-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JExvFnn4Q7KfviC4372uLmYr0UFsIvZZVAmOz+r4+WI88hwaxfDtVxQqpcebL/i3 rJgFRvXUupYBrEKjlpgPqw== 0001082327-06-000042.txt : 20061204 0001082327-06-000042.hdr.sgml : 20061204 20061201181015 ACCESSION NUMBER: 0001082327-06-000042 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061201 EFFECTIVENESS DATE: 20061204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FULLER & THALER ASSET MANAGEMENT, INC. CENTRAL INDEX KEY: 0001082327 IRS NUMBER: 943176968 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04007 FILM NUMBER: 061252286 BUSINESS ADDRESS: STREET 1: 411 BOREL AVENUE, SUITE 402 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6505728334 MAIL ADDRESS: STREET 1: 411 BOREL AVENUE, SUITE 402 CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: FULLER & THALER ASSET MANAGEMENT /CA DATE OF NAME CHANGE: 19990322 13F-HR/A 1 r13f-09302006.txt RESTATEMENT OF PRIOR 9/30/06 FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F/A FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2006 Institutional Investment Manager Filing this Report: Name:Fuller & Thaler Asset Management, Inc. Address:411 Borel Avenue Suite 300 San Mateo, CA 94402 13F File Number: 28-04007 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete,and that it is understood that all required items, statements, schedules, lists, and tables, are considerd integral parts of this form. Person Singing this Report on Behalf of Reporting Manager: Name: Hanna Zanoni Title: Director of Compliance Phone: 650-931-1512 Signature, Place, and Date of Signing: /s/ Hanna Zanoni, San Mateo, California, November 13, 2006 Report Type(Eheck only one.): [ ]13F Holdings Report [ ]13F Notice [xx]13F Combination Report List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01190 Frank Russell Company I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included managers:None Form 13F Information Table Entry Total: 378 Form 13F Information Table Value Total: 2,348,489,611 Voting Authority Voting Authority NAME OF ISSUER Titl CUSIP Value($1k) SH Amount SH/PR Dscre 2nd Mg SOLE SHARE NONE 3Com Corporation Com 885535104 9,160,893 2,077,300.00 SH SOLE 1,440,200.00 637,100.00 AMERIGROUP Corp Com 03073T102 17,366,535 587,700.00 SH SOLE 464,900.00 122,800.00 ARKANSAS BEST CORP Com 040790107 735,813 17,100.00 SH SOLE 0.00 17,100.00 ASML Holdings Com N07059111 2,483,976 106,700.00 SH SOLE 106,700.00 0.00 Abbott Labs Com 002824100 2,034,664 41,900.00 SH SOLE 83,800.00 -41,900.00 Abercrombie & Fitch Com 002896207 2,438,748 35,100.00 SH SOLE 35,100.00 0.00 Active Power Inc Com 00504W100 149,250 59,700.00 SH SOLE 59,700.00 0.00 Actividentity Corp Com 00506P103 175,310 37,300.00 SH SOLE 37,300.00 0.00 Actuate Corp Com 00508B102 1,609,209 364,900.00 SH SOLE 176,900.00 188,000.00 Acuity Brands Inc Com 00508Y102 2,070,240 45,600.00 SH SOLE 45,600.00 0.00 Aeroflex Inc Com 007768104 767,916 74,700.00 SH SOLE 0.00 74,700.00 Agere Systems Inc Com 00845V308 2,164,850 145,000.00 SH SOLE 145,000.00 0.00 Agile Software Com 00846X105 845,635 129,500.00 SH SOLE 0.00 129,500.00 Agilent Technologies Inc Com 00846U101 2,304,645 70,500.00 SH SOLE 70,500.00 0.00 Albany Molecular Research Com 012423109 1,671,696 178,600.00 SH SOLE 86,600.00 92,000.00 Allegheny Energy Inc Com 017361106 15,698,436 390,800.00 SH SOLE 258,100.00 132,700.00 Alliance Data Systems Corp. Com 018581108 2,196,562 39,800.00 SH SOLE 39,800.00 0.00 Alliance Fiber Optic Com 018680108 583,200 388,800.00 SH SOLE 388,800.00 0.00 Alliant Energy Corp Com 018802108 886,104 24,800.00 SH SOLE 49,600.00 -24,800.00 Allos Therapeutics Inc Com 019777101 557,206 147,800.00 SH SOLE 147,800.00 0.00 Alloy Inc Com 019855303 1,225,287 103,750.00 SH SOLE 49,475.00 54,275.00 Alpharma Inc Cl-A Com 020813101 22,297,687 953,300.00 SH SOLE 759,600.00 193,700.00 American Financial Realty TrustCom 02607P305 9,144,504 819,400.00 SH SOLE 636,600.00 182,800.00 American Medical Systems Hldgs Com 02744M108 25,252,786 1,370,200.00 SH SOLE 1,083,700.00 286,500.00 American Physicians Cap Inc Com 028884104 812,784 16,800.00 SH SOLE 0.00 16,800.00 American Standard Co's Com 029712106 2,018,757 48,100.00 SH SOLE 48,100.00 0.00 Amern Eagle Outfitters Inc Com 02553E106 2,213,415 50,500.00 SH SOLE 50,500.00 0.00 Andrew Corp Com 034425108 9,556,175 1,033,100.00 SH SOLE 721,400.00 311,700.00 Ann Taylor Stores Corp Com 036115103 27,815,970 664,500.00 SH SOLE 529,100.00 135,400.00 Applied Micro Circuits Com 03822W109 867,168 301,100.00 SH SOLE 0.00 301,100.00 Arena Pahrmaceuticals Com 040047102 533,110 44,500.00 SH SOLE 44,500.00 0.00 Arris Group Inc Com 04269Q100 19,656,192 1,715,200.00 SH SOLE 1,366,500.00 348,700.00 Art Technology Group Com 04289L107 2,625,024 1,025,400.00 SH SOLE 498,800.00 535,600.00 Ashland Inc Com 044209104 2,021,826 31,700.00 SH SOLE 63,400.00 -31,700.00 Asianinfo Holdings Inc Com 04518A104 1,671,116 371,359.00 SH SOLE 179,459.00 191,900.00 Associated Banc-Corp Com 045487105 182,000 5,600.00 SH SOLE 11,200.00 -5,600.00 Astoria Financial Corp Com 046265104 271,216 8,800.00 SH SOLE 17,600.00 -8,800.00 Atheros Communications Com 04743P108 18,934,972 1,044,400.00 SH SOLE 832,200.00 212,200.00 Authentidate Holding Corp Com 052666104 515,947 314,602.00 SH SOLE 152,902.00 161,700.00 Avici Systems Inc Com 05367L802 522,460 60,400.00 SH SOLE 60,400.00 0.00 Avigen Inc Com 053690103 379,995 73,500.00 SH SOLE 73,500.00 0.00 Avistar Communications Com 05379X208 5,292,423 3,459,100.00 SH SOLE 3,459,100.00 0.00 Axcelis Technologies Com 054540109 10,814,848 1,536,200.00 SH SOLE 1,081,700.00 454,500.00 BANK MUTUAL CORP Com 063750103 748,421 61,700.00 SH SOLE 0.00 61,700.00 BANKUNITED FINANCIAL CORP Com 06652B103 669,999 25,700.00 SH SOLE 0.00 25,700.00 Bally Technologies Inc Com 05874B107 8,312,480 472,300.00 SH SOLE 327,200.00 145,100.00 Banner Corp Com 06652V109 8,083,895 196,976.00 SH SOLE 118,476.00 78,500.00 Bear Stearns Companies Com 073902108 1,751,250 12,500.00 SH SOLE 12,500.00 0.00 Benchmark Electronics Com 08160H101 857,472 31,900.00 SH SOLE 0.00 31,900.00 Bombay Inc Com 097924104 1,138,470 831,000.00 SH SOLE 488,500.00 342,500.00 Boston Beer Co Com 100557107 1,892,160 57,600.00 SH SOLE 27,600.00 30,000.00 Bowne + Company Com 103043105 5,027,988 352,100.00 SH SOLE 205,000.00 147,100.00 Brocade Communications Com 111621108 27,541,060 3,901,000.00 SH SOLE 3,005,500.00 895,500.00 Brooks Automation Inc Com 114340102 19,230,480 1,473,600.00 SH SOLE 1,174,100.00 299,500.00 Bruker Biosciences Corp Com 116794108 3,172,726 452,600.00 SH SOLE 216,400.00 236,200.00 Buca Inc Com 117769109 3,104,030 589,000.00 SH SOLE 357,700.00 231,300.00 CDW Corporation Com 12512N105 2,097,120 34,000.00 SH SOLE 34,000.00 0.00 CEC Entertainment Com 125137109 7,480,474 237,400.00 SH SOLE 171,200.00 66,200.00 CMGI Inc Com 125750109 5,900,914 5,566,900.00 SH SOLE 3,846,700.00 1,720,200.00 CSK Auto Corp Com 125965103 8,278,110 587,100.00 SH SOLE 415,000.00 172,100.00 CalAmp Corp Com 128126109 1,773,408 291,200.00 SH SOLE 139,300.00 151,900.00 Callaway Golf Co Com 131193104 8,554,275 652,500.00 SH SOLE 451,000.00 201,500.00 Capital Lease Funding Com 140288101 4,959,448 447,200.00 SH SOLE 323,000.00 124,200.00 Capstone Turbine Corp Com 14067D102 190,400 136,000.00 SH SOLE 136,000.00 0.00 Captaris Inc Com 14071N104 1,960,170 334,500.00 SH SOLE 159,900.00 174,600.00 Caraustar Industries Inc Com 140909102 2,696,993 340,100.00 SH SOLE 162,700.00 177,400.00 Casual Male Retail Group Inc Com 148711104 4,162,936 303,200.00 SH SOLE 145,000.00 158,200.00 Catalina Marketing Corp Com 148867104 7,513,000 273,200.00 SH SOLE 190,100.00 83,100.00 Catalytica Energy Systems Com 148884109 284,937 256,700.00 SH SOLE 256,700.00 0.00 Cato Corporation Com 149205106 7,057,211 322,100.00 SH SOLE 221,150.00 100,950.00 Centillium Comm Com 152319109 1,406,706 689,562.00 SH SOLE 381,357.00 308,205.00 Ceradyne Inc Com 156710105 21,711,956 528,400.00 SH SOLE 420,900.00 107,500.00 Cerus Corp Com 157085101 169,275 30,500.00 SH SOLE 30,500.00 0.00 Charlotte Russe Holdings Inc Com 161048103 5,351,022 194,300.00 SH SOLE 92,800.00 101,500.00 Chattem Inc Com 162456107 9,693,120 276,000.00 SH SOLE 194,500.00 81,500.00 Chiquita Brands Int'l Com 170032809 9,062,274 677,300.00 SH SOLE 477,900.00 199,400.00 Church + Dwight Inc Com 171340102 27,365,267 699,700.00 SH SOLE 555,900.00 143,800.00 Cisco Systems Inc Com 17275R102 2,107,266 91,700.00 SH SOLE 91,700.00 0.00 Citizens Communications Com 17453B101 495,612 35,300.00 SH SOLE 70,600.00 -35,300.00 City Holding Co Com 177835105 7,610,505 190,883.00 SH SOLE 128,810.00 62,073.00 Clear Channel Outdoor Com 18451C109 375,360 18,400.00 SH SOLE 36,800.00 -18,400.00 Coca-Cola Co Com 191216100 2,068,684 46,300.00 SH SOLE 46,300.00 0.00 Comcast Corp - Cl A Com 20030N101 645,750 17,500.00 SH SOLE 35,000.00 -17,500.00 Commercial Metals Com 201723103 11,189,632 550,400.00 SH SOLE 376,800.00 173,600.00 Compuware Corp Com 205638109 2,259,100 290,000.00 SH SOLE 290,000.00 0.00 ConAgra Foods Inc Com 205887102 2,146,896 87,700.00 SH SOLE 87,700.00 0.00 Convergys Corp Com 212485106 12,060,922 584,064.00 SH SOLE 442,764.00 141,300.00 Credence Systems Cosp Com 225302108 2,079,075 729,500.00 SH SOLE 349,100.00 380,400.00 Crescent Real Estate Equities CCom 225756105 9,042,426 414,600.00 SH SOLE 319,800.00 94,800.00 Crown Media Holdings Com 228411104 1,219,944 271,700.00 SH SOLE 131,400.00 140,300.00 Curagen Corp Com 23126R101 111,800 32,500.00 SH SOLE 32,500.00 0.00 Cybersource Corp Com 23251J106 4,015,102 339,400.00 SH SOLE 162,304.00 177,096.00 DOV Pharmaceutical Inc Com 259858108 811,620 901,800.00 SH SOLE 431,400.00 470,400.00 Dade Behring Hldgs Com 23342J206 30,095,904 749,400.00 SH SOLE 596,000.00 153,400.00 Darden Restaurants Com 237194105 220,844 5,200.00 SH SOLE 10,400.00 -5,200.00 Dean Foods Co Com 242370104 2,294,292 54,600.00 SH SOLE 59,200.00 -4,600.00 Deckers Outdoor Com 243537107 4,452,812 94,100.00 SH SOLE 36,400.00 57,700.00 Del Monte Foods Company Com 24522P103 8,072,625 772,500.00 SH SOLE 643,500.00 129,000.00 Delias Inc Com 246911101 1,730,575 224,750.00 SH SOLE 107,400.00 117,350.00 Dell Inc Com 24702R101 2,178,936 95,400.00 SH SOLE 95,400.00 0.00 Dendreon Corp Com 24823Q107 1,391,064 311,200.00 SH SOLE 172,000.00 139,200.00 Design Within Reach Inc Com 250557105 2,028,658 332,300.00 SH SOLE 158,800.00 173,500.00 Diamond Management & Techn Com 25269L106 2,673,968 240,033.00 SH SOLE 114,500.00 125,533.00 Distributed Energy Sys Com 25475V104 513,247 158,900.00 SH SOLE 158,900.00 0.00 Ditech Comm. Corp Com 25500T108 2,320,710 301,000.00 SH SOLE 145,000.00 156,000.00 Domino's Pizza Inc Com 25754A201 2,180,250 85,000.00 SH SOLE 85,000.00 0.00 Dress Barn Inc Com 261570105 25,675,594 1,176,700.00 SH SOLE 956,900.00 219,800.00 Duke Energy Corp Com 26441C105 909,020 30,100.00 SH SOLE 60,200.00 -30,100.00 Dycom Industries Inc Com 267475101 8,154,950 379,300.00 SH SOLE 260,800.00 118,500.00 Dynegy Inc Class A Com 26816Q101 1,789,420 323,000.00 SH SOLE 370,000.00 -47,000.00 ECC Capital Corp Com 26826M108 714,816 700,800.00 SH SOLE 339,300.00 361,500.00 EGL INC Com 268484102 630,412 17,300.00 SH SOLE 0.00 17,300.00 EZCORP Inc Com 302301106 3,249,120 84,000.00 SH SOLE 40,300.00 43,700.00 Echelon Corp Com 27874N105 258,422 31,400.00 SH SOLE 31,400.00 0.00 Edgewater Tech. Inc Com 280358102 3,155,178 553,540.00 SH SOLE 329,681.00 223,859.00 Edwards (A G) Inc Com 281760108 250,416 4,700.00 SH SOLE 9,400.00 -4,700.00 Emcor Group Inc Com 29084Q100 828,084 15,100.00 SH SOLE 0.00 15,100.00 Entercom Communications Corp Com 293639100 5,861,520 232,600.00 SH SOLE 163,400.00 69,200.00 Ethan Allen Interiors Inc Com 297602104 2,013,746 58,100.00 SH SOLE 58,100.00 0.00 Expeditors Intl Com 302130109 873,768 19,600.00 SH SOLE 39,200.00 -19,600.00 Extreme Networks Inc Com 30226D106 7,153,641 1,970,700.00 SH SOLE 1,356,600.00 614,100.00 FIRST CASH FINANCIAL SVCS Com 31942D107 821,541 39,900.00 SH SOLE 0.00 39,900.00 Fair Issac & Co Com 303250104 4,801,641 131,300.00 SH SOLE 91,100.00 40,200.00 Federal Agric MTG Corp-CL C Com 313148306 767,630 29,000.00 SH SOLE 0.00 29,000.00 Fidelity National Inc Com 31620M106 2,109,000 57,000.00 SH SOLE 57,000.00 0.00 Finish Line Com 317923100 9,571,008 758,400.00 SH SOLE 525,400.00 233,000.00 First Consulting Group Com 31986R103 455,325 46,700.00 SH SOLE 46,700.00 0.00 Flow International Corp Com 343468104 2,427,984 187,200.00 SH SOLE 89,300.00 97,900.00 FormFactor Inc Com 346375108 26,916,857 638,900.00 SH SOLE 517,400.00 121,500.00 Freeport-McMoran Copper Com 35671D857 260,974 4,900.00 SH SOLE 9,800.00 -4,900.00 Freightcar America Inc Com 357023100 2,316,100 43,700.00 SH SOLE 21,200.00 22,500.00 Furniture Brands Int'l Com 360921100 10,249,232 538,300.00 SH SOLE 368,000.00 170,300.00 GATX Corp Com 361448103 34,994,883 845,900.00 SH SOLE 673,800.00 172,100.00 GTX Inc Com 40052B108 1,870,176 202,400.00 SH SOLE 96,500.00 105,900.00 Gen-Probe Inc Com 36866T103 34,768,935 741,500.00 SH SOLE 590,500.00 151,000.00 Gene Logic Inc Com 368689105 125,240 80,800.00 SH SOLE 80,800.00 0.00 General Cable Corp Com 369300108 17,985,447 470,700.00 SH SOLE 294,700.00 162,400.00 General Electric Co. Com 369604103 2,015,630 57,100.00 SH SOLE 111,500.00 -54,400.00 Georgia Gulf Corp Com 373200203 836,310 30,500.00 SH SOLE 0.00 30,500.00 Goldman Sachs Group Com 38141G104 1,099,605 6,500.00 SH SOLE 13,000.00 -6,500.00 Gray Television Inc Com 389375106 1,780,698 277,800.00 SH SOLE 132,700.00 145,100.00 Great American Fin Res Com 389915109 7,649,915 365,500.00 SH SOLE 215,300.00 150,200.00 Great Wolf Resorts Inc Com 391523107 3,211,260 268,500.00 SH SOLE 129,100.00 139,400.00 Greatbatch Inc Com 39153L106 3,049,176 134,800.00 SH SOLE 64,900.00 69,900.00 Greater Bay Bancorp Com 391648102 764,491 27,100.00 SH SOLE 0.00 27,100.00 Griffon Corporation Com 398433102 6,497,175 272,190.00 SH SOLE 188,280.00 83,910.00 HI/FN Inc Com 428358105 98,594 20,933.00 SH SOLE 20,933.00 0.00 Hanover Compressor Co Com 410768105 22,754,958 1,248,900.00 SH SOLE 989,600.00 259,300.00 Hawaiian Communications Com 419870100 324,720 12,000.00 SH SOLE 24,000.00 -12,000.00 Health Net Inc CL A Com 42222G108 13,595,648 312,400.00 SH SOLE 221,400.00 91,000.00 Hercules Inc Com 427056106 9,133,984 579,200.00 SH SOLE 410,900.00 168,300.00 Hot Topic Inc Com 441339108 8,219,092 737,800.00 SH SOLE 506,000.00 231,800.00 HouseValues Inc Com 44183Y102 2,613,984 447,600.00 SH SOLE 214,400.00 233,200.00 Hudson Highland Grp Com 443792106 6,347,460 647,700.00 SH SOLE 437,700.00 210,000.00 Hypercom Corp Com 44913M105 2,515,380 371,000.00 SH SOLE 177,200.00 193,800.00 ICU Medical Inc Com 44930G107 3,474,672 76,400.00 SH SOLE 36,500.00 39,900.00 IMS Health Inc Com 449934108 2,131,200 80,000.00 SH SOLE 80,000.00 0.00 INFINITY PROPERTY & CAS CORP Com 45665Q103 760,905 18,500.00 SH SOLE 0.00 18,500.00 IRIDEX Corp Com 462684101 510,125 58,300.00 SH SOLE 58,300.00 0.00 Illumina Inc Com 452327109 22,272,264 674,100.00 SH SOLE 545,100.00 129,000.00 Immunogen Inc Com 45253H101 152,574 43,100.00 SH SOLE 43,100.00 0.00 Inforte Corp Com 45677R107 185,028 44,801.00 SH SOLE 44,801.00 0.00 Inland Real Estate Corp Com 457461200 7,118,376 406,300.00 SH SOLE 301,100.00 105,200.00 Integrated Device Com 458118106 25,165,620 1,566,000.00 SH SOLE 1,241,300.00 324,700.00 InterActiveCorp Com 44919P300 2,507,872 87,200.00 SH SOLE 94,800.00 -7,600.00 InterMune Inc Com 45884X103 8,388,978 510,900.00 SH SOLE 350,300.00 160,600.00 IntercontnentalExchange Com 45865V100 382,857 5,100.00 SH SOLE 10,200.00 -5,100.00 International Coal Group Com 45928H106 5,675,056 1,344,800.00 SH SOLE 983,700.00 361,100.00 Intevac Inc Com 461148108 2,445,792 155,114.00 SH SOLE 74,664.00 80,450.00 Intl Game Technology Com 459902102 2,178,750 52,500.00 SH SOLE 52,500.00 0.00 Intuit Inc Com 461202103 240,675 7,500.00 SH SOLE 15,000.00 -7,500.00 Intuitive Surgical Inc Com 46120E602 47,990,295 455,100.00 SH SOLE 362,300.00 92,800.00 Investment Technology Group Com 46145F105 7,361,375 164,500.00 SH SOLE 114,000.00 50,500.00 Investors Financial Svcs Com 461915100 3,282,696 76,200.00 SH SOLE 82,600.00 -6,400.00 Iomega Corp Com 462030305 1,122,387 385,700.00 SH SOLE 184,500.00 201,200.00 Jack In The Box Inc Com 466367109 18,899,596 362,200.00 SH SOLE 286,500.00 75,700.00 Jacuzzi Brands Inc Com 469865109 6,724,269 673,100.00 SH SOLE 462,300.00 210,800.00 Janus Capital Group Inc Com 47102X105 1,881,288 95,400.00 SH SOLE 95,400.00 0.00 Jones Apparel Group Inc Com 480074103 2,293,508 70,700.00 SH SOLE 70,700.00 0.00 K2 Inc Com 482732104 7,120,110 607,000.00 SH SOLE 434,100.00 172,900.00 KNBT Bancorp Inc Com 482921103 4,811,136 299,200.00 SH SOLE 175,600.00 123,600.00 Kennametal Inc Com 489170100 186,945 3,300.00 SH SOLE 6,600.00 -3,300.00 Keynote Systems Inc Com 493308100 211,653 20,100.00 SH SOLE 20,100.00 0.00 Kite Realty Group Com 49803T102 8,543,856 501,400.00 SH SOLE 391,600.00 109,800.00 Knight Trading Group Com 499063105 855,400 47,000.00 SH SOLE 0.00 47,000.00 Kyphon Inc Com 501577100 30,347,620 811,000.00 SH SOLE 644,300.00 166,700.00 LCC International Inc Com 501810105 2,322,495 636,300.00 SH SOLE 304,000.00 332,300.00 Labor Ready Inc Com 505401208 14,988,537 940,900.00 SH SOLE 748,300.00 192,600.00 Landamerica Financial Group Com 514936103 802,638 12,200.00 SH SOLE 0.00 12,200.00 Leap Wireless International IncCom 521863308 24,725,051 509,900.00 SH SOLE 427,100.00 82,800.00 Leapfrog Enterprises Inc Com 52186N106 3,907,904 492,800.00 SH SOLE 235,700.00 257,100.00 Level 3 Communications Com 52729N100 2,095,093 388,700.00 SH SOLE 388,700.00 0.00 LittleFuse Inc Com 537008104 4,247,280 122,400.00 SH SOLE 86,600.00 35,800.00 Local com Corp Com 53954R105 1,033,845 219,500.00 SH SOLE 106,100.00 113,400.00 Longview Fibre Co (REIT) Com 543213102 7,492,167 368,709.00 SH SOLE 223,615.00 145,094.00 MDU Communications Com 582828109 1,997,643 2,699,076.00 SH SOLE 2,359,467.00 339,600.00 MSC Industrial Direct Co Com 553530106 1,812,930 44,500.00 SH SOLE 89,000.00 -44,500.00 MTS Systems Corp Com 553777103 7,852,152 242,800.00 SH SOLE 163,900.00 78,900.00 Macrovision Corp Com 555904101 938,124 39,600.00 SH SOLE 0.00 39,600.00 Marvel Enterprises Inc Com 57383T103 1,863,608 77,200.00 SH SOLE 77,200.00 0.00 Mattel Inc Com 577081102 2,137,450 108,500.00 SH SOLE 108,500.00 0.00 McCormick + Company Inc Com 579780206 3,323,250 87,500.00 SH SOLE 87,500.00 0.00 McGraw-Hill Companies Com 580645109 1,926,596 33,200.00 SH SOLE 37,800.00 -4,600.00 Mercantile Bank Corp Com 587376104 6,882,254 174,014.00 SH SOLE 123,057.00 50,957.00 Merrill Lynch & Co Com 590188108 2,088,474 26,700.00 SH SOLE 53,400.00 -26,700.00 Metro One Telecom Com 59163F204 109,647 41,850.00 SH SOLE 41,850.00 0.00 Microsoft Corp Com 594918104 2,231,760 81,600.00 SH SOLE 81,600.00 0.00 Microstrategy Inc Com 594972408 27,453,368 269,600.00 SH SOLE 213,700.00 55,900.00 Microtune Inc Com 59514P109 558,915 115,003.00 SH SOLE 115,003.00 0.00 Midwest Banc Hldgs Com 598251106 8,293,032 339,600.00 SH SOLE 229,100.00 110,500.00 Millennium Pharma Com 599902103 2,381,624 239,600.00 SH SOLE 479,200.00 -239,600.00 Morgan Stanley Dean Witter Com 617446448 787,428 10,800.00 SH SOLE 21,600.00 -10,800.00 Motient Corp Com 619908304 494,400 41,200.00 SH SOLE 41,200.00 0.00 Multimedia Games Inc Com 625453105 2,245,484 247,300.00 SH SOLE 118,300.00 129,000.00 NBTY Inc Com 628782104 23,202,329 792,700.00 SH SOLE 627,700.00 165,000.00 NCI BUILDING SYSTEMS INC Com 628852105 942,354 16,200.00 SH SOLE 0.00 16,200.00 NYFIX Inc Com 670712108 3,875,015 711,012.00 SH SOLE 437,037.00 273,975.00 Nacco Industr. Inc Com 629579103 761,096 5,600.00 SH SOLE 0.00 5,600.00 Napster Inc Com 630797108 2,223,389 520,700.00 SH SOLE 248,600.00 272,100.00 National Fuel Gas Com 636180101 185,385 5,100.00 SH SOLE 10,200.00 -5,100.00 Nautilus Group Inc Com 63910B102 9,466,875 688,500.00 SH SOLE 475,800.00 212,700.00 Neose Technologies Inc Com 640522108 727,452 367,400.00 SH SOLE 177,400.00 190,000.00 Net Perceptions Inc Com 64107U101 770,580 428,100.00 SH SOLE 428,100.00 0.00 Netgear Inc Com 64111Q104 19,150,759 930,100.00 SH SOLE 740,400.00 189,700.00 Neurogen Corp Com 64124E106 190,068 28,200.00 SH SOLE 28,200.00 0.00 Neurometrix Inc Com 641255104 2,440,884 128,400.00 SH SOLE 61,300.00 67,100.00 Neustar Inc. 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