-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QWPFVzUh5JAV3/+UPN2MqoyatgZi2MAGmxrIhpU+HLmePXprK33BTeewb7Xtcjxq fEOVqyQq9X7qUTTViN1/4w== 0001006364-08-000006.txt : 20081113 0001006364-08-000006.hdr.sgml : 20081113 20081113144039 ACCESSION NUMBER: 0001006364-08-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 081184526 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f3q08.txt FORM 13F COVER PAGE Report for the quarter ended: September 30, 2008 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Citigroup Inc 8.125% Ser. AA ps 172967572 450 27300 SH SOLE 27300 ExSAR Corp ps 210 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 75 150000 SH SOLE 150000 PharmaStem Therapeutics, Inc P ps 50 50000 SH SOLE 50000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 ARM Holdings Ordinary Shares cs 0059585 4351 2574506 SH SOLE 2574506 AT&T Corp New cs 00206r102 6994 250486 SH SOLE 247903 2583 Abbott Labs cs 002824100 11734 203794 SH SOLE 203794 Amgen Inc cs 031162100 14905 251475 SH SOLE 250675 880 Applied Biosystems Inc.-submit cs 038149100 9857 287787 SH SOLE 286287 1700 Automatic Data Proc cs 053015103 10258 239955 SH SOLE 237955 2200 BHP Billiton PLC Ord Shares cs 0056650 3682 164060 SH SOLE 164060 Bank Of New York cs 064058100 241 7404 SH SOLE 7404 Becton Dickinson cs 075887109 9708 120961 SH SOLE 119420 1541 Biosphere Medical Inc cs 09066v103 141 40000 SH SOLE 40000 Boston Scientific cs 101137107 10762 877088 SH SOLE 871492 5596 CBL & Assoc. Prop cs 124830100 261 13000 SH SOLE 13000 Chevron Texaco cs 166764100 293 3556 SH SOLE 3556 China Life Ordinary Shares cs 6718976 4284 1164000 SH SOLE 1164000 Cisco Systems Inc cs 17275R102 16151 715910 SH SOLE 712910 3160 Coca Cola Company cs 191216100 338 6400 SH SOLE 6400 Comcast Corp New Cl A cs 20030N101 14900 759017 SH SOLE 757517 1740 Computer Sciences cs 205363104 9832 244630 SH SOLE 242930 1770 DOV Pharmaceutical, Inc. cs 259858108 1 20000 SH SOLE 20000 EMC Corp cs 268648102 11696 977915 SH SOLE 972915 5500 Edwards Lifesciences Corp. cs 28176E108 17538 303640 SH SOLE 301780 1970 Enterprise Prods Partners LP cs 293792107 2258 87602 SH SOLE 83982 3620 Exact Sciences Corp cs 30063P105 28 32000 SH SOLE 32000 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 2666 34335 SH SOLE 34335 Fresenius Medical Care AG Ordi cs 5129074 3904 75940 SH SOLE 75940 Fulton Financial Comp cs 360271100 318 29154 SH SOLE 29154 General Electric cs 369604103 13551 531416 SH SOLE 528716 2700 HRPT Properties Trust cs 40426w101 4337 629510 SH SOLE 623510 6000 Highwood Properties Inc cs 431284108 338 9500 SH SOLE 9500 Hyflux Ltd. Ordinary Shares cs 6320058 4055 2399241 SH SOLE 2399241 IMS Health Inc cs 449934108 12462 659010 SH SOLE 656010 3400 Intel Corporation cs 458140100 14401 768870 SH SOLE 766070 2920 Invitrogen Corp cs 46185r100 738 19530 SH SOLE 19530 Isis Pharmaceutical cs 464330109 12634 748026 SH SOLE 742026 6280 Johnson & Johnson cs 478160104 15793 227955 SH SOLE 226755 1400 KLA-Tencor Corp cs 482480100 7065 223235 SH SOLE 220880 2355 Kurita Water Industries Ordina cs 6497963 4005 176810 SH SOLE 176810 Liberty Property Tr cs 531172104 2544 67563 SH SOLE 65563 2000 M&T Bank cs 55261F104 795 8905 SH SOLE 8905 Marsh & McLennan cs 571748102 14290 449925 SH SOLE 449925 Maxim Integrated Pdts cs 57772k101 12223 675300 SH SOLE 673520 1930 Medtronic Inc cs 585055106 14717 293752 SH SOLE 293752 100 Microsoft Corp cs 594918104 14177 531190 SH SOLE 529190 2150 Millipore Corp cs 601073109 14986 217823 SH SOLE 216823 1000 Mitsui & Co. Ltd. Ordinary Shs cs 6597302 5975 496290 SH SOLE 496290 NetApp, Inc. cs 64110D104 8378 459560 SH SOLE 457060 2590 Neurobiological Technologies cs 64124w304 20 33000 SH SOLE 33000 Nicor Inc cs 654086107 355 8010 SH SOLE 8010 Nobel Biocare Holding AG Ord cs 7385722 4102 124130 SH SOLE 124130 Pall Corporation cs 696429307 11342 329817 SH SOLE 327817 2140 Pharmos Corp cs 717139307 11 61938 SH SOLE 61938 Plantronics Inc. cs 727493108 11440 508005 SH SOLE 505005 3100 Procter & Gamble cs 742718109 1551 22250 SH SOLE 22250 100 Qualcomm Inc cs 747525103 11385 264950 SH SOLE 264950 50 Quest Diagnostics Inc cs 74834L100 10961 212135 SH SOLE 212135 80 Renewable Energy Corp. AS Ordi cs B01vhw2 1213 67990 SH SOLE 67990 Roche Holding Ordinary Shares cs 7110388 9985 64160 SH SOLE 64160 SABMiller Ord Shs cs 0483548 7814 403591 SH SOLE 403591 SGS SA Ordinary Shares cs 4824778 8816 7557 SH SOLE 7557 Schlumberger Ltd cs 806857108 14333 183541 SH SOLE 182941 630 Sepracor Inc cs 817315104 9003 491700 SH SOLE 491500 200 Societe Generale Ordinary Shs cs 5966516 2692 30909 SH SOLE 30909 Solon AG Fuer Solartechnik Ord cs 7450738 1201 27310 SH SOLE 27310 Spectrum Pharmaceuticals Inc cs 84763A108 220 156340 SH SOLE 156340 Standard Chartered Plc Ordinar cs 0408284 3594 149930 SH SOLE 149930 TEPPCO Prt LP Intl cs 872384102 1226 46910 SH SOLE 41910 5000 Targent Inc cs 100 400000 SH SOLE 400000 Transocean Inc. cs G90073100 280 2551 SH SOLE 2551 Union Pacific Corp cs 907818108 228 3200 SH SOLE 3200 Varian Medical Systems cs 92220p105 19769 346040 SH SOLE 343880 2260 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 Veolia Environnement Ordinary cs 4031879 5896 145407 SH SOLE 145407 Vestas Wind Systems A/S Ordina cs 5964651 3343 39370 SH SOLE 39370 ABB Ltd. Sponsored ADR 000375204 20546 1059087 SH SOLE 1059087 ARM Holdings ADR 042068106 12786 2458771 SH SOLE 2458771 ASML Holding NV NY Reg ADR N07059186 19999 1135674 SH SOLE 1135674 Alcon Inc ADR H01301102 38995 241440 SH SOLE 241440 BHP Billiton ADR 05545E209 12076 263027 SH SOLE 263027 BP Plc-Spons ADR 055622104 506 10076 SH SOLE 10076 Cemex SA Spons ADR 151290889 173 10071 SH SOLE 7746 2325 China Life Insurance Co ADR 16939P106 13162 236637 SH SOLE 236637 Diageo PLC Spon ADR 25243Q205 45120 655237 SH SOLE 655237 50 Fresenius Medical Care Ag ADR 358029106 44258 852096 SH SOLE 850096 2050 HSBC Holdings PLC ADR 404280406 34524 427119 SH SOLE 427119 ICICI Bank Ltd. ADR 45104G104 16230 690040 SH SOLE 690040 Mitsui & Co ADR 606827202 18818 76731 SH SOLE 76731 National Australia Bank Spon A 632525408 219 11450 SH SOLE 8180 3270 Orthofix Intl ADR N6748L102 2433 130580 SH SOLE 128980 1600 Qiagen NV ADR N72482107 51701 2620409 SH SOLE 2617409 3100 Roche Hldg ADR 771195104 31444 404086 SH SOLE 404086 SABMiller Sp ADR 78572m105 33076 1708693 SH SOLE 1702314 6379 SGS SocGen Surveillance ADR 818800104 26670 2286235 SH SOLE 2286235 SK Telecom Co Ltd ADR 78440p108 1464 77770 SH SOLE 74770 3000 Societe Generale ADR 83364L109 18095 1038860 SH SOLE 1038860 Telefonica Spon ADR 879382208 40180 562040 SH SOLE 562040 Teva Pharmaceutical - ADR 881624209 46658 1018953 SH SOLE 1018953 Veolia Environnement ADR 92334N103 20316 492154 SH SOLE 492154 40 Vestas Wind Systems ADR 925458101 937 33140 SH SOLE 33140 Vodafone Group ADR 92857W209 38307 1733346 SH SOLE 1731159 2187 Westpac Banking ADS 961214301 439 4746 SH SOLE 4746 Nobel Biocare Holding AG (chf) cs 7385722 1881 56900 SH SOLE 56900 Roche Holding Ordinary Shares cs 7110388 3459 22225 SH SOLE 22225 SGS SA Ordinary Shares (chf) cs 4824778 4041 3464 SH SOLE 3464 ASML Holding NV (eur) cs 5949368 785 45006 SH SOLE 45006 Fresenius Medical Care (eur) cs 5129074 1947 37863 SH SOLE 37863 Qiagen N.V. (eur) cs 5732825 1286 65998 SH SOLE 65998 Societe Generale (eur) cs 5966516 2208 25350 SH SOLE 25350 Solon AG Fuer Solartechnik Ord cs 7450738 648 14730 SH SOLE 14730 Veolia Environnement (eur) cs 4031879 2740 67590 SH SOLE 67590 Vestas Wind Systems A/S (dkk) cs 5964651 1520 17900 SH SOLE 17900 ARM Holdings Ordinary Shares ( cs 0059585 2270 1340790 SH SOLE 1340790 BHP Billiton PLC Ordinary Shar cs 0056650 1770 78870 SH SOLE 78870 Diageo Ordinary Shares (gbp) cs 0237400 1228 72890 SH SOLE 72890 SABMiller PLC (gbp) cs 0483548 4078 210664 SH SOLE 210664 Standard Chartered Plc Ord Sha cs 0408284 891 37180 SH SOLE 37180 Vodafone Group PLC (gbp) cs B16GWD5 987 451172 SH SOLE 451172 China Life (hkd) cs 6718976 1066 290000 SH SOLE 290000 Kurita Water Industries (jpy) cs 6497963 1678 74090 SH SOLE 74090 Mitsui & Co. Ltd. (jpy) cs 6597302 2304 191390 SH SOLE 191390 Renewable Energy Corp. AS (nok cs B01VHW2 513 28750 SH SOLE 28750 Hyflux Ltd. Ordinary Shares (s cs 6320058 1129 666844 SH SOLE 666844 Johnston Capital Partners Fund jamlp 3397 3396838.140SH SOLE 3396838.140 Marsh & McLennan ua 571748102 381 12000.0000SH SOLE 12000.0000 Centocor Partners III 0 50000 SH SOLE 50000 Dov Pharmaceutical Warrants wt 0 22000 SH SOLE 22000
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