-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G7QX5Oa8M0WCz9nFmIQ1TMCkQ88ColyM//hXu+/8kXf8WQXnXdH6ym3uV1z57mUJ aVYz+qA7eWOMoqwJYbmHTQ== 0000765443-03-000003.txt : 20030804 0000765443-03-000003.hdr.sgml : 20030804 20030804143240 ACCESSION NUMBER: 0000765443-03-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030804 EFFECTIVENESS DATE: 20030804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 03820227 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20030630.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: June 30, 2003 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Management Co. Address: 55 East Monroe Street, Suite 3600 Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 7/24/03 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 288 Form 13F Information Table Value Total (x 1000): 2,260,094 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 529 4094 SH SOLE 4004 90 AGL Resources Inc Common Stock 001204106 23557 926000 SH SOLE 926000 Alexandria Real Estate W/Rts REIT 015271109 7320 162712 SH SOLE 162712 Allete Inc Common Stock 018522102 26550 1000000 SH SOLE 1000000 Alltel Corp Convertible Pfd 020039822 9950 200000 SH SOLE 200000 Alltel Corp Common Stock 020039103 48354 1002778 SH SOLE 1002778 Altria Group Inc Common Stock 02209S103 691 15220 SH SOLE 14770 450 Ameren Corp Convertible Pfd 023608201 21315 750000 SH SOLE 750000 Ameren Corp Common Stock 023608102 44144 1001000 SH SOLE 1001000 American Express Co Common Stock 025816109 6614 158170 SH SOLE 157880 290 American Intl Group Inc Common Stock 026874107 5663 102621 SH SOLE 102062 559 American Standard Co Common Stock 029712106 284 3846 SH SOLE 3846 Amgen Inc Common Stock 031162100 833 12565 SH SOLE 12295 270 Anheuser Busch Cos Inc Common Stock 035229103 321 6290 SH SOLE 6110 180 AOL Time Warner Common Stock 00184A105 5555 345357 SH SOLE 344407 950 Apache Corp Common Stock 037411105 456 7005 SH SOLE 7005 Apartment Investment & Mgt REIT 03748R101 1868 53978 SH SOLE 53978 Archstone-Smith Trust REIT 039583109 6678 278260 SH SOLE 278260 Arden Realty Inc REIT 039793104 5941 228877 SH SOLE 228877 Avon Products Inc Common Stock 054303102 10608 170540 SH SOLE 170490 50 Bank of America Corp Common Stock 060505104 8755 110763 SH SOLE 110438 325 Bank One Corp Common Stock 06423A103 319 8591 SH SOLE 8342 249 Bear Stearns Cos Inc Common Stock 073902108 247 3409 SH SOLE 3409 Becton Dickinson & Co Common Stock 075887109 233 6002 SH SOLE 6002 Bell South Corp Common Stock 079860102 46070 1730000 SH SOLE 1730000 Best Buy Company Inc Common Stock 086516101 9940 226321 SH SOLE 226321 Boeing Co Common Stock 097023105 210 6115 SH SOLE 5945 170 Boston Properties REIT 101121101 23901 545659 SH SOLE 545659 Bristol-Myers Squibb Co Common Stock 110122108 386 14230 SH SOLE 13810 420 Camden Property Trust REIT 133131102 6992 200057 SH SOLE 200057 CBL & Associates REIT 124830100 28565 664330 SH SOLE 664330 CDW Corp Common Stock 12512N105 323 7057 SH SOLE 7057 Centerpoint Properties Corp REIT 151895109 27233 444622 SH SOLE 444622 Centurytel Inc Convertible Pfd 156700403 34080 1200000 SH SOLE 1200000 Chelsea Property Group Inc REIT 163421100 34565 857478 SH SOLE 857478 Cinergy Convertible Pfd 172474207 37096 626200 SH SOLE 626200 Cinergy Common Stock 172474108 29432 800000 SH SOLE 800000 Cisco System Inc Common Stock 17275R102 6173 369748 SH SOLE 368208 1540 Citigroup Inc Common Stock 172967101 6493 151678 SH SOLE 150582 1096 Coca-Cola Co Common Stock 191216100 847 18235 SH SOLE 17705 530 Colgate-Palmolive Co Common Stock 194162103 229 3965 SH SOLE 3845 120 Colonial Properties Trust REIT 195872106 7864 223492 SH SOLE 223492 Computer Sciences Corp Common Stock 205363104 5733 150355 SH SOLE 150315 40 ConocoPhillips Common Stock 20825C104 4302 78495 SH SOLE 78495 Consolidated Edison Co Common Stock 209115104 43319 1000896 SH SOLE 1000896 Corporate Office Properties REIT 22002T108 12274 725005 SH SOLE 725005 Countrywide Financial Corp Common Stock 222372104 406 5845 SH SOLE 5845 Danaher Corp Common Stock 235851102 379 5567 SH SOLE 5567 Dell Computer Corp Common Stock 247025109 216 6753 SH SOLE 6753 Developers Div Rty W/PPRTS REIT 251591103 25775 906230 SH SOLE 906230 Disney (Walt) Co Common Stock 254687106 297 14995 SH SOLE 14545 450 Dominion Resources Inc Common Stock 25746U109 51159 796000 SH SOLE 796000 Dominion Resources Inc Convertible Pfd 25746U208 26532 450000 SH SOLE 450000 Dow Chemical Co Common Stock 260543103 207 6690 SH SOLE 6510 180 DQE Inc Common Stock 23329J104 30140 2000000 SH SOLE 2000000 DTE Energy Co Convertible Pfd 233331206 25940 986700 SH SOLE 986700 DTE Energy Co Common Stock 233331107 38640 1000000 SH SOLE 1000000 Duke Energy Corp Convertible Pfd 264399585 8723 550000 SH SOLE 550000 Duke Realty Corp REIT 264411505 8447 306629 SH SOLE 306629 DuPont E I deNemours Common Stock 263534109 4152 99698 SH SOLE 99487 211 EIX Trust II Preferred Stock 26853P206 6392 223500 SH SOLE 223500 Electronic Data Systems Corp Common Stock 285661104 4560 212600 SH SOLE 212600 EMC Corp Common Stock 268648102 303 28816 SH SOLE 28366 450 Emerson Electric Co Common Stock 291011104 4748 92900 SH SOLE 92900 Energy East Corp Common Stock 29266M109 22836 1100000 SH SOLE 1100000 Equity Office Properties REIT 294741103 8258 305701 SH SOLE 305701 Equity Residential REIT 29476L107 8230 317091 SH SOLE 317091 Essex Properties REIT 297178105 10218 178493 SH SOLE 178493 Exelon Corp Common Stock 30161N101 59950 1002352 SH SOLE 1002290 62 Exxon Mobil Corp Common Stock 30231G102 8938 248906 SH SOLE 247470 1436 Federal Natl Mortgage Assn Common Stock 313586109 5908 87600 SH SOLE 87600 First Data Corp Common Stock 319963104 5862 141486 SH SOLE 141486 FirstEnergy Common Stock 337932107 52869 1375000 SH SOLE 1375000 Ford Motor Co Common Stock 345370860 4769 433728 SH SOLE 433318 410 FPL Group Inc Convertible Pfd 302571203 29815 500000 SH SOLE 500000 FPL Group Inc Common Stock 302571104 60165 900000 SH SOLE 900000 General Electric Co Common Stock 369604103 8089 282015 SH SOLE 279910 2105 General Growth Properties REIT 370021107 30749 492488 SH SOLE 492488 Georgia-Pacific Corp Common Stock 373298108 4882 257600 SH SOLE 257600 Gillette Co Common Stock 375766102 247 7730 SH SOLE 7500 230 Goldman Sachs Common Stock 38141G104 293 3510 SH SOLE 3410 100 Halliburton Co Common Stock 406216101 4473 194500 SH SOLE 194400 100 Health Care PPTYS Invest Inc REIT 421915109 6143 145068 SH SOLE 145068 Health Care Reit Inc REIT 42217K106 2287 74984 SH SOLE 74984 Healthcare Realty Trust Inc REIT 421946104 7357 252476 SH SOLE 252476 Hewlett-Packard Co Common Stock 428236103 733 34367 SH SOLE 33717 650 Home Depot Inc Common Stock 437076102 567 17085 SH SOLE 16585 500 Home Properties of NY Inc REIT 437306103 5033 142804 SH SOLE 142804 Hospitality Properties Trust REIT 44106M102 5758 184253 SH SOLE 184253 Iberdrola SA Foreign Common 4424640$0 18695 1080000 SH SOLE 1080000 Illinois Tool Works Inc Common Stock 452308109 4082 62000 SH SOLE 62000 Intel Corp Common Stock 458140100 5626 270691 SH SOLE 269281 1410 Intl Business Machines Corp Common Stock 459200101 4791 58061 SH SOLE 57691 370 Intl Game Technology Common Stock 459902102 281 2745 SH SOLE 2745 IStar Financial Inc REIT 45031U101 19543 535438 SH SOLE 535438 ITT Industries Inc Common Stock 450911102 290 4429 SH SOLE 4429 J P Morgan Chase & Co Common Stock 46625H100 8411 246110 SH SOLE 245680 430 Johnson & Johnson Co Common Stock 478160104 5621 108730 SH SOLE 108090 640 Johnson Controls Inc Common Stock 478366107 206 2405 SH SOLE 2405 Keyspan Corp Common Stock 49337W100 35544 1002649 SH SOLE 1002649 Keyspan Corp Convertible Pfd 49337W407 21815 412000 SH SOLE 412000 Keystone Property Trust REIT 493596100 682 36854 SH SOLE 36854 Kimberly-Clark Corp Common Stock 494368103 4838 92802 SH SOLE 92802 Kimco Realty Corp REIT 49446R109 955 25150 SH SOLE 25150 Lehman Bros Holding Inc Common Stock 524908100 331 4977 SH SOLE 4927 50 Lexmark Intl Inc Common Stock 529771107 351 4969 SH SOLE 4969 Lilly (Eli) & Co Common Stock 532457108 5321 77162 SH SOLE 77162 Lucent Technologies Inc Common Stock 549463107 53 25800 SH SOLE 25050 750 Macerich Co REIT 554382101 21482 611470 SH SOLE 611470 Maguire Properties Inc REIT 559775101 7760 403044 SH SOLE 403044 Masco Corp Common Stock 574599106 4631 194200 SH SOLE 194200 Mattel Inc Common Stock 577081102 272 14371 SH SOLE 14371 McDonald's Corp Common Stock 580135101 5465 247680 SH SOLE 247410 270 Medtronic Inc Common Stock 585055106 5063 105490 SH SOLE 105230 260 Merck & Co Inc Common Stock 589331107 5350 88367 SH SOLE 87887 480 Merrill Lynch & Co Inc Common Stock 590188108 425 9083 SH SOLE 8893 190 MGIC Investment Corp W/Rts Common Stock 552848103 5761 123524 SH SOLE 123524 Microsoft Corp Common Stock 594918104 8927 348571 SH SOLE 346291 2280 Morgan Stanley Common Stock 617446448 340 7975 SH SOLE 7735 240 National City Corp Common Stock 635405103 4841 148000 SH SOLE 148000 National Grid Group Foreign Common 3122387$0 5226 770000 SH SOLE 770000 National Grid Group Spons ADRs 636274102 7334 215000 SH SOLE 215000 NStar Common Stock 67019E107 60062 1318600 SH SOLE 1318600 Omnicom Group Inc Common Stock 681919106 5555 77500 SH SOLE 77500 Oneok Inc Convertible Pfd 682680202 21840 775000 SH SOLE 775000 Oracle Corp Common Stock 68389X105 597 49685 SH SOLE 48565 1120 Pan Pacific Retail Property REIT 69806L104 22261 565711 SH SOLE 565711 Peoples Energy Corp Common Stock 711030106 38601 900000 SH SOLE 900000 PepsiCo Inc Common Stock 713448108 4756 106890 SH SOLE 106520 370 Pfizer Inc Common Stock 717081103 8641 253039 SH SOLE 251333 1706 Pitney Bowes Inc Common Stock 724479100 4620 120300 SH SOLE 120300 Praxair Inc Common Stock 74005P104 266 4427 SH SOLE 4427 Procter & Gamble Co Common Stock 742718109 849 9530 SH SOLE 9260 270 Progress Energy Inc Common Stock 743263105 60362 1375000 SH SOLE 1375000 Prologis Trust REIT 743410102 27353 1001974 SH SOLE 1001974 Public Serv Enterprises Grp Common Stock 744573106 42250 1000000 SH SOLE 1000000 Public Storage Inc REIT 74460D109 1857 54785 SH SOLE 54785 Realty Income Corp REIT 756109104 7507 197097 SH SOLE 197097 Reckson Assoc Realty REIT 75621K106 948 45406 SH SOLE 45406 Reckson Assoc Realty REIT 75621K304 202 9486 SH SOLE 9486 S L Green Realty Co REIT 78440X101 19307 553377 SH SOLE 553377 SBC Communications Inc Common Stock 78387G103 46445 1817712 SH SOLE 1817012 700 Schlumberger Ltd Common Stock 806857108 203 4240 SH SOLE 4120 120 Scottish & Southern Energy ADRs 81012K309 10350 100000 SH SOLE 100000 Scottish & Southern Energy Foreign Common 0790873$6 8745 850000 SH SOLE 850000 Sempra Energy Preferred Stock 816851208 13720 500000 SH SOLE 500000 Shurgard Storage Centers REIT 82567D104 7958 240585 SH SOLE 240585 Simon Property Group Inc REIT 828806109 27041 692877 SH SOLE 692877 SLM Corp Common Stock 78442P106 232 5937 SH SOLE 5937 Southern Co Common Stock 842587107 71831 2305220 SH SOLE 2305080 140 Southern Union Co Preferred Stock 844030304 911 17100 SH SOLE 17100 St Jude Medical Inc Common Stock 790849103 317 5525 SH SOLE 5525 Swisscom AG Spons ADRs 871013108 11648 411000 SH SOLE 411000 Tanger Factory Outlet Centers REIT 875465106 4543 137362 SH SOLE 137362 Telecom New Zealand ADRs 879278208 20858 856250 SH SOLE 856250 Telefonica SA-SPON ADRs 879382208 18460 534000 SH SOLE 534000 Telstra Corp ADRs 87969N204 15866 1068400 SH SOLE 1068400 Texas Instruments Inc Common Stock 882508104 222 12675 SH SOLE 12315 360 TJX Companies Inc Common Stock 872540109 193 10233 SH SOLE 10233 Town & Country Trust REIT 892081100 5139 220999 SH SOLE 220999 Travelers Prop Casualty Class A 89420G109 162 10251 SH SOLE 10251 Tribune Co Common Stock 896047107 220 4548 SH SOLE 4548 TXU Corp Convertible Pfd 873168884 17270 500000 SH SOLE 500000 TXU Corp Convertible Pfd 873168504 13240 400000 SH SOLE 400000 TYCO International Ltd Common Stock 902124106 565 29823 SH SOLE 29405 418 U S Bancorp Common Stock 902973304 606 24752 SH SOLE 24349 403 United Dominion Realty REIT 910197102 18380 1067327 SH SOLE 1067327 United Technologies Corp Common Stock 913017109 506 7150 SH SOLE 7050 100 Vectren Corp Common Stock 92240G101 37575 1500000 SH SOLE 1500000 Verizon Communications Inc Common Stock 92343V104 64743 1641132 SH SOLE 1640552 580 Viacom Inc Class B 925524308 806 18467 SH SOLE 18090 377 Vornado Realty Trust REIT 929042109 24210 555284 SH SOLE 555284 Walgreen Co Common Stock 931422109 6489 215600 SH SOLE 215600 Wal-Mart Stores Inc Common Stock 931142103 6598 122920 SH SOLE 121970 950 Weingarten Realty Invest REIT 948741103 19366 462168 SH SOLE 462168 Wellpoint Health Networks Inc Common Stock 94973H108 6225 73845 SH SOLE 73845 Wells Fargo Co Common Stock 949746101 909 18021 SH SOLE 17651 370 WGL Holdings Inc Common Stock 92924F106 26700 1000000 SH SOLE 1000000
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