-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFWTM6lZ7v2Ehbr2xdpJBwEjM4rO8cyRLtcvC+k+ZQMH0f9BtH24iw8fWFUvkFkB VQ12Y/N2ZS3dddpg7EwO0Q== 0001006364-06-000003.txt : 20060719 0001006364-06-000003.hdr.sgml : 20060719 20060719090413 ACCESSION NUMBER: 0001006364-06-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060719 DATE AS OF CHANGE: 20060719 EFFECTIVENESS DATE: 20060719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 06968365 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f2q06.txt 13F COVER PAGE Report for the quarter ended: June 30, 2006 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 W.H. Fissell 3 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ExSAR Corp ps 420 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 225 150000 SH SOLE 150000 National Australia Bank 7.875 ps 632525309 3940 92730 SH SOLE 90730 2000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Scottish Re. Group 7.25% ps 735374021 610 24400 SH SOLE 24400 Targent, Inc. Series B Pfd. ps 510 204 SH SOLE 204 Targent, Inc. Series C Pfd. ps 522 652366 SH SOLE 652366 Vela Pharmaceuticals Ser. D Pf ps 316 211000 SH SOLE 211000 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 Wells Fargo 7% Pfd. due 09/01/ ps 94976y207 223 9000 SH SOLE 9000 ASML Holding NV NY Reg ADR cs N07059111 18789 929208.000SH SOLE 929208.000 AT&T Corp New cs 001957505 294 10542.000SH SOLE 10542.000 Abbott Labs cs 002824100 10725 245933.000SH SOLE 245933.000 Amgen Inc cs 031162100 9979 152980.000SH SOLE 152980.000 Applied Biosystems Group cs 038020103 13423 414925.000SH SOLE 413425.000 1700.000 Automatic Data Proc cs 053015103 11453 252540.000SH SOLE 250540.000 2200.000 BP Plc-Spons ADR cs 055622104 713 10248.000SH SOLE 10248.000 Banco Bilbao Vizcaya - Sp ADR cs 05946K101 6367 309070.000SH SOLE 309070.000 Bank Of New York cs 064057102 253 7850.000 SH SOLE 7850.000 Becton Dickinson cs 075887109 12009 196443.000SH SOLE 194860.000 1583.000 Bellsouth Corp cs 079860102 6861 189532.000SH SOLE 187582.000 1950.000 Biosphere Medical Inc cs 09066v103 267 42000.000SH SOLE 42000.000 Boston Scientific cs 101137107 11992 712093.000SH SOLE 707497.000 4796.000 CBL & Assoc. Prop cs 124830100 506 13000.000SH SOLE 13000.000 Calgon Carbon Corp cs 129603106 3280 538600.000SH SOLE 535600.000 3000.000 Cemex SA Spons ADR cs 151290889 325 5707.000 SH SOLE 4572.000 1135.000 Cheung Kong Holdings ADR cs 166744201 15278 1410178.000SH SOLE 1406178.000 4000.000 Cheung Kong Holdings Ordinary cs 6190273 4838 446690.000SH SOLE 446690.000 China Life Insurance Co ADR cs 16939P106 19620 309948.000SH SOLE 309948.000 Cisco Systems Inc cs 17275R102 12869 658960.000SH SOLE 655960.000 3000.000 Coca Cola Company cs 191216100 293 6800.000 SH SOLE 6800.000 Comcast Corp New Cl A cs 20030N101 9192 280768.000SH SOLE 280768.000 Computer Sciences cs 205363104 11000 226533.000SH SOLE 225233.000 1300.000 Conceptus cs 206016107 529 38800.000SH SOLE 38800.000 DOV Pharmaceutical, Inc. cs 259858108 42 20000.000SH SOLE 20000.000 Daiwa Securities Co. Ordinary cs 6251448 3356 281320.000SH SOLE 281320.000 Daiwa Securities Group Inc ADR cs 234064202 6375 53430.000SH SOLE 53430.000 Diageo PLC Spon ADR cs 25243Q205 25376 375663.000SH SOLE 375663.000 Diebold, Inc cs 253651103 15948 392608.000SH SOLE 390418.000 2390.000 Doral Financial Corp cs 25811p100 4844 755662.000SH SOLE 746982.000 8680.000 EMC Corp cs 268648102 11441 1042900.000SH SOLE 1040400.000 3000.000 Edwards Lifesciences Corp. cs 28176E108 9753 214680.000SH SOLE 213680.000 1000.000 Endesa ADR cs 29258N107 13823 430370.000SH SOLE 428870.000 1500.000 Enterprise Prods Partners LP cs 293792107 1738 69807.000SH SOLE 66187.000 3620.000 Exsar Corp cs 80 531000.000SH SOLE 531000.000 Exxon Mobil cs 30231g102 2221 36194.000SH SOLE 36194.000 Fresenius Medical Care AG Ordi cs 5129074 3324 29080.000SH SOLE 29080.000 Fresenius Medical Care Ag - AD cs 358029106 23883 624876.000SH SOLE 622876.000 2000.000 General Electric cs 369604103 13625 413385.000SH SOLE 410685.000 2700.000 HRPT Properties Trust cs 40426w101 6443 557360.000SH SOLE 551360.000 6000.000 HSBC Holdings PLC ADR cs 404280406 14029 158787.000SH SOLE 158787.000 Highwood Properties Inc cs 431284108 344 9500.000 SH SOLE 9500.000 IMS Health Inc cs 449934108 14029 522495.000SH SOLE 519495.000 3400.000 Immunicon Corporation (common) cs 45260A107 120 23000.000SH SOLE 23000.000 Intel Corporation cs 458140100 5699 299940.000SH SOLE 299940.000 Invitrogen Corp cs 46185r100 645 9765.000 SH SOLE 9765.000 Isis Pharmaceutical cs 464330109 5916 977811.000SH SOLE 971811.000 6600.000 Johnson & Johnson cs 478160104 16623 277414.000SH SOLE 276214.000 1400.000 KLA-Tencor Corp cs 482480100 8719 209740.000SH SOLE 207370.000 2370.000 Kookmin Bank ADR cs 50049M109 10476 126122.000SH SOLE 126122.000 Labranche & Co Inc cs 505447102 242 20000.000SH SOLE 20000.000 Liberty Property Tr cs 531172104 3126 70725.000SH SOLE 68725.000 2000.000 Lydall Inc cs 550819106 2036 220850.000SH SOLE 218350.000 2500.000 M&T Bank cs 55261F104 1162 9854.000 SH SOLE 9854.000 MBIA Inc cs 55262c100 9299 158830.000SH SOLE 158830.000 MGIC Investment Corp cs 552848103 2506 38550.000SH SOLE 38550.000 150.000 Marsh & McLennan cs 571748102 379 14086.000SH SOLE 14086.000 Maxim Integrated Pdts cs 57772k101 10666 332163.000SH SOLE 330463.000 1700.000 Medtronic Inc cs 585055106 11742 250262.000SH SOLE 250262.000 100.000 Microsoft Corp cs 594918104 11788 505918.000SH SOLE 504918.000 1000.000 Millipore Corp cs 601073109 10806 171558.000SH SOLE 171058.000 500.000 Mitsui & Co ADR cs 606827202 6501 23038.000SH SOLE 23038.000 Mitsui & Co. Ltd. Ordinary Shs cs 6597302 2647 187200.000SH SOLE 187200.000 Nicor Inc cs 654086107 542 13070.000SH SOLE 13070.000 200.000 Orix ADR cs 686330101 11242 91970.000SH SOLE 91970.000 Orix Corp Ordinary Shs cs 6661144 479 1960.000 SH SOLE 1960.000 Orthofix Intl ADR cs 6748L1027 15910 417477.000SH SOLE 415077.000 2400.000 Pall Corporation cs 696429307 10176 363445.000SH SOLE 361445.000 2300.000 Pfizer Inc cs 717081103 317 13500.000SH SOLE 13500.000 Plantronics Inc. cs 727493108 11042 497185.000SH SOLE 494485.000 2800.000 Procter & Gamble cs 742718109 1240 22300.000SH SOLE 22300.000 100.000 Qiagen NV ADR cs N72482107 24235 1766424.000SH SOLE 1763424.000 3000.000 Roche Hldg ADR cs 771195104 12995 157529.000SH SOLE 157529.000 Roche Holding Ordinary Shares cs 7368 44660.000SH SOLE 44660.000 Royal Dutch Shell PLC Cl A Spo cs 780259206 288 4300.000 SH SOLE 4300.000 SABMiller Ord Shs cs 0483548 4844 268835.000SH SOLE 268835.000 SABMiller Sp ADR cs 78572m105 15832 878404.000SH SOLE 872025.000 6379.000 SK Telecom Co Ltd ADR cs 78440p108 22007 939660.000SH SOLE 936660.000 3000.000 Schering-Plough cs 806605101 236 12404.000SH SOLE 12404.000 Schlumberger Ltd cs 806857108 11787 181036.000SH SOLE 180436.000 600.000 Sealed Air Corp cs 81211k100 251 4823.000 SH SOLE 4823.000 Sepracor Inc cs 817315104 28056 491000.000SH SOLE 491000.000 Societe Generale ADR cs 83364L109 16365 556462.000SH SOLE 556462.000 Societe Generale Ordinary Shs cs 5966516 3982 27080.000SH SOLE 27080.000 TEPPCO Prt LP Intl cs 872384102 1065 30200.000SH SOLE 25200.000 5000.000 Targent Inc cs 100 400000.000SH SOLE 400000.000 Telefonica Spon ADR cs 879382208 19454 391122.200SH SOLE 391122.200 Teva Pharmaceutical - ADR cs 881624209 16002 506545.000SH SOLE 506545.000 Transocean Inc. cs G90078109 462 5751.000 SH SOLE 5751.000 Van Der Moolen Holding ADR cs 921020103 297 41000.000SH SOLE 41000.000 Varian Medical Systems cs 92220p105 14462 305422.000SH SOLE 303262.000 2310.000 Vela Pharmaceuticals Inc cs 20 202500.000SH SOLE 202500.000 Vodafone Group ADR cs 92857W100 21422 1005725.000SH SOLE 1003225.000 2500.000 Wachovia Bank cs 929771103 242 4484.000 SH SOLE 4484.000 Westpac Banking ADS cs 961214301 571 6620.000 SH SOLE 6620.000 deCode Genetics cs 243586104 204 33000.000SH SOLE 33000.000 Roche Holding Ordinary Shares cs 7110388 444 2690 SH SOLE 2690 ASML Holding NV (eur) cs 5949368 936 46189 SH SOLE 46189 Endesa S.A. (eur) cs 5271782 749 21532 SH SOLE 21532 Fresenius Medical Care (eur) cs 5129074 1047 9161 SH SOLE 9161 Qiagen N.V. (eur) cs 5732825 891 65768 SH SOLE 65768 Societe Generale (eur) cs 5966516 324 2200 SH SOLE 2200 SABMiller PLC (gbp) cs 0483548 1097 60884 SH SOLE 60884 Vodafone Group PLC (gbp) cs 0719210 339 159260 SH SOLE 159260 Cheung Kong (hkd) cs 6190273 1116 103000 SH SOLE 103000 China Life (hkd) cs 6718976 1172 743000 SH SOLE 743000 Daiwa Securities Group Inc (jp cs 6251448 774 64900 SH SOLE 64900 Mitsui & Co. Ltd. (jpy) cs 6597302 206 14600 SH SOLE 14600 Orix Corp (jpy) cs 6661144 465 1900 SH SOLE 1900 Kookmin Bank (krw) cs 6419365 524 6370 SH SOLE 6370 Johnston Capital Partners Fund jamlp 1923 1922745 SH SOLE 1922745
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