-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SG/I60oPOQ3c0Y2n5GACI+Ha2+IGQRTnnb7zry2cOYKMrFUh/H49e+Usb7k9eY1i EvUjj1dK05N2mOZoiJ/nUg== 0000765443-06-000001.txt : 20060206 0000765443-06-000001.hdr.sgml : 20060206 20060206154959 ACCESSION NUMBER: 0000765443-06-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060206 DATE AS OF CHANGE: 20060206 EFFECTIVENESS DATE: 20060206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 06581478 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20051231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: December 31, 2005 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Address: 55 East Monroe St. Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 1/27/2006 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 215 Form 13F Information Table Value Total (x 1000): 3,699,064 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 1039 13390 SH SOLE 13390 Abbott Laboratories W/Rts Common Stock 002824100 1083 27435 SH SOLE 27435 AES Corp Common Stock 00130H105 182 11470 SH SOLE 11470 AGL Resources Inc Common Stock 001204106 37456 1076000 SH SOLE 1076000 Alcoa Inc Common Stock 013817101 450 15225 SH SOLE 15225 Alexandria Real Estate W/Rts REIT 015271109 36646 455231 SH SOLE 450810 4421 Allstate Corp Common Stock 020002101 624 11540 SH SOLE 11540 Alltel Corp Common Stock 020039103 11175 177100 SH SOLE 177100 Altria Group Inc Common Stock 02209S103 2724 36475 SH SOLE 36475 AMB Property Corp REIT 00163T109 33359 678439 SH SOLE 672035 6404 Ameren Corp Common Stock 023608102 50805 991510 SH SOLE 991510 American Express Co Common Stock 025816109 9050 175870 SH SOLE 175870 American Intl Group Inc Common Stock 026874107 10232 149997 SH SOLE 149997 Amgen Inc Common Stock 031162100 1710 21670 SH SOLE 21670 Anheuser Busch Cos Inc Common Stock 035229103 585 13615 SH SOLE 13615 Archstone-Smith Trust REIT 039583109 51711 1234419 SH SOLE 1222207 12212 AT & T Inc. Common Stock 00206R102 39852 1627299 SH SOLE 1627299 Atmos Energy Corp Common Stock 049560105 26301 1005400 SH SOLE 1005400 Avalonbay Communities Inc REIT 053484101 38635 432872 SH SOLE 428597 4275 Avon Products Inc Common Stock 054303102 5852 204935 SH SOLE 204935 Baker Hughes Inc Common Stock 057224107 367 6010 SH SOLE 6010 Bank of America Corp Common Stock 060505104 12283 266145 SH SOLE 266145 Baxter Intl Corp Common Stock 071813109 412 10955 SH SOLE 10955 BCE Inc Foreign Common 05534B109 38612 1612210 SH SOLE 1612210 Belgacom SA Foreign Common B00D9P6 15679 482480 SH SOLE 482480 Bell South Corp Common Stock 079860102 27276 1006500 SH SOLE 1006500 Best Buy Company Inc Common Stock 086516101 6923 159180 SH SOLE 159180 Boeing Co Common Stock 097023105 1013 14410 SH SOLE 14410 Boston Properties REIT 101121101 59730 805762 SH SOLE 798037 7725 Bristol-Myers Squibb Co Common Stock 110122108 786 34215 SH SOLE 34215 BT Group PLC ADRs 05577E101 21978 572630 SH SOLE 572630 Burlington Northern Santa Fe Common Stock 12189T104 467 6595 SH SOLE 6595 Camden Property Trust REIT 133131102 26053 449822 SH SOLE 445568 4254 Caterpillar Inc Common Stock 149123101 684 11810 SH SOLE 11810 Centerpoint Properties Corp REIT 151895109 52060 1052125 SH SOLE 1041812 10313 ChevronTexaco Corp Common Stock 166764100 2244 39495 SH SOLE 39495 Chunghwa Telecom Co Ltd ADRs 17133Q205 25097 1367690 SH SOLE 1367690 Cigna Corp Common Stock 125509109 256 2290 SH SOLE 2290 Cinergy Common Stock 172474108 36526 860245 SH SOLE 860245 Cisco System Inc Common Stock 17275R102 7245 423090 SH SOLE 423090 Citigroup Inc Common Stock 172967101 12612 259869 SH SOLE 259869 Citizens Communications Common Stock 17453B101 30813 2519470 SH SOLE 2519470 Clear Channel Commun Inc Common Stock 184502102 299 9485 SH SOLE 9485 Coca-Cola Co Common Stock 191216100 1463 36310 SH SOLE 36310 Colgate-Palmolive Co Common Stock 194162103 500 9105 SH SOLE 9105 Comcast Corp Common Stock 20030N101 996 38355 SH SOLE 38355 Computer Sciences Corp Common Stock 205363104 7962 157226 SH SOLE 157226 ConocoPhillips Common Stock 20825C104 7955 136750 SH SOLE 136750 Consolidated Communications Common Stock 209034107 306 23530 SH SOLE 23530 Consolidated Edison Co Common Stock 209115104 52451 1132120 SH SOLE 1132120 Corporate Office Properties REIT 22002T108 50172 1411703 SH SOLE 1398540 13163 Dell Inc Common Stock 24702R101 5705 190190 SH SOLE 190190 Developers Div Rty W/PPRTS REIT 251591103 59837 1272559 SH SOLE 1260189 12370 Digital Realty Trust Inc REIT 253868103 13264 586152 SH SOLE 580343 5809 Disney (Walt) Co Common Stock 254687106 825 34405 SH SOLE 34405 Dominion Resources Inc Common Stock 25746U109 78764 1020260 SH SOLE 1020260 Dow Chemical Co Common Stock 260543103 736 16795 SH SOLE 16795 DTE Energy Co Common Stock 233331107 42414 982043 SH SOLE 982043 Duke Energy Corp Common Stock 264399106 454 16540 SH SOLE 16540 DuPont E I deNemours Common Stock 263534109 5022 118146 SH SOLE 118146 El Paso Corp Common Stock 28336L109 139 11445 SH SOLE 11445 EMC Corp Common Stock 268648102 570 41945 SH SOLE 41945 Emerson Electric Co Common Stock 291011104 7271 97350 SH SOLE 97350 Enel S.p.A. Foreign Common 7144569 336 42930 SH SOLE 42930 Energy East Corp Common Stock 29266M109 25080 1100000 SH SOLE 1100000 Entergy Corp Common Stock 29364G103 746 10870 SH SOLE 10870 Entergy Corp Convertible Pfd 29364G202 29850 600000 SH SOLE 600000 Equity Residential REIT 29476L107 56800 1451943 SH SOLE 1437890 14053 Essex Properties REIT 297178105 43864 475746 SH SOLE 470989 4757 Exelon Corp Common Stock 30161N101 78868 1484140 SH SOLE 1484140 Extra Space Storage Inc REIT 30225T102 20981 1362472 SH SOLE 1349197 13275 Exxon Mobil Corp Common Stock 30231G102 13814 245936 SH SOLE 245936 Federal Natl Mortgage Assn Preferred Stock 313586794 21900 400000 SH SOLE 400000 Federal Natl Mortgage Assn Common Stock 313586109 4464 91488 SH SOLE 91488 Federal Realty Invs Trust REIT 313747206 570 9390 SH SOLE 9390 Fedex Corp Common Stock 31428X106 547 5290 SH SOLE 5290 First Data Corp Common Stock 319963104 6069 141122 SH SOLE 141122 FirstEnergy Common Stock 337932107 75727 1545760 SH SOLE 1545760 Ford Motor Co Common Stock 345370860 3821 495090 SH SOLE 495090 Fortum Oyj Foreign Common 5579550 224 12000 SH SOLE 12000 FPL Group Inc Common Stock 302571104 72516 1744840 SH SOLE 1744840 GAP Inc Common Stock 364760108 3378 191470 SH SOLE 191470 General Dynamics Corp Common Stock 369550108 406 3550 SH SOLE 3550 General Electric Co Common Stock 369604103 14622 417171 SH SOLE 417171 General Growth Properties REIT 370021107 85277 1814788 SH SOLE 1797285 17503 Goldman Sachs Common Stock 38141G104 1037 8115 SH SOLE 8115 Great Plains Energy Inc Common Stock 391164100 22368 800000 SH SOLE 800000 Great Plains Energy Inc Convertible Pfd 391164605 29868 1200000 SH SOLE 1200000 Greenwood Environmental Inc Common Stock 396902108 800000 SH SOLE 800000 Halliburton Co Common Stock 406216101 10279 165931 SH SOLE 165931 Harrah's Entertainment Inc Common Stock 413619107 233 3260 SH SOLE 3260 Hartford Financial Svcs Gp Common Stock 416515104 452 5250 SH SOLE 5250 HCA Inc Common Stock 404119109 374 7400 SH SOLE 7400 Hewlett-Packard Co Common Stock 428236103 1437 50190 SH SOLE 50190 Home Depot Inc Common Stock 437076102 1506 37190 SH SOLE 37190 Honeywell International Common Stock 438516106 561 15045 SH SOLE 15045 Hospitality Properties Trust REIT 44106M102 2459 61318 SH SOLE 61318 Host Marriott Corp REIT 44107P104 66007 3483319 SH SOLE 3446558 36761 Iberdrola SA Foreign Common 4424640 29678 1089650 SH SOLE 1089650 Illinois Tool Works Inc Common Stock 452308109 5693 64698 SH SOLE 64698 Innkeepers USA Trust REIT 4576J0104 15190 949482 SH SOLE 940295 9187 Intel Corp Common Stock 458140100 8285 331911 SH SOLE 331911 International Paper Co Common Stock 460146103 289 8568 SH SOLE 8568 Intl Business Machines Corp Common Stock 459200101 8906 108349 SH SOLE 108349 J P Morgan Chase & Co Common Stock 46625H100 11899 299773 SH SOLE 299773 Johnson & Johnson Co Common Stock 478160104 9686 161157 SH SOLE 161157 Keyspan Corp Common Stock 49337W100 37381 1047365 SH SOLE 1047365 Kilroy Realty Corp REIT 49427F108 26703 431373 SH SOLE 427128 4245 Kimberly-Clark Corp Common Stock 494368103 5440 91210 SH SOLE 91210 Kimco Realty Corp REIT 49446R109 38476 1199373 SH SOLE 1187811 11562 KPN NV ADRs 780641205 254 25250 SH SOLE 25250 LaSalle Hotel Properties REIT 517942108 24748 673955 SH SOLE 667400 6555 Lehman Bros Holding Inc Common Stock 524908100 619 4835 SH SOLE 4835 Lilly (Eli) & Co Common Stock 532457108 6906 122021 SH SOLE 122021 Lucent Technologies Inc Common Stock 549463107 205 77460 SH SOLE 77460 Macerich Co REIT 554382101 57453 855719 SH SOLE 847537 8182 Masco Corp Common Stock 574599106 6220 206020 SH SOLE 206020 McDonald's Corp Common Stock 580135101 7358 218165 SH SOLE 218165 Medtronic Inc Common Stock 585055106 6968 121049 SH SOLE 121049 Merck & Co Inc Common Stock 589331107 7700 242091 SH SOLE 242091 Merrill Lynch & Co Inc Common Stock 590188108 1098 16205 SH SOLE 16205 MGIC Investment Corp W/Rts Common Stock 552848103 7533 114440 SH SOLE 114440 Microsoft Corp Common Stock 594918104 11084 423830 SH SOLE 423830 Morgan Stanley Common Stock 617446448 1076 18980 SH SOLE 18980 National City Corp Common Stock 635405103 5077 151212 SH SOLE 151212 National Grid PLC Foreign Common B08SNH3 6962 713284 SH SOLE 713284 National Grid PLC Spons ADRs 636274300 9186 188673 SH SOLE 188673 Nisource Inc Common Stock 65473P105 41872 2007280 SH SOLE 2007280 Norfolk Southern Corp Common Stock 655844108 316 7065 SH SOLE 7065 Northeast Utilities Common Stock 664397106 11131 565300 SH SOLE 565300 NStar Common Stock 67019E107 64431 2244980 SH SOLE 2244980 OGE Energy Corp Common Stock 670837103 26991 1007500 SH SOLE 1007500 Omnicom Group Inc Common Stock 681919106 6876 80770 SH SOLE 80770 Oneok Inc Convertible Pfd 682680202 34754 1070000 SH SOLE 1070000 Oracle Corp Common Stock 68389X105 800 65540 SH SOLE 65540 Pan Pacific Retail Property REIT 69806L104 35445 529902 SH SOLE 525054 4848 Pepco Holdings Inc Common Stock 713291102 321 14360 SH SOLE 14360 PepsiCo Inc Common Stock 713448108 7398 125225 SH SOLE 125225 Pfizer Inc Common Stock 717081103 8783 376605 SH SOLE 376605 PG & E Corp Common Stock 69331C108 50642 1364280 SH SOLE 1364280 Pinnacle West Capital Corp Common Stock 723484101 62312 1506950 SH SOLE 1506950 Pitney Bowes Inc Common Stock 724479100 5104 120790 SH SOLE 120790 PPL Corporation Common Stock 69351T106 35722 1215020 SH SOLE 1215020 Procter & Gamble Co Common Stock 742718109 3448 59570 SH SOLE 59570 Progress Energy Inc Common Stock 743263105 60658 1381100 SH SOLE 1381100 Prologis Trust REIT 743410102 84573 1810199 SH SOLE 1792382 17817 Public Serv Enterprises Grp Common Stock 744573106 268 4130 SH SOLE 4130 Public Storage Inc REIT 74460D109 40787 602283 SH SOLE 596436 5847 Puget Energy Inc Common Stock 745310102 20420 1000000 SH SOLE 1000000 Raytheon Co Common Stock 755111507 314 7850 SH SOLE 7850 Reckson Assoc Realty REIT 75621K106 43664 1213563 SH SOLE 1201739 11824 Regency Centers Corp REIT 758849103 28732 487391 SH SOLE 482599 4792 RWE AG Foreign Common 4768962 427 5790 SH SOLE 5790 S L Green Realty Co REIT 78440X101 64909 849703 SH SOLE 841290 8413 Sara Lee Corp Common Stock 803111103 258 13605 SH SOLE 13605 Scana Corp Common Stock 80589M102 23841 605400 SH SOLE 605400 Schlumberger Ltd Common Stock 806857108 1007 10365 SH SOLE 10365 Scottish & Southern Energy ADRs 81012K309 17408 1000000 SH SOLE 1000000 Scottish & Southern Energy Foreign Common 0790873 15139 869620 SH SOLE 869620 Sempra Energy Common Stock 816851109 18362 409500 SH SOLE 409500 Simon Property Group Inc REIT 828806109 107336 1400699 SH SOLE 1387053 13646 Southern California Edison Preferred Stock 842400749 22422 221520 SH SOLE 221520 Southern Co Common Stock 842587107 69957 2026060 SH SOLE 2026060 Southern Union Co Preferred Stock 844030304 12417 172700 SH SOLE 172700 Sprint Nextel Corp Common Stock 852061100 1210 51819 SH SOLE 51819 Starwood Hotels & Resorts REIT 85590A203 22154 346899 SH SOLE 343450 3449 Sunstone Hotel Investors Inc REIT 867892101 37590 1414813 SH SOLE 1401001 13812 Target Corp Common Stock 87612E106 853 15525 SH SOLE 15525 Telecom New Zealand ADRs 879278208 28372 868190 SH SOLE 868190 Teliasonera AB Foreign Common 5978384 223 41500 SH SOLE 41500 Texas Instruments Inc Common Stock 882508104 906 28255 SH SOLE 28255 Time Warner Inc Common Stock 887317105 6859 393365 SH SOLE 393365 TXU Corp Common Stock 873168108 14741 293702 SH SOLE 293702 TXU Corp Convertible Pfd 873168884 40340 500000 SH SOLE 500000 TYCO International Ltd Common Stock 902124106 1021 35345 SH SOLE 35345 U S Bancorp Common Stock 902973304 953 31900 SH SOLE 31900 United Dominion Realty REIT 910197102 30449 1299071 SH SOLE 1286291 12780 United Parcel Service Common Stock 911312106 1458 19390 SH SOLE 19390 United Technologies Corp Common Stock 913017109 1007 17985 SH SOLE 17985 U-Store-It Trust REIT 91274F104 18266 867702 SH SOLE 857165 10537 Valor Communications Group Common Stock 920255106 185 16200 SH SOLE 16200 Vectren Corp Common Stock 92240G101 40740 1500000 SH SOLE 1500000 Ventas Inc REIT 92276F100 28766 898347 SH SOLE 889609 8738 Verizon Communications Inc Common Stock 92343V104 42263 1403057 SH SOLE 1403057 Viacom Inc Class B 925524308 898 27505 SH SOLE 27505 Vodafone Group PLC-SP ADRs 92857W100 428 19940 SH SOLE 19940 Vornado Realty Trust REIT 929042109 68585 821662 SH SOLE 813720 7942 Walgreen Co Common Stock 931422109 5992 135400 SH SOLE 135400 Wal-Mart Stores Inc Common Stock 931142103 6423 137245 SH SOLE 137245 Wellpoint Inc Common Stock 94973V107 7023 88010 SH SOLE 88010 Wells Fargo Co Common Stock 949746101 1856 29520 SH SOLE 29520 Weyerhaeuser Co Common Stock 962166104 286 4300 SH SOLE 4300 WGL Holdings Inc Common Stock 92924F106 30060 1000000 SH SOLE 1000000 Williams Cos Inc Common Stock 969457100 232 10045 SH SOLE 10045 WPS Resources Corp Common Stock 92931B106 32135 581000 SH SOLE 581000 XCEL Energy Inc Common Stock 98389B100 64788 3509664 SH SOLE 3509664 Xerox Corp Common Stock 984121103 245 16775 SH SOLE 16775
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