-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Og3r5l6N3y3It7o1CWjQp0gKs7CPiZdtCITcNoZsBm15O8TEKKRoFOGRqF7m7rRI AEFiAmeflCgwd/u8zDy/6g== 0001086763-01-500002.txt : 20010223 0001086763-01-500002.hdr.sgml : 20010223 ACCESSION NUMBER: 0001086763-01-500002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLER COLLINS HAKOPIAN & LEISURE INVESTMENT COUNSEL INC/CA CENTRAL INDEX KEY: 0001086763 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 330221828 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05785 FILM NUMBER: 1546790 BUSINESS ADDRESS: STREET 1: 18300 VONKARMAN AVE STREET 2: STE 600 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9494760300 13F-HR 1 inftable13f1200.txt FOR 12/31/2000 13F-HR Form 13F Holdings Report UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31,2000 Check here if Amendment [ ]; Amendment Number This Amendment (Check only one.):[ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: The Keller Group Investment Management, Inc. Address: 18300 Von Karman Avenue Suite 600 Irvine, CA 92612-1051 13F File Number: 28-05785 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedule, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory S. Bruce Title: Controller Phone: 949-476-0300 Signature, Place, and Date of Signing: Gregory S. Bruce Irvine, California February 14, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $576,299 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AvalonBay Cmnty 8.5% PFD C cal PFD 053484200 1999 84822 SH SOLE 84822 Barclays Bank Series E 8% call PFD 06738c836 271 10782 SH SOLE 10782 Chase Manhattan Bank prA 8.1% PFD 161637202 4144 164931 SH SOLE 164931 Citigroup Capital I 8% call 10 PFD 17305f201 3230 127282 SH SOLE 127282 Equity Office 8.98% PFD PFD 294741202 2574 103989 SH SOLE 103989 HSBC Bank Plc Series C 9.125% PFD 44328m815 3435 136718 SH SOLE 136718 IAC Capital Trust A 8.25% 12/3 PFD 44919e206 6032 278139 SH SOLE 278139 MCI Capital I A WCOM 8% 6/30/2 PFD 55267y206 5990 251565 SH SOLE 251565 MSDW Capital Trust I 7.1% call PFD 553538208 1888 77066 SH SOLE 77066 Merrill Lynch Cap Trst II 8% c PFD 59021c203 269 10673 SH SOLE 10673 Motorola Capital Trust I 6.68% PFD 620074203 981 44109 SH SOLE 44109 Nations Bank Cap Trust 7.84% c PFD 628956203 322 13000 SH SOLE 13000 Pacific Tel Fin I SBC Comm 7.5 PFD 694887209 2353 96038 SH SOLE 96038 TCI Communications I 8.72% due PFD 872285200 992 41321 SH SOLE 41321 21st Century Insurance Group COM 90130n103 379 26620 SH SOLE 26620 AMEX Technology Select SPDR SBI INT-TECH 81369y803 7480 238883 SH SOLE 238883 AT&T Corp - Liberty Media - A COM 001957208 7027 518147 SH SOLE 518147 Abbott Laboratories COM 002824100 264 5459 SH SOLE 5459 American Express Company COM 025816109 510 9279 SH SOLE 9279 American International Group I COM 026874107 1065 10803 SH SOLE 10803 Amgen Inc. COM 031162100 17789 278225 SH SOLE 278225 Anadarko Petroleum Corp COM 032511107 14563 204876 SH SOLE 204876 AOL Time Warner COM 00184a105 6186 177752 SH SOLE 177752 Applied Materials COM 038222105 267 7002 SH SOLE 7002 BP Amoco Plc Spon Adr SPONSORED ADR 055622104 254 5315 SH SOLE 5315 Bank United Corp Cl A CL A 06652b103 814 11935 SH SOLE 11935 Bank of America Corp COM 060505104 265 5772 SH SOLE 5772 Bank of New York Co Inc. COM 064057102 290 5253 SH SOLE 5253 Baxter International Inc. COM 071813109 943 10675 SH SOLE 10675 Berkshire Hathaway CL A CL A 084670108 426 6 SH SOLE 6 Boeing Co COM 097023105 261 3956 SH SOLE 3956 Bristol-Myers Squibb Co COM 110122108 1212 16393 SH SOLE 16393 Broadcom Corp-CL A CL A 111320107 2733 32537 SH SOLE 32537 Burlington Resources COM 122014103 11943 236501 SH SOLE 236501 Cabletron Systems Inc COM 126920107 2831 187963 SH SOLE 187963 Chase Manhattan Corp COM 16161a108 7178 157972 SH SOLE 157972 Chevron Corp. COM 166751107 283 3347 SH SOLE 3347 Cisco Systems Inc. COM 17275r102 19770 516864 SH SOLE 516864 Citigroup Inc COM 172967101 27099 530706 SH SOLE 530706 Citrix Systems Inc COM 177376100 811 36053 SH SOLE 36053 Coca Cola COM 191216100 536 8801 SH SOLE 8801 Communication Intelligence COM 20338k106 18 17000 SH SOLE 17000 Consumer Services Sector SPDR SBI CONS SERVS 81369y209 3475 128 SH SOLE 128 Costco Companies Inc COM 22160k105 1128 28256 SH SOLE 28256 Cox Communications COM 224044107 208 4468 SH SOLE 4468 Cree Inc COM 225447101 1553 43702 SH SOLE 43702 El Paso Energy COM 283905107 370 5160 SH SOLE 5160 Eli Lilly & Company COM 532457108 309 3317 SH SOLE 3317 EMC Corp. COM 268648102 18157 273043 SH SOLE 273043 Ericsson (LM) Tel Sp ADR ADR CL B SEK10 294821400 117 10425 SH SOLE 10425 Exodus Communication COM 302088109 641 32073 SH SOLE 32073 Exxon Corp COM 30231g102 1420 16338 SH SOLE 16338 FEDEX Corporation COM 31428x106 11867 296978 SH SOLE 296978 Fannie Mae COM 313586109 20768 239395 SH SOLE 239395 Farmers & Merchants Bank/CA COM 308243104 403 201 SH SOLE 201 Fleet Boston Corporation COM 33901A108 716 19062 SH SOLE 19062 Freddie Mac COM 313586109 233 3381 SH SOLE 3381 General Electric Company COM 369604103 4413 92067 SH SOLE 92067 Global Crossing Ltd COM g3921a100 5402 377412 SH SOLE 377412 Goldman Sachs Group Inc COM 38141g104 3499 32723 SH SOLE 32723 Halliburton Company COM 406216101 11828 326285 SH SOLE 326285 Home Depot Inc COM 437076102 16305 356888 SH SOLE 356888 ICG Communications Inc. COM 449246107 12 100000 SH SOLE 100000 Int'l Business Machines Corp COM 459200101 1403 16510 SH SOLE 16510 Intel Corp. COM 458140100 13820 459710 SH SOLE 459710 iShares S&P Europe 350 Index COM 464287861 233 3039 SH SOLE 3039 iShares Telecommunications COM 464287713 1805 46512 SH SOLE 46512 IShares US Energy Sector COM 464287796 1248 22702 SH SOLE 22702 Johnson & Johnson COM 478160104 17233 164024 SH SOLE 164024 Juniper Networks COM 48203R104 212 1685 SH SOLE 1685 Kimberly Clark COM 494368103 375 5302 SH SOLE 5302 Kroger Co COM 501044101 10951 404658 SH SOLE 404658 L.L. Knicherbocker Co COM 498859305 0 10000 SH SOLE 10000 Leap Wireless Intl Inc COM 521863100 1031 41255 SH SOLE 41255 Level 3 Communications Com COM 52729n100 251 7640 SH SOLE 7640 Loral Space & Comm Ltd COM g56462107 477 149505 SH SOLE 149505 Lowes Corporation COM 548661107 1284 28854 SH SOLE 28854 MKS Instruments Inc COM 55306n104 357 23000 SH SOLE 23000 McDonalds Corporation COM 580135101 391 11510 SH SOLE 11510 Meltronix Inc COM 585730104 7 29650 SH SOLE 29650 Merrill Lynch Nikkei 225 COM 590188710 91 10000 SH SOLE 10000 Merck & Company Inc. COM 589331107 4327 46220 SH SOLE 46220 Microchip Technology COM 595017104 1072 48848 SH SOLE 48848 Microsoft Corp. COM 594918104 9674 223042 SH SOLE 223042 Morgan J P & CO INC. COM 616880100 10066 60823 SH SOLE 60823 Morgan Stanley Dean Witter Dis COM 617446448 636 8028 SH SOLE 8028 Motorola Inc. COM 620076109 224 11058 SH SOLE 11058 NASDAQ 100 Shares UNIT SER 1 631100104 12892 220854 SH SOLE 220854 Nokia Corp Spon ADR SPONSORED ADR 654902204 2101 48299 SH SOLE 48299 Nortel Networks Corp COM 656568102 7155 223164 SH SOLE 223164 Openwave Systems Inc COM 683718100 272 5671 SH SOLE 5671 Oracle Corp COM 68389x105 17201 591872 SH SOLE 591872 Orthallaince Inc COM 687913103 43 16350 SH SOLE 16350 Pepsico Inc COM 713448108 18199 367203 SH SOLE 367203 Pfizer Inc. COM 717081103 1782 38736 SH SOLE 38736 Philip Morris Companies Inc. COM 718154107 402 9126 SH SOLE 9126 Providian Corp COM 74406A102 18216 317808 SH SOLE 317808 Proctor & Gamble COM 742718109 312 3984 SH SOLE 3984 Qualcomm Inc COM 747525103 63031 766914 SH SOLE 766914 Qwest Communications Intl COM 749121109 346 8528 SH SOLE 8528 Reddi Brake Supply Corp COM 757275102 0 10000 SH SOLE 10000 Royal Dutch Petroleum COM 780257804 227 3740 SH SOLE 3740 S B C Communications COM 78387g103 1259 26376 SH SOLE 26376 SEI Corp. COM 784117103 224 2000 SH SOLE 2000 Schering-Plough COM 806605101 684 12059 SH SOLE 12059 Schlumberger LTD. COM 806857108 1639 20506 SH SOLE 20506 Sempra Energy COM 816851109 236 10146 SH SOLE 10146 Sprint PCS Group COM 852061506 4333 212020 SH SOLE 212020 Standard & Poor's Dep Rcpts UNIT SER 1 78462f103 7022 53524 SH SOLE 53254 Sun Microsystems Inc. COM 866810104 10407 373376 SH SOLE 373376 Sysco Corporation COM 871829107 336 11200 SH SOLE 11200 Target Corporation COM 239753106 14630 453647 SH SOLE 453647 Texas Instruments Inc COM 882508104 9802 206909 SH SOLE 206909 The Charles Schwab Corp. COM 808513105 382 13463 SH SOLE 13463 Tyco Int'l Ltd NEW COM 902124106 204 3683 SH SOLE 3683 United Parcel Service Cl B CL B 911312106 298 5072 SH SOLE 5072 Verizon Communications COM 92343v104 680 13560 SH SOLE 13560 Vodafone Group Plc ADR SPONSORED ADR 92857w100 414 11571 SH SOLE 11571 Walgreens Inc. COM 931422109 418 9999 SH SOLE 9999 Wal-Mart Stores COM 931142103 221 4158 SH SOLE 4158 Walt Disney Co COM 254687106 308 10635 SH SOLE 10635 Washington Mutual Inc COM 939322103 25089 472812 SH SOLE 472812 Wells Fargo & Company COM 949746101 461 8270 SH SOLE 8270 Williams Companies COM 969457100 2097 52499 SH SOLE 52499 WorldCom Inc COM 98157d106 5307 377429 SH SOLE 377429
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