-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJbd4UG8ZXe/8HY5+ecTGtp/lUjBW8JTaME5by6cXNHPeDSCXAZz1cu6/jJtGpH7 Ib2GOdwMv8ubIWwrriLkvA== 0000765443-99-000009.txt : 19990512 0000765443-99-000009.hdr.sgml : 19990512 ACCESSION NUMBER: 0000765443-99-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01420 FILM NUMBER: 99616895 BUSINESS ADDRESS: STREET 1: 1801 EAST NINTH STREET SUITE 600 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2167713450 MAIL ADDRESS: STREET 1: 1801 EAST NINTH STREET SUITE 600 CITY: CLEVELAND STATE: OH ZIP: 44114 13F-HR 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Mgt Co Address: 55 East Monroe Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Teresa Bruskotter Title: Vice President Phone: 216-771-3450 Signature, Place, and Date of Signing: Teresa Bruskotter Cleveland, OH May 11, 1999 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 204 Form 13F Information Table Value Total: $5949044 List of Other Included Managers: No. 13F File Number Name 1 28-53821 Phoenix Duff & Phelps Investment Advisors 2 28-47829 Phoenix Investment Partners, Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- A T & T CORP COM 00195710 1916 24000 SH SOLE 24000 0 0 ABBOTT LABORATORIES COM 00282410 31961 682755 SH SOLE 682755 0 0 AGL RESOURCES COM 00120410 16262 926000 SH SOLE 926000 0 0 ALBERTSON'S INC COM 01310410 50869 934446 SH SOLE 798385 0 136061 ALEXANDRIA REAL ESTATE COM 01527110 5488 207600 SH SOLE 207600 0 0 ALLSTATE CORP COM 02000210 89260 2408355 SH SOLE 2408355 0 0 ALLTEL CORP COM 02003910 37425 600000 SH SOLE 600000 0 0 AMERICAN EXPRESS CO COM 02581610 14081 119582 SH SOLE 119582 0 0 AMERICAN HOME PRODUCTS COM 02660910 169942 2604469 SH SOLE 2187784 0 416685 AMERICAN INTL GROUP INC COM 02687410 15235 126300 SH SOLE 126300 0 0 AMERITECH CORP COM 03095410 11755 203984 SH SOLE 203984 0 0 AMGEN INC COM 03116210 2082 27800 SH SOLE 27800 0 0 AMP INC COM 03189710 1115 20834 SH SOLE 20834 0 0 APARTMENT INVESTMENT & MGT COM 03748R10 12387 341700 SH SOLE 341700 0 0 ASSOCIATES FIRST CAP CL-A COM 04600810 304 6756 SH SOLE 6756 0 0 ATLANTIC RICHFIELD CO COM 04882510 290 3970 SH SOLE 3970 0 0 AUTOMATIC DATA PROCESSING COM 05301510 510 12320 SH SOLE 12320 0 0 AVALONBAY COMMUNITIES INC COM 05348410 9738 305500 SH SOLE 305500 0 0 AVON PRODUCTS INC COM 05430310 69411 1474875 SH SOLE 1474875 0 0 BAKER HUGHES INCORPORATED COM 05722410 270 11115 SH SOLE 11115 0 0 BANK ONE CORPORATION COM 06423A10 5345 97074 SH SOLE 97074 0 0 BANKAMERICA CORP COM 06605F10 69238 980368 SH SOLE 864924 0 115444 BAXTER INTERNATIONAL INC COM 07181310 443 6710 SH SOLE 6710 0 0 BEC ENERGY CO COM 05538M10 48459 1318600 SH SOLE 1318600 0 0 BELL ATLANTIC CORPORATION COM 07785310 124058 2400160 SH SOLE 2400160 0 0 BELLSOUTH CORP COM 07986010 45271 1130000 SH SOLE 1130000 0 0 BESTFOODS COM 08658U10 536 11400 SH SOLE 11400 0 0 BOSTON PROPERTIES COM 10112110 19462 615400 SH SOLE 615400 0 0 BP AMOCO PLC - SPONS ADR COM 05562210 1352 13388 SH SOLE 13388 0 0 BRADLEY REAL ESTATE COM 10458010 2215 123900 SH SOLE 123900 0 0 BRISTOL-MYERS SQUIBB CO COM 11012210 10250 159850 SH SOLE 159850 0 0 C.I.T. 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