-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ki/4aGzSPXsKamp9+khR7Hvdt4EDAlaOU3aX9e39CSWa7+O95uWcxv4N/AX/OxKZ +AYLpNulrfKpa7kta/WbGA== 0001140022-03-000020.txt : 20030529 0001140022-03-000020.hdr.sgml : 20030529 20030529091544 ACCESSION NUMBER: 0001140022-03-000020 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030529 EFFECTIVENESS DATE: 20030529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVIVA PLC CENTRAL INDEX KEY: 0001140022 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06609 FILM NUMBER: 03722469 BUSINESS ADDRESS: STREET 1: ST HELENS 1 UNDERSHAFT STREET 2: LONDON UK C3P 3DQ CITY: LONDON STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: ST HELENS STREET 2: 1 UNDERSHAFT LONDON ENGLAND STATE: X0 ZIP: 9999999999 FORMER COMPANY: FORMER CONFORMED NAME: CGNU PLC DATE OF NAME CHANGE: 20010504 13F-HR/A 1 aviva13fhra_030331.txt United STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2003 Check here if Amendment [x]; Amendment Number:1 This Amendment (Check only one.): [ ] is a restatement. [x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Aviva plc Address: St Helen's 1 Undershaft London EC3P 3DQ United Kingdom 13F File Number: 028-06609 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Mary Ward Title: Group Legal Operations Manager Phone: 00 44 1603 684420 Signature, Place, and Date of Signing: Mary Ward London, United Kingdom 29 May, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7 Form 13F Information Table Entry Total: 1509 Form 13F Information Table Value Total: $6,235,359 List of Other Included Managers: No. 13F File Number Name 1 028-06503 Morley Fund Management Limited 2 028-06507 Norwich Union Investment Management Ltd Boston Branch 3 028-06611 Consolidated Delta Lloyd 4 028-06613 Hibernian Investment Managers Limited 5 028-06615 Aviva Gestion D'Actifs 6 Consolidated Other Legal Name 7 028-10203 CGU Investment Management Canada Ltd FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ INVSTMT OTH VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP ($1000) PRN AMT PRN DSCRETN MAN SOLE SHARED NONE ADVANCED MICRO DEVICES INNOTE 4.500%007903AF4 8584 7400000SH Defined 2 7400000 0 0 AFFILIATED COMPUTER SERVINOTE 3.500%008190AF7 1239 1000000SH Defined 2 1000000 0 0 AGERE SYS INC NOTE 6.500%00845VAA8 5300 5800000SH Defined 2 5800000 0 0 ALLERGAN INC NOTE 11/0 018490AE2 1873 2000000SH Defined 2 2000000 0 0 AMERICAN INTL GROUP INC DBCV 11/0 026874AP2 7014 10900000SH Defined 2 10900000 0 0 AMGEN INC NOTE 3/0 031162AE0 22111 28700000SH Defined 2 28700000 0 0 ANADARKO PETE CORP DBCV 3/0 032511AP2 593 1000000SH Defined 2 1000000 0 0 AVON PRODS INC NOTE 7/1 054303AP7 1097 2000000SH Defined 2 2000000 0 0 BEST BUY INC SDCV 2.250%086516AF8 7189 7900000SH Defined 2 7900000 0 0 BJ SVCS CO NOTE 0.500%055482AF0 8225 9800000SH Defined 2 9800000 0 0 BRINKER INTL INC DBCV 10/1 109641AC4 4454 6500000SH Defined 2 6500000 0 0 CENDANT CORP DEBT 2/1 151313AF0 1958 3000000SH Defined 2 3000000 0 0 CORNING INC DBCV 11/0 219350AJ4 2048 3000000SH Defined 2 3000000 0 0 ECHOSTAR COMMUNICATIONS NNOTE 4.875%278762AD1 7192 7400000SH Defined 2 7400000 0 0 ECHOSTAR COMMUNICATIONS NNOTE 5.750%278762AG4 3099 3000000SH Defined 2 3000000 0 0 GAP INC DEL NOTE 5.750%364760AJ7 12208 9800000SH Defined 2 9800000 0 0 GENZYME CORP SDCV 3.000%372917AK0 4433 4500000SH Defined 2 4500000 0 0 HASBRO INC DBCV 2.750%418056AN7 1510 1500000SH Defined 2 1500000 0 0 HCC INS HLDGS INC NOTE 2.000%404132AA0 4290 4000000SH Defined 2 4000000 0 0 HNC SOFTWARE INC NOTE 5.250%40425PAC1 4334 3700000SH Defined 2 3700000 0 0 INTERPUBLIC GROUP COS INCNOTE 1.870%460690AJ9 833 1000000SH Defined 2 1000000 0 0 INTL PAPER CO DBCV 6/2 460146BM4 6331 12000000SH Defined 2 12000000 0 0 L-3 COMMUNICATIONS HLDGS NOTE 5.250%502424AB0 4931 4100000SH Defined 2 4100000 0 0 LIBERTY MEDIA CORP DEB 3.250% 530715AR2 4681 5000000SH Defined 2 5000000 0 0 LIBERTY MEDIA CORP DEB 3.500% 530715AN1 4476 6800000SH Defined 2 6800000 0 0 LIBERTY MEDIA CORP DEB 3.750% 530715AL5 2218 4000000SH Defined 2 4000000 0 0 LIBERTY MEDIA CORP DEB 4.000% 530715AG6 1176 2000000SH Defined 2 2000000 0 0 LOWES COS INC NOTE 0.861%548661CG0 9195 10800000SH Defined 2 10800000 0 0 MEDICIS PHARMACEUTICAL CONOTE 2.000%58470KAA2 2361 2000000SH Defined 2 2000000 0 0 MEDTRONIC INC DBCV 1.250%585055AB2 13916 13300000SH Defined 2 13300000 0 0 MERRILL LYNCH & CO INC FRNT 3/1 590188A73 1467 1500000SH Defined 2 1500000 0 0 NEXTEL COMMUNICATIONS INCNOTE 6.000%65332VBC6 993 1000000SH Defined 2 1000000 0 0 NORTEL NETWORKS CORP NEW NOTE 4.250%656568AB8 1488 2000000SH Defined 2 2000000 0 0 PENNEY J C INC NOTE 5.000%708160BV7 10150 10000000SH Defined 2 10000000 0 0 RADIAN GROUP INC DBCV 2.250%750236AF8 7760 7700000SH Defined 2 7700000 0 0 SUPERVALU INC NOTE 11868536AP8 746 2600000SH Defined 2 2600000 0 0 SYMANTEC CORP NOTE 3.000%871503AB4 7403 5200000SH Defined 2 5200000 0 0 TEVA PHARMACEUTICALS FIN DBCV 1.500%88163VAB5 2761 2500000SH Defined 2 2500000 0 0 TRAVELERS PPTY CAS CORP NNT CV JR 2089420G307 5288 234000SH Defined 2 234000 0 0 TYCO INTL GROUP S A DBCV 3.125%902118BE7 17453 19500000SH Defined 2 19500000 0 0 UNITED PARCEL SERVICE INCNOTE 1.750%911312AB2 8351 8250000SH Defined 2 8250000 0 0 UNITED STATES STL CORP NEPFD CV B 7%912909207 9594 200000SH Defined 2 200000 0 0 WEATHERFORD INTL INC DBCV 6/3 947074AB6 4344 6800000SH Defined 2 6800000 0 0 XL CAP LTD NOTE 9/0 98372PAD0 4870 8000000SH Defined 2 8000000 0 0
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