-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jz+uDQqJ84AXgooQzqZ7LEECWx1y/wEjU87DoD3L+wlQtgizG9jRdHvNOMFg/i96 jSEzOPtkY3za3QQhB5W/Uw== 0001006364-06-000002.txt : 20060407 0001006364-06-000002.hdr.sgml : 20060407 20060407131107 ACCESSION NUMBER: 0001006364-06-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060407 DATE AS OF CHANGE: 20060407 EFFECTIVENESS DATE: 20060407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 06747208 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f1q06.txt 13F COVER PAGE Report for the quarter ended: March 31, 2006 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 W.H. Fissell 3 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ExSAR Corp ps 420 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 225 150000 SH SOLE 150000 National Australia Bank 7.875 ps 632525309 4065 92280 SH SOLE 90280 2000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Scottish Re. Group 7.25% ps 735374021 620 24400 SH SOLE 24400 Targent, Inc. Series B Pfd. ps 300 120 SH SOLE 120 Targent, Inc. Series C Pfd. ps 522 652366 SH SOLE 652366 UBS Fndg Pfd. 7.25% ps 90347v203 503 20000 SH SOLE 20000 Vela Pharmaceuticals Ser. D Pf ps 316 211000 SH SOLE 211000 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 Wells Fargo 7% Pfd. due 09/01/ ps 94976y207 227 9000 SH SOLE 9000 ASML Holding NV NY Reg ADR cs N07059111 16595 814654 SH SOLE 814654 AT&T Corp New cs 001957505 285 10542 SH SOLE 10542 Abbott Labs cs 002824100 10680 251463 SH SOLE 251463 Amgen Inc cs 031162100 7880 108315 SH SOLE 108315 Applied Biosystems Group cs 038020103 11421 420815 SH SOLE 419315 1700 Automatic Data Proc cs 053015103 11913 260790 SH SOLE 258790 2200 BP Plc-Spons ADR cs 055622104 790 11465 SH SOLE 11465 Banco Bilbao Vizcaya - Sp ADR cs 05946K101 6050 290150 SH SOLE 290150 Bank Of New York cs 064057102 283 7850 SH SOLE 7850 Becton Dickinson cs 075887109 13329 216453 SH SOLE 214870 1583 Bellsouth Corp cs 079860102 6738 194462 SH SOLE 192512 1950 Biosphere Medical Inc cs 09066v103 315 42000 SH SOLE 42000 Boston Scientific cs 101137107 16428 712693 SH SOLE 708097 4796 CBL & Assoc. Prop cs 124830100 552 13000 SH SOLE 13000 Calgon Carbon Corp cs 129603106 3457 562070 SH SOLE 559070 3000 Cemex SA Spons ADR cs 151290889 373 5707 SH SOLE 4572 1135 Cheung Kong Holdings ADR cs 166744201 13501 1273719 SH SOLE 1269719 4000 Cheung Kong Holdings Ordinary cs 6190273 3357 316690 SH SOLE 316690 China Life Insurance Co ADR cs 16939P106 22521 441149 SH SOLE 441149 Cisco Systems Inc cs 17275R102 13993 645750 SH SOLE 642750 3000 Coca Cola Company cs 191216100 268 6400 SH SOLE 6400 Comcast Corp New Cl A cs 20030N101 5687 217398 SH SOLE 217398 Computer Sciences cs 205363104 15035 270658 SH SOLE 269358 1300 Conceptus cs 206016107 561 42800 SH SOLE 42800 Cytogenix Inc cs 232825109 15 10000 SH SOLE 10000 Daiwa Securities Co. Ordinary cs 6251448 2625 196220 SH SOLE 196220 Daiwa Securities Group Inc ADR cs 234064202 6267 46832 SH SOLE 46832 Diageo PLC Spon ADR cs 25243Q205 21485 338716 SH SOLE 338716 Diebold, Inc cs 253651103 16417 399438 SH SOLE 397248 2390 Doral Financial Corp cs 25811p100 9005 779669 SH SOLE 770989 8680 EMC Corp cs 268648102 14023 1028810 SH SOLE 1026310 3000 Edwards Lifesciences Corp. cs 28176E108 9343 214790 SH SOLE 213790 1000 Endesa ADR cs 29258N107 13152 409088 SH SOLE 407588 1500 Engelhard Corp cs 292845104 15618 394305 SH SOLE 391505 2800 Enterprise Prods Partners LP cs 293792107 1405 56917 SH SOLE 53297 3620 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 2550 41894 SH SOLE 41894 Fresenius Medical Care AG Ordi cs 5129074 3366 28210 SH SOLE 28210 Fresenius Medical Care Ag - AD cs 358029106 22384 561706 SH SOLE 559706 2000 General Electric cs 369604103 14105 405547 SH SOLE 402847 2700 HRPT Properties Trust cs 40426w101 5756 490290 SH SOLE 484290 6000 HSBC Holdings PLC ADR cs 404280406 11251 134290 SH SOLE 134290 Hewlett-Packard cs 428236103 204 6200 SH SOLE 6200 Highwood Properties Inc cs 431284108 455 13500 SH SOLE 13500 IMS Health Inc cs 449934108 13821 536335 SH SOLE 533335 3400 Immunicon Corporation (common) cs 45260A107 93 23000 SH SOLE 23000 Invitrogen Corp cs 46185r100 685 9765 SH SOLE 9765 Isis Pharmaceutical cs 464330109 8958 994191 SH SOLE 988191 6600 J.P. Morgan Chase & Co cs 46625h100 389 9350 SH SOLE 9350 Johnson & Johnson cs 478160104 16853 284579 SH SOLE 283379 1400 KLA-Tencor Corp cs 482480100 12249 253290 SH SOLE 250920 2370 Kookmin Bank ADR cs 50049M109 9470 110735 SH SOLE 110735 Labranche & Co Inc cs 505447102 316 20000 SH SOLE 20000 Liberty Property Tr cs 531172104 3548 75225 SH SOLE 73225 2000 Lydall Inc cs 550819106 2279 236190 SH SOLE 233690 2500 M&T Bank cs 55261F104 1125 9854 SH SOLE 9854 MBIA Inc cs 55262c100 9746 162080 SH SOLE 162080 MGIC Investment Corp cs 552848103 2728 40950 SH SOLE 40950 150 Marsh & McLennan cs 571748102 415 14120 SH SOLE 14120 Maxim Integrated Pdts cs 57772k101 12099 325673 SH SOLE 323973 1700 Medtronic Inc cs 585055106 12967 255512 SH SOLE 255512 100 Microsoft Corp cs 594918104 11948 439098 SH SOLE 438098 1000 Millipore Corp cs 601073109 12817 175428 SH SOLE 174928 500 Mitsui & Co ADR cs 606827202 5569 19251 SH SOLE 19251 Mitsui & Co. Ltd. Ordinary Shs cs 6597302 1814 125800 SH SOLE 125800 Nicor Inc cs 654086107 917 23170 SH SOLE 23170 200 Occidental Petroleum Corp cs 674599105 7200 77710 SH SOLE 77710 Orix ADR cs 686330101 11349 73000 SH SOLE 73000 Orix Corp Ordinary Shs cs 6661144 609 1960 SH SOLE 1960 Orthofix Intl ADR cs 6748L1027 16555 415742 SH SOLE 413342 2400 Pall Corporation cs 696429307 11664 373975 SH SOLE 371975 2300 Pfizer Inc cs 717081103 307 12300 SH SOLE 12300 Plantronics Inc. cs 727493108 18068 509955 SH SOLE 507255 2800 Procter & Gamble cs 742718109 1383 24000 SH SOLE 24000 100 Qiagen NV ADR cs N72482107 23481 1574830 SH SOLE 1571830 3000 Roche Hldg ADR cs 771195104 5574 75052 SH SOLE 75052 Roche Holding Ordinary Shares cs 2528 17020 SH SOLE 17020 Royal Dutch Shell PLC Cl A Spo cs 780259206 212 3400 SH SOLE 3400 SABMiller Ord Shs cs 0483548 3770 191385 SH SOLE 191385 SABMiller Sp ADR cs 78572m105 16049 814469 SH SOLE 808090 6379 SK Telecom Co Ltd ADR cs 78440p108 11551 489655 SH SOLE 486655 3000 Schering-Plough cs 806605101 236 12404 SH SOLE 12404 Schlumberger Ltd cs 806857108 11790 93148 SH SOLE 92848 300 Sealed Air Corp cs 81211k100 279 4823 SH SOLE 4823 Sepracor Inc cs 817315104 23112 473500 SH SOLE 473500 Societe Generale ADR cs 83364L109 14649 487720 SH SOLE 487720 Societe Generale Ordinary Shs cs 5966516 3597 23950 SH SOLE 23950 TEPPCO Prt LP Intl cs 872384102 1042 28700 SH SOLE 23700 5000 Targent Inc cs 100 400000 SH SOLE 400000 Telefonica Spon ADR cs 879382208 16135 343509 SH SOLE 343509 Teva Pharmaceutical - ADR cs 881624209 19458 472522 SH SOLE 472522 Transocean Inc. cs G90078109 462 5751 SH SOLE 5751 VNU NV ADR cs 92856p106 10333 318234 SH SOLE 318234 VNU NV Ordinary Shs cs 4970950 4085 125808 SH SOLE 125808 Van Der Moolen Holding ADR cs 921020103 400 44000 SH SOLE 44000 Varian Medical Systems cs 92220p105 20992 373797 SH SOLE 370822 3125 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 Vodafone Group ADR cs 92857W100 18975 907895 SH SOLE 905395 2500 Wachovia Bank cs 929771103 251 4484 SH SOLE 4484 Westpac Banking ADS cs 961214301 563 6620 SH SOLE 6620 deCode Genetics cs 243586104 303 35000 SH SOLE 35000 ASML Holding NV (eur) cs 5949368 942 46189 SH SOLE 46189 Endesa S.A. (eur) cs 5271782 694 21532 SH SOLE 21532 Fresenius Medical Care (eur) cs 5129074 1093 9161 SH SOLE 9161 Qiagen N.V. (eur) cs 5732825 971 65768 SH SOLE 65768 Societe Generale (eur) cs 5966516 330 2200 SH SOLE 2200 VNU NV (eur) cs 4970950 279 8600 SH SOLE 8600 SABMiller PLC (gbp) cs 0483548 1200 60884 SH SOLE 60884 Vodafone Group PLC (gbp) cs 0719210 333 159260 SH SOLE 159260 Cheung Kong (hkd) cs 6190273 1092 103000 SH SOLE 103000 China Life (hkd) cs 6718976 1019 807000 SH SOLE 807000 Daiwa Securities Group Inc (jp cs 6251448 616 46000 SH SOLE 46000 Orix Corp (jpy) cs 6661144 590 1900 SH SOLE 1900 Kookmin Bank (krw) cs 6419365 550 6370 SH SOLE 6370 Johnston Capital Partners Fund jamlp 1923 1922745 SH SOLE 1922745
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