-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JM4EovVlwRR4fU+0F8d9tN5Ye0bDIWkOXSqndN1DIwdnGr1Qbfhu1QmSWRwfHfDJ CSljpU9n155TY4AWq3x91w== 0001082327-99-000014.txt : 19991102 0001082327-99-000014.hdr.sgml : 19991102 ACCESSION NUMBER: 0001082327-99-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER & THALER ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0001082327 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 94317968 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04007 FILM NUMBER: 99738301 BUSINESS ADDRESS: STREET 1: 411 BOREL AVE STREET 2: STE 402 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6505728334 MAIL ADDRESS: STREET 1: 411 BOREL, SUITE 402 CITY: SAN MATEO STATE: CA ZIP: 94402 13F-HR 1 FORM 13 HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 1999 Institutional Investment Manager Filing this Report: Name:Fuller & Thaler Asset Management, Inc. Address:411 Borel Suite 402 San Mateo, CA 94402 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete,and that it is understood that all required items, statements, schedules, lists, and tables, are considerd integral parts of this form. Person Singing this Report on Behalf of Reporting Manager: Name:Qiao Wen Title:Quantitative Analyst Phone:650-572-8334 Signature, Place, and Date of Signing: Qiao Wen San Mateo, California, October 31, 1999 Report Type(Eheck only one.): [x]13F Holdings Report [ ]13F Notice [ ]13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included managers:None Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $870,259,287 NAME OF ISSUER TITTLE CUSIP VALUE SH/PRN SH/PINVSTMT OTHER VOTING AUTHORITY OF CLASS (*$100 AMT DSCRETN MANAGER SOLE SHARE NONE ABAXIS INC COM NPV 002567105 323 71,700 SH SOLE 16,700 55,000 ADVO INC COM USD.01 007585102 5,307 266,200 SH SOLE 128,300 137,900 ALLIED PRODUCTS COM USD.01 019411107 284 70,900 SH SOLE 16,500 54,400 ADAPTEC INC COM USD.001 00651F10813,879 349,700 SH SOLE 235,000 114,700 ALLERGAN INC COM USD.01 01849010225,927 235,700 SH SOLE 156,700 79,000 ARGOSY GAMING CORP COM USD.01 040228108 379 28,600 SH SOLE 6,600 22,000 ACCLAIM ENMNT INC COM USD.02 004325205 6,174 813,100 SH SOLE 383,900 429,200 ALDILA INC COM USD.01 014384101 2,0531,642,50 SH SOLE 799,300 843,200 ASARCO INC COM NPV 043413103 2,867 106,200 SH SOLE 56,100 50,100 AMERICAN STANDARD COS INC COM USD.01 02971210614,519 375,900 SH SOLE 253,900 122,000 AVADO BRANDS INC COM USD.01 05336P108 4,196 746,000 SH SOLE 355,600 390,400 AVX CORP COM USD1 00244410714,886 423,800 SH SOLE 285,900 137,900 AMERICA WEST HLDG CP -CL BCL B COM USD.5023657208 5,171 298,700 SH SOLE 143,100 155,600 BEST BUY CO INC COM USD.1 08651610122,283 359,400 SH SOLE 243,200 116,200 BE AEROSPACE INC COM USD.01 073302101 3,562 298,400 SH SOLE 140,400 158,000 BELL & HOWELL COMPANY COM USD.01 07785210112,000 327,100 SH SOLE 215,800 111,300 BALL CORP COM NPV 05849810611,271 255,800 SH SOLE 168,500 87,300 BANTA CORP COM USD.1 066821109 5,491 246,100 SH SOLE 118,300 127,800 BELCO OIL & GAS CORP COM USD.01 077410108 184 27,300 SH SOLE 6,300 21,000 BURLINGTON INDS INC CL A COM USD.0121693105 2,682 596,100 SH SOLE 296,200 299,900 CAMERON ASHLEY BLDG PROD INCOM NPV 133290106 152 16,900 SH SOLE 3,900 13,000 CARRIER ACCESS CORP COM USD.001 14446010210,282 245,900 SH SOLE 168,900 77,000 CONCURRENT COMPUTER CP COM USD.01 20671020410,8931,598,90 SH SOLE 770,500 828,400 CERNER CORP COM USD.01 156782104 159 10,400 SH SOLE 6,000 4,400 CORPORATE EXPRESS INC COM USD.0002 219888104 3,117 331,400 SH SOLE 144,500 186,900 CHURCH & DWIGHT INC COM NPV 17134010215,895 635,800 SH SOLE 431,700 204,100 COPPER MTN NETWORKS INC COM USD.001 21751010612,154 138,700 SH SOLE 94,500 44,200 CAREMARK RX INC COM USD.001 141705103 4,391 763,600 SH SOLE 367,900 395,700 CONEXANT SYSTEMS INC COM NPV 20714210033,589 462,300 SH SOLE 313,700 148,600 COLUMBIA BKG SYS INC COM NPV 197236102 198 15,100 SH SOLE 3,500 11,600 CIRRUS LOGIC INC COM NPV 172755100 6,443 585,700 SH SOLE 281,800 303,900 1-800 CONTACTS INC COM USD.01 681977104 333 11,700 SH SOLE 2,700 9,000 CUMMINS ENGINE COM USD2.5 231021106 9,848 197,700 SH SOLE 133,500 64,200 DATA BROADCASTING CORP COM NPV 237596101 95 12,600 SH SOLE 7,400 5,200 DEB SHOPS INC COM USD.01 242728103 113 5,800 SH SOLE 3,000 2,800 DIGI INTERNATIONAL INC COM USD.01 253798102 3,250 297,100 SH SOLE 140,400 156,700 DIGITAL LINK CORP COM NPV 253856108 215 21,500 SH SOLE 5,000 16,500 DORAL FINANCIAL CORP COM USD1 25811P100 4,216 315,200 SH SOLE 151,800 163,400 DARDEN RESTAURANTS INC COM NPV 237194105 5,028 257,000 SH SOLE 123,400 133,600 ENGELHARD CORP COM USD1 292845104 4,851 265,800 SH SOLE 127,500 138,300 EEX CORP COM NPV 26842V207 1,344 457,664 SH SOLE 215,432 242,232 CALLAWAY GOLF CO COM USD.01 131193104 5,588 458,500 SH SOLE 220,300 238,200 ENESCO GROUP INC COM USD.25 VTG292973104 4,474 291,000 SH SOLE 141,000 150,000 ENCAD INC COM NPV 292503109 149 25,900 SH SOLE 5,900 20,000 ESS TECHNOLOGY INC COM NPV 26915110613,6281,028,50 SH SOLE 687,700 340,800 FIRST AMER FINL CP CA COM USD1 318522307 5,878 439,500 SH SOLE 211,400 228,100 FOAMEX INTERNATIONAL INC COM USD.01 344123104 4,929 704,200 SH SOLE 335,700 368,500 FOSSIL INC COM USD.01 34988210016,673 616,100 SH SOLE 419,050 197,050 REPUBLIC FIRST BANCORP INC COM NPV 760416107 195 30,000 SH SOLE 7,000 23,000 FOOTSTAR INC COM USD.01 344912100 7,173 203,500 SH SOLE 97,700 105,800 FACTORY 2-U INC COM USD.0001 303072102 272 9,100 SH SOLE 2,100 7,000 GADZOOKS INC COM USD.01 362553109 3,695 557,800 SH SOLE 269,900 287,900 GENERAL INSTRUMENT CORP COM USD1 37012010724,298 506,200 SH SOLE 341,600 164,600 GARDEN RIDGE CORP COM USD.01 36541P104 281 38,700 SH SOLE 9,000 29,700 HCIA INC COM USD.01 403908106 5,704 549,800 SH SOLE 291,000 258,800 HIBERNIA CORP -CL A CL A COM NPV 428656102 5,095 438,300 SH SOLE 212,100 226,200 HI/FN INC COM USD.001 42835810516,460 149,300 SH SOLE 101,400 47,900 IDEC PHARMACEUTICALS CORP COM NPV 44937010519,897 211,600 SH SOLE 143,900 67,700 INTEGRATED DEVICE TECH INC COM NPV 458118106 8,188 442,600 SH SOLE 216,500 226,100 IN FOCUS SYSTEMS INC COM NPV 452919103 218 13,000 SH SOLE 3,000 10,000 INTERVOICE-BRITE INC COM NPV 461142101 7,423 671,000 SH SOLE 317,400 353,600 JAKKS PACIFIC INC COM USD.001 47012E106 308 8,200 SH SOLE 1,900 6,300 BAKER (J) INC COM USD.5 057232100 256 32,500 SH SOLE 7,500 25,000 HARLAND (JOHN H.) CO COM USD1 412693103 5,890 303,000 SH SOLE 146,200 156,800 JUSTIN INDUSTRIES COM USD2.5 482171105 270 19,000 SH SOLE 4,500 14,500 KRONOS INC COM USD.01 501052104 220 6,000 SH SOLE 1,400 4,600 LINCOLN ELECTRIC HLDGS INC COM NPV 533900106 5,536 265,200 SH SOLE 127,100 138,100 LIGHTBRIDGE INC COM USD.01 532226107 461 23,400 SH SOLE 5,400 18,000 LIMITED INC COM USD.5 532716107 5,652 147,752 SH SOLE 71,253 76,499 LUMISYS INC COM USD.001 550274104 114 43,300 SH SOLE 11,900 31,400 LEXMARK INTL GRP INC -CL ACL A COM USD.052977110729,004 360,300 SH SOLE 243,400 116,900 MERIX CORP COM NPV 590049102 303 23,300 SH SOLE 5,300 18,000 MESA AIR GROUP INC COM NPV 590479101 4,315 704,500 SH SOLE 337,500 367,000 MGM GRAND INC COM USD1 552953101 7,677 150,166 SH SOLE 101,757 48,409 MILLIPORE CORP COM USD1 60107310912,899 343,400 SH SOLE 233,300 110,100 MATERIAL SCIENCES CORP COM USD.02 576674105 217 16,300 SH SOLE 3,800 12,500 MEASUREMENT SPECIALTIES INCCOM NPV 583421102 74 4,000 SH SOLE 4,000 0 MIDWAY GAMES INC COM USD.01 598148104 5,375 341,300 SH SOLE 169,300 172,000 OPTICAL COATING LAB INC COM USD.01 68382910538,814 421,600 SH SOLE 286,500 135,100 ORTHOLOGIC CORP COM USD.0005 68750J107 137 45,700 SH SOLE 10,700 35,000 OMI CORP COM USD.5 Y6476W104 514 200,500 SH SOLE 144,200 56,300 OFFICEMAX INC COM NPV 67622M108 2,775 477,400 SH SOLE 229,700 247,700 PAUL HARRIS STORES COM NPV 703555201 3,051 774,800 SH SOLE 389,200 385,600 PERIPHONICS CORP COM USD.01 714005105 511 16,300 SH SOLE 3,800 12,500 PIER 1 IMPORTS INC/DE COM USD1 720279108 6,102 929,900 SH SOLE 447,300 482,600 PLAYERS INTERNATIONAL INC COM USD.005 727903106 6,362 859,000 SH SOLE 583,500 275,500 CHILDRENS PLACE RETAIL STRSCOM USD.1 168905107 208 7,800 SH SOLE 1,800 6,000 PMI GROUP INC COM USD.01 69344M101 5,731 140,200 SH SOLE 67,150 73,050 PROGRESS SOFTWARE CORP COM USD.01 74331210014,029 447,150 SH SOLE 302,000 145,150 PRECISION RESPONSE CORP COM USD.01 740314109 5,294 432,200 SH SOLE 205,600 226,600 PROJECT SOFTWARE & DEV INC COM USD.01 74339P10115,012 280,600 SH SOLE 182,200 98,400 PHOENIX INVESTMENT PARTNERSCOM USD.01 719085102 2,662 317,900 SH SOLE 155,200 162,700 QLOGIC CORP COM USD.1 74727710131,206 447,000 SH SOLE 302,500 144,500 RARE HOSPITALITY INTL INC COM NPV 753820109 6,648 307,400 SH SOLE 147,600 159,800 RATIONAL SOFTWARE CORP COM USD.01 75409P202 917 31,300 SH SOLE 14,100 17,200 REPUBLIC BANCORP INC COM NPV 760282103 4,544 393,000 SH SOLE 189,200 203,800 RF MICRO DEVICES INC COM NPV 74994110037,172 812,500 SH SOLE 550,800 261,700 ROSS STORES INC COM USD.01 778296103 5,889 292,600 SH SOLE 141,200 151,400 ROSLYN BANCORP INC COM USD.01 778162107 1,636 91,500 SH SOLE 44,500 47,000 RAYONIER INC COM NPV 754907103 4,893 116,500 SH SOLE 55,900 60,600 SUCCESSORIES INC COM USD.01 864591102 431 202,600 SH SOLE 71,300 131,300 SEAGATE TECHNOLOGY COM NPV 811804103 6,759 220,700 SH SOLE 106,300 114,400 SCIENTIFIC-ATLANTA INC COM USD.5 80865510415,900 320,800 SH SOLE 217,000 103,800 S3 INCORPORATED COM USD.0001 78484910110,5641,012,10 SH SOLE 684,900 327,200 SEMTECH CORP COM USD.01 81685010122,444 612,800 SH SOLE 413,100 199,700 STANDARD PRODUCTS CO COM USD1 853836104 9,635 272,100 SH SOLE 128,900 143,200 SERENA SOFTWARE INC COM USD.0001 817492101 401 23,400 SH SOLE 4,700 18,700 SUPERIOR INDUSTRIES INTL COM USD.5 868168105 5,060 180,700 SH SOLE 85,600 95,100 SYBASE INC COM USD.001 87113010012,8441,087,30 SH SOLE 731,500 355,800 TACO CABANA -CL A CL A COM USD.0873425102 306 31,600 SH SOLE 5,700 25,900 THREE-FIVE SYSTEMS INC COM USD.01 88554L108 6,199 280,200 SH SOLE 136,100 144,100 TJX COMPANIES INC COM USD1 87254010916,882 601,600 SH SOLE 406,100 195,500 TOYS R US INC COM USD.1 892335100 125 8,300 SH SOLE 4,900 3,400 TUPPERWARE CORP COM USD.01 899896104 3,943 194,700 SH SOLE 93,400 101,300 TWEETER HOME ENTMT GROUP INCOM USD.01 901167106 176 4,700 SH SOLE 1,100 3,600 UTAH MEDICAL PRODUCTS INC COM USD.01 917488108 179 26,300 SH SOLE 6,100 20,200 UNOVA INC COM USD.01 91529B106 3,618 270,500 SH SOLE 132,600 137,900 UNIROYAL TECHNOLOGY CORP COM USD.01 909163107 229 23,500 SH SOLE 5,500 18,000 VDI MULTIMEDIA COM NPV 917916108 190 19,600 SH SOLE 6,100 13,500 VIRCO MANUFACTURING COM USD.5 927651109 203 12,770 SH SOLE 2,970 9,800 WHIRLPOOL CORP COM USD1 96332010616,034 245,500 SH SOLE 157,700 87,800 WATKINS-JOHNSON COM NPV 942486101 232 6,900 SH SOLE 1,600 5,300 XIRCOM INC COM USD.001 98392210512,516 293,200 SH SOLE 194,100 99,100 ZALE CORP COM USD.01 98885810614,133 368,900 SH SOLE 245,400 123,500 QUIKSILVER INC COM USD.01 74838C106 8,360 458,100 SH SOLE 304,900 153,200
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