-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GEqBu4VE6iX5YSl3HtZmd8JjG36bJH+e5/wj7JhLBusChji0EySIjJRHR4p4ARIB 4ykcWWTIdSkQ2SiW1gAGZg== 0000765443-05-000008.txt : 20051007 0000765443-05-000008.hdr.sgml : 20051007 20051007154829 ACCESSION NUMBER: 0000765443-05-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051007 DATE AS OF CHANGE: 20051007 EFFECTIVENESS DATE: 20051007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 051129649 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20050930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: September 30, 2005 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Address: 55 East Monroe St. Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 10/7/2004 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 222 Form 13F Information Table Value Total (x 1000): 3,751,462 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 1050 14310 SH SOLE 14310 A T & T Corp Common Stock 001957505 292 14820 SH SOLE 14820 Abbott Laboratories W/Rts Common Stock 002824100 1235 29125 SH SOLE 29125 AES Corp Common Stock 00130H105 198 12060 SH SOLE 12060 AGL Resources Inc Common Stock 001204106 39930 1076000 SH SOLE 1076000 Alcoa Inc Common Stock 013817101 394 16145 SH SOLE 16145 Alexandria Real Estate W/Rts REIT 015271109 32701 395458 SH SOLE 395458 Allstate Corp Common Stock 020002101 681 12325 SH SOLE 12325 Alltel Corp Common Stock 020039103 11531 177100 SH SOLE 177100 Altria Group Inc Common Stock 02209S103 2881 39080 SH SOLE 39080 AMB Property Corp REIT 00163T109 23002 512285 SH SOLE 512285 Ameren Corp Common Stock 023608102 53022 991260 SH SOLE 991260 American Express Co Common Stock 025816109 10194 177455 SH SOLE 177455 American Intl Group Inc Common Stock 026874107 9496 153258 SH SOLE 153258 Amgen Inc Common Stock 031162100 1850 23220 SH SOLE 23220 Anheuser Busch Cos Inc Common Stock 035229103 623 14475 SH SOLE 14475 Archstone-Smith Trust REIT 039583109 49169 1233255 SH SOLE 1233255 Atmos Energy Corp Common Stock 049560105 28397 1005200 SH SOLE 1005200 Avalonbay Communities Inc REIT 053484101 19410 226478 SH SOLE 226478 Avon Products Inc Common Stock 054303102 5549 205455 SH SOLE 205455 Baker Hughes Inc Common Stock 057224107 376 6315 SH SOLE 6315 Bank of America Corp Common Stock 060505104 11419 271210 SH SOLE 271210 Baxter Intl Corp Common Stock 071813109 457 11495 SH SOLE 11495 BCE Inc Foreign Common 05534B109 44229 1611850 SH SOLE 1611850 Belgacom SA Foreign Common B00D9P6 16402 482270 SH SOLE 482270 Bell South Corp Common Stock 079860102 40412 1536570 SH SOLE 1536570 Best Buy Company Inc Common Stock 086516101 6930 159180 SH SOLE 159180 Boeing Co Common Stock 097023105 1046 15375 SH SOLE 15375 Boston Properties REIT 101121101 58973 831784 SH SOLE 831784 Bristol-Myers Squibb Co Common Stock 110122108 884 36675 SH SOLE 36675 BT Group PLC ADRs 05577E101 22397 565000 SH SOLE 565000 Burlington Northern Santa Fe Common Stock 12189T104 417 6970 SH SOLE 6970 Camden Property Trust REIT 133131102 21364 383216 SH SOLE 383216 Caterpillar Inc Common Stock 149123101 745 12675 SH SOLE 12675 CBL & Associates REIT 124830100 18076 441002 SH SOLE 441002 Centerpoint Properties Corp REIT 151895109 62693 1399388 SH SOLE 1399388 Chunghwa Telecom Co Ltd ADRs 17133Q205 25250 1364180 SH SOLE 1364180 Cigna Corp Common Stock 125509109 284 2420 SH SOLE 2420 Cinergy Common Stock 172474108 38203 860245 SH SOLE 860245 Cisco System Inc Common Stock 17275R102 7771 433335 SH SOLE 433335 Citigroup Inc Common Stock 172967101 12160 267155 SH SOLE 267155 Citizens Communications Common Stock 17453B101 34284 2530170 SH SOLE 2530170 Clear Channel Commun Inc Common Stock 184502102 335 10195 SH SOLE 10195 Coca-Cola Co Common Stock 191216100 1688 39065 SH SOLE 39065 Colgate-Palmolive Co Common Stock 194162103 512 9710 SH SOLE 9710 Comcast Corp Common Stock 20030N101 1209 41120 SH SOLE 41120 Computer Sciences Corp Common Stock 205363104 7447 157405 SH SOLE 157405 ConocoPhillips Common Stock 20825C104 9561 136752 SH SOLE 136752 Consolidated Communications Common Stock 209034107 312 22970 SH SOLE 22970 Consolidated Edison Co Common Stock 209115104 42672 878920 SH SOLE 878920 Corporate Office Properties REIT 22002T108 49341 1411788 SH SOLE 1411788 Dell Inc Common Stock 24702R101 6620 193540 SH SOLE 193540 Developers Div Rty W/PPRTS REIT 251591103 65378 1399964 SH SOLE 1399964 Digital Realty Trust Inc REIT 253868103 10531 584910 SH SOLE 584910 Disney (Walt) Co Common Stock 254687106 914 37905 SH SOLE 37905 Dominion Resources Inc Common Stock 25746U109 87866 1020040 SH SOLE 1020040 Dow Chemical Co Common Stock 260543103 754 18095 SH SOLE 18095 DTE Energy Co Common Stock 233331107 45182 985223 SH SOLE 985223 Duke Energy Corp Common Stock 264399106 468 16060 SH SOLE 16060 DuPont E I deNemours Common Stock 263534109 4726 120645 SH SOLE 120645 El Paso Corp Common Stock 28336L109 166 11910 SH SOLE 11910 EMC Corp Common Stock 268648102 584 45035 SH SOLE 45035 Emerson Electric Co Common Stock 291011104 6990 97350 SH SOLE 97350 Enel S.p.A. Foreign Common 7144569 366 42310 SH SOLE 42310 Energy East Corp Common Stock 29266M109 27709 1100000 SH SOLE 1100000 Entergy Corp Common Stock 29364G103 806 10850 SH SOLE 10850 Equity Office Properties REIT 294741103 31482 962517 SH SOLE 962517 Equity Residential REIT 29476L107 51789 1368253 SH SOLE 1368253 Essex Properties REIT 297178105 22962 255134 SH SOLE 255134 Exelon Corp Common Stock 30161N101 79327 1484415 SH SOLE 1484415 Extra Space Storage Inc REIT 30225T102 15605 1014697 SH SOLE 1014697 Exxon Mobil Corp Common Stock 30231G102 16075 253000 SH SOLE 253000 Federal Natl Mortgage Assn Common Stock 313586109 4101 91490 SH SOLE 91490 Federal Natl Mortgage Assn Preferred Stock 313586794 22025 400000 SH SOLE 400000 Federal Realty Invs Trust REIT 313747206 571 9370 SH SOLE 9370 Fedex Corp Common Stock 31428X106 487 5605 SH SOLE 5605 First Data Corp Common Stock 319963104 5645 141120 SH SOLE 141120 FirstEnergy Common Stock 337932107 80549 1545460 SH SOLE 1545460 Ford Motor Co Common Stock 345370860 4897 496760 SH SOLE 496760 FPL Group Inc Common Stock 302571104 83254 1749040 SH SOLE 1749040 GAP Inc Common Stock 364760108 3338 191470 SH SOLE 191470 General Dynamics Corp Common Stock 369550108 446 3725 SH SOLE 3725 General Electric Co Common Stock 369604103 14331 425580 SH SOLE 425580 General Growth Properties REIT 370021107 81537 1814740 SH SOLE 1814740 General Motors Corp Common Stock 370442105 320 10485 SH SOLE 10485 Georgia-Pacific Corp Common Stock 373298108 4941 145030 SH SOLE 145030 Gillette Co Common Stock 375766102 989 16975 SH SOLE 16975 Goldman Sachs Common Stock 38141G104 1066 8765 SH SOLE 8765 Great Plains Energy Inc Common Stock 391164100 23928 800000 SH SOLE 800000 Great Plains Energy Inc Convertible Pfd 391164605 33396 1200000 SH SOLE 1200000 Greenwood Environmental Inc Common Stock 396902108 800000 SH SOLE 800000 Halliburton Co Common Stock 406216101 11405 166460 SH SOLE 166460 Harrah's Entertainment Inc Common Stock 413619107 221 3385 SH SOLE 3385 Hartford Financial Svcs Gp Common Stock 416515104 432 5590 SH SOLE 5590 HCA Inc Common Stock 404119109 408 8495 SH SOLE 8495 Health Care Reit Inc REIT 42217K106 1335 36000 SH SOLE 36000 Heinz H J Co Common Stock 423074103 235 6475 SH SOLE 6475 Hewlett-Packard Co Common Stock 428236103 1568 53680 SH SOLE 53680 Home Depot Inc Common Stock 437076102 1536 40270 SH SOLE 40270 Home Properties Inc REIT 437306103 3664 93345 SH SOLE 93345 Honeywell International Common Stock 438516106 598 15915 SH SOLE 15915 Hospitality Properties Trust REIT 44106M102 2628 61318 SH SOLE 61318 Host Marriott Corp REIT 44107P104 48385 2863110 SH SOLE 2863110 Iberdrola SA Foreign Common 4424640 30536 1089350 SH SOLE 1089350 Illinois Tool Works Inc Common Stock 452308109 5326 64700 SH SOLE 64700 Innkeepers USA Trust REIT 4576J0104 14695 951079 SH SOLE 951079 Intel Corp Common Stock 458140100 8380 340035 SH SOLE 340035 International Paper Co Common Stock 460146103 271 9078 SH SOLE 9078 Intl Business Machines Corp Common Stock 459200101 8870 110570 SH SOLE 110570 J P Morgan Chase & Co Common Stock 46625H100 10325 304230 SH SOLE 304230 Johnson & Johnson Co Common Stock 478160104 10431 164825 SH SOLE 164825 Keyspan Corp Common Stock 49337W100 38639 1050545 SH SOLE 1050545 Kilroy Realty Corp REIT 49427F108 20544 366687 SH SOLE 366687 Kimberly-Clark Corp Common Stock 494368103 5429 91210 SH SOLE 91210 Kimco Realty Corp REIT 49446R109 37725 1200664 SH SOLE 1200664 KPN NV ADRs 780641205 220 24500 SH SOLE 24500 LaSalle Hotel Properties REIT 517942108 22424 650940 SH SOLE 650940 Lehman Bros Holding Inc Common Stock 524908100 601 5155 SH SOLE 5155 Lilly (Eli) & Co Common Stock 532457108 6531 122020 SH SOLE 122020 Lucent Technologies Inc Common Stock 549463107 265 81710 SH SOLE 81710 Macerich Co REIT 554382101 55578 855836 SH SOLE 855836 Masco Corp Common Stock 574599106 6320 206020 SH SOLE 206020 McDonald's Corp Common Stock 580135101 7360 219775 SH SOLE 219775 Medtronic Inc Common Stock 585055106 6575 122640 SH SOLE 122640 Merck & Co Inc Common Stock 589331107 6654 244450 SH SOLE 244450 Merrill Lynch & Co Inc Common Stock 590188108 1073 17480 SH SOLE 17480 MGIC Investment Corp W/Rts Common Stock 552848103 7347 114440 SH SOLE 114440 Microsoft Corp Common Stock 594918104 11209 435670 SH SOLE 435670 Mills Corp REIT 601148109 12984 235704 SH SOLE 235704 Morgan Stanley Common Stock 617446448 1097 20345 SH SOLE 20345 National City Corp Common Stock 635405103 5057 151210 SH SOLE 151210 National Grid PLC Foreign Common B08SNH3 6697 712184 SH SOLE 712184 National Grid PLC Spons ADRs 636274300 8858 188673 SH SOLE 188673 Nisource Inc Common Stock 65473P105 48834 2013760 SH SOLE 2013760 Norfolk Southern Corp Common Stock 655844108 302 7465 SH SOLE 7465 NStar Common Stock 67019E107 64919 2244780 SH SOLE 2244780 OGE Energy Corp Common Stock 670837103 28304 1007260 SH SOLE 1007260 Omnicom Group Inc Common Stock 681919106 6754 80770 SH SOLE 80770 Oneok Inc Convertible Pfd 682680202 32147 775000 SH SOLE 775000 Oracle Corp Common Stock 68389X105 879 71000 SH SOLE 71000 Pan Pacific Retail Property REIT 69806L104 41863 635270 SH SOLE 635270 Peoples Energy Corp Common Stock 711030106 18548 471000 SH SOLE 471000 Pepco Holdings Inc Common Stock 713291102 325 13970 SH SOLE 13970 PepsiCo Inc Common Stock 713448108 7220 127285 SH SOLE 127285 Pfizer Inc Common Stock 717081103 9633 385805 SH SOLE 385805 PG & E Corp Common Stock 69331C108 49607 1263890 SH SOLE 1263890 Pinnacle West Capital Corp Common Stock 723484101 66418 1506750 SH SOLE 1506750 Pitney Bowes Inc Common Stock 724479100 5043 120790 SH SOLE 120790 PPL Corporation Common Stock 69351T106 39269 1214630 SH SOLE 1214630 Procter & Gamble Co Common Stock 742718109 2746 46195 SH SOLE 46195 Progress Energy Inc Common Stock 743263105 61795 1380900 SH SOLE 1380900 Prologis Trust REIT 743410102 76539 1727357 SH SOLE 1727357 Public Serv Enterprises Grp Common Stock 744573106 256 3970 SH SOLE 3970 Public Storage Inc REIT 74460D109 40062 597942 SH SOLE 597942 Puget Energy Inc Common Stock 745310102 23480 1000000 SH SOLE 1000000 Raytheon Co Common Stock 755111507 318 8340 SH SOLE 8340 Realty Income Corp REIT 756109104 3644 152357 SH SOLE 152357 Reckson Assoc Realty REIT 75621K106 41937 1213813 SH SOLE 1213813 Regency Centers Corp REIT 758849103 34473 600043 SH SOLE 600043 RWE AG Foreign Common 4768962 371 5590 SH SOLE 5590 S L Green Realty Co REIT 78440X101 57957 850083 SH SOLE 850083 Sara Lee Corp Common Stock 803111103 276 14525 SH SOLE 14525 SBC Communications Inc Common Stock 78387G103 38601 1610443 SH SOLE 1610443 Scana Corp Common Stock 80589M102 25564 605200 SH SOLE 605200 Schlumberger Ltd Common Stock 806857108 925 10970 SH SOLE 10970 Scottish & Southern Energy ADRs 81012K309 18204 1000000 SH SOLE 1000000 Scottish & Southern Energy Foreign Common 0790873 15819 869020 SH SOLE 869020 Sempra Energy Common Stock 816851109 19271 409500 SH SOLE 409500 Simon Property Group Inc REIT 828806109 103848 1401071 SH SOLE 1401071 Snam Rete Gas Foreign Common 7251470 159 27140 SH SOLE 27140 Southern California Edison Preferred Stock 842400749 22225 221000 SH SOLE 221000 Southern Co Common Stock 842587107 72507 2027590 SH SOLE 2027590 Southern Union Co Preferred Stock 844030304 13592 172700 SH SOLE 172700 Sprint Corp Common Stock 852061100 1309 55069 SH SOLE 55069 Starwood Hotels & Resorts REIT 85590A203 20965 366704 SH SOLE 366704 Sunstone Hotel Investors Inc REIT 867892101 33063 1355509 SH SOLE 1355509 Target Corp Common Stock 87612E106 862 16605 SH SOLE 16605 Telecom New Zealand ADRs 879278208 29161 867880 SH SOLE 867880 Telstra Corp ADRs 87969N204 16635 1068400 SH SOLE 1068400 Texas Instruments Inc Common Stock 882508104 1043 30750 SH SOLE 30750 Time Warner Inc Common Stock 887317105 7232 399380 SH SOLE 399380 TXU Corp Convertible Pfd 873168504 20384 400000 SH SOLE 400000 TXU Corp Convertible Pfd 873168884 45475 500000 SH SOLE 500000 TYCO International Ltd Common Stock 902124106 1059 38030 SH SOLE 38030 U S Bancorp Common Stock 902973304 961 34165 SH SOLE 34165 United Dominion Realty REIT 910197102 14922 629621 SH SOLE 629621 United Technologies Corp Common Stock 913017109 993 19105 SH SOLE 19105 U-Store-It Trust REIT 91274F104 8979 442966 SH SOLE 442966 Vectren Corp Common Stock 92240G101 42525 1500000 SH SOLE 1500000 Ventas Inc REIT 92276F100 19193 596078 SH SOLE 596078 Verizon Communications Inc Common Stock 92343V104 45067 1378672 SH SOLE 1378672 Viacom Inc Class B 925524308 991 29975 SH SOLE 29975 Vodafone Group PLC-SP ADRs 92857W100 503 19380 SH SOLE 19380 Vornado Realty Trust REIT 929042109 71417 824490 SH SOLE 824490 Walgreen Co Common Stock 931422109 5883 135400 SH SOLE 135400 Wal-Mart Stores Inc Common Stock 931142103 6148 140275 SH SOLE 140275 Weingarten Realty Invest REIT 948741103 14046 371106 SH SOLE 371106 Wellpoint Inc Common Stock 94973V107 6674 88010 SH SOLE 88010 Wells Fargo Co Common Stock 949746101 1857 31705 SH SOLE 31705 Weyerhaeuser Co Common Stock 962166104 316 4580 SH SOLE 4580 WGL Holdings Inc Common Stock 92924F106 32130 1000000 SH SOLE 1000000 Williams Cos Inc Common Stock 969457100 266 10575 SH SOLE 10575 WPS Resources Corp Common Stock 92931B106 33582 581000 SH SOLE 581000 XCEL Energy Inc Common Stock 98389B100 68818 3509334 SH SOLE 3509334 Xerox Corp Common Stock 984121103 242 17835 SH SOLE 17835
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