-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRU0H4St5Br4E/Q3Fy1R+L9CEX5t9v6pH3jL/sguFM+jrvEQklp/j3gnCUtjD3W1 kPoq3xojww+Tj63F0ao3Ig== 0001082327-00-000001.txt : 20000211 0001082327-00-000001.hdr.sgml : 20000211 ACCESSION NUMBER: 0001082327-00-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER & THALER ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0001082327 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 94317968 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04007 FILM NUMBER: 531600 BUSINESS ADDRESS: STREET 1: 411 BOREL AVE STREET 2: STE 402 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6505728334 MAIL ADDRESS: STREET 1: 411 BOREL, SUITE 402 CITY: SAN MATEO STATE: CA ZIP: 94402 13F-HR 1 FORM 13 HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 1999 Institutional Investment Manager Filing this Report: Name:Fuller & Thaler Asset Management, Inc. Address:411 Borel Suite 402 San Mateo, CA 94402 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete,and that it is understood that all required items, statements, schedules, lists, and tables, are considerd integral parts of this form. Person Singing this Report on Behalf of Reporting Manager: Name:Qiao Wen Title:Quantitative Analyst Phone:650-572-8334 Signature, Place, and Date of Signing: Qiao Wen San Mateo, California, Feburary 10, 2000 Report Type(Eheck only one.): [x]13F Holdings Report [ ]13F Notice [ ]13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included managers:None Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $1,460,706,450 NAME OF ISSUER TITTLE CUSIP VALUE SH/PRN SH/P INVSTMT OTHER VOTING AUTHORITY OF CLASS (*$1000) AMT DSCRETN MANAGER SOLE SHARE NONE ABAXIS INC COM NPV 002567105 887 114,500 SH SOLE 114,500 0 ADVO INC COM USD.01 007585102 6,289 264,800 SH SOLE 99,000 165,800 ALLIED PRODUCTS COM USD.01 019411107 407 114,300 SH SOLE 114,300 0 ADAPTEC INC COM USD.001 00651F108 24,593 493,100 SH SOLE 370,400 122,700 ALLERGAN INC COM USD.01 018490102 30,313 609,300 SH SOLE 486,400 122,900 ACCLAIM ENMNT INC COM USD.02 004325205 4,292 837,400 SH SOLE 347,900 489,500 ALDILA INC COM USD.01 014384101 2,2481,634,80 SH SOLE 625,000 1,009,80 AIRGAS INC COM USD.01 009363102 7,702 810,700 SH SOLE 203,500 607,200 AMERICAN STANDARD COS INC COM USD.01 029712106 24,493 533,900 SH SOLE 398,800 135,100 CROSS (A.T.) & CO -CL A CL A COM USD1 227478104 455 101,000 SH SOLE 101,000 0 AVADO BRANDS INC COM USD.01 05336P108 3,320 786,900 SH SOLE 332,500 454,400 AVX CORP COM USD1 002444107 29,084 582,400 SH SOLE 446,100 136,300 AMERICA WEST HLDG CP -CL BCL B COM USD.5023657208 8,781 423,200 SH SOLE 112,000 311,200 AUTOZONE INC COM NPV 053332102 61 1,900 SH SOLE 1,900 0 BRUNSWICK CORP COM USD.75 117043109 60 2,700 SH SOLE 2,700 0 BE AEROSPACE INC COM USD.01 073302101 2,560 303,400 SH SOLE 123,900 179,500 BELL & HOWELL COMPANY COM USD.01 077852101 12,884 405,000 SH SOLE 337,200 67,800 BJS WHOLESALE CLUB INC COM USD.01 05548J106 22,079 604,900 SH SOLE 459,600 145,300 BARNES & NOBLE INC COM USD.001 067774109 118 5,700 SH SOLE 5,700 0 BALL CORP COM NPV 058498106 12,376 314,300 SH SOLE 262,800 51,500 BANTA CORP COM USD.1 066821109 5,801 257,100 SH SOLE 93,800 163,300 BELCO OIL & GAS CORP COM USD.01 077410108 238 43,300 SH SOLE 43,300 0 BISYS GROUP INC COM USD.02 055472104 78 1,200 SH SOLE 1,200 0 CAMERON ASHLEY BLDG PROD INCOM NPV 133290106 269 26,900 SH SOLE 26,900 0 CARRIER ACCESS CORP COM USD.001 144460102 20,840 309,600 SH SOLE 265,300 44,300 CONCURRENT COMPUTER CP COM USD.01 206710204 15,716 841,000 SH SOLE 347,000 494,000 CENTRAL GARDEN & PET CO CL B COM USD.0153527106 2,563 247,000 SH SOLE 88,100 158,900 CERNER CORP COM USD.01 156782104 95 4,800 SH SOLE 4,800 0 CENTIGRAM COMMUNICATIONS CPCOM NPV 152317103 514 30,700 SH SOLE 30,700 0 CHURCH & DWIGHT INC COM NPV 171340102 21,217 795,000 SH SOLE 675,700 119,300 CLICKACTION INC COM USD.001 18681E107 450 15,300 SH SOLE 15,300 0 COPPER MTN NETWORKS INC COM USD.001 217510106 19,412 398,200 SH SOLE 291,900 106,300 CAREMARK RX INC COM USD.001 141705103 3,845 759,500 SH SOLE 287,400 472,100 CONEXANT SYSTEMS INC COM NPV 207142100 63,647 958,900 SH SOLE 785,100 173,800 COLUMBIA BKG SYS INC COM NPV 197236102 318 24,200 SH SOLE 24,200 0 COMPAQ COMPUTER CORP COM USD.01 204493100 57 2,100 SH SOLE 2,100 0 CIRRUS LOGIC INC COM NPV 172755100 7,687 577,400 SH SOLE 214,600 362,800 1-800 CONTACTS INC COM USD.01 681977104 506 18,700 SH SOLE 18,700 0 CUMMINS ENGINE COM USD2.5 231021106 14,673 303,700 SH SOLE 209,300 94,400 CVS CORP COM USD1 126650100 64 1,600 SH SOLE 1,600 0 DATA BROADCASTING CORP COM NPV 237596101 78 9,400 SH SOLE 9,400 0 DEB SHOPS INC COM USD.01 242728103 383 20,700 SH SOLE 20,700 0 DIGI INTERNATIONAL INC COM USD.01 253798102 2,867 274,700 SH SOLE 116,200 158,500 DITECH COMMUNICATIONS CORP COM USD.001 25500M103 16,662 178,200 SH SOLE 152,400 25,800 DORAL FINANCIAL CORP COM USD1 25811P100 3,885 315,500 SH SOLE 116,700 198,800 DARDEN RESTAURANTS INC COM NPV 237194105 7,154 394,700 SH SOLE 95,500 299,200 ENGELHARD CORP COM USD1 292845104 7,593 402,300 SH SOLE 97,100 305,200 ELECTRONIC DATA SYSTEMS CORCOM USD.1 285661104 60 900 SH SOLE 900 0 EEX CORP COM NPV 26842V207 1,420 483,264 SH SOLE 188,765 294,499 ELECTROGLAS INC DIVISION EQUIT285324109 15,951 628,600 SH SOLE 531,400 97,200 ELECTRONICS BOUTIQUE HLDG CCOM USD.01 286045109 304 16,900 SH SOLE 16,900 0 CALLAWAY GOLF CO COM USD.01 131193104 11,308 639,300 SH SOLE 176,500 462,800 ENESCO GROUP INC COM USD.25 VTG292973104 3,061 276,700 SH SOLE 109,700 167,000 ENCAD INC COM NPV 292503109 193 40,300 SH SOLE 40,300 0 ESS TECHNOLOGY INC COM NPV 269151106 28,6221,290,00 SH SOLE 1,098,500 191,500 FIRST AMER FINL CP CA COM USD1 318522307 5,176 416,200 SH SOLE 151,700 264,500 F5 NETWORKS INC COM NPV 315616102 14,683 128,800 SH SOLE 109,600 19,200 FOAMEX INTERNATIONAL INC COM USD.01 344123104 5,800 697,800 SH SOLE 282,300 415,500 FOSSIL INC COM USD.01 349882100 15,889 687,100 SH SOLE 582,325 104,775 REPUBLIC FIRST BANCORP INC COM NPV 760416107 250 48,100 SH SOLE 48,100 0 FOOTSTAR INC COM USD.01 344912100 8,229 269,800 SH SOLE 76,600 193,200 FACTORY 2-U INC COM USD.0001 303072102 414 14,600 SH SOLE 14,600 0 GADZOOKS INC COM USD.01 362553109 5,292 539,300 SH SOLE 235,600 303,700 GENERAL INSTRUMENT CORP COM USD1 370120107 56,712 667,200 SH SOLE 535,200 132,000 CORNING INC COM USD5 219350105 77 600 SH SOLE 600 0 GARDEN RIDGE CORP COM USD.01 36541P104 706 61,700 SH SOLE 61,700 0 HIBERNIA CORP -CL A CL A COM NPV 428656102 6,785 638,600 SH SOLE 163,200 475,400 HYPERION SOLUTIONS CORP COM USD.001 44914M104 32,860 755,400 SH SOLE 642,900 112,500 IBP INC COM USD.05 449223106 15,646 869,200 SH SOLE 648,900 220,300 INTEGRATED DEVICE TECH INC COM NPV 458118106 11,330 390,700 SH SOLE 119,900 270,800 IN FOCUS SYSTEMS INC COM NPV 452919103 482 20,800 SH SOLE 20,800 0 INTERVOICE-BRITE INC COM NPV 461142101 15,754 677,600 SH SOLE 269,100 408,500 IVAX CORP COM USD.001 465823102 10,416 404,500 SH SOLE 103,500 301,000 JAKKS PACIFIC INC COM USD.001 47012E106 460 24,600 SH SOLE 24,600 0 BAKER (J) INC COM USD.5 057232100 309 51,500 SH SOLE 51,500 0 HARLAND (JOHN H.) CO COM USD1 412693103 4,943 269,900 SH SOLE 117,700 152,200 JUSTIN INDUSTRIES COM USD2.5 482171105 463 31,100 SH SOLE 31,100 0 KULICKE & SOFFA INDUSTRIES COM NPV 501242101 19,072 448,100 SH SOLE 385,800 62,300 KRONOS INC COM USD.01 501052104 576 9,600 SH SOLE 9,600 0 LINCOLN ELECTRIC HLDGS INC COM NPV 533900106 4,791 232,300 SH SOLE 99,400 132,900 LIGHTBRIDGE INC COM USD.01 532226107 835 30,100 SH SOLE 30,100 0 LIMITED INC COM USD.5 532716107 9,376 216,484 SH SOLE 54,305 162,179 LUMISYS INC COM USD.001 550274104 154 48,800 SH SOLE 48,800 0 LEXMARK INTL GRP INC -CL ACL A COM USD.0529771107 29,114 321,700 SH SOLE 248,800 72,900 MAY DEPARTMENT STORES CO COM USD1 577778103 55 1,700 SH SOLE 1,700 0 MENTOR GRAPHICS CORP COM NPV 587200106 4,616 350,000 SH SOLE 136,000 214,000 MERIX CORP COM NPV 590049102 400 36,400 SH SOLE 36,400 0 MESA AIR GROUP INC COM NPV 590479101 1,381 290,700 SH SOLE 174,000 116,700 MGM GRAND INC COM USD1 552953101 12,548 249,411 SH SOLE 171,428 77,983 MODEM MEDIA POPPE TYSON INCCL A COM USD.0607533106 16,939 240,700 SH SOLE 204,200 36,500 MEASUREMENT SPECIALTIES INCCOM NPV 583421102 486 23,300 SH SOLE 23,300 0 MIDWAY GAMES INC COM USD.01 598148104 7,928 331,200 SH SOLE 135,000 196,200 NBTY INC COM USD.008 628782104 8,776 759,000 SH SOLE 689,600 69,400 NATIONWIDE FINL SVCS -CL ACL A COM USD.0638612101 56 2,000 SH SOLE 2,000 0 NOVA CORP/GA COM USD.01 669784100 60 1,900 SH SOLE 1,900 0 NEWPARK RESOURCES COM USD.01 651718504 5,253 857,600 SH SOLE 324,700 532,900 OPTICAL COATING LAB INC COM USD.01 683829105 69,812 235,850 SH SOLE 193,650 42,200 OFFICE DEPOT INC COM USD.01 676220106 68 6,200 SH SOLE 6,200 0 ORTHOLOGIC CORP COM USD.0005 68750J107 192 74,800 SH SOLE 74,800 0 OWENS & MINOR INC COM USD2 690732102 2,114 236,500 SH SOLE 141,100 95,400 OMI CORP COM USD.5 Y6476W104 1,859 900,900 SH SOLE 468,900 432,000 OFFICEMAX INC COM NPV 67622M108 7,2421,331,90 SH SOLE 343,200 988,700 ONTRACK DATA INTL INC COM USD.01 683372106 659 54,600 SH SOLE 54,600 0 BANK ONE CORP COM NPV 06423A103 58 1,800 SH SOLE 1,800 0 ORTEL CORP COM USD.001 68749W102 1,476 12,300 SH SOLE 12,300 0 PAUL HARRIS STORES COM NPV 703555201 1,797 653,400 SH SOLE 326,200 327,200 PETSMART INC COM USD.0001 716768106 2,092 363,850 SH SOLE 179,450 184,400 PIER 1 IMPORTS INC/DE COM USD1 720279108 6,192 971,300 SH SOLE 344,700 626,600 PLAYERS INTERNATIONAL INC COM USD.005 727903106 7,457 907,300 SH SOLE 821,900 85,400 No company or set was speciNo company or No compan 9,331 191,150 SH SOLE 52,450 138,700 PROGRESS SOFTWARE CORP COM USD.01 743312100 31,715 558,850 SH SOLE 473,900 84,950 PRECISION RESPONSE CORP COM USD.01 740314109 10,098 416,400 SH SOLE 183,400 233,000 PROJECT SOFTWARE & DEV INC COM USD.01 74339P101 31,496 567,500 SH SOLE 484,700 82,800 PHOENIX INVESTMENT PARTNERSCOM USD.01 719085102 2,076 255,500 SH SOLE 96,900 158,600 QLOGIC CORP COM USD.1 747277101 67,403 421,600 SH SOLE 343,400 78,200 RARE HOSPITALITY INTL INC COM NPV 753820109 6,633 306,500 SH SOLE 118,400 188,100 REPUBLIC BANCORP INC COM NPV 760282103 5,192 427,680 SH SOLE 160,270 267,410 RF MICRO DEVICES INC COM NPV 749941100 58,233 850,900 SH SOLE 695,300 155,600 ROSS STORES INC COM USD.01 778296103 7,720 430,400 SH SOLE 112,000 318,400 ROSLYN BANCORP INC COM USD.01 778162107 3,419 184,800 SH SOLE 67,400 117,400 RTI INTL METALS INC COM USD.01 74973W107 1,107 147,600 SH SOLE 87,000 60,600 RAYONIER INC COM NPV 754907103 8,498 175,900 SH SOLE 43,800 132,100 SUCCESSORIES INC COM USD.01 864591102 324 143,900 SH SOLE 143,900 0 SCI SYSTEMS INC COM USD.1 783890106 82 1,000 SH SOLE 1,000 0 STERLING COMMERCE INC COM USD.01 859205106 58 1,700 SH SOLE 1,700 0 SEAGATE TECHNOLOGY COM NPV 811804103 13,345 286,600 SH SOLE 85,100 201,500 SCIENTIFIC-ATLANTA INC COM USD.5 808655104 24,658 441,300 SH SOLE 339,600 101,700 S3 INCORPORATED COM USD.0001 784849101 14,5631,259,50 SH SOLE 1,074,600 184,900 SAKS INC COM USD.1 79377W108 7,316 470,100 SH SOLE 126,400 343,700 SEMTECH CORP COM USD.01 816850101 39,500 757,800 SH SOLE 644,900 112,900 SOLUTIA INC COM USD.01 834376105 56 3,600 SH SOLE 3,600 0 SPECTRIAN CORP COM NPV 847608106 13,636 482,700 SH SOLE 409,900 72,800 SERENA SOFTWARE INC COM USD.0001 817492101 1,002 32,400 SH SOLE 32,400 0 SUPERIOR INDUSTRIES INTL COM USD.5 868168105 5,035 187,800 SH SOLE 74,400 113,400 SAFEWAY INC COM NPV 786514208 57 1,600 SH SOLE 1,600 0 SYBASE INC COM USD.001 871130100 23,0881,358,10 SH SOLE 1,147,400 210,700 TACO CABANA -CL A CL A COM USD.0873425102 320 39,400 SH SOLE 39,400 0 THREE-FIVE SYSTEMS INC COM USD.01 88554L108 15,052 367,130 SH SOLE 152,464 214,666 TMP WORLDWIDE INC COM USD.001 872941109 36,167 254,700 SH SOLE 196,000 58,700 TOPPS CO INC COM USD.01 890786106 7,234 697,300 SH SOLE 263,100 434,200 TOYS R US INC COM USD.1 892335100 99 6,900 SH SOLE 6,900 0 TUPPERWARE CORP COM USD.01 899896104 5,649 333,500 SH SOLE 73,100 260,400 TWEETER HOME ENTMT GROUP INCOM USD.01 901167106 540 15,200 SH SOLE 15,200 0 UTAH MEDICAL PRODUCTS INC COM USD.01 917488108 286 42,300 SH SOLE 42,300 0 UNOVA INC COM USD.01 91529B106 5,192 399,400 SH SOLE 149,000 250,400 UNIROYAL TECHNOLOGY CORP COM USD.01 909163107 969 38,000 SH SOLE 38,000 0 VARIAN INC COM USD.01 922206107 19,022 845,400 SH SOLE 720,100 125,300 VDI MULTIMEDIA COM NPV 917916108 580 42,200 SH SOLE 42,200 0 VIRCO MANUFACTURING COM USD.5 927651109 265 20,370 SH SOLE 20,370 0 WHIRLPOOL CORP COM USD1 963320106 22,850 351,200 SH SOLE 262,000 89,200 WATKINS-JOHNSON COM NPV 942486101 440 11,000 SH SOLE 11,000 0 XIRCOM INC COM USD.001 983922105 27,023 360,300 SH SOLE 303,300 57,000 ZALE CORP COM USD.01 988858106 22,223 459,400 SH SOLE 384,800 74,600 QUIKSILVER INC COM USD.01 74838C106 4,516 291,350 SH SOLE 260,300 31,050
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