-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ad7pNTxsD99R8DeLGzch7zT4nGvVsOx7z0bj1yd1upM/Qf/RLMGE+CARGWy66PYx P54nXNC6mT9x4lZQ2SIDqg== 0001269678-07-000357.txt : 20071113 0001269678-07-000357.hdr.sgml : 20071112 20071113155126 ACCESSION NUMBER: 0001269678-07-000357 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 EFFECTIVENESS DATE: 20071113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PECONIC PARTNERS LLC CENTRAL INDEX KEY: 0001050464 IRS NUMBER: 133942422 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06618 FILM NUMBER: 071238072 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129040440 MAIL ADDRESS: STREET 1: 350 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: FLA ADVISERS L L C DATE OF NAME CHANGE: 19990325 13F-HR 1 pecon13fhr093007.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment: [ ]; Amendment Number: ____________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Peconic Partners LLC Address: P.O. Box 3002 506 Montauk Highway East Quogue, NY 11942 Form 13F File Number: 28-6618 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. Sullivan Title: Chief Compliance Officer Phone: (212) 904-0444 Signature, Place, and Date of Signing: /s/ Joseph W. Sullivan New York, NY November 13, 2007 - ---------------------- ------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).)
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. common 88579Y101 4679 50000 SH SOLE 50000 ADA-ES Inc common 005208103 367 29446 SH SOLE 29446 AK Steel Holdings Corp. common 001547108 4395 100000 SH SOLE 100000 Adobe Systems, Inc. common 00724F101 2183 50000 SH SOLE 50000 Agrium Inc common 008916108 46636 857600 SH SOLE 857600 Alkermes Inc. common 01642T108 4618 251000 SH SOLE 251000 Alliance Fiber Optic Products common 018680108 94 50000 SH SOLE 50000 Alliance Resource Partners common 01877R108 241 7200 SH SOLE 7200 Alpha Natural Resources Inc common 02076X102 16299 701625 SH SOLE 701625 American Electric Power Co., I common 025537101 461 10000 SH SOLE 10000 American Tower Corp. (Class A) common 029912201 5995 137700 SH SOLE 137700 BPZ Energy, Inc. common 055639108 9066 1162367 SH SOLE 1162367 Bank Of America Corp. common 060505104 251 5000 SH SOLE 5000 Barrick Gold Corp common 067901108 32224 800000 SH SOLE 800000 BigBand Networks common 089750509 96 15000 SH SOLE 15000 Boeing Co. common 097023105 37985 361800 SH SOLE 361800 Bristol-Myers Squibb Co. common 110122108 14453 501500 SH SOLE 501500 CF Industries, Inc common 125269100 66581 877100 SH SOLE 877100 Celgene common 151020104 30403 426350 SH SOLE 426350 Chicago Bridge & Iron common 167250109 14132 328200 SH SOLE 328200 China Enterprises Ltd. common G2109M100 395 436375 SH SOLE 436375 Ciena Corp. common 171779309 3717 97600 SH SOLE 97600 Cisco Systems Inc. common 17275R102 37325 1126625 SH SOLE 1126625 Cleveland Cliffs, Inc. common 185896107 10117 115000 SH SOLE 115000 Consol Energy INC common 20854P109 4660 100000 SH SOLE 100000 Constellation Energy common 210371100 10295 120000 SH SOLE 120000 Continental Airlines Inc CL B common 210795308 3640 110200 SH SOLE 110200 Cooper Cameron Corp. common 13342B105 37082 401800 SH SOLE 401800 Copa Holdings SA common p31076105 400 10000 SH SOLE 10000 Crown Castle International Cor common 228227104 4965 122200 SH SOLE 122200 Deere & Co. common 244199105 33139 223280 SH SOLE 223280 Devon Energy Corp. common 25179M103 31591 379700 SH SOLE 379700 EBay Inc. common 278642103 1951 50000 SH SOLE 50000 ENGlobal Corp common 293306106 171 15000 SH SOLE 15000 EOG Resources Inc common 26875p101 12296 170000 SH SOLE 170000 Echostar Communications common 278762109 2340 50000 SH SOLE 50000 Entergy Corp. common 29364G103 9757 90100 SH SOLE 90100 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Enterprise Products Partners common 293792107 302 10000 SH SOLE 10000 Exelon Corp common 30161n101 7536 100000 SH SOLE 100000 Finisar common 31787a101 21389 7638800 SH SOLE 7638800 FirstEnergy Corp. common 337932107 3800 60000 SH SOLE 60000 Foster Wheeler common G36535139 36726 279750 SH SOLE 279750 Foundry Networks Inc common 35063r100 7126 401000 SH SOLE 401000 Google Inc. common 38259P508 39096 68920 SH SOLE 68920 Hewlett-Packard Co. common 428236103 7468 150000 SH SOLE 150000 IBM Corp common 459200101 8835 75000 SH SOLE 75000 ION Geophysical Corporation common 462044108 277 20000 SH SOLE 20000 Intermec Inc. common 458786100 261 10000 SH SOLE 10000 Joy Global Inc common 481165108 4853 95415 SH SOLE 95415 K-Sea Transportation Partner common 48268Y101 273 7000 SH SOLE 7000 Kinross Gold Corp common 496902404 25466 1700000 SH SOLE 1700000 Klabin Segall SA common b1fsjn1 146 15000 SH SOLE 15000 Lilly, Eli & Co. common 532457108 7649 134350 SH SOLE 134350 MasterCard, Inc. common 57636q104 2959 20000 SH SOLE 20000 McDermott International, Inc. common 580037109 53772 994300 SH SOLE 994300 McDonald's Corp. common 580135101 2723 50000 SH SOLE 50000 Medtronic, Inc. common 585055106 1128 20000 SH SOLE 20000 Mirant Corp New Com common 60467R100 886 21771 SH SOLE 21771 Monsanto Co. common 61166W101 13213 154100 SH SOLE 154100 Mosaic Company common 61945A107 111054 2075000 SH SOLE 2075000 Motorola, Inc. common 620076109 1853 100000 SH SOLE 100000 Myriad Genetics Inc. common 62855J104 1304 25000 SH SOLE 25000 NRG Energy Inc. common 629377508 4863 115000 SH SOLE 115000 NTELOS Holdings common 67020q107 589 20000 SH SOLE 20000 National Oilwell Varco Inc. common 637071101 5794 40100 SH SOLE 40100 Netflix Inc. common 64110l106 4150 200000 SH SOLE 200000 Nokia Corp. (Sponsored ADR) common 654902204 3793 100000 SH SOLE 100000 NovaGold Resources common 66987e206 9858 597100 SH SOLE 597100 Nuance Communications, Inc. common 67020Y100 579 30000 SH SOLE 30000 On Semiconductor Corp common 682189105 1256 100000 SH SOLE 100000 Oracle Corp. common 68389X105 6495 300000 SH SOLE 300000 Pan American Silver Corp common 697900108 5780 200000 SH SOLE 200000 Pepsico, Inc. common 713448108 7121 97200 SH SOLE 97200 Petrohawk Energy common 716495106 164 10000 SH SOLE 10000 Petroleo Brasileiro SA Sponsor common 71654v408 377 5000 SH SOLE 5000 Pinnacle Entertainment Inc. common 723456109 272 10000 SH SOLE 10000 Potash Corp Of Saskatchewan common 73755L107 41704 394550 SH SOLE 394550 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Procter & Gamble Co. common 742718109 3517 50000 SH SOLE 50000 Reliant Resources Inc common 75952B105 768 30000 SH SOLE 30000 Rodobens Negocios common b1mjrr7 123 10000 SH SOLE 10000 Rogers Communications common 775109200 17042 374300 SH SOLE 374300 SBA Communications Corp common 78388j106 49713 1409105 SH SOLE 1409105 SanDisk Corp. common 80004C101 13758 249700 SH SOLE 249700 Sasol Ltd Sponsored Adr common 803866300 860 20000 SH SOLE 20000 Seagate Technology common G7945J104 3712 145100 SH SOLE 145100 Shire Pharmaceuticals Gr-ADR common 82481R106 16658 225175 SH SOLE 225175 Silver Standard Resources common 82823l106 7458 200000 SH SOLE 200000 Sirius Satellite Radio Inc common 82966u103 3141 900000 SH SOLE 900000 Smith Micro Software common 832154108 1004 62500 SH SOLE 62500 Southwestern Energy Company common 845467109 9625 230000 SH SOLE 230000 StreetTRACKS Gold Trust common 863307104 14702 200000 SH SOLE 200000 Terra Industries, Inc common 880915103 18790 601100 SH SOLE 601100 Tesco Corp. common 88157k101 2555 94100 SH SOLE 94100 Tesoro Petroleum Corp. common 881609101 460 10000 SH SOLE 10000 Texas Instruments Inc. common 882508104 3659 100000 SH SOLE 100000 TransGlobe Energy common 893662106 251 50000 SH SOLE 50000 UAL Corp. common 902549807 9306 200000 SH SOLE 200000 Western Digital Corp common 958102105 1190 47000 SH SOLE 47000 Yahoo Inc. common 984332106 10764 401000 SH SOLE 401000 Yamana Gold common 98462y100 3534 300000 SH SOLE 300000 ZCL Composites common 988909107 804 70000 SH SOLE 70000 Stoneham Drilling Trust preferred 861823102 172 12700 SH SOLE 12700 Cisco Jan 08 25 Call calls 17275r9ae 709 824 SH call SOLE 824
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