-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GcZbvq5ekv96vKzfKss8osYUxQJBLpdh5bbPFwZanefUbb0BKblFcpKYTXPDZCJz Udy0cueVkgWXCOWdoLXvEw== 0001006364-07-000005.txt : 20070713 0001006364-07-000005.hdr.sgml : 20070713 20070713082536 ACCESSION NUMBER: 0001006364-07-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070713 DATE AS OF CHANGE: 20070713 EFFECTIVENESS DATE: 20070713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 07977560 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f2q07.txt FORM 13F COVER PAGE Report for the quarter ended: June 30, 2007 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 W.H. Fissell 3 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ExSAR Corp ps 420 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 225 150000 SH SOLE 150000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 Wells Fargo 7% Pfd. due 09/01/ ps 94976y207 226 9000 SH SOLE 9000 ASML Holding NV NY Reg ADR cs N07059111 33862 1233579 SH SOLE 1233579 AT&T Corp New cs 001957505 10706 257964 SH SOLE 255381 2583 Abbott Labs cs 002824100 11347 211888 SH SOLE 211888 Alcon Inc ADR cs H01301102 26112 193552 SH SOLE 193552 Amgen Inc cs 031162100 11050 199850 SH SOLE 199450 400 Applied Biosystems Group cs 038020103 9185 300762 SH SOLE 299262 1700 Automatic Data Proc cs 053015103 12047 248540 SH SOLE 246540 2200 BHP Billiton ADR cs 05545E209 10847 193002 SH SOLE 193002 BHP Billiton PLC Ord Shares cs 0056650 5436 194920 SH SOLE 194920 BP Plc-Spons ADR cs 055622104 739 10248 SH SOLE 10248 Banco Bilbao Vizcaya - Sp ADR cs 05946K101 6346 260290 SH SOLE 260290 Bank Of New York cs 064057102 325 7850 SH SOLE 7850 Becton Dickinson cs 075887109 9663 129698 SH SOLE 128130 1568 Biosphere Medical Inc cs 09066v103 283 40000 SH SOLE 40000 Boston Scientific cs 101137107 13537 882473 SH SOLE 877877 4796 CBL & Assoc. Prop cs 124830100 469 13000 SH SOLE 13000 Cemex SA Spons ADR cs 151290889 399 10811 SH SOLE 8486 2325 Cheung Kong Holdings ADR cs 166744201 26162 1997402 SH SOLE 1991702 5700 Cheung Kong Holdings Ordinary cs 6190273 7300 557280 SH SOLE 557280 Cisco Systems Inc cs 17275R102 19938 715890 SH SOLE 712890 3000 Coca Cola Company cs 191216100 356 6800 SH SOLE 6800 Comcast Corp New Cl A cs 20030N101 15038 534772 SH SOLE 534372 400 Computer Sciences cs 205363104 15033 254148 SH SOLE 252448 1700 Conceptus cs 206016107 751 38754 SH SOLE 38754 DOV Pharmaceutical, Inc. cs 259858108 6 20000 SH SOLE 20000 Daiwa Securities Co. Ordinary cs 6251448 8113 763260 SH SOLE 763260 Daiwa Securities Group Inc ADR cs 234064202 18386 172930 SH SOLE 172930 Diageo PLC Spon ADR cs 25243Q205 40549 486728 SH SOLE 486728 Diebold, Inc cs 253651103 20753 397567 SH SOLE 395377 2390 EMC Corp cs 268648102 19651 1085680 SH SOLE 1080680 5500 Edwards Lifesciences Corp. cs 28176E108 14772 299400 SH SOLE 297540 1860 Enterprise Prods Partners LP cs 293792107 2367 74422 SH SOLE 70802 3620 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 2994 35694 SH SOLE 35694 Fresenius Medical Care AG Ordi cs 5129074 4081 88800 SH SOLE 88800 Fresenius Medical Care Ag ADR cs 358029106 37902 825022 SH SOLE 823022 2000 General Electric cs 369604103 17700 462389 SH SOLE 459689 2700 HRPT Properties Trust cs 40426w101 6100 586500 SH SOLE 580500 6000 HSBC Holdings PLC ADR cs 404280406 20351 221757 SH SOLE 221757 Hewlett-Packard cs 428236103 277 6200 SH SOLE 6200 Highwood Properties Inc cs 431284108 356 9500 SH SOLE 9500 IMS Health Inc cs 449934108 19398 603735 SH SOLE 600735 3400 Immunicon Corporation (common) cs 45260A107 47 23000 SH SOLE 23000 Intel Corporation cs 458140100 18396 774900 SH SOLE 772100 2800 Invitrogen Corp cs 46185r100 720 9765 SH SOLE 9765 Isis Pharmaceutical cs 464330109 8776 906651 SH SOLE 900651 6600 Johnson & Johnson cs 478160104 14622 237294 SH SOLE 236094 1400 KLA-Tencor Corp cs 482480100 13683 249015 SH SOLE 246645 2370 Kurita Water Industries Ordina cs 6497963 5413 172710 SH SOLE 172710 Liberty Property Tr cs 531172104 3062 69693 SH SOLE 67693 2000 M&T Bank cs 55261F104 1053 9854 SH SOLE 9854 MBIA Inc cs 55262c100 10278 165185 SH SOLE 165185 MGIC Investment Corp cs 552848103 2084 36650 SH SOLE 36650 150 Marsh & McLennan cs 571748102 5714 185026 SH SOLE 185026 Maxim Integrated Pdts cs 57772k101 15294 457753 SH SOLE 456053 1700 Medtronic Inc cs 585055106 16302 314352 SH SOLE 314352 100 Microsoft Corp cs 594918104 16269 552060 SH SOLE 550060 2000 Millipore Corp cs 601073109 16235 216213 SH SOLE 215213 1000 Mitsui & Co ADR cs 606827202 26304 65546 SH SOLE 65546 Mitsui & Co. Ltd. Ordinary Shs cs 6597302 9650 485410 SH SOLE 485410 National Australia Bank Spon A cs 632525408 5931 34084 SH SOLE 33430 654 Nicor Inc cs 654086107 497 11575 SH SOLE 11575 200 Nobel Biocare Holding AG Ord cs 7385722 1774 5430 SH SOLE 5430 Oneok Partners LP cs 205 3000 SH SOLE 3000 Orthofix Intl ADR cs N6748L102 5970 132760 SH SOLE 131160 1600 Pall Corporation cs 696429307 15514 337327 SH SOLE 335327 2300 Pharmos Corp cs 717139307 75 52650 SH SOLE 52650 Plantronics Inc. cs 727493108 15113 576375 SH SOLE 573375 3100 Procter & Gamble cs 742718109 1365 22300 SH SOLE 22300 100 Qiagen NV ADR cs N72482107 41520 2333900 SH SOLE 2330900 3000 Quest Diagnostics Inc cs 74834L100 9242 178930 SH SOLE 178930 Roche Hldg ADR cs 771195104 19103 215392 SH SOLE 215392 Roche Holding Ordinary Shares cs 7110388 8745 49300 SH SOLE 49300 Royal Dutch Shell PLC Cl A Spo cs 780259206 349 4300 SH SOLE 4300 SABMiller Ord Shs cs 0483548 8369 329485 SH SOLE 329485 SABMiller Sp ADR cs 78572m105 29737 1170717 SH SOLE 1164338 6379 SGS SA Ordinary Shares cs 4824778 4888 4126 SH SOLE 4126 SGS SocGen Surveillance ADR cs 818800104 9753 823243 SH SOLE 823243 SK Telecom Co Ltd ADR cs 78440p108 32977 1205742 SH SOLE 1202742 3000 Schering-Plough cs 806605101 362 11904 SH SOLE 11904 Schlumberger Ltd cs 806857108 15480 182252 SH SOLE 181652 600 Sealed Air Corp cs 81211k100 282 9094 SH SOLE 9094 Sepracor Inc cs 817315104 20149 491200 SH SOLE 491000 200 Societe Generale ADR cs 83364L109 27192 731990 SH SOLE 731990 Societe Generale Ordinary Shs cs 5966516 6001 32310 SH SOLE 32310 Solon AG Fuer Solartechnik cs 7450738 1931 31050 SH SOLE 31050 Spectrum Pharmaceuticals Inc cs 84763A108 684 95463 SH SOLE 95463 TEPPCO Prt LP Intl cs 872384102 2058 46400 SH SOLE 41400 5000 Targent Inc cs 100 400000 SH SOLE 400000 Telefonica Spon ADR cs 879382208 35731 535222 SH SOLE 535222 Teva Pharmaceutical - ADR cs 881624209 38356 929843 SH SOLE 929843 Transocean Inc. cs G90078109 387 3648 SH SOLE 3648 Varian Medical Systems cs 92220p105 13708 322472 SH SOLE 320312 2310 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 Veolia Environnement ADR cs 92334N103 23777 303629 SH SOLE 303629 Veolia Environnement Ordinary cs 4031879 10347 132030 SH SOLE 132030 Vodafone Group ADR cs 92857W209 40946 1217538 SH SOLE 1215351 2187 Wachovia Bank cs 929771103 230 4484 SH SOLE 4484 Westpac Banking ADS cs 961214301 656 6025 SH SOLE 6025 deCode Genetics cs 243586104 86 23000 SH SOLE 23000 Nobel Biocare Holding AG (chf) cs 7385722 853 2610 SH SOLE 2610 Roche Holding Ordinary Shares cs 7110388 1737 9795 SH SOLE 9795 SGS SA Ordinary Shares (chf) cs 4824778 1296 1094 SH SOLE 1094 ASML Holding NV (eur) cs 5949368 1137 41059 SH SOLE 41059 Fresenius Medical Care (eur) cs 5129074 1008 21933 SH SOLE 21933 Qiagen N.V. (eur) cs 5732825 1173 65768 SH SOLE 65768 Societe Generale (eur) cs 5966516 1947 10480 SH SOLE 10480 Solon AG Fuer Solartechnik (eu cs 7450738 613 9850 SH SOLE 9850 Veolia Environnement (eur) cs 4031879 2860 36490 SH SOLE 36490 BHP Billiton PLC Ordinary Shar cs 0056650 921 33010 SH SOLE 33010 Diageo Ordinary Shares (gbp) cs 0237400 551 26500 SH SOLE 26500 SABMiller PLC (gbp) cs 0483548 2858 112514 SH SOLE 112514 Vodafone Group PLC (gbp) cs B16GWD5 655 194672 SH SOLE 194672 Cheung Kong (hkd) cs 6190273 2369 180880 SH SOLE 180880 Daiwa Securities Group Inc (jp cs 6251448 1740 163680 SH SOLE 163680 Kurita Water Industries (jpy) cs 6497963 1626 51890 SH SOLE 51890 Mitsui & Co. Ltd. (jpy) cs 6597302 2234 112390 SH SOLE 112390 Johnston Capital Partners Fund jamlp 3296 3296373 SH SOLE 3296373 Centocor Partners III 0 50000 SH SOLE 50000 Eagle Peak Fund LP 250 250000 SH SOLE 250000 Twin Oaks Partnership 600 500000 SH SOLE 500000 Veolia Environnement Rights (o B1YWKG4 117 103950 SH SOLE 103950 Veolia Environnement Rights (o B1YWKG4 21 18870 SH SOLE 18870
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