-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7//PZhxsmT5gPbCpNXRl5lqNE1pzpTlvM229VcQcDWVbGlBDcW2eUVy/kLaiV+S +zT+/0dPYLdKjDK6KQtUgA== 0000765443-03-000002.txt : 20030502 0000765443-03-000002.hdr.sgml : 20030502 20030502111314 ACCESSION NUMBER: 0000765443-03-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030502 EFFECTIVENESS DATE: 20030502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 03678466 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20030331.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: March 31, 2003 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Management Co. Address: 55 East Monroe Street, Suite 3600 Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 5/1/03 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 286 Form 13F Information Table Value Total (x 1000): 2,018,552 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 770 5918 SH SOLE 5828 90 Abbott Laboratories W/Rts Common Stock 002824100 330 8755 SH SOLE 8755 AGL Resources Inc Common Stock 001204106 21881 926000 SH SOLE 926000 Alexandria Real Estate W/Rts REIT 015271109 5787 137646 SH SOLE 137646 Allete Inc Common Stock 018522102 20760 1000000 SH SOLE 1000000 Alltel Corp Common Stock 020039103 45012 1005626 SH SOLE 1005626 Alltel Corp Convertible Pfd 020039822 9402 200000 SH SOLE 200000 Altria Group Inc Common Stock 02209S103 464 15510 SH SOLE 15060 450 Ameren Corp Convertible Pfd 023608201 19732 750000 SH SOLE 750000 Ameren Corp Common Stock 023608102 39089 1001000 SH SOLE 1001000 American Express Co Common Stock 025816109 5263 158370 SH SOLE 158080 290 American Intl Group Inc Common Stock 026874107 5091 102951 SH SOLE 102392 559 American Standard Co Common Stock 029712106 463 6730 SH SOLE 6730 Amgen Inc Common Stock 031162100 1003 17433 SH SOLE 17173 260 Anadarko Petroleum Corp Common Stock 032511107 436 9584 SH SOLE 9584 Anheuser Busch Cos Inc Common Stock 035229103 297 6390 SH SOLE 6210 180 AOL Time Warner Common Stock 00184A105 3755 345857 SH SOLE 344907 950 Apache Corp Common Stock 037411105 743 12036 SH SOLE 12036 Apartment Investment & Mgt REIT 03748R101 1843 50535 SH SOLE 50535 Aramark Corp Cl B Common Stock 038521100 313 13637 SH SOLE 13637 Archstone-Smith Trust REIT 039583109 5913 269216 SH SOLE 269216 Avery Dennison Corp Common Stock 053611109 300 5107 SH SOLE 5107 Avon Products Inc Common Stock 054303102 9730 170560 SH SOLE 170510 50 Bank of America Corp Common Stock 060505104 7607 113780 SH SOLE 113455 325 Bank One Corp Common Stock 06423A103 303 8741 SH SOLE 8492 249 Becton Dickinson & Co Common Stock 075887109 445 12922 SH SOLE 12922 Bell South Corp Common Stock 079860102 37489 1730000 SH SOLE 1730000 Best Buy Company Inc Common Stock 086516101 6070 225050 SH SOLE 225050 Boston Properties REIT 101121101 19537 515465 SH SOLE 515465 BP Plc - Spons ADRs 055622104 541 14021 SH SOLE 14021 Bristol-Myers Squibb Co Common Stock 110122108 307 14470 SH SOLE 14050 420 Camden Property Trust REIT 133131102 6202 191397 SH SOLE 191397 CBL & Associates REIT 124830100 25201 620869 SH SOLE 620869 CDW Computer Centers Inc Common Stock 125129106 585 14331 SH SOLE 14331 Centerpoint Properties Corp REIT 151895109 23939 414198 SH SOLE 414198 Centurytel Inc Convertible Pfd 156700403 29412 1200000 SH SOLE 1200000 Chelsea Property Group Inc REIT 163421100 29618 795105 SH SOLE 795105 Cinergy Common Stock 172474108 13460 400000 SH SOLE 400000 Cinergy Convertible Pfd 172474207 34942 626200 SH SOLE 626200 Cisco System Inc Common Stock 17275R102 5115 396590 SH SOLE 395050 1540 CIT Group Inc Common Stock 125581108 289 17151 SH SOLE 17151 Citigroup Inc Common Stock 172967101 5551 161140 SH SOLE 160074 1066 Coca-Cola Co Common Stock 191216100 750 18545 SH SOLE 18015 530 Colgate-Palmolive Co Common Stock 194162103 220 4025 SH SOLE 3905 120 Colonial Properties Trust REIT 195872106 6801 205575 SH SOLE 205575 Computer Sciences Corp Common Stock 205363104 4892 150355 SH SOLE 150315 40 ConocoPhilips Common Stock 20825C104 4247 79248 SH SOLE 79248 Consolidated Edison Co Common Stock 209115104 38505 1000896 SH SOLE 1000896 Corporate Office Properties REIT 22002T108 9988 670205 SH SOLE 670205 Countrywide Financial Corp Common Stock 222372104 943 16403 SH SOLE 16403 CVS Corp Common Stock 126650100 321 13486 SH SOLE 13486 Danaher Corp Common Stock 235851102 696 10574 SH SOLE 10574 Dell Computer Corp Common Stock 247025109 533 19545 SH SOLE 19545 Developers Div Rty W/PPRTS REIT 251591103 20152 834484 SH SOLE 834484 Disney (Walt) Co Common Stock 254687106 260 15245 SH SOLE 14795 450 Dominion Resources Inc Common Stock 25746U109 44075 796000 SH SOLE 796000 Dominion Resources Inc Convertible Pfd 25746U208 24196 450000 SH SOLE 450000 DQE Inc Common Stock 23329J104 18285 1500000 SH SOLE 1500000 DTE Energy Co Common Stock 233331107 38650 1000000 SH SOLE 1000000 DTE Energy Co Convertible Pfd 233331206 23553 986700 SH SOLE 986700 Duke Capital Fin Trust III Preferred Stock 26439F201 17885 700000 SH SOLE 700000 Duke Energy Corp Convertible Pfd 264399585 6930 550000 SH SOLE 550000 Duke Realty Corp REIT 264411505 7877 291929 SH SOLE 291929 DuPont E I deNemours Common Stock 263534109 3878 99798 SH SOLE 99587 211 Eaton Corp Common Stock 278058102 312 4465 SH SOLE 4465 EIX Trust II Preferred Stock 26853P206 5791 223500 SH SOLE 223500 Electronic Data Systems Corp Common Stock 285661104 3742 212600 SH SOLE 212600 EMC Corp Common Stock 268648102 120 16520 SH SOLE 16070 450 Emerson Electric Co Common Stock 291011104 4215 92900 SH SOLE 92900 Energy East Corp Common Stock 29266M109 19580 1100000 SH SOLE 1100000 Equity Office Properties REIT 294741103 7351 288803 SH SOLE 288803 Equity Residential REIT 29476L107 7319 304060 SH SOLE 304060 Essex Properties REIT 297178105 8546 163539 SH SOLE 163539 Exelon Corp Common Stock 30161N101 50530 1002382 SH SOLE 1002320 62 Exxon Mobil Corp Common Stock 30231G102 8919 255199 SH SOLE 253763 1436 Federal Natl Mortgage Assn Common Stock 313586109 5725 87600 SH SOLE 87600 First Data Corp Common Stock 319963104 5195 140418 SH SOLE 140418 FirstEnergy Common Stock 337932107 31500 1000000 SH SOLE 1000000 Ford Motor Co Common Stock 345370860 3263 433928 SH SOLE 433518 410 FPL Group Inc Common Stock 302571104 53037 900000 SH SOLE 900000 FPL Group Inc Convertible Pfd 302571203 27475 500000 SH SOLE 500000 General Electric Co Common Stock 369604103 7499 294046 SH SOLE 291941 2105 General Growth Properties REIT 370021107 24775 459230 SH SOLE 459230 Georgia-Pacific Corp Common Stock 373298108 3581 257600 SH SOLE 257600 Gillette Co Common Stock 375766102 244 7870 SH SOLE 7640 230 Goldman Sachs Common Stock 38141G104 242 3560 SH SOLE 3460 100 Halliburton Co Common Stock 406216101 4034 194560 SH SOLE 194460 100 HCA Inc Common Stock 404119109 429 10390 SH SOLE 10270 120 Health Care PPTYS Invest Inc REIT 421915109 9572 287033 SH SOLE 287033 Health Care Reit Inc REIT 42217K106 1702 64939 SH SOLE 64939 Healthcare Realty Trust Inc REIT 421946104 8545 349917 SH SOLE 349917 Hewlett-Packard Co Common Stock 428236103 1141 73448 SH SOLE 72828 620 Home Depot Inc Common Stock 437076102 423 17385 SH SOLE 16885 500 Home Properties of NY Inc REIT 437306103 3807 114710 SH SOLE 114710 Hospitality Properties Trust REIT 44106M102 11066 362253 SH SOLE 362253 Iberdrola SA Foreign Common 4424640$0 17600 1080000 SH SOLE 1080000 Illinois Tool Works Inc Common Stock 452308109 3605 62000 SH SOLE 62000 Intel Corp Common Stock 458140100 4310 264820 SH SOLE 263410 1410 Intl Business Machines Corp Common Stock 459200101 5065 64591 SH SOLE 64221 370 Intl Game Technology Common Stock 459902102 394 4799 SH SOLE 4799 IStar Financial Inc REIT 45031U101 14366 492466 SH SOLE 492466 ITT Industries Inc Common Stock 450911102 386 7226 SH SOLE 7226 J P Morgan Chase & Co Common Stock 46625H100 5842 246350 SH SOLE 245920 430 Johnson & Johnson Co Common Stock 478160104 6314 109100 SH SOLE 108460 640 Johnson Controls Inc Common Stock 478366107 354 4886 SH SOLE 4886 Keyspan Corp Common Stock 49337W100 32336 1002649 SH SOLE 1002649 Keyspan Corp Convertible Pfd 49337W407 20003 412000 SH SOLE 412000 Keystone Property Trust REIT 493596100 533 31020 SH SOLE 31020 Kimberly-Clark Corp Common Stock 494368103 4001 88000 SH SOLE 88000 Kimco Realty Corp REIT 49446R109 747 21260 SH SOLE 21260 Lexmark Intl Inc Common Stock 529771107 602 8986 SH SOLE 8986 Lilly (Eli) & Co Common Stock 532457108 4575 80080 SH SOLE 80080 Lucent Technologies Inc Common Stock 549463107 37 25800 SH SOLE 25050 750 Macerich Co REIT 554382101 17648 557082 SH SOLE 557082 Masco Corp Common Stock 574599106 3615 194200 SH SOLE 194200 Mattel Inc Common Stock 577081102 716 31851 SH SOLE 31851 McDonald's Corp Common Stock 580135101 3614 249890 SH SOLE 249620 270 Medtronic Inc Common Stock 585055106 4766 105620 SH SOLE 105360 260 Merck & Co Inc Common Stock 589331107 4760 86880 SH SOLE 86400 480 Merrill Lynch & Co Inc Common Stock 590188108 227 6415 SH SOLE 6225 190 MGIC Investment Corp W/Rts Common Stock 552848103 5042 128389 SH SOLE 128389 Microsoft Corp Common Stock 594918104 9147 377833 SH SOLE 375553 2280 Morgan Stanley Common Stock 617446448 311 8115 SH SOLE 7875 240 National City Corp Common Stock 635405103 4122 148000 SH SOLE 148000 National Grid Group Foreign Common 3122387$0 4717 770000 SH SOLE 770000 National Grid Group Spons ADRs 636274102 6611 215000 SH SOLE 215000 Nisource Inc Common Stock 65473P105 58362 3206700 SH SOLE 3206700 NStar Common Stock 67019E107 52770 1318600 SH SOLE 1318600 Omnicom Group Inc Common Stock 681919106 4198 77500 SH SOLE 77500 Oneok Inc Convertible Pfd 682680202 20902 775000 SH SOLE 775000 Oracle Corp Common Stock 68389X105 720 66267 SH SOLE 65087 1180 Pan Pacific Retail Property REIT 69806L104 19843 524251 SH SOLE 524251 Peoples Energy Corp Common Stock 711030106 32193 900000 SH SOLE 900000 Pepsi Bottling Group Common Stock 713409100 544 30327 SH SOLE 30327 PepsiCo Inc Common Stock 713448108 4285 107130 SH SOLE 106760 370 Pfizer Inc Common Stock 717081103 8012 257113 SH SOLE 255793 1320 Pharmacia Corp Common Stock 71713U102 418 9650 SH SOLE 9374 276 Pitney Bowes Inc Common Stock 724479100 3839 120300 SH SOLE 120300 PPG Industries Inc Common Stock 693506107 355 7886 SH SOLE 7886 Praxair Inc Common Stock 74005P104 448 7963 SH SOLE 7963 Procter & Gamble Co Common Stock 742718109 862 9680 SH SOLE 9410 270 Progress Energy Inc Common Stock 743263105 53831 1375000 SH SOLE 1375000 Prologis Trust REIT 743410102 23537 929607 SH SOLE 929607 Public Serv Enterprises Grp Common Stock 744573106 36690 1000000 SH SOLE 1000000 Public Storage Inc REIT 74460D109 1426 47074 SH SOLE 47074 Realty Income Corp REIT 756109104 9593 268285 SH SOLE 268285 Reckson Assoc Realty REIT 75621K304 416 21486 SH SOLE 21486 Reckson Assoc Realty REIT 75621K106 852 45355 SH SOLE 45355 S L Green Realty Co REIT 78440X101 15496 507052 SH SOLE 507052 SBC Communications Inc Common Stock 78387G103 36449 1817012 SH SOLE 1816312 700 Scottish & Southern Energy Foreign Common 0790873$6 8565 850000 SH SOLE 850000 Scottish & Southern Energy ADRs 81012K309 10053 100000 SH SOLE 100000 Shurgard Storage Centers REIT 82567D104 6936 223334 SH SOLE 223334 Simon Property Group Inc REIT 828806109 23116 645172 SH SOLE 645172 SLM Corp Common Stock 78442P106 421 3798 SH SOLE 3798 Southern Co Common Stock 842587107 75441 2652600 SH SOLE 2652460 140 St Jude Medical Inc Common Stock 790849103 512 10508 SH SOLE 10508 Staples Inc Common Stock 855030102 324 17673 SH SOLE 17673 Swisscom AG Spons ADRs 871013108 21343 700000 SH SOLE 700000 Symantec Corp Common Stock 871503108 285 7289 SH SOLE 7289 Tanger Factory Outlet Centers REIT 875465106 3102 100498 SH SOLE 100498 Telecom New Zealand ADRs 879278208 16825 856250 SH SOLE 856250 Telstra Corp ADRs 87969N204 13163 1068400 SH SOLE 1068400 Texas Instruments Inc Common Stock 882508104 210 12875 SH SOLE 12515 360 TJX Companies Inc Common Stock 872540109 461 26170 SH SOLE 26170 Town & Country Trust REIT 892081100 3447 170683 SH SOLE 170683 Travelers Prop Casualty Class A 89420G109 365 25874 SH SOLE 25874 Tribune Co Common Stock 896047107 413 9170 SH SOLE 9170 TXU Corp Convertible Pfd 873168884 14195 500000 SH SOLE 500000 TXU Corp Convertible Pfd 873168504 11132 400000 SH SOLE 400000 TYCO International Ltd Common Stock 902124106 578 44822 SH SOLE 44424 398 U S Bancorp Common Stock 902973304 650 34182 SH SOLE 33779 403 United Dominion Realty REIT 910197102 15814 989734 SH SOLE 989734 United Technologies Corp Common Stock 913017109 660 11420 SH SOLE 11320 100 UnitedHealth Group Inc Common Stock 91324P102 405 4423 SH SOLE 4423 Vectren Corp Common Stock 92240G101 32265 1500000 SH SOLE 1500000 Verizon Communications Inc Common Stock 92343V104 58151 1644978 SH SOLE 1644418 560 Viacom Inc Class B 925524308 939 25685 SH SOLE 25308 377 Vornado Realty Trust REIT 929042109 18762 524103 SH SOLE 524103 Walgreen Co Common Stock 931422109 6356 215600 SH SOLE 215600 Wal-Mart Stores Inc Common Stock 931142103 6426 123500 SH SOLE 122550 950 Weingarten Realty Invest REIT 948741103 16730 427738 SH SOLE 427738 Wellpoint Health Networks Inc Common Stock 94973H108 5961 77669 SH SOLE 77669 Wells Fargo Co Common Stock 949746101 1043 23133 SH SOLE 22763 370 WGL Holdings Inc Common Stock 92924F106 26490 1000000 SH SOLE 1000000
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