-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KaXL/g8zHnL5rTgHRBT0WnjTiTYw49pf7g6NraXOsynzqYbNggkUlUwCmrN4Ist0 3j71iRMgJ0oMIlMPmDm8UQ== 0000765443-05-000002.txt : 20050429 0000765443-05-000002.hdr.sgml : 20050429 20050429173258 ACCESSION NUMBER: 0000765443-05-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050429 DATE AS OF CHANGE: 20050429 EFFECTIVENESS DATE: 20050429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 05787711 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20050331.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: March 31, 2005 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Address: 55 East Monroe St. Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 4/27/2004 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 413 Form 13F Information Table Value Total (x 1000): 3,378,535 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 766 8940 SH SOLE 8940 Adobe Systems Inc Common Stock 00724F101 4001 59575 SH SOLE 59575 AGL Resources Inc Common Stock 001204106 37585 1076000 SH SOLE 1076000 Alcoa Inc Common Stock 013817101 296 9750 SH SOLE 9750 Alexandria Real Estate W/Rts REIT 015271109 21951 340937 SH SOLE 340937 Allstate Corp Common Stock 020002101 3642 67358 SH SOLE 67358 Alltel Corp Convertible Pfd 020039822 10098 200000 SH SOLE 200000 Altria Group Inc Common Stock 02209S103 1537 23505 SH SOLE 23505 AMB Property Corp REIT 00163T109 11910 315047 SH SOLE 315047 Ameren Corp Common Stock 023608102 59022 1204290 SH SOLE 1204290 Ameren Corp Convertible Pfd 023608201 20115 750000 SH SOLE 750000 American Express Co Common Stock 025816109 8404 163568 SH SOLE 163568 American Intl Group Inc Common Stock 026874107 5221 94266 SH SOLE 94266 Amgen Inc Common Stock 031162100 815 13995 SH SOLE 13995 Anheuser Busch Cos Inc Common Stock 035229103 412 8710 SH SOLE 8710 Archer Daniels Common Stock 039483102 3656 148730 SH SOLE 148730 Archstone-Smith Trust REIT 039583109 45642 1338099 SH SOLE 1338099 Arden Realty Inc REIT 039793104 10510 310476 SH SOLE 310476 Atmos Energy Corp Common Stock 049560105 27162 1006000 SH SOLE 1006000 Avalonbay Communities Inc REIT 053484101 5867 87702 SH SOLE 87702 Avon Products Inc Common Stock 054303102 8717 202970 SH SOLE 202970 Bank of America Corp Common Stock 060505104 10672 241987 SH SOLE 241987 Bausch & Lomb Inc Common Stock 071707103 3944 53801 SH SOLE 53801 Baxter Intl Corp Common Stock 071813109 234 6910 SH SOLE 6910 BCE Inc Foreign Common 05534B109 40156 1606870 SH SOLE 1606870 Belgacom SA Foreign Common B00D9P6 10204 246114 SH SOLE 246114 Bell South Corp Common Stock 079860102 40203 1529200 SH SOLE 1529200 Best Buy Company Inc Common Stock 086516101 9465 175250 SH SOLE 175250 Black & Decker Corp Common Stock 091797100 247 3115 SH SOLE 3115 Boeing Co Common Stock 097023105 542 9275 SH SOLE 9275 Boston Properties REIT 101121101 47631 790785 SH SOLE 790785 Bristol-Myers Squibb Co Common Stock 110122108 557 21840 SH SOLE 21840 BT Group PLC ADRs 05577E101 22001 565000 SH SOLE 565000 Burlington Northern Santa Fe Common Stock 12189T104 269 4965 SH SOLE 4965 Camden Property Trust REIT 133131102 17206 365815 SH SOLE 365815 CANADIAN ZINC CORP Common Stock 136802105 23 40000 SH SOLE 40000 CBL & Associates REIT 124830100 36933 516456 SH SOLE 516456 Centerpoint Properties Corp REIT 151895109 55465 1352797 SH SOLE 1352797 Centurytel Inc Convertible Pfd 156700403 30180 1200000 SH SOLE 1200000 Chunghwa Telecom Co Ltd ADRs 17133Q205 26628 1256600 SH SOLE 1256600 Cinergy Common Stock 172474108 69299 1710244 SH SOLE 1710244 Cisco System Inc Common Stock 17275R102 6866 383754 SH SOLE 383754 Citigroup Inc Common Stock 172967101 7581 168718 SH SOLE 168718 Citizens Communications Common Stock 17453B101 26063 2014160 SH SOLE 2014160 Clear Channel Commun Inc Common Stock 184502102 203 5875 SH SOLE 5875 CLIFTON MINING COMPANY Common Stock 186904108 11 15000 SH SOLE 15000 Coca-Cola Co Common Stock 191216100 1054 25270 SH SOLE 25270 Colgate-Palmolive Co Common Stock 194162103 307 5860 SH SOLE 5860 Comcast Corp Common Stock 20030N101 824 24350 SH SOLE 24350 Computer Sciences Corp Common Stock 205363104 7037 153455 SH SOLE 153455 COMPUWARE CORP Common Stock 205638109 163 22575 SH SOLE 22575 ConocoPhillips Common Stock 20825C104 12089 112088 SH SOLE 112088 Consolidated Edison Co Common Stock 209115104 33905 803810 SH SOLE 803810 Corporate Office Properties REIT 22002T108 41091 1551707 SH SOLE 1551707 Danaher Corp Common Stock 235851102 3582 67061 SH SOLE 67061 Dell Inc Common Stock 24702R101 5431 141340 SH SOLE 141340 Developers Div Rty W/PPRTS REIT 251591103 46701 1174892 SH SOLE 1174892 Disney (Walt) Co Common Stock 254687106 836 29130 SH SOLE 29130 Dominion Resources Inc Common Stock 25746U109 86769 1165780 SH SOLE 1165780 Dow Chemical Co Common Stock 260543103 701 14075 SH SOLE 14075 DTE Energy Co Common Stock 233331107 45651 1003760 SH SOLE 1003760 DTE Energy Co Convertible Pfd 233331206 25062 986700 SH SOLE 986700 DuPont E I deNemours Common Stock 263534109 5503 107430 SH SOLE 107430 ECU SILVER MINING INC Common Stock 26830P105 6 30000 SH SOLE 30000 EMC Corp Common Stock 268648102 329 26860 SH SOLE 26860 Emerson Electric Co Common Stock 291011104 6194 95400 SH SOLE 95400 Enel S.p.A. Foreign Common 7144569 162 16880 SH SOLE 16880 Energy East Corp Common Stock 29266M109 28950 1104130 SH SOLE 1104130 Entergy Corp Common Stock 29364G103 367 5183 SH SOLE 5183 Equity Office Properties REIT 294741103 18756 622496 SH SOLE 622496 Equity Residential REIT 29476L107 42099 1306943 SH SOLE 1306943 Essex Properties REIT 297178105 16942 245143 SH SOLE 245143 Exelon Corp Common Stock 30161N101 80791 1760555 SH SOLE 1760555 Extra Space Storage Inc REIT 30225T102 9252 685376 SH SOLE 685376 Exxon Mobil Corp Common Stock 30231G102 15647 262503 SH SOLE 262503 FARALLON RESOURCES LTD Common Stock 30739T101 11 20000 SH SOLE 20000 Federal Natl Mortgage Assn Common Stock 313586109 4874 89500 SH SOLE 89500 Fedex Corp Common Stock 31428X106 467 4965 SH SOLE 4965 First Data Corp Common Stock 319963104 5562 141500 SH SOLE 141500 FirstEnergy Common Stock 337932107 71434 1702830 SH SOLE 1702830 Ford Motor Co Common Stock 345370860 5109 450820 SH SOLE 450820 Fortune Brands Inc Common Stock 349631101 3495 43348 SH SOLE 43348 FPL Group Inc Common Stock 302571104 79044 1968700 SH SOLE 1968700 Franklin Resources Inc Common Stock 354613101 3772 54948 SH SOLE 54948 GAP Inc Common Stock 364760108 3567 163322 SH SOLE 163322 General Dynamics Corp Common Stock 369550108 3982 37195 SH SOLE 37195 General Electric Co Common Stock 369604103 10303 285743 SH SOLE 285743 General Growth Properties REIT 370021107 53073 1556391 SH SOLE 1556391 Genzyme Corp Common Stock 372917104 3480 60806 SH SOLE 60806 Georgia-Pacific Corp Common Stock 373298108 5152 145200 SH SOLE 145200 Gillette Co Common Stock 375766102 558 11070 SH SOLE 11070 Goldman Sachs Common Stock 38141G104 4287 38980 SH SOLE 38980 Great Plains Energy Inc Convertible Pfd 391164605 32616 1200000 SH SOLE 1200000 Greenwood Environmental Inc Common Stock 396902108 800000 SH SOLE 800000 Halliburton Co Common Stock 406216101 8573 198220 SH SOLE 198220 Harrah's Entertainment Inc Common Stock 413619107 3187 49343 SH SOLE 49343 Hartford Financial Svcs Gp Common Stock 416515104 358 5230 SH SOLE 5230 HCA Inc Common Stock 404119109 246 4585 SH SOLE 4585 Health Care PPTYS Invest Inc REIT 421915109 1622 69201 SH SOLE 69201 Health Care Reit Inc REIT 42217K106 9353 292295 SH SOLE 292295 Healthcare Realty Trust Inc REIT 421946104 9881 271126 SH SOLE 271126 Hewlett-Packard Co Common Stock 428236103 711 32350 SH SOLE 32350 Home Depot Inc Common Stock 437076102 940 24550 SH SOLE 24550 Home Properties Inc REIT 437306103 7804 201213 SH SOLE 201213 Honeywell International Common Stock 438516106 354 9485 SH SOLE 9485 Hospitality Properties Trust REIT 44106M102 10803 267555 SH SOLE 267555 Host Marriott Corp REIT 44107P104 39185 2366374 SH SOLE 2366374 Iberdrola SA Foreign Common 4424640 28325 1080000 SH SOLE 1080000 Illinois Tool Works Inc Common Stock 452308109 5337 59600 SH SOLE 59600 Ingersoll Rand Co Limited Common Stock G4776G101 3655 45887 SH SOLE 45887 Intel Corp Common Stock 458140100 9384 403932 SH SOLE 403932 International Paper Co Common Stock 460146103 201 5463 SH SOLE 5463 Intl Business Machines Corp Common Stock 459200101 5860 64125 SH SOLE 64125 J P Morgan Chase & Co Common Stock 46625H100 9486 274165 SH SOLE 274165 Johnson & Johnson Co Common Stock 478160104 8024 119452 SH SOLE 119452 Keyspan Corp Common Stock 49337W100 39107 1003510 SH SOLE 1003510 Keyspan Corp Convertible Pfd 49337W407 20843 412000 SH SOLE 412000 Kilroy Realty Corp REIT 49427F108 12911 315611 SH SOLE 315611 Kimberly-Clark Corp Common Stock 494368103 5910 89900 SH SOLE 89900 Kimco Realty Corp REIT 49446R109 25437 471899 SH SOLE 471899 LaSalle Hotel Properties REIT 517942108 15402 530245 SH SOLE 530245 Lehman Bros Holding Inc Common Stock 524908100 4107 43615 SH SOLE 43615 Lilly (Eli) & Co Common Stock 532457108 4032 77400 SH SOLE 77400 Lucent Technologies Inc Common Stock 549463107 136 49410 SH SOLE 49410 Macerich Co REIT 554382101 42845 804133 SH SOLE 804133 Maguire Properties Inc REIT 559775101 5713 239223 SH SOLE 239223 Masco Corp Common Stock 574599106 6840 197300 SH SOLE 197300 McDonald's Corp Common Stock 580135101 8040 258200 SH SOLE 258200 Medtronic Inc Common Stock 585055106 5723 112305 SH SOLE 112305 Merck & Co Inc Common Stock 589331107 4681 144525 SH SOLE 144525 Merrill Lynch & Co Inc Common Stock 590188108 591 10410 SH SOLE 10410 MGIC Investment Corp W/Rts Common Stock 552848103 7320 118700 SH SOLE 118700 Microsoft Corp Common Stock 594918104 9203 380787 SH SOLE 380787 Morgan Stanley Common Stock 617446448 713 12440 SH SOLE 12440 National City Corp Common Stock 635405103 5059 151000 SH SOLE 151000 National Grid Group Spons ADRs 636274102 10051 215000 SH SOLE 215000 National Grid Transco PLC Foreign Common 3122387 7294 787360 SH SOLE 787360 Nextel Communications Inc Common Stock 65332V103 357 12560 SH SOLE 12560 Nike Inc Common Stock 654106103 3574 42901 SH SOLE 42901 Nisource Inc Common Stock 65473P105 27348 1200000 SH SOLE 1200000 Nokia Corp Spon ADRs 654902204 3256 211033 SH SOLE 211033 Nordstrom Inc Common Stock 655664100 3733 67407 SH SOLE 67407 Norfolk Southern Corp Common Stock 655844108 3967 107094 SH SOLE 107094 NStar Common Stock 67019E107 60850 1120630 SH SOLE 1120630 Nvidia Corp Common Stock 67066G104 3912 164675 SH SOLE 164675 Office Depot Inc Common Stock 676220106 4528 204137 SH SOLE 204137 OGE Energy Corp Common Stock 670837103 27120 1006290 SH SOLE 1006290 Omnicom Group Inc Common Stock 681919106 6984 78900 SH SOLE 78900 Oneok Inc Convertible Pfd 682680202 29225 775000 SH SOLE 775000 Oracle Corp Common Stock 68389X105 3730 298847 SH SOLE 298847 Paccar Inc Common Stock 693718108 3270 45172 SH SOLE 45172 Pan Pacific Retail Property REIT 69806L104 34455 607117 SH SOLE 607117 Peoples Energy Corp Common Stock 711030106 37728 900000 SH SOLE 900000 PepsiCo Inc Common Stock 713448108 6046 114015 SH SOLE 114015 Pfizer Inc Common Stock 717081103 5883 223930 SH SOLE 223930 Pinnacle West Capital Corp Common Stock 723484101 42218 993120 SH SOLE 993120 Pitney Bowes Inc Common Stock 724479100 5527 122500 SH SOLE 122500 PPL Corporation Common Stock 69351T106 32562 603120 SH SOLE 603120 Procter & Gamble Co Common Stock 742718109 1495 28185 SH SOLE 28185 Progress Energy Inc Common Stock 743263105 57810 1378070 SH SOLE 1378070 Prologis Trust REIT 743410102 46212 1245582 SH SOLE 1245582 Providian Financial Corp Common Stock 74406A102 3623 211172 SH SOLE 211172 Public Storage Inc REIT 74460D109 21167 371727 SH SOLE 371727 Qlogic Corp Common Stock 747277101 3475 85789 SH SOLE 85789 Realty Income Corp REIT 756109104 9973 435813 SH SOLE 435813 Reckson Assoc Realty REIT 75621K106 23277 758212 SH SOLE 758212 Reebok International Ltd Common Stock 758110100 3984 89936 SH SOLE 89936 Regency Centers Corp REIT 758849103 27043 567801 SH SOLE 567801 Rowan Cos Inc Common Stock 779382100 3616 120818 SH SOLE 120818 S L Green Realty Co REIT 78440X101 45693 812721 SH SOLE 812721 SAMEX MINING CORP Common Stock 795912104 8 20000 SH SOLE 20000 SAVOY RESOURCES CORP Common Stock 805379104 5 20000 SH SOLE 20000 SBC Communications Inc Common Stock 78387G103 37721 1592228 SH SOLE 1592228 Schlumberger Ltd Common Stock 806857108 466 6595 SH SOLE 6595 Scottish & Southern Energy Foreign Common 0790873 14364 861410 SH SOLE 861410 Scottish & Southern Energy ADRs 81012K309 16657 1000000 SH SOLE 1000000 Scottish Power PLC Foreign Common 0690070 187 24220 SH SOLE 24220 Scottish Power Plc ADRs 81013T705 11503 368700 SH SOLE 368700 Sempra Energy Preferred Stock 816851208 16530 500000 SH SOLE 500000 SEMPRA ENERGY Common Stock 816851109 225 5655 SH SOLE 5655 Shurgard Storage Centers REIT 82567D104 11891 290220 SH SOLE 290220 SILVERCREST MINES INC Common Stock 828365106 10 15000 SH SOLE 15000 Simon Property Group Inc REIT 828806109 79164 1306792 SH SOLE 1306792 Singapore Telecomm Foreign Common B02PY22 141 90000 SH SOLE 90000 Snam Rete Gas Foreign Common 7251470 106 19060 SH SOLE 19060 Southern Co Common Stock 842587107 67193 2111035 SH SOLE 2111035 Southern Union Co Preferred Stock 844030304 12880 172700 SH SOLE 172700 Starwood Hotels & Resorts REIT 85590A203 41119 684961 SH SOLE 684961 Sunstone Hotel Investors Inc REIT 867892101 18489 861919 SH SOLE 861919 Tanger Factory Outlet Centers REIT 875465106 4811 218662 SH SOLE 218662 TDC A/S ADRs 87236N102 14861 708020 SH SOLE 708020 Telecom New Zealand ADRs 879278208 29875 861700 SH SOLE 861700 Telstra Corp ADRs 87969N204 21026 1068400 SH SOLE 1068400 Texas Instruments Inc Common Stock 882508104 490 19240 SH SOLE 19240 Time Warner Inc Common Stock 887317105 6399 364575 SH SOLE 364575 TXU Corp Convertible Pfd 873168884 32800 500000 SH SOLE 500000 TXU Corp Common Stock 873168108 4485 56322 SH SOLE 56322 TXU Corp Convertible Pfd 873168504 14752 400000 SH SOLE 400000 TYCO International Ltd Common Stock 902124106 759 22480 SH SOLE 22480 U S Bancorp Common Stock 902973304 597 20690 SH SOLE 20690 United Dominion Realty REIT 910197102 12529 600399 SH SOLE 600399 United States Steel Corp Common Stock 912909108 3673 72219 SH SOLE 72219 United Technologies Corp Common Stock 913017109 583 5735 SH SOLE 5735 UnitedHealth Group Inc Common Stock 91324P102 4550 47702 SH SOLE 47702 Vectren Corp Common Stock 92240G101 40070 1504130 SH SOLE 1504130 Verizon Communications Inc Common Stock 92343V104 58704 1653635 SH SOLE 1653635 Viacom Inc Class B 925524308 663 19015 SH SOLE 19015 Vornado Realty Trust REIT 929042109 54620 788506 SH SOLE 788506 Walgreen Co Common Stock 931422109 9892 222700 SH SOLE 222700 Wal-Mart Stores Inc Common Stock 931142103 6553 130775 SH SOLE 130775 Weingarten Realty Invest REIT 948741103 19810 573977 SH SOLE 573977 Wellpoint Inc Common Stock 94973V107 9062 72300 SH SOLE 72300 Wells Fargo Co Common Stock 949746101 1134 18955 SH SOLE 18955 WGL Holdings Inc Common Stock 92924F106 30960 1000000 SH SOLE 1000000 WPS Resources Corp Common Stock 92931B106 30765 581340 SH SOLE 581340 XCEL Energy Inc Common Stock 98389B100 51658 3006874 SH SOLE 3006874 Xerox Corp Common Stock 984121103 160 10670 SH SOLE 10670
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