-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ABci3+6HkctFU6E0sGrp8HbAopwA11BhgQGOhbbS+F4ZcNYOJOmKSTIAaKDbNSlM YzwVvMZFPuvtszDWcKmVBA== 0000765443-06-000002.txt : 20060428 0000765443-06-000002.hdr.sgml : 20060428 20060428154245 ACCESSION NUMBER: 0000765443-06-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060428 DATE AS OF CHANGE: 20060428 EFFECTIVENESS DATE: 20060428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 06789873 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20060331.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: March 31, 2006 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Address: 55 East Monroe St. Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 4/25/2006 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 201 Form 13F Information Table Value Total (x 1000): 3,688,108 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 1029 13590 SH SOLE 13590 Abbott Laboratories Common Stock 002824100 1176 27720 SH SOLE 27720 AES Corp. [The] Common Stock 00130H105 200 11690 SH SOLE 11690 Alcoa Inc Common Stock 013817101 473 15545 SH SOLE 15545 Alexandria R E Equities Inc REIT 015271109 45981 482341 SH SOLE 477610 4731 Allstate Corp Common Stock 020002101 607 11645 SH SOLE 11645 Alltel Corp Common Stock 020039103 11467 177100 SH SOLE 177100 Altria Group Inc Common Stock 02209S103 2629 37100 SH SOLE 37100 AMB Property Corp REIT 00163T109 36631 674971 SH SOLE 668567 6404 Ameren Corp Common Stock 023608102 49397 991510 SH SOLE 991510 American Express Co Common Stock 025816109 9303 177030 SH SOLE 177030 American International Group Common Stock 026874107 9979 150953 SH SOLE 150953 Amgen Inc Common Stock 031162100 1594 21900 SH SOLE 21900 Anheuser-Busch Cos Inc Common Stock 035229103 593 13875 SH SOLE 13875 Apartment Investment & Mgt REIT 03748R101 8446 180081 SH SOLE 178054 2027 Archstone-Smith Trust REIT 039583109 62157 1274473 SH SOLE 1262261 12212 AT & T Inc. Common Stock 00206R102 54777 2025814 SH SOLE 2025814 Atmos Energy Corp Common Stock 049560105 26472 1005400 SH SOLE 1005400 Avalonbay Communities Inc REIT 053484101 47399 434472 SH SOLE 430197 4275 Avon Products Common Stock 054303102 6411 205675 SH SOLE 205675 Baker Hughes Inc Common Stock 057224107 416 6090 SH SOLE 6090 Bank Of America Corp Common Stock 060505104 12748 279950 SH SOLE 279950 Bank of New York Co Common Stock 064057102 6496 180240 SH SOLE 180240 Baxter International Inc Common Stock 071813109 451 11615 SH SOLE 11615 BCE Inc Foreign Common 05534B109 38790 1612210 SH SOLE 1612210 Bellsouth Corp Common Stock 079860102 34875 1006500 SH SOLE 1006500 Best Buy Co Inc Common Stock 086516101 8902 159180 SH SOLE 159180 Boeing Co Common Stock 097023105 1130 14500 SH SOLE 14500 Boston Properties Inc REIT 101121101 75128 805673 SH SOLE 797948 7725 Bristol-Myers Squibb Co Common Stock 110122108 855 34775 SH SOLE 34775 BT Group Plc - ADR ADRs 05577E101 22229 572630 SH SOLE 572630 Burlington Northern Santa Fe Common Stock 12189T104 556 6685 SH SOLE 6685 Camden Property Trust REIT 133131102 35622 494410 SH SOLE 489546 4864 Caterpillar Inc Common Stock 149123101 873 12150 SH SOLE 12150 CBS Corp Common Stock 124857202 331 13852 SH SOLE 13852 ChevronTexaco Corp Common Stock 166764100 2313 39895 SH SOLE 39895 Chunghwa Telecom Co Ltd ADRs 17133Q205 26793 1367690 SH SOLE 1367690 Cigna Corp Common Stock 125509109 299 2290 SH SOLE 2290 Cinergy Corp Common Stock 172474108 351 7740 SH SOLE 7740 Cisco Systems Inc Common Stock 17275R102 9189 424020 SH SOLE 424020 Citigroup Inc Common Stock 172967101 12337 261210 SH SOLE 261210 Citizens Communications Co Common Stock 17453B101 33433 2519470 SH SOLE 2519470 Clear Channel Communications Common Stock 184502102 279 9620 SH SOLE 9620 Coca-Cola Co Common Stock 191216100 1541 36840 SH SOLE 36840 Colgate-Palmolive Co Common Stock 194162103 525 9215 SH SOLE 9215 Comcast Corp Common Stock 20030N101 1013 38755 SH SOLE 38755 Computer Sciences Corp Common Stock 205363104 8779 158025 SH SOLE 158025 Conocophillips Common Stock 20825C104 8704 137822 SH SOLE 137822 Consolidated Comm Hldgs Inc Common Stock 209034107 383 23530 SH SOLE 23530 Consolidated Edison Inc Common Stock 209115104 49248 1132120 SH SOLE 1132120 Corp Office Pptys Tr Inc REIT 22002T108 64491 1409989 SH SOLE 1396826 13163 Dell Inc Common Stock 24702R101 5698 191520 SH SOLE 191520 Developers Diversified Rlty REIT 251591103 69622 1271641 SH SOLE 1259271 12370 Diamondrock Hospitality Co REIT 252784301 10377 751341 SH SOLE 744030 7311 Digital Realty Trust Inc REIT 253868103 21491 762868 SH SOLE 755329 7539 Disney [Walt] Co Common Stock 254687106 954 34225 SH SOLE 34225 Dominion Resources Inc Common Stock 25746U109 62583 906610 SH SOLE 906610 DOW Chemical Common Stock 260543103 696 17135 SH SOLE 17135 DTE Energy Co Common Stock 233331107 39176 977193 SH SOLE 977193 DU Pont [E I] De Nemours Common Stock 263534109 5035 119305 SH SOLE 119305 Duke Energy Corp Common Stock 264399106 39388 1351190 SH SOLE 1351190 EL Paso Corp Common Stock 28336L109 140 11725 SH SOLE 11725 EMC Corp Common Stock 268648102 579 42505 SH SOLE 42505 Emerson Electric Co Common Stock 291011104 8212 98190 SH SOLE 98190 Energy East Corp Common Stock 29266M109 26730 1100000 SH SOLE 1100000 Entergy Corp Common Stock 29364G103 749 10870 SH SOLE 10870 Equity Residential REIT 29476L107 82181 1756383 SH SOLE 1739230 17153 Essex Property Trust REIT 297178105 54772 503734 SH SOLE 498807 4927 Exelon Corp Common Stock 30161N101 78516 1484200 SH SOLE 1484200 Extra Space Storage Inc REIT 30225T102 30339 1764858 SH SOLE 1747293 17565 Exxon Mobil Corp Common Stock 30231G102 15167 249210 SH SOLE 249210 Fannie Mae Common Stock 313586109 4727 91960 SH SOLE 91960 Federal Realty Invs Trust REIT 313747206 706 9390 SH SOLE 9390 Fedex Corp Common Stock 31428X106 606 5360 SH SOLE 5360 First Data Corp Common Stock 319963104 6654 142110 SH SOLE 142110 Firstenergy Corp Common Stock 337932107 75588 1545760 SH SOLE 1545760 Ford Motor Co Common Stock 345370860 3961 497860 SH SOLE 497860 FPL Group Inc Common Stock 302571104 70038 1744840 SH SOLE 1744840 GAP Inc Common Stock 364760108 4563 244330 SH SOLE 244330 General Dynamics Corp Common Stock 369550108 452 7100 SH SOLE 7100 General Electric Co Common Stock 369604103 14713 423045 SH SOLE 423045 General Growth Pptys Inc REIT 370021107 76048 1556145 SH SOLE 1540822 15323 General Motors Corp Common Stock 370442105 212 9975 SH SOLE 9975 Goldman Sachs Group Inc Common Stock 38141G104 1272 8105 SH SOLE 8105 Great Plains Energy Inc Common Stock 391164100 22520 800000 SH SOLE 800000 Halliburton Co Common Stock 406216101 12207 167185 SH SOLE 167185 Harrahs Entertainment Inc Common Stock 413619107 253 3260 SH SOLE 3260 Hartford Financial Services Common Stock 416515104 431 5340 SH SOLE 5340 HCA Inc Common Stock 404119109 347 7565 SH SOLE 7565 Heinz [H J] Co Common Stock 423074103 225 5910 SH SOLE 5910 Hewlett-Packard Co Common Stock 428236103 1676 50920 SH SOLE 50920 Home Depot Inc Common Stock 437076102 1600 37790 SH SOLE 37790 Honeywell International Inc Common Stock 438516106 645 15115 SH SOLE 15115 Hospitality Properties Trust REIT 44106M102 2413 55245 SH SOLE 55245 Host Marriott Corp REIT 44107P104 75256 3516638 SH SOLE 3479877 36761 Illinois Tool Works Common Stock 452308109 6283 65250 SH SOLE 65250 Innkeepers Usa Trust REIT 4576J0104 10353 610794 SH SOLE 604917 5877 Intel Corp Common Stock 458140100 6456 333690 SH SOLE 333690 Intl Business Machines Corp Common Stock 459200101 9007 109230 SH SOLE 109230 Intl Flavors & Fragrances Common Stock 459506101 3439 100200 SH SOLE 100200 Intl Paper Co Common Stock 460146103 302 8688 SH SOLE 8688 J P Morgan Chase & Co Common Stock 46625H100 12569 301845 SH SOLE 301845 Johnson & Johnson Common Stock 478160104 9626 162565 SH SOLE 162565 Kilroy Realty Corp REIT 49427F108 33121 428700 SH SOLE 424455 4245 Kimberly-Clark Corp Common Stock 494368103 5303 91745 SH SOLE 91745 Kimco Realty Corp REIT 49446R109 48732 1199127 SH SOLE 1187565 11562 Koninklijke KPN NV ADRs 780641205 285 25250 SH SOLE 25250 Lasalle Hotel Properties REIT 517942108 27642 674208 SH SOLE 667653 6555 Lehman Brothers Holdings Inc Common Stock 524908100 697 4835 SH SOLE 4835 Lilly [Eli] & Co Common Stock 532457108 6807 123090 SH SOLE 123090 Lucent Technologies Inc Common Stock 549463107 239 78680 SH SOLE 78680 Macerich Co REIT 554382101 70696 956025 SH SOLE 946631 9394 Masco Corp Common Stock 574599106 6766 208220 SH SOLE 208220 McDonald's Corp Common Stock 580135101 7555 219885 SH SOLE 219885 Medtronic Inc Common Stock 585055106 6198 122155 SH SOLE 122155 Merck & Co Common Stock 589331107 8577 243470 SH SOLE 243470 Merrill Lynch & Co Inc Common Stock 590188108 1295 16420 SH SOLE 16420 Microsoft Corp Common Stock 594918104 11626 427210 SH SOLE 427210 Morgan Stanley Common Stock 617446448 1209 19250 SH SOLE 19250 National Grid Plc ADRs 636274300 9364 188673 SH SOLE 188673 Nicor Inc Common Stock 654086107 31648 800000 SH SOLE 800000 Nisource Inc Common Stock 65473P105 40587 2007280 SH SOLE 2007280 Norfolk Southern Corp Common Stock 655844108 389 7195 SH SOLE 7195 Northeast Utilities Common Stock 664397106 19661 1006730 SH SOLE 1006730 NStar Common Stock 67019E107 64229 2244980 SH SOLE 2244980 OGE Energy Corp Common Stock 670837103 29000 1000000 SH SOLE 1000000 Omnicom Group Common Stock 681919106 6757 81170 SH SOLE 81170 Oneok Inc Common Stock 682680103 41820 1296733 SH SOLE 1296733 Oracle Corp Common Stock 68389X105 913 66760 SH SOLE 66760 PAN Pac Retail Pptys Inc REIT 69806L104 37551 529627 SH SOLE 524779 4848 Pepco Holdings Inc Common Stock 713291102 327 14360 SH SOLE 14360 Pepsico Inc Common Stock 713448108 7298 126285 SH SOLE 126285 Pfizer Inc Common Stock 717081103 9474 380155 SH SOLE 380155 PG&E Corp Common Stock 69331C108 53070 1364280 SH SOLE 1364280 Pinnacle West Capital Corp Common Stock 723484101 58650 1500000 SH SOLE 1500000 Pitney Bowes Inc Common Stock 724479100 5213 121470 SH SOLE 121470 PPL Corp Common Stock 69351T106 35722 1215020 SH SOLE 1215020 Procter & Gamble Co Common Stock 742718109 3435 59625 SH SOLE 59625 Progress Energy Inc Common Stock 743263105 60740 1381100 SH SOLE 1381100 Prologis REIT 743410102 96817 1809648 SH SOLE 1791831 17817 PS Business Parks REIT 69360J107 6248 111741 SH SOLE 110481 1260 Public Service Entrp Grp Inc Common Stock 744573106 641 10010 SH SOLE 10010 Public Storage Inc REIT 74460D109 57112 703123 SH SOLE 696226 6897 Puget Energy Inc Common Stock 745310102 21180 1000000 SH SOLE 1000000 Raytheon Co Common Stock 755111507 363 7920 SH SOLE 7920 Reckson Assocs Rlty Corp REIT 75621K106 55608 1213640 SH SOLE 1201816 11824 Regency Centers Corp REIT 758849103 32736 487192 SH SOLE 482400 4792 Rockwell Automation Common Stock 773903109 229 3170 SH SOLE 3170 Sara Lee Corp Common Stock 803111103 244 13605 SH SOLE 13605 Scana Corp Common Stock 80589M102 23756 605400 SH SOLE 605400 Schlumberger Ltd Common Stock 806857108 1334 10540 SH SOLE 10540 Scottish & Southern Enrgy -ADR ADRs 81012K309 19635 1000000 SH SOLE 1000000 Simon Property Group Inc REIT 828806109 117562 1397209 SH SOLE 1383563 13646 SL Green Realty Corp REIT 78440X101 82208 809935 SH SOLE 801932 8003 Southern Co Common Stock 842587107 66396 2026130 SH SOLE 2026130 Sprint Nextel Corp Common Stock 852061100 1360 52574 SH SOLE 52574 Starwood Hotels & Resorts Wrld REIT 85590A203 4485 66236 SH SOLE 65467 769 Strategic Hotels & Resorts Inc REIT 86272T106 23277 999963 SH SOLE 990064 9899 Sunstone Hotel Investors Inc REIT 867892101 41011 1415658 SH SOLE 1401846 13812 Target Corp Common Stock 87612E106 820 15760 SH SOLE 15760 Telecom Cp New Zealand ADRs 879278208 23719 868190 SH SOLE 868190 Telecom Italia Spa ADRs 87927Y102 284 9730 SH SOLE 9730 Texas Instruments Inc Common Stock 882508104 933 28730 SH SOLE 28730 Time Warner Inc Common Stock 887317105 6652 396095 SH SOLE 396095 Tyco International Ltd Common Stock 902124106 963 35795 SH SOLE 35795 U S Bancorp Common Stock 902973304 986 32340 SH SOLE 32340 United Dominion Realty Trust REIT 910197102 37735 1322151 SH SOLE 1309371 12780 United Parcel Service Common Stock 911312106 1562 19670 SH SOLE 19670 United Technologies Corp Common Stock 913017109 1054 18185 SH SOLE 18185 U-Store-It Trust REIT 91274F104 18875 936834 SH SOLE 927145 9689 Valor Communications Group Common Stock 920255106 213 16200 SH SOLE 16200 Vectren Corp Common Stock 92240G101 39570 1500000 SH SOLE 1500000 Ventas Inc REIT 92276F100 29808 898372 SH SOLE 889634 8738 Verizon Communications Inc Common Stock 92343V104 65049 1909757 SH SOLE 1909757 Vodafone Group PLC ADRs 92857W100 300 14340 SH SOLE 14340 Vornado Realty Trust REIT 929042109 78771 820520 SH SOLE 812578 7942 Wachovia Corporation Common Stock 929903102 6512 116170 SH SOLE 116170 Walgreen Co Common Stock 931422109 5861 135900 SH SOLE 135900 Wal-Mart Stores Common Stock 931142103 6540 138440 SH SOLE 138440 Wellpoint Inc Common Stock 94973V107 6816 88010 SH SOLE 88010 Wells Fargo & Co Common Stock 949746101 1898 29740 SH SOLE 29740 Weyerhaeuser Co Common Stock 962166104 311 4300 SH SOLE 4300 WGL Holdings Inc Common Stock 92924F106 30420 1000000 SH SOLE 1000000 Williams Cos Inc Common Stock 969457100 217 10155 SH SOLE 10155 WPS Resources Corp Common Stock 92931B106 28597 581000 SH SOLE 581000 XCEL Energy Inc Common Stock 98389B100 63700 3509664 SH SOLE 3509664 Xerox Corp Common Stock 984121103 257 16965 SH SOLE 16965
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