-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F+kNYuobT4E7Qafyfgtb8YGIIUZSeHrnjliaLy4J966BEyYyJrfsjdHfnGu6Xydt zZdD9pOC7Cq8Sn6hl4bqDQ== 0001314440-07-000002.txt : 20070216 0001314440-07-000002.hdr.sgml : 20070216 20070215175250 ACCESSION NUMBER: 0001314440-07-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070216 DATE AS OF CHANGE: 20070215 EFFECTIVENESS DATE: 20070216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stephens Inc. CENTRAL INDEX KEY: 0001314440 IRS NUMBER: 710641478 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11261 FILM NUMBER: 07628770 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: SUITE 1050 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 501-374-4361 MAIL ADDRESS: STREET 1: 111 CENTER STREET CITY: LITTLE ROCK STATE: AR ZIP: 72203 13F-HR 1 simg064th.txt QUARTERLY 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stephens Inc. Address: 111 Center Street Little Rock, AR 72201 13F File Number: 28-11261 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Ryan E. Crane Title: Senior Vice President Phone: (713) 993-4200 Signature, Place, and Date of Signing: Ryan Crane Houston, Texas December 31, 2006 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: $272,831 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE TITLE OF VALUE PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) SHARES SH CALL DSCRETN MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------- ARRON RENTS INC COM 002535201 2552 88680 SH DEFINED 0 88680 0 ACTIVISION INC NEW COM 004930202 343 19901 SH DEFINED 0 19901 0 ADEZA BIOMEDICAL CORP COM 006864102 1727 115827 SH DEFINED 0 115827 0 ADMINISTAFF INC COM 007094105 2261 52865 SH DEFINED 0 52865 0 ADVISORY BOARD CO COM 00762W107 2536 47365 SH DEFINED 0 47365 0 AFFILIATED MANAGERS GROUP INC COM 008252108 1854 17635 SH DEFINED 0 17635 0 AFFYMETRIX INC COM 00826T108 597 25875 SH DEFINED 0 25875 0 AMERICAN MEDICAL SYSTEMS HLDGS COM 02744M108 2199 118710 SH DEFINED 0 118710 0 AMERIGON INCORPORATED COM 03070L300 1606 166250 SH DEFINED 0 166250 0 AQUANTIVE INC COM 03839G105 2714 110045 SH DEFINED 0 110045 0 ARM HOLDINGS PLC COM 042068106 2177 298235 SH DEFINED 0 298235 0 AUTODESK INC COM 052769106 326 8060 SH DEFINED 0 8060 0 BEBE STORES INC COM 075571109 1999 101005 SH DEFINED 0 101005 0 BED BATH & BEYOND INC COM 075896100 55 1450 SH DEFINED 0 1450 0 BENIHANA INC CLASS A COM 082047200 1456 47433 SH DEFINED 0 47433 0 BJ'S RESTAURANTS INC COM 09180C106 1835 90805 SH DEFINED 0 90805 0 BLACKBAUD INC COM 09227Q100 2264 87090 SH DEFINED 0 87090 0 CRA INTERNATIONAL INC COM 12618T105 2790 53250 SH DEFINED 0 53250 0 CARMAX GROUP INC COM 143130102 283 5285 SH DEFINED 0 5285 0 CERNER CORP COM 156782104 387 8510 SH DEFINED 0 8510 0 CHECKFREE CORP COM 162813109 290 7225 SH DEFINED 0 7225 0 CHICAGO MERCANTILE EXCHANGE COM 167760107 219 430 SH DEFINED 0 430 0 CIENA CORP COM 171779309 1427 51500 SH DEFINED 0 51500 0 CITI TRENDS INC COM 17306X102 2162 54550 SH DEFINED 0 54550 0 COLDWATER CREEK INC COM 193068103 1623 66210 SH DEFINED 0 66210 0 CONCEPTUS INC COM 206016107 1833 86120 SH DEFINED 0 86120 0 CORP EXECUTIVE BOARD COM 21988R102 2990 34095 SH DEFINED 0 34095 0 COSTAR GROUP INC COM 22160N109 3768 70355 SH DEFINED 0 70355 0 COVANCE INC COM 222816100 392 6652 SH DEFINED 0 6652 0 CYBERSOURCE CORP COM 23251J106 3184 288970 SH DEFINED 0 288970 0 CYMER INC COM 232572107 1804 41055 SH DEFINED 0 41055 0 CYTYC CORP COM 232946103 319 11260 SH DEFINED 0 11260 0 DAVITA INC COM 23918K108 316 5560 SH DEFINED 0 5560 0 DIALYSIS OF AMERICA COM 252529102 1240 97580 SH DEFINED 0 97580 0 DIGITAL RIVER INC COM 25388B104 1090 19530 SH DEFINED 0 19530 0 EXCO RESOURCES INC COM 269279402 1492 88220 SH DEFINED 0 88220 0 ECLIPSYS CORP COM 278856109 2657 129225 SH DEFINED 0 129225 0 ENERGY CONVERSION DEVICES COM 292659109 1217 35815 SH DEFINED 0 35815 0 EURONET SERVICES INC COM 298736109 4331 145865 SH DEFINED 0 145865 0 EXPRESS SCRIPTS INC COM 302182100 236 3295 SH DEFINED 0 3295 0 FLIR SYSTEMS INC COM 302445101 1553 48790 SH DEFINED 0 48790 0 FMC TECHNOLOGIES INC COM 30249U101 218 3540 SH DEFINED 0 3540 0 FACTSET RESEARCH SYSTEMS INC COM 303075105 2594 45920 SH DEFINED 0 45920 0 F5 NETWORKS INC COM 315616102 1826 24605 SH DEFINED 0 24605 0 FIRST CASH FINL SERVICES COM 31942D107 2964 114590 SH DEFINED 0 114590 0 FORMFACTOR INC COM 346375108 2443 65585 SH DEFINED 0 65585 0 FOXHOLLOW TECHNOLOGIES INC COM 35166A103 1156 53590 SH DEFINED 0 53590 0 GEO GROUP INC COM 36159R103 1572 41897 SH DEFINED 0 41897 0 GAMESTOP CORP COM 36467W109 3346 60715 SH DEFINED 0 60715 0 GAYLORD ENTERTAINMENT CORP COM 367905106 3109 61035 SH DEFINED 0 61035 0 GEN PROBE INCORPORATED COM 36866T103 3816 72865 SH DEFINED 0 72865 0 GLOBAL PAYMENTS INC COM 37940X102 304 6575 SH DEFINED 0 6575 0 GOODRICH PETROLEUM CO NEW COM 382410405 1435 39655 SH DEFINED 0 39655 0 GREENHILL COMPANY COM 395259104 1761 23865 SH DEFINED 0 23865 0 GUESS ? 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