-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2EjldYnzRaDD0NJdLza8t8SKColkuFPJtjftn77uU7ODKBiY591jVGUy0LVIRS+ dlxPRyVize1rXJ61MekhPA== 0000765443-02-000006.txt : 20020415 0000765443-02-000006.hdr.sgml : 20020415 ACCESSION NUMBER: 0000765443-02-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 02591777 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20011231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: December 31, 2001 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Management Co. Address: 55 East Monroe Street, Suite 3600 Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Paul Carter Title Compliance Officer Phone (312) 630-4681 Signature, Place, and Date of Signing: __________________________ in Chicago, IL on 12/31/01 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 277 Form 13F Information Table Value Total: 2411264 List of Other Included Managers: No. 13F File Number: Name: 01 801-57468 Boyd Watterson Asset Mgt. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- -------- -------- -------- A T & T Corp Common Stock 001957109 334 18385 SH SOLE 18385 Abbott Laboratories W/RTS Common Stock 002824100 1750 31394 SH SOLE 31394 Ace Ltd Common Stock G0070K103 92 2300 SH SOLE 2300 AES Corp Common Stock 00130H105 47 2860 SH SOLE 2860 AGERE SYSTEMS INC CL A Common Stock 00845V100 1872 328885 SH SOLE 328885 Agilent Tech W/RTS Common Stock 00846U101 1533 53750 SH SOLE 53750 AGL Resources Common Stock 001204106 21317 926000 SH SOLE 926000 Alcoa Inc Common Stock 013817101 164 4620 SH SOLE 4620 Alexandria Real Estate W/R Common Stock 015271109 1933 47000 SH DEFINED 01 37000 10000 Allegheny Energy Inc Common Stock 017361106 47086 1300000 SH SOLE 1300000 Allegheny Technologies Inc Common Stock 01741R102 10 590 SH SOLE 590 Allete Inc Common Stock 018522102 25200 1000000 SH SOLE 1000000 Alltel Corp Common Stock 020039103 61730 1000000 SH SOLE 1000000 American Elect Power Inc Common Stock 025537101 76 1725 SH SOLE 1725 American Express Co Common Stock 025816109 5098 142890 SH SOLE 142890 American Intl Group Inc Common Stock 026874107 7095 89359 SH SOLE 89359 American Power Conversion Common Stock 029066107 44 3040 SH SOLE 3040 American Standard Co Common Stock 029712106 2040 29905 SH SOLE 29905 Amgen Inc Common Stock 031162100 313 5560 SH SOLE 5560 Amkor Technology Inc Common Stock 031652100 42 2640 SH SOLE 2640 AMR Corp Common Stock 001765106 44 2000 SH SOLE 2000 Analog Devices Inc Common Stock 032654105 1135 25585 SH SOLE 25585 Anheuser Busch Cos Inc Common Stock 035229103 209 4620 SH SOLE 4620 AOL Time Warner Common Stock 00184A105 6825 212638 SH SOLE 212638 Apache Corp. Common Stock 037411105 164 3278 SH SOLE 3278 Apartment Investment & Mgt Common Stock 03748R101 14314 312989 SH DEFINED 01 300089 12900 Applied Materials Inc Common Stock 038222105 802 20000 SH SOLE 20000 Arch Coal Inc Common Stock 039380100 47 2060 SH SOLE 2060 Archstone-Smith Trust Common Stock 039583109 15368 584365 SH DEFINED 01 554881 29483 Autodesk Inc Common Stock 052769106 61 1630 SH SOLE 1630 Avalonbay Communities Inc Common Stock 053484101 11049 233520 SH DEFINED 01 221390 12130 Avnet Inc Common Stock 053807103 88 3460 SH SOLE 3460 Avon Products Inc Common Stock 054303102 7244 155800 SH SOLE 155800 B J Services Co Common Stock 055482103 35 1075 SH SOLE 1075 Baker Hughes Inc Common Stock 057224107 66 1795 SH SOLE 1795 Bank of America Corp Common Stock 060505104 6171 98055 SH SOLE 98055 Bank One Corporation Common Stock 06423A103 243 6221 SH SOLE 6221 Baxter International Corp Common Stock 071813109 2319 43247 SH SOLE 43247 BCE Inc Foreign Common 05534B109 22800 1000000 SH SOLE 1000000 Bear Stearns Cos Inc Common Stock 073902108 69 1170 SH SOLE 1170 Beckman Coutler Inc Common Stock 075811109 96 2175 SH SOLE 2175 Becton Dickinson & Co Common Stock 075887109 1503 45327 SH SOLE 45327 Bell South Corp W/Rts Common Stock 079860102 66000 1730000 SH SOLE 1730000 Best Buy Company Inc Common Stock 086516101 8627 115809 SH SOLE 115809 Black & Decker Corp Common Stock 091797100 19 500 SH SOLE 500 Boeing Co Common Stock 097023105 1480 38210 SH SOLE 38210 Boise Cascade Corp Common Stock 097383103 12 330 SH SOLE 330 Boston Properties Common Stock 101121101 21308 560760 SH DEFINED 01 539960 20800 BP Plc ADRs 055622104 128 2750 SH SOLE 2750 Bristol-Myers Squibb Co Common Stock 110122108 527 10350 SH SOLE 10350 Broadwing Inc Common Stock 111620100 60 6330 SH SOLE 6330 Burlington Northern Santa Fe Common Stock 12189T104 66 2315 SH SOLE 2315 Camden Property Trust Common Stock 133131102 13303 362450 SH DEFINED 01 347700 14750 Campbell Soup Co Common Stock 134429109 68 2260 SH SOLE 2260 CBL & Associates Common Stock 124830100 15991 507648 SH DEFINED 01 480948 26700 Centerpoint Properties Corp Common Stock 151895109 23975 481451 SH DEFINED 01 459476 21975 Centurytel Inc Common Stock 156700106 110 3345 SH SOLE 3345 Chelsea Property Group Inc Common Stock 163421100 20026 407868 SH DEFINED 01 390718 17150 Cigna Corp Common Stock 125509109 74 795 SH SOLE 795 Cinergy Convertible Pfd 172474207 34566 626200 SH SOLE 626200 Cisco System Inc Common Stock 17275R102 5774 318858 SH SOLE 318858 Citigroup Inc Common Stock 172967101 8968 177587 SH SOLE 177587 Citrix Systems Inc Common Stock 177376100 76 3325 SH SOLE 3325 Clear Channel Commun Inc Common Stock 184502102 159 3135 SH SOLE 3135 CNF Transportation Inc Common Stock 12612W104 96 2850 SH SOLE 2850 Coach Inc Common Stock 189754104 98 2510 SH SOLE 2510 Coca-Cola Co Common Stock 191216100 622 13175 SH SOLE 13175 Colgate-Palmolive Co Common Stock 194162103 174 3015 SH SOLE 3015 Colonial Properties Trust Common Stock 195872106 48 1500 SH OTHER 01 1500 Comcast Corp A Common Stock 200300101 65 1800 SH SOLE 1800 Community Health Systems Common Stock 203668108 71 2790 SH SOLE 2790 Computer Assoc Intl Inc Common Stock 204912109 1064 30820 SH SOLE 30820 Computer Sciences Corp Common Stock 205363104 6673 136205 SH SOLE 136205 Conoco Inc Common Stock 208251504 5148 181949 SH SOLE 181949 Cox Communications Common Stock 224044107 65 1550 SH SOLE 1550 Cox Communications Convertible Pfd 224044305 27585 500000 SH SOLE 500000 Danaher Corp Common Stock 235851102 76 1260 SH SOLE 1260 Dell Computer Corp Common Stock 247025109 2826 103932 SH SOLE 103932 Delta Air Lines Inc Common Stock 247361108 19 640 SH SOLE 640 Deluxe Corp Common Stock 248019101 43 1025 SH SOLE 1025 Dentsply International Inc Common Stock 249030107 100 1990 SH SOLE 1990 Developers Div Rty W/PPRTS Common Stock 251591103 240 12535 SH SOLE 12535 Disney (Walt) Co Common Stock 254687106 302 14595 SH SOLE 14595 Dominion Resources Inc Convertible Pfd 25746U208 26874 450000 SH SOLE 450000 Dominion Resources Inc Common Stock 25746U109 47840 796000 SH SOLE 796000 Dow Chemical Co Common Stock 260543103 2427 71863 SH SOLE 71863 DTE Energy Common Stock 233331107 59429 1417000 SH SOLE 1417000 Duke Capital Fin Trust III Preferred Stock 26439F201 18830 700000 SH SOLE 700000 Duke Energy Corp Common Stock 264399106 51038 1300000 SH SOLE 1300000 Duke Energy Corp Convertible Pfd 264399585 31620 1200000 SH SOLE 1200000 Duke Realty Corp Common Stock 264411505 9743 400450 SH DEFINED 01 382000 18450 DuPont E I deNemours Common Stock 263534109 2264 53257 SH SOLE 53257 Eastman Kodak Co Common Stock 277461109 48 1640 SH SOLE 1640 EIX Trust II Preferred Stock 26853P206 4492 223500 SH SOLE 223500 El Paso Corporation Common Stock 28336L109 121 2710 SH SOLE 2710 Electronic Data Systems Common Stock 285661104 6509 94965 SH SOLE 94965 EMC Corp Common Stock 268648102 158 11730 SH SOLE 11730 Emerson Electric Co Common Stock 291011104 4830 84600 SH SOLE 84600 Endesa ADRs 29258N107 24969 1593400 SH SOLE 1593400 Engelhard Corp Common Stock 292845104 83 3000 SH SOLE 3000 Entergy Corp Common Stock 29364G103 39355 1006250 SH SOLE 1006250 Equity Office Properties Common Stock 294741103 25623 851762 SH DEFINED 01 817346 34416 Equity Residential Prop Tr Common Stock 29476L107 12563 437600 SH DEFINED 01 417400 20200 Essex Properties Common Stock 297178105 11044 223530 SH DEFINED 01 212900 10630 Exelon Corporation Common Stock 30161N101 47961 1001702 SH SOLE 1001702 Exxon Mobil Corp Common Stock 30231G102 10059 255955 SH SOLE 255955 Fairchild Semicon Int'l Common Stock 303726103 35 1225 SH SOLE 1225 FANNIE MAE Common Stock 313586109 10273 129215 SH SOLE 129215 Fedex Corporation Common Stock 31428X106 85 1650 SH SOLE 1650 First Data Corp Common Stock 319963104 4878 62200 SH SOLE 62200 First Industrial Realty Tr Common Stock 32054K103 8513 273700 SH DEFINED 01 259300 14400 FleetBoston Financial Common Stock 339030108 1462 40081 SH SOLE 40081 Ford Motor Company Common Stock 345370860 2432 154710 SH SOLE 154710 FPL Group Inc Common Stock 302571104 62040 1100000 SH SOLE 1100000 General Dynamics Corp Common Stock 369550108 84 1060 SH SOLE 1060 General Electric Co Common Stock 369604103 11091 276700 SH SOLE 276700 General Growth Properties Common Stock 370021107 14519 374175 SH DEFINED 01 357675 16500 General Motors Corp Common Stock 370442105 143 2935 SH SOLE 2935 Genzyme Corp Common Stock 372917104 435 7255 SH SOLE 7255 Georgia-Pacific Corp Common Stock 373298108 2017 73000 SH SOLE 73000 Gillette Co Common Stock 375766102 188 5630 SH SOLE 5630 GTech Holdings Corp Common Stock 400518106 88 1950 SH SOLE 1950 Guidant Corp Common Stock 401698105 1350 27105 SH SOLE 27105 Halliburton Co Common Stock 406216101 932 71230 SH SOLE 71230 Harrah's Casinos Common Stock 413619107 22 600 SH SOLE 600 Hartford Financial Svcs Gp Common Stock 416515104 80 1270 SH SOLE 1270 HCA Inc Common Stock 404119109 112 2895 SH SOLE 2895 Heinz H J Co Common Stock 423074103 77 1870 SH SOLE 1870 Hewlett-Packard Co Common Stock 428236103 213 10370 SH SOLE 10370 Home Depot Inc Common Stock 437076102 2223 43585 SH SOLE 43585 Honeywell International Common Stock 438516106 205 6047 SH SOLE 6047 IDEC Pharmaceuticals Corp Common Stock 449370105 78 1135 SH SOLE 1135 Illinois Tool Works Inc Common Stock 452308109 3865 57075 SH SOLE 57075 Ingersoll-Rand Co Common Stock 456866102 1395 33345 SH SOLE 33345 Intel Corp Common Stock 458140100 5635 179200 SH SOLE 179200 INTERNATIONAL BUSINESS MACHINE Common Stock 459200101 8496 70227 SH SOLE 70227 International Paper Co Common Stock 460146103 105 2607 SH SOLE 2607 Interstate Hotels Corp Common Stock 46088R108 414 SH OTHER 01 414 Intl Rectifier Corp Common Stock 460254105 52 1485 SH SOLE 1485 IStar Financial Inc Common Stock 45031U101 4990 200000 SH DEFINED 01 190500 9500 ITT Industries Common Stock 450911102 1592 31545 SH SOLE 31545 J.P. MORGAN CHASE & CO Common Stock 46625H100 11522 316939 SH SOLE 316939 Jacobs Engineering Group Common Stock 469814107 46 700 SH SOLE 700 Jefferson-Pilot Corp Common Stock 475070108 46 990 SH SOLE 990 Johnson & Johnson Co Common Stock 478160104 5454 92280 SH SOLE 92280 Keyspan Corporation Common Stock 49337W100 34707 1001640 SH SOLE 1001640 Kimberly-Clark Corp Common Stock 494368103 3337 55800 SH SOLE 55800 Kimco Realty Corp Common Stock 49446R109 14532 444523 SH DEFINED 01 424558 19965 KLA-Tencor Corp Common Stock 482480100 934 18835 SH SOLE 18835 Knight Ridder Inc Common Stock 499040103 1525 23498 SH SOLE 23498 KPMG Consulting Common Stock 48265R109 51 3050 SH SOLE 3050 Lehman Bros Holding Inc Common Stock 524908100 1921 28793 SH SOLE 28793 Lexmark International Inc Common Stock 529771107 121 2045 SH SOLE 2045 Lilly (Eli) & Co Common Stock 532457108 5116 65145 SH SOLE 65145 Limited Inc Common Stock 532716107 34 2340 SH SOLE 2340 Lincoln National Corp Common Stock 534187109 49 1000 SH SOLE 1000 Lowe's Companies Inc Common Stock 548661107 2126 45840 SH SOLE 45840 Lucent Technologies Inc Common Stock 549463107 150 23820 SH SOLE 23820 Mack-Cali Realty Corp W/Rts Common Stock 554489104 274 8850 SH SOLE 8850 Manufactured Home Communities Common Stock 564682102 50 1598 SH SOLE 1598 Masco Corp Common Stock 574599106 3564 145500 SH SOLE 145500 Mattel Inc Common Stock 577081102 1946 113195 SH SOLE 113195 May Department Stores Co Common Stock 577778103 63 1725 SH SOLE 1725 McDonald's Corp Common Stock 580135101 3041 114890 SH SOLE 114890 MediaOne/Vodafone PIES Convertible Pfd 58440J500 14932 550000 SH SOLE 550000 Medlmmune Corp Common Stock 584699102 55 1160 SH SOLE 1160 Medtronic Inc Common Stock 585055106 604 11788 SH SOLE 11788 Merck & Co Inc Common Stock 589331107 3373 57365 SH SOLE 57365 Merrill Lynch & Co Inc Common Stock 590188108 2437 46750 SH SOLE 46750 MGIC Investment Corp W/Rts Common Stock 552848103 8518 138023 SH SOLE 138023 Microchip Technology Inc Common Stock 595017104 1276 32958 SH SOLE 32958 MICROSOFT CORP Common Stock 594918104 12381 186873 SH SOLE 186873 Minnesota Mining & Mfg Co Common Stock 604059105 249 2110 SH SOLE 2110 Morgan Stanley Dean Witter Common Stock 617446448 332 5945 SH SOLE 5945 National City Corp Common Stock 635405103 2936 100400 SH SOLE 100400 National Fuel Gas Co Common Stock 636180101 19760 800000 SH SOLE 800000 National Grid Group Foreign Common 0242824$8 4796 770000 SH SOLE 770000 National Grid Group ADRs 636274102 6611 215000 SH SOLE 215000 National Semiconductor Common Stock 637640103 32 1050 SH SOLE 1050 Nationwide Finl Services Common Stock 638612101 97 2350 SH SOLE 2350 Netscreen Techologies Inc Common Stock 64117V107 22 1000 SH SOLE 1000 Newell Rubbermaid Inc Common Stock 651229106 2146 77785 SH SOLE 77785 Nextel Communications Common Stock 65332V103 46 4110 SH SOLE 4110 PFIZER INC Common Stock 717081103 11582 290624 SH SOLE 290624 Pharmacia Corp Common Stock 71713U102 296 6930 SH SOLE 6930 Philip Morris Cos Inc Common Stock 718154107 1498 32630 SH SOLE 32630 Pinnacle West Capital Corp Common Stock 723484101 46872 1120000 SH SOLE 1120000 Pitney Bowes Inc Common Stock 724479100 2245 59700 SH SOLE 59700 PP&L Capital Trust II Preferred Stock 693498206 5238 209000 SH SOLE 209000 PPG Industries Inc Common Stock 693506107 1418 27385 SH SOLE 27385 Procter & Gamble Co Common Stock 742718109 544 6880 SH SOLE 6880 Progress Energy Inc Common Stock 743263105 61916 1375000 SH SOLE 1375000 Prologis Trust Common Stock 743410102 11807 548900 SH DEFINED 01 515600 33300 Protein Design Labs Common Stock 74369L103 47 1430 SH SOLE 1430 Public Serv Enterprises Grp Common Stock 744573106 42190 1000000 SH SOLE 1000000 Public Storage Inc Common Stock 74460D109 7547 225915 SH DEFINED 01 210700 15215 QWEST COMM INTL INC Common Stock 749121109 3058 216355 SH SOLE 216355 Siebel Systems Inc Common Stock 826170102 385 13765 SH SOLE 13765 Simon Property Group Inc Common Stock 828806109 13822 471240 SH DEFINED 01 448600 22640 Smurfit-Stone Container Common Stock 832727101 83 5200 SH SOLE 5200 Southern Company Common Stock 842587107 76144 3003650 SH SOLE 3003650 SPX Corp Common Stock 784635104 90 655 SH SOLE 655 St Jude Medical Inc Common Stock 790849103 85 1090 SH SOLE 1090 Storage USA Inc Common Stock 861907103 SH DEFINED 01 Swisscom AG ADRs 871013108 19425 700000 SH SOLE 700000 Taubman Centers Inc Common Stock 876664103 401 27000 SH SOLE 27000 TECO Energy Inc Common Stock 872375100 26240 1000000 SH SOLE 1000000 Telecom New Zealand ADRs 879278208 14342 856250 SH SOLE 856250 Telstra ADRs 87969N204 14904 1068400 SH SOLE 1068400 Teradyne Inc Common Stock 880770102 72 2395 SH SOLE 2395 Texas Instruments Inc Common Stock 882508104 307 10955 SH SOLE 10955 Utilicorp United Inc Convertible Pfd 918005877 12310 450900 SH SOLE 450900 Utilicorp United Inc Common Stock 918005109 61037 2425000 SH SOLE 2425000 Valero Energy Corp Common Stock 91913Y100 50 1320 SH SOLE 1320 Vectren Common Stock 92240G101 35970 1500000 SH SOLE 1500000 Verizon Communications Common Stock 92343V104 79647 1678158 SH SOLE 1678158 Viacom Inc Common Stock 925524308 2113 47813 SH SOLE 47813 Vishay Intertechnology Inc Common Stock 928298108 35 1775 SH SOLE 1775 Vornado Operating Co Common Stock 92904N103 4 8260 SH DEFINED 01 7695 565 Vornado Realty Trust Common Stock 929042109 27261 655310 SH DEFINED 01 628060 27250 Walgreen Co Common Stock 931422109 6007 178455 SH SOLE 178455 Wal-Mart Stores Inc Common Stock 931142103 7290 126697 SH SOLE 126697 Waste Management Inc Common Stock 94106L109 2514 78776 SH SOLE 78776 Weatherford International Common Stock 947074100 1255 33665 SH SOLE 33665 Weingarten Realty Invest Common Stock 948741103 11032 229835 SH DEFINED 01 218700 11135 Nicor Inc Common Stock 654086107 24984 600000 SH SOLE 600000 Nisource Inc Convertible Pfd 65473P303 22725 500000 SH SOLE 500000 Nisource Inc Common Stock 65473P105 52037 2256600 SH SOLE 2256600 Norfolk Southern Corp Common Stock 655844108 39 2125 SH SOLE 2125 Nortel Networks Corp Common Stock 656568102 127 16940 SH SOLE 16940 Novellus Systems Inc Common Stock 670008101 90 2285 SH SOLE 2285 NSTAR Common Stock 67019E107 59139 1318600 SH SOLE 1318600 Omnicom Group Inc Common Stock 681919106 8341 93374 SH SOLE 93374 Oracle Corp Common Stock 68389X105 2863 207445 SH SOLE 207445 Pan Pacific Retail PPTY Common Stock 69806L104 12105 421400 SH DEFINED 01 400050 21350 PartnerRe Ltd Common Stock G6852T105 66 1215 SH SOLE 1215 Peoples Energy Corp Common Stock 711030106 22758 600000 SH SOLE 600000 PepsiCo Inc Common Stock 713448108 4260 87490 SH SOLE 87490 Peregrine Systems Inc Common Stock 71366Q101 37 2500 SH SOLE 2500 RadioShack Corp Common Stock 750438103 28 940 SH SOLE 940 Raytheon Co Common Stock 755111507 62 1900 SH SOLE 1900 Realty Income Corp Common Stock 756109104 3788 128800 SH DEFINED 01 121100 7700 Reckson Assoc Realty Common Stock 75621K304 5105 200045 SH DEFINED 01 190045 10000 Reckson Assoc Realty Common Stock 75621K106 8640 369800 SH DEFINED 01 354000 15800 Rockwell Intl Corp Common Stock 773903109 16 890 SH SOLE 890 S L Green Realty Co Common Stock 78440X101 12751 415200 SH DEFINED 01 398050 17150 Sara Lee Corp Common Stock 803111103 94 4220 SH SOLE 4220 SBC Communications Inc Common Stock 78387G103 68784 1756053 SH SOLE 1756053 Schlumberger Ltd Common Stock 806857108 167 3030 SH SOLE 3030 Scottish & Southern Energy Foreign Common 0790873$6 7598 850000 SH SOLE 850000 Scottish & Southern Energy ADRs 81012K309 17858 200000 SH SOLE 200000 Scottish Power Plc ADRs 81013T705 21700 1000000 SH SOLE 1000000 Sears Roebuck & Co Common Stock 812387108 84 1760 SH SOLE 1760 TJX Companies Inc Common Stock 872540109 2078 52115 SH SOLE 52115 TMP Worldwide Inc Common Stock 872941109 101 2350 SH SOLE 2350 Toys R Us Inc Common Stock 892335100 25 1180 SH SOLE 1180 TRW Inc Common Stock 872649108 102 2750 SH SOLE 2750 TXU Corporation Convertible Pfd 873168207 20580 789100 SH SOLE 789100 TXU Corporation Convertible Pfd 873168504 20696 400000 SH SOLE 400000 TXU Corporation Common Stock 873168108 19838 420748 SH SOLE 420748 TYCO International Ltd Common Stock 902124106 3185 54066 SH SOLE 54066 U S Bancorp Common Stock 902973304 269 12883 SH SOLE 12883 Union Pacific Corp Common Stock 907818108 3060 53676 SH SOLE 53676 Unisys Corp Common Stock 909214108 20 1540 SH SOLE 1540 United Defense Industries Inc Common Stock 91018B104 95 4500 SH SOLE 4500 United Dominion Realty Common Stock 910197102 2571 178500 SH DEFINED 01 167000 11500 United Technologies Corp Common Stock 913017109 162 2510 SH SOLE 2510 Wellpoint Health Networks Common Stock 94973H108 1246 10660 SH SOLE 10660 Wells Fargo Co Common Stock 949746101 396 9105 SH SOLE 9105 Wendy's International Inc Common Stock 950590109 123 4200 SH SOLE 4200 Weyerhaeuser Co Common Stock 962166104 115 2120 SH SOLE 2120 WGL Holdings Inc Common Stock 92924F106 29070 1000000 SH SOLE 1000000 Whirlpool Corp Common Stock 963320106 1881 25685 SH SOLE 25685 Williams Companies Common Stock 969457100 40411 1583427 SH SOLE 1583427 Worldcom Inc Common Stock 98157D106 5895 418638 SH SOLE 418638 Xerox Corp Common Stock 984121103 41 3890 SH SOLE 3890 Zions Bancorp Common Stock 989701107 118 2240 SH SOLE 2240
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