULMAN A INC COMMON 808194104 3031 141300 SOLE SOLE SCHWAB CHARLES COMMON 808513105 497 44422 SOLE SOLE SEACOAST FINL COMMON 81170Q106 20792 829363 SOLE SOLE SHENANDOAH TEL COMMON 82312B106 838 15600 SOLE SOLE SPACELABS MED INC COMMON 846247104 500 35200 SOLE SOLE SPDR TR UNIT SER 78462F103 4535 45829 SOLE SOLE STANDARD MTR PRODS COMMON 853666105 719 42400 SOLE SOLE STARRETT LS CO COMMON 855668109 793 31400 SOLE SOLE STIFEL FINL COMMON 860630102 3038 243061 SOLE SOLE STILLWATER MNG CO COMMON 86074Q102 555 34100 SOLE SOLE STRYKER CORP COMMON 863667101 6828 127609 SOLE SOLE SUPERIOR UNIFORM COMMON 868358102 619 60000 SOLE SOLE SUPREME INDS INC COMMON 868607102 480 84900 SOLE SOLE SWS GROUP INC COMMON 78503N107 18549 945418 SOLE SOLE TANDY BRANDS COMMON 875378101 643 55200 SOLE SOLE TARGET CORP COMMON 87612E106 5162 135479 SOLE SOLE TECHE HLDG CO COMMON 878330109 430 17200 SOLE SOLE TEXAS INSTRS INC COMMON 882508104 231 9764 SOLE SOLE THISTLE GRP HLDGS COMMON 88431E103 379 33500 SOLE SOLE 3M COMPANY COMMON 885794101 731 5945 SOLE SOLE TIMKEN CO COMMON 887389104 22578 1011127 SOLE SOLE TRANSPORT CRP AMER COMMON 89385P102 547 78700 SOLE SOLE TRIBUNE CO NEW COMMON 896047107 809 18600 SOLE SOLE TWIN DISC INC COMMON 901476101 676 45700 SOLE SOLE UNITED PARCEL SVC COMMON 911312106 7152 115831 SOLE SOLE UNITED RETAIL GRP COMMON 911380103 844 80400 SOLE SOLE UNITED TECH COMMON 913017109 7084 104336 SOLE SOLE UNITRIN INC COMMON 913275103 286 8000 SOLE SOLE USEC INC COMMON 90333E108 28577 3247343 SOLE SOLE VERIZON COMM COMMON 92343V104 289 7212 SOLE SOLE VISTEON CORP COMMON 92839U107 25755 1813720 SOLE SOLE WAL MART STORES COMMON 931142103 531 9646 SOLE SOLE WALGREEN CO COMMON 931422109 9151 236898 SOLE SOLE WARWICK VALLEY TEL COMMON 936750108 237 3900 SOLE SOLE WASTE MNGMT COMMON 94106L109 313 12006 SOLE SOLE WELLMAN INC COMMON 949702104 14397 859524 SOLE SOLE WELLS FARGO COMMON 949746101 423 8458 SOLE SOLE WELLSFORD RL PTY COMMON 950240101 3174 153355 SOLE SOLE WESTCORP INC COMMON 957907108 1808 56583 SOLE SOLE WESTFIELD FINCL COMMON 96008D101 318 20500 SOLE SOLE WRIGLY WM JR CO COMMON 982526105 7421 134076 SOLE SOLE WYETH COMMON 983024100 230 4499 SOLE SOLE TOTAL 1268522 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