-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DHk7VL5eBo8lmPHzH9Po6Y5HN0rKb3SNX+TxZg+3HF0ThTQcUyqMWxWZFq+Unz1b 3mls5gfgOgIIPx4/XtwHAQ== 0000765443-99-000024.txt : 19991104 0000765443-99-000024.hdr.sgml : 19991104 ACCESSION NUMBER: 0000765443-99-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01420 FILM NUMBER: 99740457 BUSINESS ADDRESS: STREET 1: 1801 EAST NINTH STREET SUITE 600 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2167713450 MAIL ADDRESS: STREET 1: 1801 EAST NINTH STREET SUITE 600 CITY: CLEVELAND STATE: OH ZIP: 44114 13F-HR 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Mgt Co Address: 55 East Monroe Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Teresa Bruskotter Title: Vice President Phone: 216-771-3450 Signature, Place, and Date of Signing: Teresa Bruskotter Cleveland, OH November 3, 1999 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 198 Form 13F Information Table Value Total: $6176124 List of Other Included Managers: No. 13F File Number Name 1 28-53821 Phoenix Duff & Phelps Investment Advisors 2 28-47829 Phoenix Investment Partners, Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- A T & T CORP COM 00195710 3249 74682 SH SOLE 74682 0 0 ABBOTT LABORATORIES COM 00282410 4244 115675 SH SOLE 115675 0 0 AEGON N. V. 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