-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0t/KbA1DkBKQG6g0+VxzRFy5a+qnm+GWIw/kdAR9lkIdfahaZnWXfTcWJ9KJrFo h83SLSxvKRJb4BvBSMFs0g== 0001006364-08-000001.txt : 20080111 0001006364-08-000001.hdr.sgml : 20080111 20080111104129 ACCESSION NUMBER: 0001006364-08-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080111 DATE AS OF CHANGE: 20080111 EFFECTIVENESS DATE: 20080111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 08525196 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f4q07.txt FORM 13F COVER PAGE Report for the quarter ended: December 31, 2007 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 W.H. Fissell 3 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ExSAR Corp ps 280 280000 SH SOLE 280000 ExSar Corp Ser D Pfd ps 150 100000 SH SOLE 100000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 82 54618 SH SOLE 54618 Vela Pharmaceuticals, Inc.SerA ps 250 500000 SH SOLE 500000 Vela Pharmaceuticals, Inc.SerB ps 40 80000 SH SOLE 80000 AT&T Corp New cs 00206r102 11112 267364 SH SOLE 264781 2583 Abbott Labs cs 002824100 12168 216698 SH SOLE 216698 Amgen Inc cs 031162100 11280 242900 SH SOLE 242100 800 Applied Biosystems Group cs 038020103 10353 305217 SH SOLE 303717 1700 Automatic Data Proc cs 053015103 11545 259265 SH SOLE 257265 2200 BHP Billiton PLC Ord Shares cs 0056650 5036 163670 SH SOLE 163670 Bank Of New York cs 064058100 361 7404 SH SOLE 7404 Becton Dickinson cs 075887109 11091 132698 SH SOLE 131130 1568 Biosphere Medical Inc cs 09066v103 205 40000 SH SOLE 40000 Boston Scientific cs 101137107 10857 933523 SH SOLE 927927 5596 CBL & Assoc. Prop cs 124830100 311 13000 SH SOLE 13000 Cisco Systems Inc cs 17275R102 20202 746280 SH SOLE 743280 3110 Coca Cola Company cs 191216100 393 6400 SH SOLE 6400 Comcast Corp New Cl A cs 20030N101 17124 937797 SH SOLE 936297 1610 Computer Sciences cs 205363104 12789 258515 SH SOLE 256815 1700 Conceptus cs 206016107 383 19900 SH SOLE 19900 DOV Pharmaceutical, Inc. cs 259858108 2 20000 SH SOLE 20000 Diebold, Inc cs 253651103 10505 362482 SH SOLE 360292 2390 EMC Corp cs 268648102 20091 1084230 SH SOLE 1079230 5500 Edwards Lifesciences Corp. cs 28176E108 13981 304010 SH SOLE 302150 1920 Enterprise Prods Partners LP cs 293792107 2393 75052 SH SOLE 71432 3620 Exact Sciences Corp cs 30063P105 103 32000 SH SOLE 32000 Exsar Corp cs 68 454000 SH SOLE 454000 Exxon Mobil cs 30231g102 3375 36019 SH SOLE 36019 Fresenius Medical Care AG Ordi cs 5129074 5260 98890 SH SOLE 98890 General Electric cs 369604103 17294 466526 SH SOLE 463826 2700 HRPT Properties Trust cs 40426w101 3910 505790 SH SOLE 505790 Hewlett-Packard cs 428236103 313 6200 SH SOLE 6200 Highwood Properties Inc cs 431284108 279 9500 SH SOLE 9500 Hyflux Ltd. Ordinary Shares cs 6320058 5448 2454156 SH SOLE 2454156 IMS Health Inc cs 449934108 15820 686620 SH SOLE 683620 3400 Immunicon Corporation (common) cs 45260A107 94 113000 SH SOLE 113000 Intel Corporation cs 458140100 22036 826570 SH SOLE 823770 2920 Invitrogen Corp cs 46185r100 912 9765 SH SOLE 9765 Isis Pharmaceutical cs 464330109 12266 778791 SH SOLE 772791 6600 Johnson & Johnson cs 478160104 16129 241815 SH SOLE 240615 1400 KLA-Tencor Corp cs 482480100 11298 234585 SH SOLE 232245 2340 Kurita Water Industries Ordina cs 6497963 5430 178910 SH SOLE 178910 Liberty Property Tr cs 531172104 1808 62753 SH SOLE 60753 2000 M&T Bank cs 55261F104 675 8278 SH SOLE 8278 MGIC Investment Corp cs 552848103 741 33050 SH SOLE 33050 150 Marsh & McLennan cs 571748102 12713 480261 SH SOLE 480261 Maxim Integrated Pdts cs 57772k101 11421 431305 SH SOLE 429525 1880 Medtronic Inc cs 585055106 15859 315472 SH SOLE 315472 100 Microsoft Corp cs 594918104 19861 557890 SH SOLE 555890 2000 Millipore Corp cs 601073109 16652 227543 SH SOLE 226543 1000 Mitsui & Co. Ltd. Ordinary Shs cs 6597302 8644 408300 SH SOLE 408300 Neurobiological Technologies cs 64124w304 102 33000 SH SOLE 33000 Nicor Inc cs 654086107 465 10975 SH SOLE 10975 200 Nobel Biocare Holding AG Ord cs 7385722 5048 18860 SH SOLE 18860 Pall Corporation cs 696429307 13813 342572 SH SOLE 340572 2140 Pharmos Corp cs 717139307 13 39228 SH SOLE 39228 Plantronics Inc. cs 727493108 14149 544180 SH SOLE 541180 3100 Procter & Gamble cs 742718109 1637 22300 SH SOLE 22300 100 Qualcomm Inc cs 747525103 7547 191800 SH SOLE 191800 Quest Diagnostics Inc cs 74834L100 11267 212995 SH SOLE 212995 Renewable Energy Corp. AS Ordi cs B01VHW2 3364 66190 SH SOLE 66190 Roche Holding Ordinary Shares cs 7110388 11237 65040 SH SOLE 65040 SABMiller Ord Shs cs 0483548 10357 367415 SH SOLE 367415 SGS SA Ordinary Shares cs 4824778 4928 4136 SH SOLE 4136 Schering-Plough cs 806605101 317 11904 SH SOLE 11904 Schlumberger Ltd cs 806857108 17913 182102 SH SOLE 181502 600 Sealed Air Corp cs 81211k100 217 9394 SH SOLE 9394 Sepracor Inc cs 817315104 3520 134095 SH SOLE 133895 200 Societe Generale Ordinary Shs cs 5966516 5245 36260 SH SOLE 36260 Solon AG Fuer Solartechnik Ord cs 7450738 2814 26910 SH SOLE 26910 Spectrum Pharmaceuticals Inc cs 84763A108 246 90621 SH SOLE 90621 TEPPCO Prt LP Intl cs 872384102 1803 47040 SH SOLE 42040 5000 Targent Inc cs 100 400000 SH SOLE 400000 Transocean Inc. cs G90073100 365 2551 SH SOLE 2551 Varian Medical Systems cs 92220p105 18995 364170 SH SOLE 362010 2310 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 Veolia Environnement Ordinary cs 4031879 12338 135119 SH SOLE 135119 Vestas Wind Systems A/S Ordina cs 5964651 4102 37900 SH SOLE 37900 Westpac Banking ADS cs 961214301 637 5225 SH SOLE 5225 deCode Genetics cs 243586104 92 25000 SH SOLE 25000 ABB Ltd. Sponsored ADR 000375204 15849 550300 SH SOLE 550300 ASML Holding NV NY Reg ADR N07059186 22750 727078 SH SOLE 727078 Alcon Inc ADR H01301102 40457 282839 SH SOLE 282839 BHP Billiton ADR 05545E209 13195 215251 SH SOLE 215251 BP Plc-Spons ADR 055622104 728 9943 SH SOLE 9943 Cemex SA Spons ADR 151290889 279 10811 SH SOLE 8486 2325 Diageo PLC Spon ADR 25243Q205 50021 582796 SH SOLE 582796 50 Fresenius Medical Care Ag ADR 358029106 52165 988915 SH SOLE 986915 2000 HSBC Holdings PLC ADR 404280406 31800 379888 SH SOLE 379888 ICICI Bank Ltd. ADR 45104G104 43612 709140 SH SOLE 709140 Mitsui & Co ADR 606827202 27070 63115 SH SOLE 63115 National Australia Bank Spon A 632525408 981 5915 SH SOLE 5261 654 Orthofix Intl ADR N6748L102 7465 128780 SH SOLE 127180 1600 Qiagen NV ADR N72482107 58677 2787513 SH SOLE 2784513 3100 Roche Hldg ADR 771195104 30776 356269 SH SOLE 356269 Royal Dutch Shell PLC Cl A Spo 780259206 262 3110 SH SOLE 3110 SABMiller Sp ADR 78572m105 39562 1403567 SH SOLE 1397188 6379 SGS SocGen Surveillance ADR 818800104 13304 1116555 SH SOLE 1116555 SK Telecom Co Ltd ADR 78440p108 43286 1450603 SH SOLE 1447603 3000 Societe Generale ADR 83364L109 33034 1141947 SH SOLE 1141947 Telefonica Spon ADR 879382208 47821 490024 SH SOLE 490024 Teva Pharmaceutical - ADR 881624209 53167 1143858 SH SOLE 1143858 Veolia Environnement ADR 92334N103 36009 395790 SH SOLE 395790 Vodafone Group ADR 92857W209 54092 1449407 SH SOLE 1447220 2187 Nobel Biocare Holding AG (chf) cs 7385722 1675 6260 SH SOLE 6260 Roche Holding Ordinary Shares cs 7110388 2504 14495 SH SOLE 14495 SGS SA Ordinary Shares (chf) cs 4824778 1327 1114 SH SOLE 1114 ASML Holding NV (eur) cs 5949368 790 24946 SH SOLE 24946 Fresenius Medical Care (eur) cs 5129074 1644 30913 SH SOLE 30913 Qiagen N.V. (eur) cs 5732825 1676 77288 SH SOLE 77288 Societe Generale (eur) cs 5966516 3225 22300 SH SOLE 22300 Solon AG Fuer Solartechnik Ord cs 7450738 1170 11190 SH SOLE 11190 Veolia Environnement (eur) cs 4031879 3982 43610 SH SOLE 43610 Vestas Wind Systems A/S (dkk) cs 5964651 1326 12250 SH SOLE 12250 BHP Billiton PLC Ordinary Shar cs 0056650 1036 33660 SH SOLE 33660 Diageo Ordinary Shares (gbp) cs 0237400 1567 72890 SH SOLE 72890 SABMiller PLC (gbp) cs 0483548 3473 123204 SH SOLE 123204 Vodafone Group PLC (gbp) cs B16GWD5 1589 425102 SH SOLE 425102 Kurita Water Industries (jpy) cs 6497963 3019 99490 SH SOLE 99490 Mitsui & Co. Ltd. (jpy) cs 6597302 2869 135500 SH SOLE 135500 Renewable Energy Corp. AS (nok cs B01VHW2 1151 22650 SH SOLE 22650 Hyflux Ltd. Ordinary Shares (s cs 6320058 837 377844 SH SOLE 377844 Centocor Partners III 0 50000 SH SOLE 50000 Eagle Peak Fund LP 250 250000 SH SOLE 250000 Twin Oaks Partnership 600 500000 SH SOLE 500000
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