-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DDOyyPXvkU0JGYzjTKCQwaIJxXvG9ubW/M2F+I6ep7MTIq2V+wyABxQW02GN52bs uFsS3O9AN84vz+rAhJbGNQ== 0000765443-07-000003.txt : 20070801 0000765443-07-000003.hdr.sgml : 20070801 20070801141041 ACCESSION NUMBER: 0000765443-07-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070801 DATE AS OF CHANGE: 20070801 EFFECTIVENESS DATE: 20070801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000765443 IRS NUMBER: 363027981 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01420 FILM NUMBER: 071015566 BUSINESS ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122632610 MAIL ADDRESS: STREET 1: 55 EAST MONROE STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r20070630.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year of Quarter Ended: June 30, 2007 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Duff & Phelps Investment Address: 55 East Monroe St. Chicago, IL 60603 13F File Number: 28-1420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Joyce Riegel Title Compliance Officer Phone (312) 630-4641 Signature, Place, and Date of Signing: _/s/_Joyce_Riegel_ in Chicago, IL on 2007/08/01 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 194 Form 13F Information Table Value Total (x 1000): 4,533,337 List of Other Included Managers: No. 13F File Number: Name: 01 28-47829 Phoenix Investment Partners Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------- ------- -------- 3M Co Common Stock 88579Y101 1093 12585 SH SOLE 12585 Abbott Laboratories Common Stock 002824100 1397 26055 SH SOLE 26055 AES Corp. Common Stock 00130H105 249 11390 SH SOLE 11390 Alcoa Inc Common Stock 013817101 600 14805 SH SOLE 14805 Alexandria R E Equities Inc REIT 015271109 81767 844510 SH SOLE 839412 5098 Alliant Energy Corp Common Stock 018802108 466 11990 SH SOLE 11990 Allstate Corp Common Stock 020002101 653 10630 SH SOLE 10630 Altria Group Inc Common Stock 02209S103 2495 35575 SH SOLE 35575 AMB Property Corp REIT 00163T109 33927 637524 SH SOLE 633652 3872 American Express Co Common Stock 025816109 10716 175125 SH SOLE 175125 American International Group Common Stock 026874107 10429 148928 SH SOLE 148928 Amgen Inc Common Stock 031162100 1100 19905 SH SOLE 19905 Anheuser-Busch Cos Inc Common Stock 035229103 675 12950 SH SOLE 12950 Apple Computer Inc Common Stock 037833100 1263 10350 SH SOLE 10350 Archstone-Smith Trust REIT 039583109 37363 632099 SH SOLE 628684 3415 AT & T Inc. Common Stock 00206R102 100589 2423843 SH SOLE 2423843 Atmos Energy Corp Common Stock 049560105 30482 1014050 SH SOLE 1014050 Automatic Data Processing Common Stock 053015103 6168 127240 SH SOLE 127240 Avalonbay Communities Inc REIT 053484101 67383 566809 SH SOLE 563326 3483 Avon Products Common Stock 054303102 7529 204840 SH SOLE 204840 Baker Hughes Inc Common Stock 057224107 460 5460 SH SOLE 5460 Bank of America Corp Common Stock 060505104 13357 273200 SH SOLE 273200 Bank of New York Co Common Stock 064057102 7469 180240 SH SOLE 180240 Baxter International Inc Common Stock 071813109 619 10990 SH SOLE 10990 BCE Inc Foreign Common 05534B760 55325 1464000 SH SOLE 1464000 Best Buy Co Inc Common Stock 086516101 7431 159180 SH SOLE 159180 Black & Decker Corp Common Stock 091797100 5879 66590 SH SOLE 66590 Boeing Co Common Stock 097023105 1298 13510 SH SOLE 13510 Boston Properties Inc REIT 101121101 74437 728860 SH SOLE 724422 4438 BRE Properties REIT 05564E106 23593 397933 SH SOLE 395513 2420 Bristol-Myers Squibb Co Common Stock 110122108 1064 33710 SH SOLE 33710 BT Group Plc ADRs 05577E101 38822 583090 SH SOLE 583090 Burlington Northern Santa Fe Common Stock 12189T104 531 6225 SH SOLE 6225 Capital One Financial Common Stock 14040H105 7574 96570 SH SOLE 96570 Caterpillar Inc Common Stock 149123101 851 10875 SH SOLE 10875 CBS Corp Common Stock 124857202 415 12447 SH SOLE 12447 Centerpoint Energy Inc Common Stock 15189T107 53975 3101970 SH SOLE 3101970 ChevronTexaco Corp Common Stock 166764100 3073 36485 SH SOLE 36485 Chunghwa Telecom Co Ltd ADRs 17133Q205 27209 1442680 SH SOLE 1442680 Cigna Corp Common Stock 125509109 272 5205 SH SOLE 5205 Cisco Systems Inc Common Stock 17275R102 11624 417360 SH SOLE 417360 Citigroup Inc Common Stock 172967101 4274 83340 SH SOLE 83340 Citizens Communications Co Common Stock 17453B101 46496 3044900 SH SOLE 3044900 Clear Channel Communications Common Stock 184502102 321 8510 SH SOLE 8510 Coca-Cola Co Common Stock 191216100 1783 34070 SH SOLE 34070 Colgate-Palmolive Co Common Stock 194162103 576 8860 SH SOLE 8860 Comcast Corp Common Stock 20030N101 1488 52925 SH SOLE 52925 Computer Sciences Corp Common Stock 205363104 9152 154730 SH SOLE 154730 Conocophillips Common Stock 20825C104 13005 165672 SH SOLE 165672 Consolidated Comm Hldgs Inc Common Stock 209034107 807 35700 SH SOLE 35700 Consolidated Edison Inc Common Stock 209115104 50760 1125000 SH SOLE 1125000 Corp Office Pptys Tr Inc REIT 22002T108 73062 1781587 SH SOLE 1770733 10854 Countrywide Financial Corp Common Stock 222372104 6241 171710 SH SOLE 171710 CVS Caremark Corp Common Stock 126650100 947 25980 SH SOLE 25980 DCT Industrial REIT 233153105 8454 785739 SH SOLE 780957 4782 Dell Inc Common Stock 24702R101 1101 38540 SH SOLE 38540 Developers Diversified Rlty REIT 251591103 74432 1412113 SH SOLE 1403489 8624 Diamondrock Hospitality Co REIT 252784301 29782 1560823 SH SOLE 1551588 9235 Digital Realty Trust Inc REIT 253868103 70740 1877403 SH SOLE 1866070 11333 Disney [Walt] Co Common Stock 254687106 1183 34650 SH SOLE 34650 Dominion Resources Inc Common Stock 25746U109 63494 735650 SH SOLE 735650 Douglas Emmett Inc REIT 25960P109 5778 233572 SH SOLE 232113 1459 DOW Chemical Common Stock 260543103 723 16340 SH SOLE 16340 DU Pont [E I] De Nemours Common Stock 263534109 6032 118675 SH SOLE 118675 Duke Energy Corp Common Stock 26441C105 67017 3662150 SH SOLE 3662150 Duke Realty Corp REIT 264411505 38971 1092550 SH SOLE 1086020 6530 EL Paso Corp Common Stock 28336L109 206 11920 SH SOLE 11920 EMC Corp Common Stock 268648102 648 35780 SH SOLE 35780 Emerson Electric Co Common Stock 291011104 9189 196380 SH SOLE 196380 Entergy Corp Common Stock 29364G103 2792 26000 SH SOLE 26000 Equity Residential REIT 29476L107 88272 1934487 SH SOLE 1922732 11755 Essex Property Trust REIT 297178105 63140 542912 SH SOLE 539602 3310 Exelon Corp Common Stock 30161N101 109661 1510500 SH SOLE 1510500 Extra Space Storage Inc REIT 30225T102 38276 2319717 SH SOLE 2305609 14108 Exxon Mobil Corp Common Stock 30231G102 20065 239230 SH SOLE 239230 Federal Realty Invs Trust REIT 313747206 32278 417784 SH SOLE 415264 2520 Fedex Corp Common Stock 31428X106 578 5205 SH SOLE 5205 Firstenergy Corp Common Stock 337932107 101689 1570970 SH SOLE 1570970 Ford Motor Co Common Stock 345370860 301 31980 SH SOLE 31980 FPL Group Inc Common Stock 302571104 100725 1775200 SH SOLE 1775200 France Telecom ADRs 35177Q105 1000 36380 SH SOLE 36380 General Dynamics Corp Common Stock 369550108 543 6940 SH SOLE 6940 General Electric Co Common Stock 369604103 16134 421460 SH SOLE 421460 General Growth Pptys Inc REIT 370021107 86687 1637156 SH SOLE 1627347 9809 General Motors Corp Common Stock 370442105 366 9700 SH SOLE 9700 Goldman Sachs Group Inc Common Stock 38141G104 1529 7050 SH SOLE 7050 Google Inc Common Stock 38259P508 1916 3660 SH SOLE 3660 Great Plains Energy Inc Common Stock 391164100 50954 1749800 SH SOLE 1749800 Halliburton Co Common Stock 406216101 11441 331610 SH SOLE 331610 Harrahs Entertainment Inc Common Stock 413619107 276 3225 SH SOLE 3225 Hartford Financial Services Common Stock 416515104 512 5200 SH SOLE 5200 Health Care PPTYS Invest REIT 421915109 43637 1508361 SH SOLE 1499521 8840 Heinz [H J] Co Common Stock 423074103 270 5710 SH SOLE 5710 Hewlett-Packard Co Common Stock 428236103 2030 45490 SH SOLE 45490 Home Depot Inc Common Stock 437076102 1362 34630 SH SOLE 34630 Honeywell International Inc Common Stock 438516106 773 13725 SH SOLE 13725 Hospitality Properties Trust REIT 44106M102 1187 28603 SH SOLE 28603 Host Hotels & Resorts Inc REIT 44107P104 107229 4637896 SH SOLE 4609562 28334 Illinois Tool Works Common Stock 452308109 7071 130500 SH SOLE 130500 Integrys Energy Group Inc Common Stock 45822P105 29474 581000 SH SOLE 581000 Intel Corp Common Stock 458140100 7708 324360 SH SOLE 324360 Intl Business Machines Corp Common Stock 459200101 11229 106675 SH SOLE 106675 Intl Flavors & Fragrances Common Stock 459506101 8614 165200 SH SOLE 165200 Intl Paper Co Common Stock 460146103 302 7770 SH SOLE 7770 Ishares Trust Other Equity 464287465 51112 632800 SH SOLE 632800 Ishares Trust Other Equity 464287234 11609 88180 SH SOLE 88180 J P Morgan Chase & Co Common Stock 46625H100 14458 298430 SH SOLE 298430 Johnson & Johnson Common Stock 478160104 9780 158710 SH SOLE 158710 Kilroy Realty Corp REIT 49427F108 15701 221626 SH SOLE 220289 1337 Kimberly-Clark Corp Common Stock 494368103 6138 91745 SH SOLE 91745 Kimco Realty Corp REIT 49446R109 75541 1984237 SH SOLE 1972195 12042 Kohls Corp Common Stock 500255104 4236 59630 SH SOLE 59630 Koninklijke KPN NV ADRs 780641205 959 57710 SH SOLE 57710 Kraft Foods Inc Common Stock 50075N104 987 27995 SH SOLE 27995 Lasalle Hotel Properties REIT 517942108 32122 739833 SH SOLE 735273 4560 Lehman Brothers Holdings Inc Common Stock 524908100 662 8890 SH SOLE 8890 Lilly [Eli] & Co Common Stock 532457108 6879 123090 SH SOLE 123090 Macerich Co REIT 554382101 72911 884634 SH SOLE 879239 5395 Masco Corp Common Stock 574599106 5927 208220 SH SOLE 208220 McDonald's Corp Common Stock 580135101 11055 217810 SH SOLE 217810 Medtronic Inc Common Stock 585055106 6237 120245 SH SOLE 120245 Merck & Co Common Stock 589331107 12011 241200 SH SOLE 241200 Merrill Lynch & Co Inc Common Stock 590188108 1267 15155 SH SOLE 15155 Microsoft Corp Common Stock 594918104 12102 410600 SH SOLE 410600 Morgan Stanley Common Stock 617446448 1518 18095 SH SOLE 18095 National Grid Plc ADRs 636274300 13920 188673 SH SOLE 188673 Nicor Inc Common Stock 654086107 34336 800000 SH SOLE 800000 Norfolk Southern Corp Common Stock 655844108 356 6770 SH SOLE 6770 Northeast Utilities Common Stock 664397106 29102 1026150 SH SOLE 1026150 NStar Common Stock 67019E107 73187 2255370 SH SOLE 2255370 Omnicom Group Common Stock 681919106 8592 162340 SH SOLE 162340 Oracle Corp Common Stock 68389X105 1335 67735 SH SOLE 67735 Pepco Holdings Inc Common Stock 713291102 57490 2038660 SH SOLE 2038660 Pepsico Inc Common Stock 713448108 8080 124600 SH SOLE 124600 Pfizer Inc Common Stock 717081103 9443 369250 SH SOLE 369250 PG&E Corp Common Stock 69331C108 62780 1385870 SH SOLE 1385870 Pinnacle West Capital Corp Common Stock 723484101 59775 1500000 SH SOLE 1500000 Pitney Bowes Inc Common Stock 724479100 5688 121470 SH SOLE 121470 PPL Corp Common Stock 69351T106 58158 1242950 SH SOLE 1242950 Procter & Gamble Co Common Stock 742718109 3274 53510 SH SOLE 53510 Progress Energy Inc Common Stock 743263105 64092 1405840 SH SOLE 1405840 Prologis REIT 743410102 120651 2120421 SH SOLE 2107504 12917 PS Business Parks REIT 69360J107 7190 113457 SH SOLE 112732 725 Public Service Entrp Grp Inc Common Stock 744573106 81668 930370 SH SOLE 930370 Public Storage REIT 74460D109 65093 847362 SH SOLE 842217 5145 Puget Energy Inc Common Stock 745310102 24180 1000000 SH SOLE 1000000 Raytheon Co Common Stock 755111507 415 7690 SH SOLE 7690 Regency Centers Corp REIT 758849103 60985 865035 SH SOLE 859775 5260 Regions Financial Corp Common Stock 7591EP100 406 12260 SH SOLE 12260 Rockwell Automation Common Stock 773903109 205 2950 SH SOLE 2950 Sara Lee Corp Common Stock 803111103 220 12680 SH SOLE 12680 Schlumberger Ltd Common Stock 806857108 1710 20140 SH SOLE 20140 Scottish & Southern Energy ADRs 81012K309 29072 1000000 SH SOLE 1000000 Sempra Energy Common Stock 816851109 1680 28360 SH SOLE 28360 Simon Property Group Inc REIT 828806109 159816 1717709 SH SOLE 1707326 10383 SL Green Realty Corp REIT 78440X101 85954 693806 SH SOLE 689613 4193 Southern Co Common Stock 842587107 70866 2066660 SH SOLE 2066660 Spectra Energy Corp Common Stock 847560109 27086 1043400 SH SOLE 1043400 Sprint Nextel Corp Common Stock 852061100 1019 49185 SH SOLE 49185 Sunstone Hotel Investors Inc REIT 867892101 28253 995189 SH SOLE 989147 6042 Swisscom AG Spons ADRs 871013108 682 20000 SH SOLE 20000 Tanger Factory Outlet Centers REIT 875465106 28407 758542 SH SOLE 753982 4560 Target Corp Common Stock 87612E106 933 14665 SH SOLE 14665 TECO Energy Inc Common Stock 872375100 38266 2227370 SH SOLE 2227370 Telecom Cp New Zealand ADRs 879278208 776 27780 SH SOLE 27780 Telefonica SA ADRs 879382208 1855 27780 SH SOLE 27780 Texas Instruments Inc Common Stock 882508104 923 24535 SH SOLE 24535 Time Warner Inc Common Stock 887317105 1363 64770 SH SOLE 64770 Tyco International Ltd Common Stock 902124106 1134 33590 SH SOLE 33590 U S Bancorp Common Stock 902973304 990 30050 SH SOLE 30050 UDR Inc REIT 902653104 35725 1358362 SH SOLE 1349782 8580 United Parcel Service Common Stock 911312106 1326 18150 SH SOLE 18150 United Technologies Corp Common Stock 913017109 1192 16810 SH SOLE 16810 Vectren Corp Common Stock 92240G101 40395 1500000 SH SOLE 1500000 Ventas Inc REIT 92276F100 67458 1860953 SH SOLE 1849669 11284 Verizon Communications Inc Common Stock 92343V104 93130 2262087 SH SOLE 2262087 Vodafone Group PLC ADRs 92857W209 39823 1184140 SH SOLE 1184140 Vornado Realty Trust REIT 929042109 94243 857993 SH SOLE 852881 5112 Wachovia Corporation Common Stock 929903102 7611 148500 SH SOLE 148500 Walgreen Co Common Stock 931422109 5919 135900 SH SOLE 135900 Wal-Mart Stores Common Stock 931142103 6532 135750 SH SOLE 135750 Wellpoint Inc Common Stock 94973V107 7024 88010 SH SOLE 88010 Wells Fargo & Co Common Stock 949746101 2011 57200 SH SOLE 57200 Westar Energy Inc Common Stock 95709T100 24280 1000000 SH SOLE 1000000 Weyerhaeuser Co Common Stock 962166104 287 3625 SH SOLE 3625 WGL Holdings Inc Common Stock 92924F106 32640 1000000 SH SOLE 1000000 Williams Cos Inc Common Stock 969457100 324 10240 SH SOLE 10240 Windstream Corp Common Stock 97381W104 46933 3179730 SH SOLE 3179730 XCEL Energy Inc Common Stock 98389B100 72603 3546804 SH SOLE 3546804 Xerox Corp Common Stock 984121103 296 16060 SH SOLE 16060
-----END PRIVACY-ENHANCED MESSAGE-----