-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PB7DReBanItcIqFoXPMn498C7T5AX77LFChgxgQ2pETGaIyvjiCesNxAC7mAh2Zk sORRzAWsDKCXD0w3NMtJ/Q== 0000765443-05-000001.txt : 20050201 0000765443-05-000001.hdr.sgml : 20050201 20050201121720 ACCESSION NUMBER: 0000765443-05-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 EFFECTIVENESS DATE: 20050201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 05564688 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20041231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: December 31, 2004 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Address: 55 East Monroe St. Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 1/27/2004 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 412 Form 13F Information Table Value Total (x 1000): 3,496,360 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 681 8295 SH SOLE 8295 Adobe Systems Inc Common Stock 00724F101 3520 56115 SH SOLE 56115 AGL Resources Inc Common Stock 001204106 35766 1076000 SH SOLE 1076000 Alcoa Inc Common Stock 013817101 292 9270 SH SOLE 9270 Alexandria Real Estate W/Rts REIT 015271109 25395 341228 SH SOLE 341228 Allstate Corp Common Stock 020002101 3262 63040 SH SOLE 63040 Alltel Corp Convertible Pfd 020039822 10578 200000 SH SOLE 200000 Altria Group Inc Common Stock 02209S103 1356 22190 SH SOLE 22190 AMB Property Corp REIT 00163T109 12741 315413 SH SOLE 315413 Amerada Hess Corp Common Stock 023551104 2971 36071 SH SOLE 36071 Ameren Corp Convertible Pfd 023608201 21570 750000 SH SOLE 750000 Ameren Corp Common Stock 023608102 60218 1201000 SH SOLE 1201000 American Express Co Common Stock 025816109 9963 176753 SH SOLE 176753 American Intl Group Inc Common Stock 026874107 6127 93300 SH SOLE 93300 Amgen Inc Common Stock 031162100 864 13485 SH SOLE 13485 Anheuser Busch Cos Inc Common Stock 035229103 425 8390 SH SOLE 8390 Archer Daniels Common Stock 039483102 3626 162531 SH SOLE 162531 Archstone-Smith Trust REIT 039583109 51267 1338561 SH SOLE 1338561 Arden Realty Inc REIT 039793104 11737 311186 SH SOLE 311186 Atmos Energy Corp Common Stock 049560105 27350 1000000 SH SOLE 1000000 Autodesk Inc Common Stock 052769106 3469 91432 SH SOLE 91432 Avalonbay Communities Inc REIT 053484101 1006 13363 SH SOLE 13363 Avon Products Inc Common Stock 054303102 8503 219720 SH SOLE 219720 Bank of America Corp Common Stock 060505104 12053 256527 SH SOLE 256527 Bausch & Lomb Inc Common Stock 071707103 3205 49711 SH SOLE 49711 Baxter Intl Corp Common Stock 071813109 226 6530 SH SOLE 6530 BCE Inc Foreign Common 05534B109 38608 1600000 SH SOLE 1600000 Bell South Corp Common Stock 079860102 42496 1529200 SH SOLE 1529200 Best Buy Company Inc Common Stock 086516101 11322 190550 SH SOLE 190550 Black & Decker Corp Common Stock 091797100 276 3110 SH SOLE 3110 Boeing Co Common Stock 097023105 462 8915 SH SOLE 8915 Boston Properties REIT 101121101 54663 845280 SH SOLE 845280 BRE Properties -Cl A REIT 05564E106 9278 230196 SH SOLE 230196 Bristol-Myers Squibb Co Common Stock 110122108 530 20650 SH SOLE 20650 Brunswick Corp Common Stock 117043109 3185 64353 SH SOLE 64353 BT Group PLC ADRs 05577E101 22334 565000 SH SOLE 565000 Camden Property Trust REIT 133131102 19148 375404 SH SOLE 375404 Campbell Soup Co Common Stock 134429109 3366 112631 SH SOLE 112631 CANADIAN ZINC CORP Common Stock 136802105 23 40000 SH SOLE 40000 Capital One Financial Corp Common Stock 14040H105 3247 38558 SH SOLE 38558 CBL & Associates REIT 124830100 39693 519867 SH SOLE 519867 Centerpoint Properties Corp REIT 151895109 66286 1384163 SH SOLE 1384163 Centurytel Inc Convertible Pfd 156700403 31800 1200000 SH SOLE 1200000 Chunghwa Telecom Co Ltd ADRs 17133Q205 26312 1250000 SH SOLE 1250000 Cinergy Convertible Pfd 172474207 39701 626200 SH SOLE 626200 Cinergy Common Stock 172474108 33304 800000 SH SOLE 800000 Cisco System Inc Common Stock 17275R102 7804 404334 SH SOLE 404334 Citigroup Inc Common Stock 172967101 8359 173498 SH SOLE 173498 Citizens Communications Common Stock 17453B101 27580 2000000 SH SOLE 2000000 Clear Channel Commun Inc Common Stock 184502102 204 6075 SH SOLE 6075 CLIFTON MINING COMPANY Common Stock 186904108 10 15000 SH SOLE 15000 Coca-Cola Co Common Stock 191216100 1071 25700 SH SOLE 25700 Colgate-Palmolive Co Common Stock 194162103 289 5640 SH SOLE 5640 Comerica Inc Common Stock 200340107 2854 46785 SH SOLE 46785 Computer Sciences Corp Common Stock 205363104 9376 166325 SH SOLE 166325 ConocoPhillips Common Stock 20825C104 7154 82377 SH SOLE 82377 Corporate Office Properties REIT 22002T108 43950 1497349 SH SOLE 1497349 Costco Wholesale Corp Common Stock 22160K105 3443 71138 SH SOLE 71138 Danaher Corp Common Stock 235851102 3322 57855 SH SOLE 57855 Dell Inc Common Stock 24702R101 6319 149910 SH SOLE 149910 Developers Div Rty W/PPRTS REIT 251591103 52269 1178024 SH SOLE 1178024 Disney (Walt) Co Common Stock 254687106 745 26765 SH SOLE 26765 Dominion Resources Inc Common Stock 25746U109 78826 1163650 SH SOLE 1163650 Dow Chemical Co Common Stock 260543103 495 10010 SH SOLE 10010 DTE Energy Co Common Stock 233331107 43130 1000000 SH SOLE 1000000 DTE Energy Co Convertible Pfd 233331206 25723 986700 SH SOLE 986700 Duke Realty Corp REIT 264411505 664 19460 SH SOLE 19460 DuPont E I deNemours Common Stock 263534109 5612 114435 SH SOLE 114435 ECU SILVER MINING INC Common Stock 26830P105 8 30000 SH SOLE 30000 EMC Corp Common Stock 268648102 380 25450 SH SOLE 25450 Emerson Electric Co Common Stock 291011104 7185 102500 SH SOLE 102500 Energy East Corp Common Stock 29266M109 29348 1100000 SH SOLE 1100000 Equity Office Properties REIT 294741103 10761 369540 SH SOLE 369540 Equity Residential REIT 29476L107 47332 1308199 SH SOLE 1308199 Essex Properties REIT 297178105 20599 245794 SH SOLE 245794 Exelon Corp Common Stock 30161N101 88450 2007040 SH SOLE 2007040 Extra Space Storage Inc REIT 30225T102 9140 685611 SH SOLE 685611 Exxon Mobil Corp Common Stock 30231G102 14228 277558 SH SOLE 277558 FARALLON RESOURCES LTD Common Stock 30739T101 10 20000 SH SOLE 20000 Federal Natl Mortgage Assn Common Stock 313586109 6844 96100 SH SOLE 96100 Fedex Corp Common Stock 31428X106 476 4835 SH SOLE 4835 First Data Corp Common Stock 319963104 6500 152800 SH SOLE 152800 FirstEnergy Common Stock 337932107 67167 1700000 SH SOLE 1700000 Ford Motor Co Common Stock 345370860 7045 481320 SH SOLE 481320 Fortune Brands Inc Common Stock 349631101 2940 38091 SH SOLE 38091 FPL Group Inc Convertible Pfd 302571203 30755 500000 SH SOLE 500000 FPL Group Inc Common Stock 302571104 43310 579400 SH SOLE 579400 Franklin Resources Inc Common Stock 354613101 3353 48138 SH SOLE 48138 General Dynamics Corp Common Stock 369550108 3327 31826 SH SOLE 31826 General Electric Co Common Stock 369604103 10280 281613 SH SOLE 281613 General Growth Properties REIT 370021107 56390 1559494 SH SOLE 1559494 General Motors Corp Common Stock 370442105 239 5985 SH SOLE 5985 Genetech Inc Common Stock 368710406 3165 58138 SH SOLE 58138 Georgia-Pacific Corp Common Stock 373298108 5865 156450 SH SOLE 156450 Gillette Co Common Stock 375766102 474 10570 SH SOLE 10570 Goldman Sachs Common Stock 38141G104 3795 36453 SH SOLE 36453 Great Plains Energy Inc Convertible Pfd 391164605 32220 1200000 SH SOLE 1200000 Greenwood Environmental Inc Common Stock 396902108 800000 SH SOLE 800000 Halliburton Co Common Stock 406216101 8379 213580 SH SOLE 213580 Harrah's Entertainment Inc Common Stock 413619107 3070 45914 SH SOLE 45914 Hartford Financial Svcs Gp Common Stock 416515104 216 3120 SH SOLE 3120 Health Care PPTYS Invest Inc REIT 421915109 11780 425499 SH SOLE 425499 Health Care Reit Inc REIT 42217K106 11277 295582 SH SOLE 295582 Healthcare Realty Trust Inc REIT 421946104 11154 274030 SH SOLE 274030 Hewlett-Packard Co Common Stock 428236103 671 32050 SH SOLE 32050 Home Depot Inc Common Stock 437076102 4307 100767 SH SOLE 100767 Home Properties Inc REIT 437306103 8708 202533 SH SOLE 202533 Honeywell International Common Stock 438516106 322 9115 SH SOLE 9115 Hospitality Properties Trust REIT 44106M102 12336 268141 SH SOLE 268141 Host Marriott Corp REIT 44107P104 30154 1743124 SH SOLE 1743124 Iberdrola SA Foreign Common 4424640 27451 1080000 SH SOLE 1080000 Illinois Tool Works Inc Common Stock 452308109 5522 59600 SH SOLE 59600 Ingersoll Rand Co Limited Common Stock G4776G101 3285 40918 SH SOLE 40918 Intel Corp Common Stock 458140100 8890 380106 SH SOLE 380106 International Paper Co Common Stock 460146103 216 5143 SH SOLE 5143 Intl Business Machines Corp Common Stock 459200101 6583 66780 SH SOLE 66780 IStar Financial Inc REIT 45031U101 17335 383002 SH SOLE 383002 J P Morgan Chase & Co Common Stock 46625H100 11395 292077 SH SOLE 292077 Johnson & Johnson Co Common Stock 478160104 7465 117712 SH SOLE 117712 Keyspan Corp Common Stock 49337W100 39450 1000000 SH SOLE 1000000 Keyspan Corp Convertible Pfd 49337W407 21494 412000 SH SOLE 412000 Kilroy Realty Corp REIT 49427F108 13571 317402 SH SOLE 317402 Kimberly-Clark Corp Common Stock 494368103 6363 96700 SH SOLE 96700 Kimco Realty Corp REIT 49446R109 27434 473088 SH SOLE 473088 LaSalle Hotel Properties REIT 517942108 10850 340906 SH SOLE 340906 Lehman Bros Holding Inc Common Stock 524908100 250 2850 SH SOLE 2850 Lilly (Eli) & Co Common Stock 532457108 4694 82700 SH SOLE 82700 Lucent Technologies Inc Common Stock 549463107 176 46890 SH SOLE 46890 Macerich Co REIT 554382101 50946 811244 SH SOLE 811244 Masco Corp Common Stock 574599106 7770 212700 SH SOLE 212700 McDonald's Corp Common Stock 580135101 12118 377947 SH SOLE 377947 Medtronic Inc Common Stock 585055106 5921 119240 SH SOLE 119240 Merck & Co Inc Common Stock 589331107 4865 151360 SH SOLE 151360 Merrill Lynch & Co Inc Common Stock 590188108 592 9895 SH SOLE 9895 MGIC Investment Corp W/Rts Common Stock 552848103 8848 128400 SH SOLE 128400 Microsoft Corp Common Stock 594918104 10541 394697 SH SOLE 394697 Morgan Stanley Common Stock 617446448 647 11625 SH SOLE 11625 National City Corp Common Stock 635405103 6092 162200 SH SOLE 162200 National Grid Group Spons ADRs 636274102 10318 215000 SH SOLE 215000 National Grid Transco PLC Foreign Common 3122387 7332 770000 SH SOLE 770000 Nextel Communications Inc Common Stock 65332V103 354 11800 SH SOLE 11800 Nike Inc Common Stock 654106103 3648 40226 SH SOLE 40226 Nisource Inc Common Stock 65473P105 27336 1200000 SH SOLE 1200000 Nokia Corp Spon ADRs 654902204 3098 197676 SH SOLE 197676 Norfolk Southern Corp Common Stock 655844108 3464 95765 SH SOLE 95765 NStar Common Stock 67019E107 71574 1318600 SH SOLE 1318600 Nvidia Corp Common Stock 67066G104 3379 143444 SH SOLE 143444 Occidental Petroleum Corp Common Stock 674599105 3397 58213 SH SOLE 58213 Omnicom Group Inc Common Stock 681919106 7193 85300 SH SOLE 85300 Oneok Inc Convertible Pfd 682680202 27668 775000 SH SOLE 775000 Oracle Corp Common Stock 68389X105 746 54440 SH SOLE 54440 Paccar Inc Common Stock 693718108 3196 39718 SH SOLE 39718 Pan Pacific Retail Property REIT 69806L104 38269 610347 SH SOLE 610347 Peoples Energy Corp Common Stock 711030106 39555 900000 SH SOLE 900000 PepsiCo Inc Common Stock 713448108 6271 120125 SH SOLE 120125 Pfizer Inc Common Stock 717081103 5962 221680 SH SOLE 221680 Pinnacle West Capital Corp Common Stock 723484101 31167 701800 SH SOLE 701800 Pitney Bowes Inc Common Stock 724479100 6119 132200 SH SOLE 132200 PPL Corporation Common Stock 69351T106 28984 544000 SH SOLE 544000 Procter & Gamble Co Common Stock 742718109 1498 27182 SH SOLE 27182 Progress Energy Inc Common Stock 743263105 62205 1375000 SH SOLE 1375000 Prologis Trust REIT 743410102 54749 1263598 SH SOLE 1263598 Public Serv Enterprises Grp Common Stock 744573106 51770 1000000 SH SOLE 1000000 Public Storage Inc REIT 74460D109 20688 371129 SH SOLE 371129 Qlogic Corp Common Stock 747277101 3538 96326 SH SOLE 96326 Realty Income Corp REIT 756109104 11020 217881 SH SOLE 217881 Reckson Assoc Realty REIT 75621K106 24966 760967 SH SOLE 760967 Regency Centers Corp REIT 758849103 24394 440322 SH SOLE 440322 S L Green Realty Co REIT 78440X101 51211 845741 SH SOLE 845741 SAMEX MINING CORP Common Stock 795912104 16 20000 SH SOLE 20000 Sara Lee Corp Common Stock 803111103 201 8330 SH SOLE 8330 SAVOY RESOURCES CORP Common Stock 805379104 6 20000 SH SOLE 20000 SBC Communications Inc Common Stock 78387G103 41101 1594873 SH SOLE 1594873 Schlumberger Ltd Common Stock 806857108 422 6275 SH SOLE 6275 Scottish & Southern Energy ADRs 81012K309 16751 1000000 SH SOLE 1000000 Scottish & Southern Energy Foreign Common 0790873 14238 850000 SH SOLE 850000 Scottish Power Plc ADRs 81013T705 11489 368700 SH SOLE 368700 SEMPRA ENERGY Common Stock 816851109 210 5735 SH SOLE 5735 Sempra Energy Preferred Stock 816851208 15560 500000 SH SOLE 500000 Shurgard Storage Centers REIT 82567D104 12836 291683 SH SOLE 291683 SILVERCREST MINES INC Common Stock 828365106 10 15000 SH SOLE 15000 Simon Property Group Inc REIT 828806109 85146 1316623 SH SOLE 1316623 Southern Co Common Stock 842587107 77359 2307850 SH SOLE 2307850 Southern Union Co Preferred Stock 844030304 12590 172700 SH SOLE 172700 Starwood Hotels & Resorts REIT 85590A203 29988 513461 SH SOLE 513461 Sunstone Hotel Investors Inc REIT 867892101 13704 659413 SH SOLE 659413 Tanger Factory Outlet Centers REIT 875465106 5727 216488 SH SOLE 216488 Telecom New Zealand ADRs 879278208 30363 856250 SH SOLE 856250 Telstra Corp ADRs 87969N204 20449 1068400 SH SOLE 1068400 Texas Instruments Inc Common Stock 882508104 452 18360 SH SOLE 18360 Time Warner Inc Common Stock 887317105 7528 387225 SH SOLE 387225 TXU Corp Convertible Pfd 873168884 28575 500000 SH SOLE 500000 TXU Corp Convertible Pfd 873168504 12584 400000 SH SOLE 400000 TXU Corp Common Stock 873168108 14801 229257 SH SOLE 229257 TYCO International Ltd Common Stock 902124106 786 22015 SH SOLE 22015 U S Bancorp Common Stock 902973304 621 19790 SH SOLE 19790 United Dominion Realty REIT 910197102 14919 601515 SH SOLE 601515 United States Steel Corp Common Stock 912909108 3697 72134 SH SOLE 72134 United Technologies Corp Common Stock 913017109 589 5706 SH SOLE 5706 UnitedHealth Group Inc Common Stock 91324P102 3825 43457 SH SOLE 43457 Vectren Corp Common Stock 92240G101 40200 1500000 SH SOLE 1500000 Verizon Communications Inc Common Stock 92343V104 69883 1725095 SH SOLE 1725095 Viacom Inc Class B 925524308 658 18090 SH SOLE 18090 Vornado Realty Trust REIT 929042109 66097 868217 SH SOLE 868217 Walgreen Co Common Stock 931422109 8815 229700 SH SOLE 229700 Wal-Mart Stores Inc Common Stock 931142103 7689 145571 SH SOLE 145571 Weingarten Realty Invest REIT 948741103 30873 769896 SH SOLE 769896 Wellpoint Inc Common Stock 94973V107 9028 78500 SH SOLE 78500 Wells Fargo Co Common Stock 949746101 1116 17970 SH SOLE 17970 Weyerhaeuser Co Common Stock 962166104 302 4475 SH SOLE 4475 WGL Holdings Inc Common Stock 92924F106 30840 1000000 SH SOLE 1000000 WPS Resources Corp Common Stock 92931B106 29044 581340 SH SOLE 581340 XCEL Energy Inc Common Stock 98389B100 54587 2999304 SH SOLE 2999304 Xerox Corp Common Stock 984121103 171 10080 SH SOLE 10080
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