-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PtSD7ALqdDF0lVKENMty8XbrnQPb1ra6Gan8Ep6SO3NCa2341OyDFN0y2HPcq9r7 XWkUAyJpmxt/G9204mVi+g== 0000912057-01-538992.txt : 20020410 0000912057-01-538992.hdr.sgml : 20020410 ACCESSION NUMBER: 0000912057-01-538992 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEW CAPITAL MANAGEMENT L P/MA CENTRAL INDEX KEY: 0001046187 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03973 FILM NUMBER: 1782791 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6172629324 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 a2062598z13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment / /; Amendment Number: This Amendment (check only one): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AEW Capital Management, L.P. Address: Two Seaport Lane Boston, MA 02210-2021 13F File Number: 28-6538 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Finnegan Title: Vice President of AEW Capital Management, Inc., General Partner of AEW Capital Management, L.P. Phone: (617) 261-9324 Signature, Place and Date of Signing: /s/James J. Finnegan Boston, Massachuetts October 22, 2001 - --------------------- ------------------------------ ---------------------- [Signature] [City, State] [Date]
Report Type (Check only one.): /X/ 13F HOLDING REPORT. / / 13F NOTICE. / / 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number: Name NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 1,376,840 List of Other Included Managers:
No. Form 13 File Number Name 1 28-6536 AEW Capital Management, Inc. 2 28-6808 CDC IXIS Asset Management North America (formerly Nvest Companies, L.P.)
FORM 13F INFORMATION TABLE Name of Reporting Manager: AEW Capital Management, L.P.
- ------------------------------------------------------------------------------------------------------------------------------- VALUE SH or NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT - ------------------------------------------------------------------------------------------------------------------------------- AMB Property Corp Common Stock 00163T109 52,934 2,160,575 - ------------------------------------------------------------------------------------------------------------------------------- Apartment Invt & Mgmt Common Stock 03748r101 58,900 1,301,372 - ------------------------------------------------------------------------------------------------------------------------------- Archstone Communities Common Stock 039581103 40,423 1,548,787 - ------------------------------------------------------------------------------------------------------------------------------- Arden Realty Common Stock 039793104 16,303 637,600 - ------------------------------------------------------------------------------------------------------------------------------- Avalon Bay Communities Common Stock 053484101 57,780 1,210,050 - ------------------------------------------------------------------------------------------------------------------------------- Beacon Capital Common Stock 073561102 2,977 1,488,725 - ------------------------------------------------------------------------------------------------------------------------------- Boston Properties, Inc. Common Stock 101121101 75,886 1,990,200 - ------------------------------------------------------------------------------------------------------------------------------- Brookfield Properties Common Stock 112900105 15,683 859,350 - ------------------------------------------------------------------------------------------------------------------------------- Cabot Industrial Trust Common Stock 127072106 9,427 459,850 - ------------------------------------------------------------------------------------------------------------------------------- Camden Property Trust Common Stock 133131102 40,111 1,081,156 - ------------------------------------------------------------------------------------------------------------------------------- Capital Automotive REIT Common Stock 139733109 4,283 243,100 - ------------------------------------------------------------------------------------------------------------------------------- CarrAmerica Realty Common Stock 144418100 21,877 730,200 - ------------------------------------------------------------------------------------------------------------------------------- Charles E. Smith Res. Common Stock 832197107 50,071 972,250 - ------------------------------------------------------------------------------------------------------------------------------- Chateau Communities Inc Common Stock 161726104 9,786 332,300 - ------------------------------------------------------------------------------------------------------------------------------- Chelsea Property Group Inc. Common Stock 163421100 18,030 396,700 - ------------------------------------------------------------------------------------------------------------------------------- Crescent Real Estate Eqt Common Stock 225756105 11,910 555,250 - ------------------------------------------------------------------------------------------------------------------------------- Developers Diversified Common Stock 251591103 7,866 438,200 - ------------------------------------------------------------------------------------------------------------------------------- Duke Realty Corp. Common Stock 264411505 21,123 891,640 - ------------------------------------------------------------------------------------------------------------------------------- Equity Office Properties Common Stock 294741103 146,926 4,591,427 - ------------------------------------------------------------------------------------------------------------------------------- Equity Residential Common Stock 29476l107 60,027 1,027,861 - ------------------------------------------------------------------------------------------------------------------------------- Federal Realty Invs Trust Common Stock 313747206 27,599 1,254,500 - ------------------------------------------------------------------------------------------------------------------------------- General Growth Prop Common Stock 370021107 30,196 868,450 - ------------------------------------------------------------------------------------------------------------------------------- Hospitality Properties Common Stock 44106m102 29,506 1,225,350 - ------------------------------------------------------------------------------------------------------------------------------- Host Marriott Corp. Common Stock 44107p104 6,870 974,400 - ------------------------------------------------------------------------------------------------------------------------------- Kilroy Realty Corp. Common Stock 49427f108 22,441 899,450 - -------------------------------------------------------------------------------------------------------------------------------
VOTING AUTHORITY INVESTMENT OTHER --------------------------------------------- NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- AMB Property Corp Shared-Defined 01 02 2,160,575 - ----------------------------------------------------------------------------------------------------------------------------------- Apartment Invt & Mgmt Shared-Defined 01 02 1,301,372 - ----------------------------------------------------------------------------------------------------------------------------------- Archstone Communities Shared-Defined 01 02 1,548,787 - ----------------------------------------------------------------------------------------------------------------------------------- Arden Realty Shared-Defined 01 02 637,600 - ----------------------------------------------------------------------------------------------------------------------------------- Avalon Bay Communities Shared-Defined 01 02 1,210,050 - ----------------------------------------------------------------------------------------------------------------------------------- Beacon Capital Shared-Defined 01 02 1,488,725 - ----------------------------------------------------------------------------------------------------------------------------------- Boston Properties, Inc. Shared-Defined 01 02 1,990,200 - ----------------------------------------------------------------------------------------------------------------------------------- Brookfield Properties Shared-Defined 01 02 859,350 - ----------------------------------------------------------------------------------------------------------------------------------- Cabot Industrial Trust Shared-Defined 01 02 459,850 - ----------------------------------------------------------------------------------------------------------------------------------- Camden Property Trust Shared-Defined 01 02 1,081,156 - ----------------------------------------------------------------------------------------------------------------------------------- Capital Automotive REIT Shared-Defined 01 02 243,100 - ----------------------------------------------------------------------------------------------------------------------------------- CarrAmerica Realty Shared-Defined 01 02 730,200 - ----------------------------------------------------------------------------------------------------------------------------------- Charles E. Smith Res. Shared-Defined 01 02 972,250 - ----------------------------------------------------------------------------------------------------------------------------------- Chateau Communities Inc Shared-Defined 01 02 332,300 - ----------------------------------------------------------------------------------------------------------------------------------- Chelsea Property Group Inc. Shared-Defined 01 02 396,700 - ----------------------------------------------------------------------------------------------------------------------------------- Crescent Real Estate Eqt Shared-Defined 01 02 555,250 - ----------------------------------------------------------------------------------------------------------------------------------- Developers Diversified Shared-Defined 01 02 438,200 - ----------------------------------------------------------------------------------------------------------------------------------- Duke Realty Corp. Shared-Defined 01 02 891,640 - ----------------------------------------------------------------------------------------------------------------------------------- Equity Office Properties Shared-Defined 01 02 4,591,427 - ----------------------------------------------------------------------------------------------------------------------------------- Equity Residential Shared-Defined 01 02 1,027,861 - ----------------------------------------------------------------------------------------------------------------------------------- Federal Realty Invs Trust Shared-Defined 01 02 1,254,500 - ----------------------------------------------------------------------------------------------------------------------------------- General Growth Prop Shared-Defined 01 02 868,450 - ----------------------------------------------------------------------------------------------------------------------------------- Hospitality Properties Shared-Defined 01 02 1,225,350 - ----------------------------------------------------------------------------------------------------------------------------------- Host Marriott Corp. Shared-Defined 01 02 974,400 - ----------------------------------------------------------------------------------------------------------------------------------- Kilroy Realty Corp. Shared-Defined 01 02 899,450 - -----------------------------------------------------------------------------------------------------------------------------------
FORM 13F INFORMATION TABLE Name of Reporting Manager: AEW Capital Management, L.P.
- -------------------------------------------------------------------------------------------------------------------------------- VALUE SH or NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT - -------------------------------------------------------------------------------------------------------------------------------- Kimco Realty Corp. Common Stock 49446r109 30,114 620,275 - -------------------------------------------------------------------------------------------------------------------------------- Liberty Property Trust Common Stock 531172104 46,068 1,605,700 - -------------------------------------------------------------------------------------------------------------------------------- Macerich Company (the) Common Stock 554382101 10,261 464,300 - -------------------------------------------------------------------------------------------------------------------------------- PS Business Parks Inc Common Stock 69360j107 15,997 577,500 - -------------------------------------------------------------------------------------------------------------------------------- Pacific Gulf Liquidating Trust Common Stock 694396102 1,626 916,100 - -------------------------------------------------------------------------------------------------------------------------------- Pan Pacific Retail Common Stock 69806L104 22,664 860,100 - -------------------------------------------------------------------------------------------------------------------------------- Philips Int'l Realty Common Stock 718333107 1,526 526,250 - -------------------------------------------------------------------------------------------------------------------------------- Post Properties, Inc. Common Stock 737464107 3,392 91,468 - -------------------------------------------------------------------------------------------------------------------------------- Prentiss Properties Common Stock 740706106 39,325 1,430,000 - -------------------------------------------------------------------------------------------------------------------------------- Prologis Trust Common Stock 743410102 29,162 1,382,095 - -------------------------------------------------------------------------------------------------------------------------------- Public Storage Inc. Common Stock 74460d109 55,962 1,675,511 - -------------------------------------------------------------------------------------------------------------------------------- Reckson Assoc. Rlty Common Stock 75621k106 32,738 1,355,600 - -------------------------------------------------------------------------------------------------------------------------------- Regency Centers Corp. Common Stock 758849103 11,262 437,350 - -------------------------------------------------------------------------------------------------------------------------------- Rouse Co. Common Stock 779273101 25,122 1,039,400 - -------------------------------------------------------------------------------------------------------------------------------- SL Green Realty Corp Common Stock 78440x101 1,608 51,000 - -------------------------------------------------------------------------------------------------------------------------------- Shurgard Storage Ctrs Common Stock 82567d104 12,009 398,450 - -------------------------------------------------------------------------------------------------------------------------------- Simon Property Group Common Stock 828806109 38,627 1,435,432 - -------------------------------------------------------------------------------------------------------------------------------- Starwood Hotels & Resorts Common Stock 85590A203 13,169 598,600 - -------------------------------------------------------------------------------------------------------------------------------- Summit Properties Common Stock 866239106 16,629 633,500 - -------------------------------------------------------------------------------------------------------------------------------- Sun Communities Inc. Common Stock 866674104 27,630 753,900 - -------------------------------------------------------------------------------------------------------------------------------- Trizec Hahn Corp. Common Stock 896938107 2,865 159,100 - -------------------------------------------------------------------------------------------------------------------------------- Vornado Realty Trust. Common Stock 929042109 48,748 1,227,900 - -------------------------------------------------------------------------------------------------------------------------------- Weingarten Realty Investors Common Stock 948741103 851 17,500 - -------------------------------------------------------------------------------------------------------------------------------- Crown Castle Intl. Corp. Common Stock 228227104 187 20,768 - -------------------------------------------------------------------------------------------------------------------------------- Cypress Communications Inc. Common Stock 232743104 253 142,223 - --------------------------------------------------------------------------------------------------------------------------------
VOTING AUTHORITY INVESTMENT OTHER --------------------------------------------- NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Kimco Realty Corp. Shared-Defined 01 02 620,275 - ----------------------------------------------------------------------------------------------------------------------------------- Liberty Property Trust Shared-Defined 01 02 1,605,700 - ----------------------------------------------------------------------------------------------------------------------------------- Macerich Company (the) Shared-Defined 01 02 464,300 - ----------------------------------------------------------------------------------------------------------------------------------- PS Business Parks Inc Shared-Defined 01 02 577,500 - ----------------------------------------------------------------------------------------------------------------------------------- Pacific Gulf Liquidating Trust Shared-Defined 01 02 916,100 - ----------------------------------------------------------------------------------------------------------------------------------- Pan Pacific Retail Shared-Defined 01 02 860,100 - ----------------------------------------------------------------------------------------------------------------------------------- Philips Int'l Realty Shared-Defined 01 02 526,250 - ----------------------------------------------------------------------------------------------------------------------------------- Post Properties, Inc. Shared-Defined 01 02 91,468 - ----------------------------------------------------------------------------------------------------------------------------------- Prentiss Properties Shared-Defined 01 02 1,430,000 - ----------------------------------------------------------------------------------------------------------------------------------- Prologis Trust Shared-Defined 01 02 1,382,095 - ----------------------------------------------------------------------------------------------------------------------------------- Public Storage Inc. Shared-Defined 01 02 1,675,511 - ----------------------------------------------------------------------------------------------------------------------------------- Reckson Assoc. Rlty Shared-Defined 01 02 1,355,600 - ----------------------------------------------------------------------------------------------------------------------------------- Regency Centers Corp. Shared-Defined 01 02 437,350 - ----------------------------------------------------------------------------------------------------------------------------------- Rouse Co. Shared-Defined 01 02 1,039,400 - ----------------------------------------------------------------------------------------------------------------------------------- SL Green Realty Corp Shared-Defined 01 02 51,000 - ----------------------------------------------------------------------------------------------------------------------------------- Shurgard Storage Ctrs Shared-Defined 01 02 398,450 - ----------------------------------------------------------------------------------------------------------------------------------- Simon Property Group Shared-Defined 01 02 1,435,432 - ----------------------------------------------------------------------------------------------------------------------------------- Starwood Hotels & Resorts Shared-Defined 01 02 598,600 - ----------------------------------------------------------------------------------------------------------------------------------- Summit Properties Shared-Defined 01 02 633,500 - ----------------------------------------------------------------------------------------------------------------------------------- Sun Communities Inc. Shared-Defined 01 02 753,900 - ----------------------------------------------------------------------------------------------------------------------------------- Trizec Hahn Corp. Shared-Defined 01 02 159,100 - ----------------------------------------------------------------------------------------------------------------------------------- Vornado Realty Trust. Shared-Defined 01 02 1,227,900 - ----------------------------------------------------------------------------------------------------------------------------------- Weingarten Realty Investors Shared-Defined 01 02 17,500 - ----------------------------------------------------------------------------------------------------------------------------------- Crown Castle Intl. Corp. Shared-Defined 01 02 20,768 - ----------------------------------------------------------------------------------------------------------------------------------- Cypress Communications Inc. Shared-Defined 01 02 142,223 - -----------------------------------------------------------------------------------------------------------------------------------
FORM 13F INFORMATION TABLE Name of Reporting Manager: AEW Capital Management, L.P.
- ----------------------------------------------------------------------------------------------------------------------------------- VALUE SH or NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT - ----------------------------------------------------------------------------------------------------------------------------------- Internap Network Services Convertible Preferred 45885A102 871 870,979 - -------------------------------------------------------------------------------------------------------------------------------- Crown Castle Int. Convertible Preferred 228227401 5,125 155,000 - -------------------------------------------------------------------------------------------------------------------------------- Equity Residential 7.25% Series G Convertible Preferred 29476L859 4,958 194,968 - -------------------------------------------------------------------------------------------------------------------------------- General Growth Property 7.25% Series A Convertible Preferred 370021206 9,304 372,166 - -------------------------------------------------------------------------------------------------------------------------------- Reckson Assoc. Series A Convertible Preferred 75621K205 1,900 82,589 - -------------------------------------------------------------------------------------------------------------------------------- SL Green Realty Preferred A Convertible Preferred 78440X200 11,007 339,821 - -------------------------------------------------------------------------------------------------------------------------------- Simon Property 6.5% Series B Convertible Preferred 828806406 10,803 140,350 - -------------------------------------------------------------------------------------------------------------------------------- Vornado Realty Trust, 6.5% Series A Convertible Preferred 929042208 6,141 111643 - -------------------------------------------------------------------------------------------------------------------------------- Column Total 1,376,840 48,826,281 - --------------------------------------------------------------------------------------------------------------------------------
VOTING AUTHORITY INVESTMENT OTHER --------------------------------------------- NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Internap Network Services Shared-Defined 01 02 870,979 - ----------------------------------------------------------------------------------------------------------------------------------- Crown Castle Int. Shared-Defined 01 02 155,000 - ----------------------------------------------------------------------------------------------------------------------------------- Equity Residential 7.25% Series G Shared-Defined 01 02 194,968 - ----------------------------------------------------------------------------------------------------------------------------------- General Growth Property 7.25% Series A Shared-Defined 01 02 372,166 - ----------------------------------------------------------------------------------------------------------------------------------- Reckson Assoc. Series A Shared-Defined 01 02 82,589 - ----------------------------------------------------------------------------------------------------------------------------------- SL Green Realty Preferred A Shared-Defined 01 02 339,821 - ----------------------------------------------------------------------------------------------------------------------------------- Simon Property 6.5% Series B Shared-Defined 01 02 140,350 - ----------------------------------------------------------------------------------------------------------------------------------- Vornado Realty Trust, 6.5% Series A Shared-Defined 01 02 111,643 - ----------------------------------------------------------------------------------------------------------------------------------- Column Total 48,826,281 - -----------------------------------------------------------------------------------------------------------------------------------
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